13F-HR filed by NORTHERN TRUST CORP
NORTHERN TRUST CORP filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-11, with 4,374 holding rows worth $513,388,036,000.
- Accession
- 0001256484-21-000001
- Filer
- CIK 73124
- Filed
- 2021-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A combination report, 17,173 entries on the cover page, a total value of $513,388,036,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $513,388,036,000 with VALUE read as thousands by filing date, 13F file number 028-00290. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerKELLOGG W K FOUNDATION TRUST028-15333
- reports for this filerInteractive Financial Advisors028-12638
- reports for this filerMitsubishi UFJ Trust & Banking Corp028-13564
- reports for this filerMAR VISTA INVESTMENT PARTNERS LLC028-13243
- reports for this filerAXIOM INTERNATIONAL INVESTORS LLC /DE028-05615
- reports for this filerSEGALL BRYANT & HAMILL, LLC028-03381
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerCAUSEWAY CAPITAL MANAGEMENT LLC028-11728
- reports for this filerWELLINGTON MANAGEMENT GROUP LLP028-04557
- reports for this filerStrategic Global Advisors, LLC028-16442
- reports for this filerAshmore Group plc028-14260
- reports for this filerMaple-Brown Abbott Ltd028-17488
- reports for this filerWCM INVESTMENT MANAGEMENT, LLC028-07104
- reports for this filerWestwood Global Investments, LLC028-11863
- reports for this filerVICTORY CAPITAL MANAGEMENT INC028-06354
- reports for this filerARK Investment Management LLC028-17768
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerJANUS CAPITAL MANAGEMENT LLC028-01343
- reports for this filerARIEL INVESTMENTS, LLC028-04003
- included managerNORTHERN TRUST CO028-10495
- included managerNorthern Trust Investments, Inc028-10487
- included managerNORTHERN TRUST GLOBAL INVESTMENTS LTD028-10549
- included managerBelvedere Advisors LLC028-18905
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 830,279 | $1,038,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 827,845 | $1,035,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L639 | EMRG MKT QT LW | 38,907 | $1,034,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 51,587 | $1,032,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 16,633 | $1,031,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 24,680 | $1,029,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 100,255 | $1,028,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 49,058 | $1,028,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 35,079 | $1,027,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 149,501 | $1,024,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 31,791 | $1,014,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 71,451 | $1,014,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 452,957 | $1,014,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 264,352 | $1,013,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 476,594 | $1,011,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 131,644 | $1,011,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 98,763 | $1,010,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 99,717 | $1,006,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 351,505 | $1,002,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 142,173 | $1,002,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 38,710 | $999,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 13,167 | $997,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 400,857 | $994,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 7,970 | $992,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 35,370 | $992,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 30,527 | $985,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 189,806 | $985,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 26,194 | $976,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 126,322 | $973,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 23,229 | $972,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 250,427 | $972,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 178,644 | $970,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 174,096 | $958,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 13,536 | $956,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 107,865 | $946,000 | thousands by filing date | |
| CI FINL CORP | 125491100 | COM | 75,686 | $939,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 38,146 | $937,000 | thousands by filing date | |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 187,209 | $936,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 140,540 | $932,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 221,025 | $932,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 29,869 | $925,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 273,147 | $918,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 78,829 | $916,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 390,472 | $914,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 127,374 | $909,000 | thousands by filing date | |
| TATTOOED CHEF INC | 87663X102 | COM | 39,616 | $907,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 306,694 | $905,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 78,355 | $904,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 75,014 | $904,000 | thousands by filing date | |
| TURQUOISE HILL RES LTD | 900435207 | COM | 72,622 | $902,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 200,249 | $901,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 736,724 | $899,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 23,260 | $896,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 191,024 | $892,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 6,927 | $889,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 157,674 | $889,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 287,892 | $887,000 | thousands by filing date | |
| CHECKMATE PHARMACEUTICALS IN | 162818108 | COM | 60,738 | $886,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 422,891 | $884,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 167,159 | $880,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 311,313 | $875,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 83,620 | $873,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 45,774 | $871,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 46,521 | $870,000 | thousands by filing date | |
| UROVANT SCIENCES | G9381B108 | COMMON STOCK | 53,828 | $868,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 858,560 | $867,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 151,219 | $863,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 202,934 | $862,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 29,117 | $861,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 104,059 | $861,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 42,633 | $860,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 15,801 | $857,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 11,182 | $854,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 60,363 | $854,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 22,590 | $850,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 400,432 | $849,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 9,770 | $848,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 248,971 | $847,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 25,817 | $842,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 184,554 | $838,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 63,083 | $837,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 171,439 | $834,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 122,482 | $833,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 140,046 | $833,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 57,641 | $831,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 101,404 | $830,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 78,455 | $825,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 93,606 | $820,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 32,096 | $818,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 31,809 | $818,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 18,045 | $815,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 124,577 | $807,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 37,365 | $804,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 44,520 | $801,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 62,108 | $800,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 135,011 | $799,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 810,779 | $799,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 39,538 | $794,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 22,019 | $793,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 257,044 | $787,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 10,574 | $780,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 390,018 | $780,000 | thousands by filing date | |
| ROOT INC | 77664L108 | COMMON STOCK | 49,508 | $778,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 3,379 | $777,000 | thousands by filing date | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 67,995 | $775,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 12,000 | $770,000 | thousands by filing date | |
| DOCEBO INC COM | 25609L105 | Stock | 11,765 | $766,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 12,238 | $762,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 107,388 | $756,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 49,458 | $755,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 57,242 | $755,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 331,751 | $753,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 30,457 | $751,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 47,083 | $748,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 20,408 | $743,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 68,008 | $741,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 139,357 | $737,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 40,454 | $737,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 51,284 | $737,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 43,531 | $730,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 112,835 | $730,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 68,103 | $725,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 103,420 | $723,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 35,492 | $721,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 46,622 | $717,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 38,588 | $717,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 148,267 | $717,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 132,082 | $715,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 36,583 | $714,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 250,169 | $713,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 42,666 | $707,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 64,451 | $706,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 113,762 | $701,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 78,326 | $694,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 23,714 | $693,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 43,406 | $693,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 3,255 | $691,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 141,185 | $690,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 30,091 | $687,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 72,229 | $684,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 10,271 | $680,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 93,198 | $676,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 141,003 | $675,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 739,968 | $673,000 | thousands by filing date | |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 13,902 | $668,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 160,905 | $663,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 7,560 | $661,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 439,978 | $660,000 | thousands by filing date | |
| MTBC INC | 55378G102 | COM | 72,859 | $660,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 74,407 | $657,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 52,313 | $657,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 63,124 | $648,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 79,405 | $635,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 14,210 | $635,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 97,577 | $635,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 61,921 | $632,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 2,559 | $630,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 170,990 | $628,000 | thousands by filing date | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 11,917 | $627,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 18,943 | $624,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 78,505 | $624,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 290,850 | $623,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 26,316 | $619,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 222,866 | $618,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 32,240 | $616,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 34,154 | $611,000 | thousands by filing date | |
| METACRINE INC | 59101E103 | COM | 77,648 | $611,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 13,377 | $610,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 123,282 | $610,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 70,135 | $607,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 282,702 | $605,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 66,504 | $604,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 34,589 | $604,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 53,480 | $601,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 461,596 | $601,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 45,440 | $601,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 56,315 | $598,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 142,301 | $598,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 89,607 | $598,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 23,203 | $595,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 24,559 | $593,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 429,693 | $593,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 68,929 | $590,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 61,019 | $589,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 90,687 | $586,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 29,698 | $585,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 504,971 | $580,000 | thousands by filing date | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 89,618 | $580,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 830,773 | $573,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 13,539 | $570,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 3,354 | $569,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 122,740 | $566,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 26,752 | $564,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 174,144 | $564,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 20,555 | $562,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 306,118 | $560,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 212,989 | $560,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 113,424 | $559,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 165,340 | $556,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 6,151 | $555,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 17,000 | $554,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 5,701 | $552,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 12,781 | $552,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 251,095 | $552,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 91,094 | $547,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 26,085 | $541,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 341,960 | $540,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 136,555 | $540,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 116,577 | $538,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 36,345 | $535,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 68,182 | $535,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 909 | $532,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 184,805 | $532,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 67,774 | $531,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 233,085 | $527,000 | thousands by filing date | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 24,537 | $525,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 3,790 | $523,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 10,119 | $519,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 58,018 | $516,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 11,443 | $513,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 28,961 | $510,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U404 | CMN | 31,638 | $507,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 17,294 | $506,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 348,982 | $506,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 44,462 | $505,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 73,364 | $504,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 96,572 | $503,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 11,000 | $495,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 57,999 | $495,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 14,205 | $494,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 1,452,443 | $492,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 82,691 | $492,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 307,584 | $489,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 364,587 | $489,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 9,732 | $480,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 341,142 | $478,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602605 | COM NEW | 47,255 | $478,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 160,762 | $475,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 54,154 | $474,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 231,488 | $472,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 10,935 | $470,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 136,814 | $469,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 3,595 | $468,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 29,140 | $467,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 15,671 | $464,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 29,171 | $463,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 262,029 | $461,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 53,683 | $461,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 23,422 | $456,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 49,189 | $451,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 191,285 | $448,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 40,639 | $446,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 21,663 | $444,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 177,691 | $442,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 11,462 | $439,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 18,087 | $436,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 82,952 | $432,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 12,081 | $432,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 93,002 | $428,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 46,476 | $426,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 27,960 | $425,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 80,860 | $425,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 158,420 | $423,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 79,427 | $422,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 7,493 | $421,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 18,137 | $420,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 2,850 | $417,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 15,334 | $415,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 51,634 | $415,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 174,276 | $414,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 124,736 | $412,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 58,880 | $412,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,350 | $410,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 585,859 | $410,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 81,062 | $409,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 92,248 | $409,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 2,709 | $408,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 11,941 | $408,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 167,616 | $408,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 114,203 | $405,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 108,611 | $403,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 2,493 | $402,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 34,944 | $397,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 27,838 | $396,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 19,598 | $394,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 4,924 | $392,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 8,283 | $385,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 2,891 | $385,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 34,969 | $382,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 5,948 | $381,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 81,771 | $381,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 40,246 | $380,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 69,718 | $380,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 32,458 | $379,000 | thousands by filing date | |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 19,179 | $378,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 84,130 | $374,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 275,355 | $374,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 6,751 | $373,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 176,469 | $372,000 | thousands by filing date | |
| WINDTREE THERAPEUTICS INC | 97382D303 | COM | 72,385 | $371,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 105,335 | $370,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 30,000 | $370,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W405 | COM | 56,879 | $370,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 8,000 | $368,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 4,135 | $363,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 26,890 | $363,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 209,170 | $363,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 3,441 | $360,000 | thousands by filing date | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 25,834 | $360,000 | thousands by filing date | |
| MONOPAR THERAPEUTICS INC | 61023L108 | COM | 58,793 | $360,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 30,458 | $360,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 40,988 | $358,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 2,244 | $352,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 38,096 | $352,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 18,698 | $348,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 42,999 | $347,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 15,603 | $342,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 61,392 | $342,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 68,548 | $340,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 113,565 | $340,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 85,224 | $340,000 | thousands by filing date | |
| NEOGAMES S A | L6673X107 | COM | 8,886 | $338,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 158,523 | $336,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 270,535 | $335,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 133,515 | $335,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 21,018 | $334,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 40,224 | $334,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 28,893 | $334,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 17,500 | $333,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 100,420 | $333,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 39,007 | $330,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 12,789 | $330,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 928 | $329,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 65,100 | $327,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 9,564 | $323,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 4,151 | $323,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 18,167 | $323,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 40,425 | $323,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 10,928 | $322,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 41,981 | $321,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 54,223 | $320,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 8,707 | $319,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 19,519 | $318,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 235,003 | $317,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 2,671 | $316,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 6,893 | $316,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 98,115 | $316,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 22,599 | $315,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 166,109 | $315,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 37,870 | $313,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 82,442 | $311,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 3,250 | $308,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 118,587 | $308,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 113,674 | $307,000 | thousands by filing date | |
| MOHAWK GROUP HLDGS INC | 608189106 | COM | 17,826 | $307,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 21,424 | $307,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 38,257 | $307,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 27,420 | $305,000 | thousands by filing date | |
| ELUTIA INC | 05479K106 | CL A COM | 22,337 | $304,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 445,391 | $302,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 10,265 | $301,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 49,060 | $301,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 911 | $298,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 167,967 | $298,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 68,649 | $298,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 42,765 | $296,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 341,435 | $294,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 11,648 | $294,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 4,297 | $293,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 48,951 | $293,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 17,562 | $291,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 5,382 | $290,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 25,469 | $290,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 8,801 | $289,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 24,219 | $289,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 16,000 | $288,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 4,650 | $286,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,684 | $286,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 75,164 | $286,000 | thousands by filing date | |
| FLEXSHARES TR CUR HDG EM IDX | 33939L712 | CEF | 8,800 | $284,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 39,292 | $283,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 25,823 | $282,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 515 | $282,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 10,163 | $281,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 42,967 | $279,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 2,393 | $278,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 58,641 | $278,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 213,036 | $277,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 44,223 | $275,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 2,416 | $274,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 312,807 | $273,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 20,081 | $272,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 243,201 | $272,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 84,200 | $271,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 50,000 | $270,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 43,157 | $270,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 2,974 | $265,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 15,627 | $264,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 49,510 | $264,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 16,100 | $263,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 23,612 | $262,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 63,965 | $262,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 140,477 | $262,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 88,375 | $261,000 | thousands by filing date | |
| GENETRON HLDGS LTD | 37186H100 | ADS | 18,710 | $261,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 30,620 | $260,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 4,030 | $260,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 12,613 | $260,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 21,336 | $257,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 57,129 | $254,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 10,139 | $253,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 60,539 | $252,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 35,190 | $252,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 80,315 | $251,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 19,801 | $249,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 9,141 | $248,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 16,108 | $247,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 35,890 | $247,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 42,169 | $246,000 | thousands by filing date | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 5,164 | $245,000 | thousands by filing date | |
| IMMUNOME INC | 45257U108 | COM | 25,287 | $245,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 65,311 | $243,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 30,993 | $243,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 115,698 | $241,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2,540 | $240,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 112,524 | $239,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 173,282 | $239,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 31,862 | $239,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 11,333 | $236,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 10,000 | $235,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 12,169 | $234,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 8,969 | $232,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 284,288 | $232,000 | thousands by filing date | |
| Kaspien Holdings Inc | 485837108 | COM | 15,748 | $231,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 18,706 | $229,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 83,342 | $228,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 66,779 | $226,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 28,484 | $226,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 20,694 | $221,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 5,089 | $217,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 44,331 | $217,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 15,000 | $216,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 845 | $214,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 72,596 | $214,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 12,374 | $213,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 27,320 | $213,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 39,772 | $213,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,219 | $212,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 128,835 | $212,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 1,516 | $208,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 5,485 | $208,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 19,055 | $207,000 | thousands by filing date | |
| VERICITY INC | 92347D100 | COM | 20,695 | $207,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 15,312 | $205,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 1,314 | $204,000 | thousands by filing date | |
| CF FINANCE ACQUISITION CORP | 15725Q104 | COM CL A A | 18,442 | $203,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 1,964 | $202,000 | thousands by filing date | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 5,512 | $202,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 18,912 | $200,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 40,731 | $200,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 28,747 | $200,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 64,083 | $199,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 37,639 | $199,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 30,216 | $199,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 18,973 | $199,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 54,320 | $199,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 38,315 | $198,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 17,510 | $196,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 30,561 | $195,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 842,203 | $195,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 31,197 | $195,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 11,091 | $194,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 14,730 | $190,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 12,504 | $190,000 | thousands by filing date | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 11,047 | $190,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 54,978 | $190,000 | thousands by filing date | |
| NULL | 68620A203 | NULL | 15,342 | $189,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 36,681 | $188,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 47,521 | $187,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 26,327 | $187,000 | thousands by filing date | |
| GUILD HLDGS CO | 40172N107 | CL A | 11,055 | $187,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 96,470 | $187,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 52,752 | $187,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 40,159 | $186,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 39,765 | $186,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 17,221 | $183,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 212,695 | $183,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 81,266 | $183,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 14,289 | $180,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 36,307 | $180,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 5,937 | $179,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 25,978 | $179,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 91,716 | $179,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 11,555 | $179,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 21,290 | $179,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 27,474 | $178,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 262,985 | $178,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 107,627 | $178,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 12,496 | $176,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 18,874 | $176,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001256484-21-000001 | this filing | 2021-02-11 | acceptance time not in the bulk data set |