13F-HR/A filed by WATER ISLAND CAPITAL LLC
WATER ISLAND CAPITAL LLC filed this 13F-HR/A for the quarter ended 2023-12-31, filed 2024-11-14, with 58 holding rows worth $1,013,370,559.
- Accession
- 0001222765-24-000019
- Filer
- CIK 1222765
- Filed
- 2024-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, amendment of type restatement, 58 entries on the cover page, a total value of $1,013,370,559 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,013,370,559 with VALUE read as dollars as filed, 13F file number 028-10693. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 358,308 | $80,576,302 | dollars as filed | |
| HESS CORP | 42809H107 | COM | 532,143 | $76,713,736 | dollars as filed | |
| SPLUNK INC | 848637104 | COM | 479,432 | $73,041,466 | dollars as filed | |
| AMEDISYS INC | 023436108 | COM | 710,697 | $67,558,857 | dollars as filed | |
| SOVOS BRANDS INC | 84612U107 | COM | 2,940,423 | $64,777,517 | dollars as filed | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 1,297,440 | $56,685,155 | dollars as filed | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 841,071 | $42,255,406 | dollars as filed | |
| OLINK HLDG AB | 680710100 | ADR | 1,644,551 | $41,360,459 | dollars as filed | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 1,686,669 | $38,793,387 | dollars as filed | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 783,720 | $36,960,236 | dollars as filed | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 589,199 | $28,988,590 | dollars as filed | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 87,325 | $27,639,236 | dollars as filed | |
| RPT REALTY | 74971D101 | SH BEN INT | 2,137,345 | $27,422,137 | dollars as filed | |
| CMB.TECH NV SHS | B38564108 | Stock | 1,541,958 | $27,123,041 | dollars as filed | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 893,758 | $26,499,925 | dollars as filed | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 588,100 | $24,935,440 | dollars as filed | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 382,047 | $23,408,019 | dollars as filed | |
| ROVER GROUP INC | 77936F103 | COM CL A | 2,117,588 | $23,039,358 | dollars as filed | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 343,735 | $20,194,431 | dollars as filed | |
| ENGAGESMART INC | 29283F103 | COMMON STOCK | 781,752 | $17,902,122 | dollars as filed | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 231,891 | $17,419,652 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 330,143 | $16,061,458 | dollars as filed | |
| RAYZEBIO INC | 75525N107 | COM | 225,565 | $14,023,376 | dollars as filed | |
| PGT INNOVATIONS INC | 69336V101 | COM | 343,016 | $13,960,751 | dollars as filed | |
| ICOSAVAX INC | 45114M109 | COM | 876,000 | $13,805,760 | dollars as filed | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 300,225 | $12,489,361 | dollars as filed | |
| SP PLUS CORP | 78469C103 | COM | 208,843 | $10,703,205 | dollars as filed | |
| UNITED STATES STEEL CORP | 912909958 | COM | 214,000 | $10,411,100 | dollars as filed | put |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 8,362,000 | $8,699,028 | dollars as filed | principal |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 560,086 | $7,953,221 | dollars as filed | |
| ISHARES TR | 464288953 | PUT | 100,000 | $7,739,000 | dollars as filed | put |
| HAWAIIAN HOLDINGS INC | 419879951 | Cmn | 482,600 | $6,852,920 | dollars as filed | put |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 104,015 | $5,762,431 | dollars as filed | |
| EAGLE BULK SHIPPING INC | Y2187A950 | Equity Put | 92,300 | $5,113,420 | dollars as filed | put |
| CHICOS FAS INC | 168615102 | COM | 408,359 | $3,095,361 | dollars as filed | |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 3,500,000 | $3,080,000 | dollars as filed | principal |
| KAMAN CORP | 483548AF0 | BOND | 3,000,000 | $2,926,250 | dollars as filed | principal |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 3,105,000 | $2,887,650 | dollars as filed | principal |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 3,071,000 | $2,725,513 | dollars as filed | principal |
| VERINT SYSTEMS INC | 92343XAC4 | BOND | 3,000,000 | $2,635,958 | dollars as filed | principal |
| SP PLUS CORP | 78469C903 | Equity Call | 50,000 | $2,562,500 | dollars as filed | call |
| DOCUSIGN INC | 256163AD8 | NOTE 1/1 | 2,000,000 | $1,990,046 | dollars as filed | principal |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 2,000,000 | $1,954,633 | dollars as filed | principal |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 3,320 | $1,603,626 | dollars as filed | |
| ORCHARD THERAPEUTICS PLC | 68570P200 | ADR | 91,000 | $1,496,951 | dollars as filed | |
| WISDOMTREE INC | 97717PAD6 | NOTE 3.250% 6/1 | 1,500,000 | $1,455,667 | dollars as filed | principal |
| CAESARS ENTERTAINMENT INC NE | 12769G900 | CALL | 20,000 | $937,600 | dollars as filed | call |
| UNITED PARKS & RESORTS INC | 81282V900 | CALL | 17,500 | $924,525 | dollars as filed | call |
| TELEPHONE & DATA SYS INC | 879433909 | CALL | 50,000 | $917,500 | dollars as filed | call |
| XEROX HOLDINGS CORP | 98421M906 | CALL | 44,500 | $815,685 | dollars as filed | call |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 43,480 | $814,815 | dollars as filed | |
| DAVE & BUSTERS ENTMT INC | 238337909 | COM | 14,300 | $770,055 | dollars as filed | call |
| WESTROCK CO | 96145D105 | COM | 18,316 | $760,480 | dollars as filed | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 6,102 | $702,889 | dollars as filed | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 112,845 | $490,876 | dollars as filed | |
| GEN DIGITAL INC | 668771908 | COM | 20,000 | $456,400 | dollars as filed | call |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 5,339 | $260,276 | dollars as filed | |
| ALTERYX INC | 02156B903 | OPTION | 5,000 | $235,800 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001222765-24-000004 | superseded | 2024-02-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001222765-24-000019 | this filing | 2024-11-14 | acceptance time not in the bulk data set |