13F-HR filed by WATER ISLAND CAPITAL LLC
WATER ISLAND CAPITAL LLC filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-13, with 57 holding rows worth $976,299,000.
- Accession
- 0001222765-24-000004
- Filer
- CIK 1222765
- Filed
- 2024-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 57 entries on the cover page, a total value of $976,299,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $976,299,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-10693. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 358,308 | $80,576,000 | thousands, detected and multiplied | |
| HESS CORP | 42809H107 | COM | 532,143 | $76,714,000 | thousands, detected and multiplied | |
| SPLUNK INC | 848637104 | COM | 479,432 | $73,041,000 | thousands, detected and multiplied | |
| AMEDISYS INC | 023436108 | COM | 710,697 | $67,559,000 | thousands, detected and multiplied | |
| SOVOS BRANDS INC | 84612U107 | COM | 2,940,423 | $64,778,000 | thousands, detected and multiplied | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 1,297,440 | $56,685,000 | thousands, detected and multiplied | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 841,071 | $42,255,000 | thousands, detected and multiplied | |
| OLINK HLDG AB | 680710100 | ADR | 1,644,551 | $41,360,000 | thousands, detected and multiplied | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 1,686,669 | $38,793,000 | thousands, detected and multiplied | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 783,720 | $36,960,000 | thousands, detected and multiplied | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 589,199 | $28,989,000 | thousands, detected and multiplied | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 87,325 | $27,639,000 | thousands, detected and multiplied | |
| RPT REALTY | 74971D101 | SH BEN INT | 2,137,345 | $27,422,000 | thousands, detected and multiplied | |
| CMB.TECH NV SHS | B38564108 | Stock | 1,541,958 | $27,123,000 | thousands, detected and multiplied | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 893,758 | $26,500,000 | thousands, detected and multiplied | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 588,100 | $24,935,000 | thousands, detected and multiplied | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 382,047 | $23,408,000 | thousands, detected and multiplied | |
| ROVER GROUP INC | 77936F103 | COM CL A | 2,117,588 | $23,039,000 | thousands, detected and multiplied | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 343,735 | $20,194,000 | thousands, detected and multiplied | |
| ENGAGESMART INC | 29283F103 | COMMON STOCK | 781,752 | $17,902,000 | thousands, detected and multiplied | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 231,891 | $17,420,000 | thousands, detected and multiplied | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 330,143 | $16,061,000 | thousands, detected and multiplied | |
| RAYZEBIO INC | 75525N107 | COM | 225,565 | $14,023,000 | thousands, detected and multiplied | |
| PGT INNOVATIONS INC | 69336V101 | COM | 343,016 | $13,961,000 | thousands, detected and multiplied | |
| ICOSAVAX INC | 45114M109 | COM | 876,000 | $13,806,000 | thousands, detected and multiplied | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 300,225 | $12,489,000 | thousands, detected and multiplied | |
| SP PLUS CORP | 78469C103 | COM | 208,843 | $10,703,000 | thousands, detected and multiplied | |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 8,362,000 | $8,699,000 | thousands, detected and multiplied | principal |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 560,086 | $7,953,000 | thousands, detected and multiplied | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 104,015 | $5,762,000 | thousands, detected and multiplied | |
| CHICOS FAS INC | 168615102 | COM | 408,359 | $3,095,000 | thousands, detected and multiplied | |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 3,500,000 | $3,080,000 | thousands, detected and multiplied | principal |
| KAMAN CORP | 483548AF0 | BOND | 3,000,000 | $2,926,000 | thousands, detected and multiplied | principal |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 3,105,000 | $2,888,000 | thousands, detected and multiplied | principal |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 3,071,000 | $2,726,000 | thousands, detected and multiplied | principal |
| VERINT SYSTEMS INC | 92343XAC4 | BOND | 3,000,000 | $2,636,000 | thousands, detected and multiplied | principal |
| DOCUSIGN INC | 256163AD8 | NOTE 1/1 | 2,000,000 | $1,990,000 | thousands, detected and multiplied | principal |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 2,000,000 | $1,955,000 | thousands, detected and multiplied | principal |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 3,320 | $1,604,000 | thousands, detected and multiplied | |
| ORCHARD THERAPEUTICS PLC | 68570P200 | ADR | 91,000 | $1,497,000 | thousands, detected and multiplied | |
| WISDOMTREE INC | 97717PAD6 | NOTE 3.250% 6/1 | 1,500,000 | $1,456,000 | thousands, detected and multiplied | principal |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 43,480 | $815,000 | thousands, detected and multiplied | |
| WESTROCK CO | 96145D105 | COM | 18,316 | $760,000 | thousands, detected and multiplied | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 6,102 | $703,000 | thousands, detected and multiplied | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 112,845 | $491,000 | thousands, detected and multiplied | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 5,339 | $260,000 | thousands, detected and multiplied | |
| GEN DIGITAL INC | 668771958 | COM | 482,600 | $194,000 | thousands, detected and multiplied | put |
| UNITED STATES STEEL CORP | 912909958 | COM | 214,000 | $193,000 | thousands, detected and multiplied | put |
| XEROX HOLDINGS CORP | 98421M906 | CALL | 44,500 | $97,000 | thousands, detected and multiplied | call |
| DAVE & BUSTERS ENTMT INC | 238337909 | COM | 14,300 | $87,000 | thousands, detected and multiplied | call |
| TELEPHONE & DATA SYS INC | 879433909 | CALL | 50,000 | $35,000 | thousands, detected and multiplied | call |
| UNITED PARKS & RESORTS INC | 81282V900 | CALL | 17,500 | $21,000 | thousands, detected and multiplied | call |
| CAESARS ENTERTAINMENT INC NE | 12769G900 | CALL | 20,000 | $15,000 | thousands, detected and multiplied | call |
| EAGLE BULK SHIPPING INC | Y2187A950 | Equity Put | 92,300 | $14,000 | thousands, detected and multiplied | put |
| GEN DIGITAL INC | 668771908 | COM | 20,000 | $8,000 | thousands, detected and multiplied | call |
| SP PLUS CORP | 78469C903 | Equity Call | 50,000 | $3,000 | thousands, detected and multiplied | call |
| ISHARES TR | 464288953 | PUT | 100,000 | $1,000 | thousands, detected and multiplied | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001222765-24-000004 | this filing | 2024-02-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001222765-24-000019 | base | 2024-11-14 | acceptance time not in the bulk data set |