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Disclosery

13F-HR/A filed by WATER ISLAND CAPITAL LLC

WATER ISLAND CAPITAL LLC filed this 13F-HR/A for the quarter ended 2023-09-30, filed 2024-11-14, with 81 holding rows worth $1,119,242,699.

Accession
0001222765-24-000018
Filer
CIK 1222765
Filed
2024-11-14
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q3 2023

A holdings report, amendment of type restatement, 81 entries on the cover page, a total value of $1,119,242,699 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,119,242,699 with VALUE read as dollars as filed, 13F file number 028-10693. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
ACTVISION BLIZZARD INC00507V109COM1,107,205$103,667,605dollars as filed
VMWARE, INC.928563402CL A COM522,177$86,932,026dollars as filed
HORIZON THERAPEUTICS PLCG46188101SHS688,794$79,686,578dollars as filed
TXNM ENERGY INC COM69349H107Stock1,250,261$55,774,143dollars as filed
DENBURY INC24790A101COM526,336$51,586,191dollars as filed
SEAGEN INC81181C104COM233,580$49,553,997dollars as filed
TEGNA INC COM87901J105Stock3,330,534$48,525,881dollars as filed
NATIONAL INSTRS CORP636518102COM737,438$43,966,053dollars as filed
CAPRI HOLDINGS LIMITEDG1890L107SHS719,843$37,870,940dollars as filed
NEW RELIC INC64829B100COMMON STOCK424,267$36,325,742dollars as filed
SOVOS BRANDS INC84612U107COM1,475,225$33,266,324dollars as filed
AVID TECHNOLOGY INC05367P100COM1,199,094$32,219,655dollars as filed
ABCAM PLC000380204ADR USD1,419,326$32,119,346dollars as filed
HOSTESS BRANDS INC44109J106COMMON STOCK853,795$28,439,912dollars as filed
ALBERTSONS COMPANIES INC COMMON STOCK013091103Stock1,247,398$28,378,305dollars as filed
SPLUNK INC848637104COM188,118$27,512,259dollars as filed
HERITAGE CRYSTAL CLEAN INC42726M106COM547,480$24,828,218dollars as filed
SILICON MOTION TECHNOLOGY CORP SPONSORED ADR82706C108ADR480,248$24,612,710dollars as filed
AMEDISYS INC023436108COM249,329$23,287,329dollars as filed
RPT REALTY74971D101SH BEN INT1,930,180$20,382,701dollars as filed
AVANTAX INC095229100COMMON STOCK787,549$20,145,504dollars as filed
NEXTGEN HEALTHCARE INC65343C102COMMON STOCK846,680$20,091,716dollars as filed
PACWEST BANCORP DEL695263103COM2,332,351$18,448,897dollars as filed
EARTHSTONE ENERGY INC27032D304COMMON STOCK885,597$17,924,485dollars as filed
AMERICAN EQUITY INVT LIFE025676206COMMON STOCK286,671$15,377,032dollars as filed
First Horizon Corporation320517105Common Capital Stock, par value $0.625 per share1,386,349$15,277,566dollars as filed
CHICOS FAS INC168615102COM1,390,000$10,397,200dollars as filed
HOLLY ENERGY PARTNERS L P435763107COM UT LTD PTN468,002$10,277,324dollars as filed
ROGERS CORP COM775133101Stock76,597$10,070,208dollars as filed
CHASE CORP16150R104COM62,997$8,015,108dollars as filed
VERITIV CORP923454102COM47,137$7,961,439dollars as filed
SCULPTOR CAP MGMT811246107COM CL A629,300$7,299,880dollars as filed
CIRCOR INTL INC17273K109COM123,489$6,884,512dollars as filed
FIESTA RESTAURANT GROUP INC31660B101COM725,584$6,138,441dollars as filed
HERSHA HOSPITALITY TR427825900Equity Call537,400$5,298,764dollars as filedcall
WESTROCK CO96145D105COM146,000$5,226,800dollars as filed
MAGNACHIP SEMICONDUCTOR CORP55933J203CMN548,784$4,560,396dollars as filed
MAXLINEAR INC57776J900CALL185,700$4,131,825dollars as filedcall
GLOBUS MED INC379577958CL A77,800$3,862,770dollars as filedput
GLOBUS MED INC CL A379577208Stock77,756$3,860,586dollars as filed
SCIPLAY CORPORATION809087109CL A151,925$3,459,331dollars as filed
HERSHA HOSPITALITY TR427825500PR SHS BEN INT313,062$3,086,791dollars as filed
RB GLOBAL INC COM74935Q107Stock48,871$3,054,439dollars as filed
SPOTIFY USA INC84921RAB6NOTE 3/13,500,000$2,976,750dollars as filedprincipal
KAMAN CORP483548AF0BOND3,000,000$2,952,454dollars as filedprincipal
RINGCENTRAL INC76680RAF4NOTE 3/03,105,000$2,862,500dollars as filedprincipal
TABULA RASA HEALTHCARE INC873379101COMMON STOCK269,001$2,773,401dollars as filed
SPLUNK INC848637AF1NOTE 1.125% 6/12,862,000$2,709,688dollars as filedprincipal
MONEYLION INC60938K304CL A103,640$2,242,770dollars as filed
HOWMET AEROSPACE INC443201908COM45,500$2,104,375dollars as filedcall
ONEOK INC NEW682680103COM31,268$1,983,329dollars as filed
BLOCK INC852234AF0NOTE 0.125% 3/02,000,000$1,856,201dollars as filedprincipal
BLACKLINE INC09239BAD1NOTE 3/12,000,000$1,722,500dollars as filedprincipal
WISDOMTREE INC97717PAD6NOTE 3.250% 6/11,500,000$1,470,719dollars as filedprincipal
EXXON MOBIL CORP30231G102COM11,718$1,377,802dollars as filed
VERINT SYSTEMS INC92343XAC4BOND1,500,000$1,282,344dollars as filedprincipal
HARTFORD INSURANCE GROUP INC COM416515104Stock16,672$1,182,211dollars as filed
XEROX HOLDINGS CORP98421M906CALL70,000$1,098,300dollars as filedcall
AMERICAN NATL BANKSHARES INC027745108COM28,346$1,075,447dollars as filed
THORNE HEALTHTECH INC885260109COM99,697$1,015,912dollars as filed
TELEPHONE & DATA SYS INC879433909CALL50,000$915,500dollars as filedcall
CAESARS ENTERTAINMENT INC NE12769G900CALL15,000$695,250dollars as filedcall
BAYTEX ENERGY CORP COM07317Q105Stock146,085$644,235dollars as filed
FORD MTR CO345370950PUT50,000$621,000dollars as filedput
LAKELAND BANCORP INC511637100COM39,714$501,191dollars as filed
Bluerock Private Real Estate F09631H100COM38,628$499,074dollars as filed
GREENHILL & CO INC COM395259104Stock31,837$471,188dollars as filed
Boeing Company097023105COM2,450$469,616dollars as filed
CAESARS ENTERTAINMENT INC NE12769G100COM7,700$356,895dollars as filed
GEN DIGITAL INC668771908COM20,000$353,600dollars as filedcall
CAMBRIDGE BANCORP132152109COM3,914$243,803dollars as filed
Intel Corp458140100COM6,000$213,300dollars as filed
AURA BIOSCIENCES INC05153U107COMMON STOCK22,650$203,171dollars as filed
BLOOM ENERGY CORP093712107COM13,500$179,010dollars as filed
DISH NETWORK CORPORATION25470M109CL A22,950$134,487dollars as filed
PACIFIC BIOSCIENCES CALIF INC COM69404D108Stock16,000$133,600dollars as filed
CLEARSIDE BIOMEDICAL INC185063104COM82,500$71,767dollars as filed
AMARIN CORP PLC023111206SPONS ADR NEW29,200$26,864dollars as filed
MONEYLION INC60938K114*W EXP 09/22/202313,400$14,416dollars as filed
Allbirds Inc01675A109COM10,000$11,100dollars as filed
BERKELEY LTS INC084310101COM10,000$10,000dollars as filed

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001222765-23-000017 superseded2023-11-14acceptance time not in the bulk data set
13F-HR/A 0001222765-24-000018this filing2024-11-14acceptance time not in the bulk data set