13F-HR filed by WATER ISLAND CAPITAL LLC
WATER ISLAND CAPITAL LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 81 holding rows worth $1,100,794,000.
- Accession
- 0001222765-23-000017
- Filer
- CIK 1222765
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 81 entries on the cover page, a total value of $1,100,794,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,100,794,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-10693. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ACTVISION BLIZZARD INC | 00507V109 | COM | 1,107,205 | $103,668,000 | thousands, detected and multiplied | |
| VMWARE, INC. | 928563402 | CL A COM | 522,177 | $86,932,000 | thousands, detected and multiplied | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 688,794 | $79,687,000 | thousands, detected and multiplied | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 1,250,261 | $55,774,000 | thousands, detected and multiplied | |
| DENBURY INC | 24790A101 | COM | 526,336 | $51,586,000 | thousands, detected and multiplied | |
| SEAGEN INC | 81181C104 | COM | 233,580 | $49,554,000 | thousands, detected and multiplied | |
| TEGNA INC COM | 87901J105 | Stock | 3,330,534 | $48,526,000 | thousands, detected and multiplied | |
| NATIONAL INSTRS CORP | 636518102 | COM | 737,438 | $43,966,000 | thousands, detected and multiplied | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 719,843 | $37,871,000 | thousands, detected and multiplied | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 424,267 | $36,326,000 | thousands, detected and multiplied | |
| SOVOS BRANDS INC | 84612U107 | COM | 1,475,225 | $33,266,000 | thousands, detected and multiplied | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 1,199,094 | $32,220,000 | thousands, detected and multiplied | |
| ABCAM PLC | 000380204 | ADR USD | 1,419,326 | $32,119,000 | thousands, detected and multiplied | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 853,795 | $28,440,000 | thousands, detected and multiplied | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 1,247,398 | $28,378,000 | thousands, detected and multiplied | |
| SPLUNK INC | 848637104 | COM | 188,118 | $27,512,000 | thousands, detected and multiplied | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 547,480 | $24,828,000 | thousands, detected and multiplied | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 480,248 | $24,613,000 | thousands, detected and multiplied | |
| AMEDISYS INC | 023436108 | COM | 249,329 | $23,287,000 | thousands, detected and multiplied | |
| RPT REALTY | 74971D101 | SH BEN INT | 1,930,180 | $20,383,000 | thousands, detected and multiplied | |
| AVANTAX INC | 095229100 | COMMON STOCK | 787,549 | $20,146,000 | thousands, detected and multiplied | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 846,680 | $20,092,000 | thousands, detected and multiplied | |
| PACWEST BANCORP DEL | 695263103 | COM | 2,332,351 | $18,449,000 | thousands, detected and multiplied | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 885,597 | $17,924,000 | thousands, detected and multiplied | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 286,671 | $15,377,000 | thousands, detected and multiplied | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 1,386,349 | $15,278,000 | thousands, detected and multiplied | |
| CHICOS FAS INC | 168615102 | COM | 1,390,000 | $10,397,000 | thousands, detected and multiplied | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 468,002 | $10,277,000 | thousands, detected and multiplied | |
| ROGERS CORP COM | 775133101 | Stock | 76,597 | $10,070,000 | thousands, detected and multiplied | |
| CHASE CORP | 16150R104 | COM | 62,997 | $8,015,000 | thousands, detected and multiplied | |
| VERITIV CORP | 923454102 | COM | 47,137 | $7,961,000 | thousands, detected and multiplied | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 629,300 | $7,300,000 | thousands, detected and multiplied | |
| CIRCOR INTL INC | 17273K109 | COM | 123,489 | $6,885,000 | thousands, detected and multiplied | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 725,584 | $6,138,000 | thousands, detected and multiplied | |
| WESTROCK CO | 96145D105 | COM | 146,000 | $5,227,000 | thousands, detected and multiplied | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 548,784 | $4,560,000 | thousands, detected and multiplied | |
| GLOBUS MED INC CL A | 379577208 | Stock | 77,756 | $3,861,000 | thousands, detected and multiplied | |
| SCIPLAY CORPORATION | 809087109 | CL A | 151,925 | $3,459,000 | thousands, detected and multiplied | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 313,062 | $3,087,000 | thousands, detected and multiplied | |
| RB GLOBAL INC COM | 74935Q107 | Stock | 48,871 | $3,054,000 | thousands, detected and multiplied | |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 3,500,000 | $2,977,000 | thousands, detected and multiplied | principal |
| KAMAN CORP | 483548AF0 | BOND | 3,000,000 | $2,952,000 | thousands, detected and multiplied | principal |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 3,105,000 | $2,863,000 | thousands, detected and multiplied | principal |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 269,001 | $2,773,000 | thousands, detected and multiplied | |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 2,862,000 | $2,710,000 | thousands, detected and multiplied | principal |
| MONEYLION INC | 60938K304 | CL A | 103,640 | $2,243,000 | thousands, detected and multiplied | |
| ONEOK INC NEW | 682680103 | COM | 31,268 | $1,983,000 | thousands, detected and multiplied | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 2,000,000 | $1,856,000 | thousands, detected and multiplied | principal |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 2,000,000 | $1,723,000 | thousands, detected and multiplied | principal |
| WISDOMTREE INC | 97717PAD6 | NOTE 3.250% 6/1 | 1,500,000 | $1,471,000 | thousands, detected and multiplied | principal |
| EXXON MOBIL CORP | 30231G102 | COM | 11,718 | $1,378,000 | thousands, detected and multiplied | |
| VERINT SYSTEMS INC | 92343XAC4 | BOND | 1,500,000 | $1,282,000 | thousands, detected and multiplied | principal |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 16,672 | $1,182,000 | thousands, detected and multiplied | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 28,346 | $1,075,000 | thousands, detected and multiplied | |
| THORNE HEALTHTECH INC | 885260109 | COM | 99,697 | $1,016,000 | thousands, detected and multiplied | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 146,085 | $644,000 | thousands, detected and multiplied | |
| LAKELAND BANCORP INC | 511637100 | COM | 39,714 | $501,000 | thousands, detected and multiplied | |
| Bluerock Private Real Estate F | 09631H100 | COM | 38,628 | $499,000 | thousands, detected and multiplied | |
| GREENHILL & CO INC COM | 395259104 | Stock | 31,837 | $471,000 | thousands, detected and multiplied | |
| Boeing Company | 097023105 | COM | 2,450 | $470,000 | thousands, detected and multiplied | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 7,700 | $357,000 | thousands, detected and multiplied | |
| GLOBUS MED INC | 379577958 | CL A | 77,800 | $270,000 | thousands, detected and multiplied | put |
| CAMBRIDGE BANCORP | 132152109 | COM | 3,914 | $244,000 | thousands, detected and multiplied | |
| MAXLINEAR INC | 57776J900 | CALL | 185,700 | $237,000 | thousands, detected and multiplied | call |
| Intel Corp | 458140100 | COM | 6,000 | $213,000 | thousands, detected and multiplied | |
| AURA BIOSCIENCES INC | 05153U107 | COMMON STOCK | 22,650 | $203,000 | thousands, detected and multiplied | |
| BLOOM ENERGY CORP | 093712107 | COM | 13,500 | $179,000 | thousands, detected and multiplied | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 16,000 | $134,000 | thousands, detected and multiplied | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 22,950 | $134,000 | thousands, detected and multiplied | |
| TELEPHONE & DATA SYS INC | 879433909 | CALL | 50,000 | $86,000 | thousands, detected and multiplied | call |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 82,500 | $72,000 | thousands, detected and multiplied | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 29,200 | $27,000 | thousands, detected and multiplied | |
| MONEYLION INC | 60938K114 | *W EXP 09/22/202 | 313,400 | $14,000 | thousands, detected and multiplied | |
| HERSHA HOSPITALITY TR | 427825900 | Equity Call | 537,400 | $13,000 | thousands, detected and multiplied | call |
| Allbirds Inc | 01675A109 | COM | 10,000 | $11,000 | thousands, detected and multiplied | |
| BERKELEY LTS INC | 084310101 | COM | 10,000 | $10,000 | thousands, detected and multiplied | |
| XEROX HOLDINGS CORP | 98421M906 | CALL | 70,000 | $9,000 | thousands, detected and multiplied | call |
| CAESARS ENTERTAINMENT INC NE | 12769G900 | CALL | 15,000 | $8,000 | thousands, detected and multiplied | call |
| FORD MTR CO | 345370950 | PUT | 50,000 | $4,000 | thousands, detected and multiplied | put |
| GEN DIGITAL INC | 668771908 | COM | 20,000 | $4,000 | thousands, detected and multiplied | call |
| HOWMET AEROSPACE INC | 443201908 | COM | 45,500 | $3,000 | thousands, detected and multiplied | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001222765-23-000017 | this filing | 2023-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001222765-24-000018 | base | 2024-11-14 | acceptance time not in the bulk data set |