13F-HR filed by GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-12, with 4,269 holding rows worth $595,796,216,000.
- Accession
- 0001214717-21-000003
- Filer
- CIK 1214717
- Filed
- 2021-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 5,274 entries on the cover page, a total value of $595,796,216,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $595,796,216,000 with VALUE read as thousands by filing date, 13F file number 028-10386. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGEODE CAPITAL MANAGEMENT LP028-10985
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Cinedigm Corp CL A | 172406209 | COM NEW | 212,859 | $137,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 27,742 | $137,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 20,023 | $136,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 72,244 | $135,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 18,794 | $134,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 66,351 | $133,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 47,869 | $133,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 77,985 | $132,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 52,493 | $131,000 | thousands by filing date | |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 32,752 | $131,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 12,077 | $129,000 | thousands by filing date | |
| KUBIENT INC COM USD0.00001 | 50116V107 | COM | 23,259 | $129,000 | thousands by filing date | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 18,945 | $126,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 53,979 | $126,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 19,518 | $126,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 49,105 | $124,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 17,520 | $122,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 20,434 | $121,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 23,325 | $120,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 10,965 | $120,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 115,792 | $120,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 19,314 | $120,000 | thousands by filing date | |
| AIKIDO PHARMA INC | 008875106 | COM | 138,246 | $120,000 | thousands by filing date | |
| BIO-PATH HLDGS INC | 09057N300 | COM | 34,189 | $119,000 | thousands by filing date | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 49,077 | $118,000 | thousands by filing date | |
| KAIXIN AUTO HLDGS | G5223X100 | CMN | 31,869 | $118,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 91,873 | $117,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 109,883 | $116,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 35,514 | $116,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C408 | COM NEW | 33,001 | $116,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 40,114 | $115,000 | thousands by filing date | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 41,373 | $115,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 18,818 | $114,000 | thousands by filing date | |
| CAMBER ENERGY INC | 13200M508 | COM | 124,269 | $114,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 40,973 | $113,000 | thousands by filing date | |
| ALLIED GAMING & ENTRTNMNT IN | 019170109 | COM | 72,038 | $113,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q100 | COM CL A | 10,327 | $113,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 42,387 | $112,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 63,589 | $112,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 22,676 | $111,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 157,219 | $111,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 44,667 | $111,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 12,507 | $110,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 21,467 | $110,000 | thousands by filing date | |
| 9F INC SPON ADS NEW | 65442R109 | ADR | 105,839 | $110,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 31,400 | $110,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 41,729 | $109,000 | thousands by filing date | |
| LUOKUNG TECHNOLOGY CORP | G56981106 | SHS | 160,270 | $108,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 25,372 | $107,000 | thousands by filing date | |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 10,096 | $106,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 21,703 | $105,000 | thousands by filing date | |
| ECMOHO LTD | 27888P104 | COM | 46,854 | $105,000 | thousands by filing date | |
| SPARTACUS ACQ CORP; TNT ACQ DT: 7/15/2022; CASH: $10.15 | 84677L109 | CL A | 10,327 | $105,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 20,041 | $104,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 11,566 | $104,000 | thousands by filing date | |
| ORAGENICS INC | 684023302 | COM PAR | 231,569 | $103,000 | thousands by filing date | |
| FFBW INC MD | 30260M103 | COM | 10,312 | $102,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 49,699 | $101,000 | thousands by filing date | |
| LIZHI INC | 53933L104 | ADS | 26,057 | $101,000 | thousands by filing date | |
| INTERPACE BIOSCIENCES INC | 46062X303 | COM | 32,476 | $101,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 10,125 | $101,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 26,587 | $101,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 23,195 | $98,000 | thousands by filing date | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 51,014 | $94,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y180 | COM | 78,208 | $94,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 10,803 | $94,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 25,555 | $93,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 13,424 | $93,000 | thousands by filing date | |
| AVINGER INC | 053734604 | COM | 211,554 | $93,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 74,052 | $92,000 | thousands by filing date | |
| YUNJI INC | 98873N107 | ADS RP CL A | 49,948 | $92,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 19,411 | $91,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 32,042 | $91,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 65,013 | $89,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 18,970 | $89,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 10,488 | $89,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 12,690 | $89,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 122,959 | $89,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 38,664 | $88,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 12,974 | $88,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 23,801 | $88,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 31,003 | $88,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 166,130 | $86,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 64,347 | $86,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 89,903 | $85,000 | thousands by filing date | |
| CASTOR MARITIME INC | Y1146L109 | SHS | 459,572 | $85,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 40,562 | $83,000 | thousands by filing date | |
| CREXENDO INC | 226552107 | COMMON STOCK | 11,959 | $82,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 28,138 | $82,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 46,661 | $82,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 54,339 | $82,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 17,259 | $82,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED NEW | Y27265126 | COM NEW | 14,246 | $81,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 10,365 | $80,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 40,976 | $80,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 84,684 | $80,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 26,492 | $80,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J106 | SHS | 10,300 | $79,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382105 | COM | 11,030 | $79,000 | thousands by filing date | |
| BIOCARDIA INC | 09060U507 | COM | 22,557 | $78,000 | thousands by filing date | |
| CHF SOLUTIONS INC | 12542Q870 | COM | 11,247 | $78,000 | thousands by filing date | |
| AERSALE CORPORATION | 00810F114 | *W EXP 12/22/202 | 38,100 | $78,000 | thousands by filing date | |
| GREENPRO CAP CORP COM NEW | 39540F101 | Stock | 38,241 | $78,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 50,846 | $77,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 74,134 | $77,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC | 25614T309 | COM NEW | 12,476 | $77,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 35,638 | $76,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 10,776 | $76,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 41,107 | $76,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 37,845 | $76,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 24,820 | $75,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 121,335 | $74,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 32,258 | $73,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 73,015 | $73,000 | thousands by filing date | |
| J JILL INC | 46620W201 | COMMON STOCK | 19,329 | $72,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 16,957 | $71,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J114 | WTS | 90,435 | $71,000 | thousands by filing date | |
| SCWORX CORP COM | 78396V109 | Stock | 51,712 | $70,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 12,779 | $70,000 | thousands by filing date | |
| SINTX TECHNOLOGIES INC | 829392307 | COM NEW | 44,252 | $69,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J112 | *W EXP 01/01/202 | 75,046 | $69,000 | thousands by filing date | |
| AURORA MOBILE LTD | 051857100 | ADS | 19,119 | $68,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 14,167 | $67,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 46,538 | $66,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X113 | *W EXP 03/31/202 | 15,000 | $66,000 | thousands by filing date | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 11,345 | $65,000 | thousands by filing date | |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 95,985 | $65,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H113 | *W EXP 06/01/202 | 25,000 | $65,000 | thousands by filing date | |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 26,360 | $65,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P201 | COM | 26,167 | $62,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 19,960 | $62,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T409 | COM | 15,486 | $62,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M503 | COM NEW | 12,656 | $62,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 22,701 | $61,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 32,999 | $61,000 | thousands by filing date | |
| TD HLDGS INC COM NEW | 87250W103 | Stock | 38,567 | $61,000 | thousands by filing date | |
| TOUGHBUILT INDS INC COM | 89157G504 | COM | 77,817 | $61,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 49,276 | $61,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 40,596 | $60,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 17,598 | $60,000 | thousands by filing date | |
| HUDSON CAPITAL INC | G4645C208 | SHS NEW | 16,721 | $60,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 48,697 | $59,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 45,844 | $59,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 24,184 | $59,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761119 | *W EXP 06/21/202 | 36,000 | $59,000 | thousands by filing date | |
| NAVIOS MARITIME CHG CONTAINERS LP UNIT REPSTG LP INT | Y62151108 | COM UNIT RP LP | 14,453 | $59,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259202 | COM | 13,906 | $58,000 | thousands by filing date | |
| EVER GLORY INTL GRP INC | 299766204 | COM | 19,173 | $58,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 15,040 | $58,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 27,512 | $58,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G114 | *W EXP 11/13/202 | 32,000 | $57,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 13,384 | $56,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 174,593 | $56,000 | thousands by filing date | |
| Sigma Additive Solutions, Inc. | 826598500 | common | 16,695 | $56,000 | thousands by filing date | |
| AURIS MEDICAL HOLDING LTD | G07025201 | SHS | 21,727 | $56,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W126 | WARRANT | 41,402 | $55,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 16,708 | $54,000 | thousands by filing date | |
| PHIO PHARMACEUTICALS CORP | 71880W303 | COM | 20,319 | $54,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 14,441 | $54,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 14,034 | $53,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 17,060 | $53,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 11,463 | $53,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 28,665 | $53,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 14,099 | $52,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 20,825 | $52,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 13,909 | $52,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 87,066 | $52,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 21,923 | $52,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726106 | COM | 63,006 | $52,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 47,893 | $52,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644148 | SHS NEW | 15,089 | $52,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 41,881 | $50,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P117 | *W EXP 05/29/202 | 35,000 | $50,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 70,444 | $49,000 | thousands by filing date | |
| COLOR STAR TECHNOLOGY CO LTD | G2287A100 | SHS NEW | 70,094 | $49,000 | thousands by filing date | |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 17,056 | $48,000 | thousands by filing date | |
| MID CON ENERGY PARTNERS LTD PARTNERSHIP NEW | 59560V208 | UNIT REPSTG LTD | 12,333 | $48,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 47,668 | $47,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 12,188 | $47,000 | thousands by filing date | |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 47,150 | $47,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 24,873 | $47,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 37,615 | $47,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 63,928 | $47,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 21,179 | $47,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 27,216 | $46,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 13,715 | $46,000 | thousands by filing date | |
| CEMTREX INC | 15130G600 | COM | 34,544 | $46,000 | thousands by filing date | |
| THERMOGENESIS HLDGS INC | 88362L100 | COM | 22,412 | $46,000 | thousands by filing date | |
| CORVUS GOLD INC | 221013105 | COM | 19,001 | $45,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 15,368 | $44,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 33,536 | $44,000 | thousands by filing date | |
| HOTH THERAPEUTICS INC COM NEW | 44148G105 | Stock | 18,792 | $44,000 | thousands by filing date | |
| ARTELO BIOSCIENCES INC | 04301G201 | COM NEW | 60,877 | $44,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 75,942 | $42,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 26,923 | $42,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 91,492 | $42,000 | thousands by filing date | |
| FG FINANCIAL GROUP INC | 30259W104 | COM | 10,076 | $42,000 | thousands by filing date | |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 11,412 | $42,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 28,709 | $41,000 | thousands by filing date | |
| APTORUM GROUP LIMITED | G6096M106 | CL A ORD SHS | 16,827 | $41,000 | thousands by filing date | |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 43,085 | $41,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 29,639 | $39,000 | thousands by filing date | |
| METEN HOLDING GROUP LTD | G6055H114 | ORD SHS | 19,671 | $39,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 42,783 | $38,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 16,210 | $38,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 93,544 | $38,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 13,768 | $38,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 30,702 | $35,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 11,928 | $35,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J200 | COM | 27,236 | $35,000 | thousands by filing date | |
| ANTELOPE ENTERPRISE HLDGS LTD SHS NEW | G041JN106 | Stock | 14,016 | $35,000 | thousands by filing date | |
| ALARUM TECHNOLOGIES LTD SPONSORD ADS NEW | 78643B401 | ADR | 24,878 | $35,000 | thousands by filing date | |
| SONNET BIOTHERAPEUTC HLDNG I | 83548R105 | COM | 15,697 | $35,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CORP COM | 46186M506 | Stock | 44,070 | $35,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 23,789 | $35,000 | thousands by filing date | |
| URBAN TEA INC | G9396G118 | ORD SHS NEW | 20,649 | $35,000 | thousands by filing date | |
| CHINA SXT PHARMACEUTICALS IN | G2161P108 | ORD SHS | 106,568 | $35,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 18,823 | $34,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 22,294 | $34,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 12,030 | $32,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 32,740 | $32,000 | thousands by filing date | |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 33,113 | $32,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 22,838 | $31,000 | thousands by filing date | |
| SHAPEWAYS HOLDIN | G3770A110 | EQUITY WRT | 35,000 | $31,000 | thousands by filing date | |
| IFRESH INC | 449538107 | COM | 38,553 | $30,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 153,762 | $29,000 | thousands by filing date | |
| BOQI INTL MED INC | 099501108 | COM | 17,839 | $29,000 | thousands by filing date | |
| BORQS TECHNOLOGIES INC | G1466B103 | SHS | 30,264 | $29,000 | thousands by filing date | |
| VG ACQUISITION-A | G9446E113 | EQUITY WRT | 12,000 | $29,000 | thousands by filing date | |
| MEDALIST DIVERSIFIED REIT IN | 58403P105 | COM | 12,929 | $28,000 | thousands by filing date | |
| BIT ORIGIN LTD | G21621100 | SHS | 30,160 | $28,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 10,366 | $26,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015503 | COM | 13,184 | $26,000 | thousands by filing date | |
| VISLINK TECHNOLOGIES INC | 92836Y300 | COM | 19,212 | $25,000 | thousands by filing date | |
| NULL | 09071M205 | NULL | 10,263 | $25,000 | thousands by filing date | |
| TELIGENT INC NEW COM NEW | 87960W203 | COM | 33,524 | $25,000 | thousands by filing date | |
| ATIF HOLDINGS LIMITED | G0602B100 | SHS | 26,801 | $24,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 13,361 | $23,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M124 | COMMON | 16,084 | $23,000 | thousands by filing date | |
| SINGULARITY FUTURE TECH LTD | 82935V208 | CMN | 11,251 | $23,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D104 | *W EXP 09/30/202 | 18,000 | $23,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y112 | *W EXP 07/30/202 | 15,000 | $23,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 11,211 | $22,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288126 | *W EXP 08/28/202 | 12,000 | $22,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387307 | COM | 32,301 | $21,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085114 | *W EXP 08/03/202 | 12,000 | $21,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402Q126 | *W EXP 04/01/202 | 24,000 | $21,000 | thousands by filing date | |
| DATASEA INC | 238116206 | COM NEW | 10,484 | $20,000 | thousands by filing date | |
| SPARTACUS ACQUISITION CORP | 84677L117 | *W EXP 10/31/202 | 17,764 | $20,000 | thousands by filing date | |
| AMPLITUDE HLTHCRE AQUSTIN CO | 03212A113 | *W EXP 12/01/202 | 14,000 | $20,000 | thousands by filing date | |
| LM FDG AMER INC COM NEW | 502074305 | Stock | 30,394 | $20,000 | thousands by filing date | |
| NANOVIBRONIX INC | 63008J108 | COM | 25,676 | $19,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 10,773 | $18,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U209 | COM | 10,821 | $18,000 | thousands by filing date | |
| HISTOGEN INC | 43358Y103 | COM | 23,907 | $18,000 | thousands by filing date | |
| MMTEC INC | G6181K106 | SHS | 12,794 | $18,000 | thousands by filing date | |
| HOLICITY INC | 435063110 | W EXP 08/04/202 | 14,000 | $18,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 14,145 | $17,000 | thousands by filing date | |
| SENMIAO TECHNOLOGY LTD | 817225105 | COM | 16,727 | $17,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC COM NE | 67424l209 | COM | 11,709 | $17,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 12,136 | $16,000 | thousands by filing date | |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 12,128 | $16,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 18,330 | $16,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 13,132 | $13,000 | thousands by filing date | |
| MOLECULAR DATA INC | 60852L106 | SPONSORED ADS | 16,490 | $13,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 10,027 | $12,000 | thousands by filing date | |
| BLUE HAT INTERACTIVE ENTMT T | G1329V106 | SHS | 13,117 | $12,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 23,853 | $10,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 17,633 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214717-21-000003 | this filing | 2021-02-12 | acceptance time not in the bulk data set |