13F-HR filed by GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-12, with 4,269 holding rows worth $595,796,216,000.
- Accession
- 0001214717-21-000003
- Filer
- CIK 1214717
- Filed
- 2021-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 5,274 entries on the cover page, a total value of $595,796,216,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $595,796,216,000 with VALUE read as thousands by filing date, 13F file number 028-10386. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGEODE CAPITAL MANAGEMENT LP028-10985
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IMMUNIC INC | 4525EP101 | COM | 152,327 | $2,329,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 1,056,263 | $2,323,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 154,011 | $2,317,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 267,454 | $2,313,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 195,852 | $2,313,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 136,350 | $2,312,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 162,533 | $2,311,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 703,042 | $2,305,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 177,892 | $2,293,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 229,399 | $2,277,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 419,414 | $2,277,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 138,558 | $2,275,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 315,352 | $2,273,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 350,054 | $2,264,000 | thousands by filing date | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 416,914 | $2,263,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 327,251 | $2,262,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 204,178 | $2,260,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 375,171 | $2,258,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 287,894 | $2,257,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 89,973 | $2,256,000 | thousands by filing date | |
| IMARA INC | 45249V107 | COM | 102,301 | $2,255,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 43,920 | $2,253,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 2,000,000 | $2,246,000 | thousands by filing date | principal |
| ALTIMMUNE INC | 02155H200 | COM NEW | 198,258 | $2,236,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 142,854 | $2,228,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 1,216,415 | $2,226,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 75,866 | $2,218,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 241,405 | $2,206,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 1,007,375 | $2,206,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 89,445 | $2,203,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 176,308 | $2,200,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 85,205 | $2,199,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 472,131 | $2,198,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 1,051,495 | $2,197,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 106,446 | $2,197,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 121,333 | $2,196,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 365,401 | $2,192,000 | thousands by filing date | |
| SEER INC | 81578P106 | COM CL A | 39,039 | $2,191,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 167,054 | $2,188,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 263,815 | $2,173,000 | thousands by filing date | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 47,430 | $2,169,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 53,267 | $2,165,000 | thousands by filing date | |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 74,684 | $2,164,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 569,709 | $2,153,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 121,973 | $2,140,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 853,230 | $2,133,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 810,513 | $2,131,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 28,326 | $2,130,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 2,161,690 | $2,129,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 304,508 | $2,128,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 226,788 | $2,127,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 184,766 | $2,126,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 30,143 | $2,113,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 107,736 | $2,106,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 195,885 | $2,103,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 324,976 | $2,102,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 301,154 | $2,091,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 6 | $2,086,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 131,496 | $2,086,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 364,304 | $2,083,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 303,505 | $2,082,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 338,128 | $2,079,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 237,296 | $2,078,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 136,858 | $2,077,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 69,373 | $2,075,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 172,330 | $2,074,000 | thousands by filing date | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 50,785 | $2,069,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 216,262 | $2,069,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 117,361 | $2,067,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 265,998 | $2,064,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 66,447 | $2,061,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 300,557 | $2,055,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 120,895 | $2,054,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 262,749 | $2,053,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 152,639 | $2,048,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 167,313 | $2,047,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 186,809 | $2,036,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 131,754 | $2,032,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 82,189 | $2,027,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 293,636 | $2,026,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 436,377 | $2,024,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 1,108,214 | $2,016,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 77,013 | $2,015,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 88,275 | $2,012,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 317,326 | $2,002,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 75,536 | $2,000,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 1,134,677 | $1,996,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 227,285 | $1,995,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 366,652 | $1,987,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 407,271 | $1,979,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 252,118 | $1,979,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 627,550 | $1,976,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 83,063 | $1,972,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 1,008,737 | $1,967,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 46,955 | $1,967,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 690,372 | $1,967,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 1,237,521 | $1,967,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 918,970 | $1,966,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 1,301,611 | $1,965,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 106,536 | $1,961,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 112,212 | $1,959,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 125,258 | $1,954,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 103,027 | $1,952,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 76,515 | $1,951,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 139,588 | $1,947,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 197,109 | $1,947,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 75,766 | $1,943,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 466,409 | $1,930,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 220,091 | $1,927,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 206,419 | $1,923,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 75,457 | $1,918,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 1,083,638 | $1,918,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 209,852 | $1,909,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 143,217 | $1,908,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 78,964 | $1,903,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 358,944 | $1,888,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 105,331 | $1,883,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 130,587 | $1,881,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 145,994 | $1,880,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 294,556 | $1,879,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 373,815 | $1,876,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 1,065,289 | $1,874,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 267,307 | $1,870,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 166,546 | $1,856,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 320,675 | $1,850,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 195,127 | $1,843,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 255,529 | $1,842,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 443,437 | $1,840,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 405,923 | $1,836,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 695,001 | $1,834,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 28,001 | $1,829,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 478,851 | $1,829,000 | thousands by filing date | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 85,407 | $1,828,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 413,443 | $1,827,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 172,292 | $1,819,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 341,093 | $1,818,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 134,831 | $1,818,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 53,530 | $1,817,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 53,983 | $1,814,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 757,761 | $1,811,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 163,079 | $1,808,000 | thousands by filing date | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 64,438 | $1,807,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 119,256 | $1,788,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 108,767 | $1,785,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 208,827 | $1,777,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 253,930 | $1,774,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 186,724 | $1,772,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 126,499 | $1,769,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 174,536 | $1,764,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W405 | COM | 270,277 | $1,759,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,675 | $1,758,000 | thousands by filing date | principal |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 82,765 | $1,756,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 216,039 | $1,756,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 1,523,000 | $1,749,000 | thousands by filing date | principal |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 1,398,790 | $1,748,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 659,267 | $1,747,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 127,415 | $1,746,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 73,844 | $1,728,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 262,546 | $1,724,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 609,812 | $1,719,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 36,043 | $1,711,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 46,089 | $1,708,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 130,940 | $1,707,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 492,716 | $1,704,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 132,367 | $1,698,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 58,629 | $1,694,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 638,768 | $1,692,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 45,369 | $1,683,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 86,538 | $1,679,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 332,451 | $1,678,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 313,324 | $1,676,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 60,813 | $1,674,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 44,594 | $1,671,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 4,933,733 | $1,670,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 74,265 | $1,670,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 419,745 | $1,670,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 1,055,449 | $1,657,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 54,321 | $1,654,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 36,201 | $1,652,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 223,202 | $1,651,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 115,892 | $1,650,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 256,454 | $1,648,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 742,249 | $1,647,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 94,054 | $1,646,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 23,305 | $1,645,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 74,509 | $1,645,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 417,013 | $1,643,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 508,560 | $1,642,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 89,755 | $1,640,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 154,851 | $1,636,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 159,929 | $1,632,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 303,192 | $1,631,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 84,283 | $1,617,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 70,135 | $1,614,000 | thousands by filing date | |
| UROVANT SCIENCES | G9381B108 | COMMON STOCK | 99,876 | $1,610,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 92,579 | $1,607,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 1,500,000 | $1,603,000 | thousands by filing date | principal |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 54,156 | $1,599,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 760,763 | $1,597,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 14,356 | $1,596,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 416,594 | $1,595,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 445,455 | $1,590,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 217,936 | $1,590,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 108,763 | $1,576,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 404,963 | $1,575,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 56,601 | $1,570,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 205,279 | $1,566,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 401,589 | $1,558,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 79,469 | $1,556,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 91,936 | $1,554,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 97,049 | $1,537,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 31,319 | $1,534,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 76,460 | $1,529,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 34,745 | $1,527,000 | thousands by filing date | principal |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 1,121,331 | $1,525,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 1,225,684 | $1,519,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 56,187 | $1,518,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 76,707 | $1,511,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 599,196 | $1,509,000 | thousands by filing date | |
| DOCEBO INC COM | 25609L105 | Stock | 23,144 | $1,506,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 57,243 | $1,505,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 230,762 | $1,498,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 74,583 | $1,497,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 42,608 | $1,496,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 201,795 | $1,491,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 173,585 | $1,491,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 45,514 | $1,483,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 220,183 | $1,481,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 183,379 | $1,479,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 97,808 | $1,477,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 119,995 | $1,475,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 196,251 | $1,475,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 27,773 | $1,464,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 71,898 | $1,454,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 62,847 | $1,453,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 93,767 | $1,453,000 | thousands by filing date | |
| TELOS CORP MD | 87969B101 | COM | 43,837 | $1,445,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 617,626 | $1,445,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 95,933 | $1,442,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 225,366 | $1,442,000 | thousands by filing date | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 30,325 | $1,439,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 155,859 | $1,439,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 103,578 | $1,438,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 642,104 | $1,438,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 202,077 | $1,434,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 307,554 | $1,430,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 162,851 | $1,429,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 117,092 | $1,428,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 193,672 | $1,427,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 401,651 | $1,425,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 207,468 | $1,421,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 170,512 | $1,415,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 57,396 | $1,411,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 88,507 | $1,406,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 578,424 | $1,405,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 199,282 | $1,404,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 431,081 | $1,388,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 719,512 | $1,388,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 115,096 | $1,386,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 77,671 | $1,380,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 415,595 | $1,375,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 91,662 | $1,374,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 418,698 | $1,373,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 28,213 | $1,368,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 95,585 | $1,368,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 88,058 | $1,364,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 451,900 | $1,355,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 246,146 | $1,353,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 177,325 | $1,352,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 174,313 | $1,342,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 274,468 | $1,342,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 118,984 | $1,335,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 83,728 | $1,329,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 433,862 | $1,327,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 571,734 | $1,320,000 | thousands by filing date | |
| PANDION THERAPEUTICS INC | 698340106 | COM | 88,878 | $1,319,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 34,054 | $1,315,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 24,809 | $1,315,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 129,910 | $1,310,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 102,060 | $1,302,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 520,779 | $1,296,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 160,977 | $1,287,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 53,563 | $1,286,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 107,666 | $1,278,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 108,134 | $1,274,000 | thousands by filing date | |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 26,498 | $1,274,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 76,891 | $1,274,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 286,268 | $1,273,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 311,137 | $1,272,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 560,465 | $1,266,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 254,680 | $1,263,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 25,570 | $1,261,000 | thousands by filing date | |
| MOHAWK GROUP HLDGS INC | 608189106 | COM | 73,220 | $1,259,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 265,010 | $1,258,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 167,843 | $1,250,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 143,090 | $1,247,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 655,843 | $1,246,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 32,852 | $1,244,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 76,248 | $1,241,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 84,173 | $1,233,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 316,115 | $1,232,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 76,088 | $1,207,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 86,494 | $1,204,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 50,960 | $1,202,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 95,435 | $1,202,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 264,764 | $1,202,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 37,001 | $1,201,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 69,805 | $1,201,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 28,766 | $1,199,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 220,210 | $1,199,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 36,479 | $1,198,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 247,842 | $1,197,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 167,312 | $1,196,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 18,395 | $1,195,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 268,717 | $1,190,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 959,108 | $1,189,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 140,428 | $1,186,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 457,056 | $1,183,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 255,121 | $1,176,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 19,898 | $1,174,000 | thousands by filing date | |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 29,480 | $1,172,000 | thousands by filing date | |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 1,000,000 | $1,169,000 | thousands by filing date | principal |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 113,708 | $1,163,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 100,674 | $1,160,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 55,406 | $1,160,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 406,197 | $1,157,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 543,272 | $1,151,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 221,026 | $1,147,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 470,081 | $1,141,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 45,718 | $1,141,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 244,066 | $1,139,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 63,871 | $1,133,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 44,671 | $1,130,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 450,372 | $1,130,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 140,982 | $1,126,000 | thousands by filing date | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 21,356 | $1,122,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 17,943 | $1,117,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 32,734 | $1,117,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 172,777 | $1,117,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 160,731 | $1,110,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 821,147 | $1,108,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 374,652 | $1,105,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 74,198 | $1,102,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 22,721 | $1,093,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 98,139 | $1,090,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 890,428 | $1,086,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 456,685 | $1,086,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A130 | COM | 64,186 | $1,086,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 55,191 | $1,076,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 54,991 | $1,076,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 165,267 | $1,074,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 71,457 | $1,073,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 1,572,287 | $1,062,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 108,025 | $1,059,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 187,545 | $1,057,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 38,416 | $1,051,000 | thousands by filing date | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 103,699 | $1,051,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 462,087 | $1,048,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 220,945 | $1,046,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 1,196,872 | $1,043,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 309,458 | $1,039,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 66,000 | $1,036,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 28,212 | $1,033,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 78,152 | $1,031,000 | thousands by filing date | |
| 908 DEVICES INC COM | 65443P102 | Stock | 18,040 | $1,027,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602605 | COM NEW | 101,467 | $1,027,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 122,908 | $1,026,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 119,558 | $1,023,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 361,478 | $1,015,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 171,502 | $1,015,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 804,374 | $1,005,000 | thousands by filing date | |
| LIGHTSPEED POS INC | 53227R106 | SUB VTG SHS | 14,225 | $1,003,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 472,270 | $1,001,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 33,563 | $998,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 239,389 | $998,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923AP3 | NOTE 4.750%11/0 | 1,000,000 | $998,000 | thousands by filing date | principal |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 92,177 | $994,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 247,397 | $987,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 179,476 | $979,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 24,722 | $978,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 134,586 | $975,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 1,000,000 | $975,000 | thousands by filing date | principal |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 77,227 | $973,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 184,426 | $971,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 136,155 | $959,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 26,577 | $957,000 | thousands by filing date | principal |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 226,036 | $931,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 440,206 | $928,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 24,154 | $926,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 105,748 | $923,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 59,255 | $922,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 35,367 | $913,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 455,736 | $911,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 45,038 | $907,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 54,361 | $903,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 44,912 | $901,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 888,971 | $897,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 303,464 | $895,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 326,195 | $893,000 | thousands by filing date | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 19,230 | $891,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 15,658 | $890,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 59,747 | $890,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 54,846 | $890,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 43,321 | $887,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 209,313 | $879,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 183,209 | $877,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 73,872 | $876,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 12,477 | $872,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 195,918 | $862,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 939,726 | $855,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 189,964 | $854,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 3,699,759 | $853,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 259,000 | $846,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 535,224 | $845,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 40,571 | $843,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 62,145 | $842,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 284,034 | $837,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 26,887 | $832,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 54,157 | $831,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 71,215 | $830,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 23,192 | $828,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 103,960 | $825,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 140,496 | $819,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 71,957 | $817,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 28,874 | $815,000 | thousands by filing date | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 16,929 | $813,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 383,077 | $812,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 31,467 | $809,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 996,135 | $809,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 101,610 | $805,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 74,721 | $805,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 84,895 | $804,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 68,681 | $803,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 47,511 | $801,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 34,090 | $801,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 257,535 | $797,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 150,021 | $796,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 42,471 | $794,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 103,143 | $792,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 193,731 | $791,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 23,951 | $789,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 14,476 | $784,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 603,677 | $783,000 | thousands by filing date | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 68,517 | $781,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 232,036 | $779,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 99,806 | $778,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 900,529 | $775,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 154,492 | $775,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 262,917 | $775,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 18,312 | $772,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 218,660 | $767,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 20,520 | $764,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 525,869 | $762,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 115,682 | $761,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 143,375 | $759,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 89,245 | $758,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 62,549 | $753,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 187,398 | $747,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 125,261 | $745,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 261,292 | $744,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 299,793 | $743,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 167,319 | $741,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 1,266 | $740,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 201,731 | $740,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 46,392 | $736,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 19,809 | $735,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 41,364 | $735,000 | thousands by filing date | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 21,402 | $734,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 147,690 | $726,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 29,949 | $722,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 134,762 | $722,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,100 | $721,000 | thousands by filing date | principal |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 45,717 | $715,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 115,816 | $715,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 31,232 | $713,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 600,000 | $713,000 | thousands by filing date | principal |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 84,802 | $710,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 34,249 | $709,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 505,117 | $707,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 25,159 | $705,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 23,366 | $704,000 | thousands by filing date | |
| OZON HLDGS PLC ADR | 69269L104 | SPONSORED ADS | 16,981 | $703,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 143,486 | $703,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 143,034 | $700,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 57,820 | $700,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 55,705 | $699,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 94,981 | $692,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 804,475 | $691,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 86,629 | $691,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 332,023 | $690,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 97,432 | $685,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 387,387 | $685,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 158,113 | $684,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 222,411 | $678,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 196,143 | $678,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 28,025 | $675,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 299,051 | $672,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 64,004 | $672,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 580,315 | $667,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 261,290 | $666,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214717-21-000003 | this filing | 2021-02-12 | acceptance time not in the bulk data set |