13F-HR filed by GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-12, with 4,269 holding rows worth $595,796,216,000.
- Accession
- 0001214717-21-000003
- Filer
- CIK 1214717
- Filed
- 2021-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 5,274 entries on the cover page, a total value of $595,796,216,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $595,796,216,000 with VALUE read as thousands by filing date, 13F file number 028-10386. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGEODE CAPITAL MANAGEMENT LP028-10985
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 62,163 | $665,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 92,338 | $664,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 143,634 | $664,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 92,727 | $662,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 57,919 | $660,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 156,206 | $659,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 127,813 | $656,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 25,591 | $652,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 329,090 | $645,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 138,356 | $642,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 105,538 | $639,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 167,431 | $639,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 68,134 | $636,000 | thousands by filing date | |
| Sequential Brands Group Inc(NV) | 81734P206 | CS | 44,385 | $636,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 107,977 | $635,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 75,149 | $633,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 34,703 | $631,000 | thousands by filing date | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 122,889 | $629,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 22,492 | $628,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 11,581 | $627,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 46,579 | $625,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 121,291 | $625,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 29,970 | $624,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 924,830 | $624,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 66,054 | $623,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 43,660 | $623,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 103,375 | $618,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 157,596 | $617,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 74,746 | $617,000 | thousands by filing date | |
| SIRIUS INTERNATIONAL INSURAN COM | G8196D101 | Stock | 49,358 | $616,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 37,176 | $614,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 43,672 | $614,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 600,000 | $613,000 | thousands by filing date | principal |
| LIPOCINE INC NEW | 53630X104 | CMN | 450,793 | $613,000 | thousands by filing date | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 35,322 | $608,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 56,831 | $605,000 | thousands by filing date | |
| BETTERWARE DE MEXC S A P I D | P1666E105 | SHS | 17,651 | $602,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 16,943 | $601,000 | thousands by filing date | |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 1,288,206 | $600,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 10,430 | $598,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 605,000 | $598,000 | thousands by filing date | principal |
| BIOATLA INC | 09077B104 | COM | 17,439 | $593,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 152,827 | $592,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 103,586 | $585,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 353,542 | $583,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 33,655 | $579,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 83,484 | $575,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 19,269 | $572,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 145,647 | $572,000 | thousands by filing date | |
| NEOGAMES S A | L6673X107 | COM | 15,048 | $571,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 92,511 | $570,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 15,129 | $569,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 451,481 | $568,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 72,017 | $565,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 73,729 | $564,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 280,716 | $558,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 288,039 | $558,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 168,810 | $557,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 25,260 | $557,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 467,583 | $556,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 412,581 | $552,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 162,012 | $549,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 41,665 | $549,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 24,819 | $543,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 37,804 | $543,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 72,174 | $539,000 | thousands by filing date | |
| NULL | 68620A203 | NULL | 43,709 | $537,000 | thousands by filing date | |
| CHECKMATE PHARMACEUTICALS IN | 162818108 | COM | 36,830 | $537,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 15,289 | $536,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 60,090 | $536,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 83,906 | $535,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 575,000 | $534,000 | thousands by filing date | principal |
| ELECTROCORE INC | 28531P103 | COM | 340,444 | $531,000 | thousands by filing date | |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 12,780 | $529,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 87,527 | $528,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 246,849 | $528,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 106,925 | $527,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 81,662 | $526,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 133,707 | $522,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 50,167 | $522,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 29,761 | $521,000 | thousands by filing date | |
| MEIWU TECHNOLOGY COMPANY LTD | G9604C107 | ORD SHS | 13,855 | $521,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 193,652 | $520,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 96,911 | $516,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 12,154 | $515,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 69,234 | $510,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 81,205 | $509,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 119,696 | $502,000 | thousands by filing date | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 183,487 | $502,000 | thousands by filing date | |
| TRITERRAS INC | G9103H102 | COM CL A | 45,458 | $501,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 74,221 | $497,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 252,818 | $495,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 30,972 | $494,000 | thousands by filing date | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 10,492 | $494,000 | thousands by filing date | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 13,532 | $493,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 168,383 | $493,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 30,911 | $492,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 311,618 | $492,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 79,381 | $485,000 | thousands by filing date | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 17,199 | $484,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 91,520 | $484,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 322,830 | $481,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 7,731 | $478,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 367,735 | $478,000 | thousands by filing date | |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 26,571 | $476,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 61,098 | $476,000 | thousands by filing date | |
| Agora Inc-Adr | 00851L103 | COM | 12,051 | $476,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 7,273 | $473,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 38,432 | $473,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 17,081 | $470,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 33,476 | $470,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 244,944 | $470,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 8,669 | $468,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 127,579 | $468,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 706,287 | $466,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 255,613 | $465,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 100,355 | $462,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 2,360 | $460,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 18,671 | $457,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 107,754 | $456,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 4,598 | $455,000 | thousands by filing date | |
| MTBC INC | 55378G102 | COM | 50,107 | $454,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 331,720 | $451,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 153,159 | $448,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 202,555 | $443,000 | thousands by filing date | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 20,105 | $440,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 287,960 | $440,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 5,660 | $437,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 78,198 | $437,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 49,983 | $436,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 67,096 | $436,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 32,527 | $434,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 21,113 | $434,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 61,213 | $434,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 22,729 | $432,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 349,163 | $429,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 65,514 | $427,000 | thousands by filing date | |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 500,000 | $422,000 | thousands by filing date | principal |
| EQUINOX GOLD CORP | 29446Y502 | COM | 40,719 | $421,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 101,000 | $420,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 234,991 | $420,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 63,017 | $420,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 173,407 | $419,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 47,018 | $418,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 70,449 | $417,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 121,846 | $417,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 231,687 | $417,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 19,216 | $416,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 44,176 | $416,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 252,977 | $414,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 152,066 | $412,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 159,979 | $412,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 96,345 | $411,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 261,671 | $408,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 101,782 | $408,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 30,430 | $407,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 27,651 | $406,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 113,881 | $405,000 | thousands by filing date | |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 12,500 | $404,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 73,824 | $404,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 39,799 | $403,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 35,252 | $403,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 400,000 | $402,000 | thousands by filing date | principal |
| NEW HOME CO INC COM | 645370107 | COM | 85,327 | $400,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 80,589 | $398,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 76,708 | $398,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,728 | $397,000 | thousands by filing date | principal |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 59,777 | $397,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 8,036 | $396,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 47,587 | $396,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 21,645 | $394,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 110,660 | $393,000 | thousands by filing date | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 16,437 | $393,000 | thousands by filing date | |
| WIDEPOINT CORP | 967590209 | COMMON | 38,604 | $390,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 84,449 | $388,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 33,309 | $387,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 50,757 | $385,000 | thousands by filing date | |
| HOLICITY INC | 435063102 | COM CL A | 38,165 | $385,000 | thousands by filing date | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 58,361 | $384,000 | thousands by filing date | |
| BIOCEPT INC | 09072V501 | COM | 86,539 | $384,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 177,108 | $382,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 28,520 | $381,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 8,803 | $380,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 19,919 | $380,000 | thousands by filing date | |
| GUILD HLDGS CO | 40172N107 | CL A | 22,447 | $380,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 220,132 | $380,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 31,929 | $379,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 85,099 | $377,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 69,239 | $377,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 33,998 | $377,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 70,640 | $376,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 171,817 | $376,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 371,564 | $375,000 | thousands by filing date | |
| METACRINE INC | 59101E103 | COM | 47,776 | $375,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288100 | CL A SHS | 35,530 | $370,000 | thousands by filing date | |
| QUALIGEN THERAPEUTICS INC | 74754R103 | COM | 123,035 | $370,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 30,168 | $369,000 | thousands by filing date | |
| BROOGE ENERGY LTD | G1611B107 | SHS | 36,061 | $369,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 249,287 | $368,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 5,537 | $365,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 57,872 | $361,000 | thousands by filing date | |
| IMMATICS N.V | N44445109 | SHS | 33,359 | $359,000 | thousands by filing date | |
| TRXADE HEALTH INC | 89846A207 | COM NEW | 67,937 | $359,000 | thousands by filing date | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 11,775 | $356,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085106 | CL A | 34,425 | $356,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 79,119 | $354,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A505 | COM NEW | 57,856 | $352,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 203,565 | $350,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 278,306 | $350,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y104 | CMN | 34,425 | $350,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 1,934 | $349,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 268,630 | $349,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C409 | COM | 427,466 | $348,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 64,872 | $347,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 50,504 | $347,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 24,322 | $345,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 111,805 | $343,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 11,486 | $341,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 17,267 | $339,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 75,049 | $339,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 32,371 | $339,000 | thousands by filing date | |
| VG ACQUISITION CORP | G9446E105 | SHS CL A | 30,375 | $339,000 | thousands by filing date | |
| INPIXON | 45790J800 | COM | 332,942 | $339,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 70,838 | $333,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 18,869 | $329,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 89,604 | $328,000 | thousands by filing date | |
| Eagle Bulk Shipping Inc | 269442AB5 | CV | 400,000 | $328,000 | thousands by filing date | principal |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 2,944 | $327,000 | thousands by filing date | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 10,853 | $327,000 | thousands by filing date | |
| FREELINE THERAPEUTICS HLDGS | 35655L107 | SPONSORED ADS | 17,896 | $326,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 6,301 | $325,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119TAG9 | NOTE 7.000% 8/1 | 300,000 | $323,000 | thousands by filing date | principal |
| Greenpower Motor Co | 39540E302 | COM | 11,083 | $322,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 36,448 | $321,000 | thousands by filing date | |
| LUMENT FINANCE TRUST INC | 55025L108 | COM | 97,862 | $320,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 64,278 | $320,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 47,782 | $318,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 22,818 | $318,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 291,167 | $317,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 66,318 | $317,000 | thousands by filing date | |
| JAKKS PAC INC | 47012E403 | COM NEW | 63,546 | $316,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 64,477 | $316,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 170,233 | $316,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 478,252 | $315,000 | thousands by filing date | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 48,172 | $311,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 590,007 | $310,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 132,261 | $309,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 8,883 | $307,000 | thousands by filing date | |
| WISA TECHNOLOGIES INC | 86633R203 | COM NEW | 86,862 | $307,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 28,915 | $305,000 | thousands by filing date | |
| TURQUOISE HILL RES LTD | 900435207 | COM | 24,160 | $304,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 14,818 | $303,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 47,775 | $303,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 269,072 | $301,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 140,783 | $298,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 109,752 | $298,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 42,268 | $297,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 27,535 | $297,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 56,018 | $297,000 | thousands by filing date | |
| IMAC HLDGS INC | 44967K104 | COM | 194,361 | $297,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 42,481 | $296,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 19,242 | $295,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 30,299 | $295,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 19,407 | $294,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 41,282 | $293,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 10,795 | $292,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 5,932 | $291,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 72,851 | $291,000 | thousands by filing date | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 6,101 | $290,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 94,318 | $288,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 21,831 | $287,000 | thousands by filing date | |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 798,336 | $286,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 112,964 | $285,000 | thousands by filing date | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 47,023 | $285,000 | thousands by filing date | |
| SADOT GROUP INC | 627333107 | COM | 162,492 | $284,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 47,423 | $283,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC COM | 00484M601 | Stock | 399,249 | $283,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 88,312 | $282,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 211,042 | $282,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 40,722 | $280,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 34,171 | $280,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 14,815 | $280,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 400,933 | $280,000 | thousands by filing date | |
| YUMANITY THERAPEUTICS INC | 98872L102 | COM | 16,526 | $280,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 33,924 | $278,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 120,641 | $277,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 23,637 | $277,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 132,395 | $275,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 90,195 | $274,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 166,261 | $274,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 26,227 | $273,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 359,665 | $273,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 112,235 | $271,000 | thousands by filing date | |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 23,089 | $271,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 558,447 | $270,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 122,409 | $269,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 41,472 | $269,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 37,566 | $269,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 96,160 | $268,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 69,739 | $267,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 28,222 | $267,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 49,217 | $265,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 49,188 | $265,000 | thousands by filing date | |
| KALEYRA INC | 483379111 | *W EXP 11/25/202 | 176,540 | $264,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 75,921 | $258,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 59,019 | $258,000 | thousands by filing date | |
| AMPLITUDE HEALTHCARE ACQUISITI | 03212a105 | COM | 25,627 | $258,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E202 | COM NEW | 15,675 | $257,000 | thousands by filing date | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 7,020 | $256,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 106,529 | $256,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 113,064 | $256,000 | thousands by filing date | |
| SRAX INC | 78472M106 | CL A | 82,267 | $255,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 29,610 | $254,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 41,034 | $254,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 12,721 | $254,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 66,601 | $253,000 | thousands by filing date | |
| DPW HLDGS INC COM | 26140E600 | Stock | 57,948 | $252,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 27,691 | $251,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 67,212 | $248,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 155,198 | $248,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 180,932 | $246,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 4,018 | $245,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 22,036 | $245,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 26,663 | $244,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 22,387 | $243,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 35,323 | $243,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 110,790 | $243,000 | thousands by filing date | |
| AMERICAN RES CORP | 02927U208 | CL A | 124,406 | $242,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 19,109 | $242,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 63,981 | $241,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 183,587 | $240,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 1,455 | $239,000 | thousands by filing date | |
| BK Technologies Corp. | 05587G104 | COM | 78,830 | $238,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 229,315 | $238,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 21,696 | $236,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 94,746 | $235,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 47,768 | $234,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 35,117 | $234,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 294,513 | $234,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 5,801 | $233,000 | thousands by filing date | |
| ELUTIA INC | 05479K106 | CL A COM | 17,079 | $232,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 81,922 | $232,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 34,552 | $230,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 8,135 | $230,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A115 | *W EXP 05/24/202 | 84,000 | $230,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 42,319 | $228,000 | thousands by filing date | |
| VASTA PLATFORM LTD CL A | G9440A109 | Stock | 15,730 | $228,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 80,857 | $228,000 | thousands by filing date | |
| PERFORMANCE SHIPPING INC COMMON SHARES | Y67305121 | Stock | 49,695 | $227,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 364,289 | $227,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 28,564 | $226,000 | thousands by filing date | |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 47,457 | $226,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 96,047 | $224,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 81,188 | $224,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 151,980 | $223,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 21,262 | $223,000 | thousands by filing date | |
| ABRAXAS PETE CORP COM NEW | 003830304 | Stock | 97,379 | $222,000 | thousands by filing date | |
| MYOMO INC | 62857J201 | COM NEW | 32,708 | $220,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 36,053 | $219,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 12,254 | $217,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H105 | CL A | 19,125 | $216,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 41,294 | $216,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 9,415 | $215,000 | thousands by filing date | |
| EURODRY LTD | Y23508107 | COM | 38,923 | $213,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 33,806 | $212,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 19,626 | $212,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 340,768 | $212,000 | thousands by filing date | |
| URBAN ONE INC | 91705J105 | CL A | 49,964 | $210,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 502,709 | $209,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 11,919 | $208,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 9,818 | $206,000 | thousands by filing date | |
| ASIA PACIFIC WIRE & CABLE CO | G0535E106 | ORD | 92,965 | $206,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 18,661 | $206,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 12,853 | $206,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J112 | WTS | 73,267 | $206,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 7,185 | $205,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 54,054 | $204,000 | thousands by filing date | |
| NEONODE INC | 64051M709 | CMN | 30,282 | $204,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 131,196 | $204,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 173,593 | $203,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 255,687 | $203,000 | thousands by filing date | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 20,290 | $202,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 4,848 | $202,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 6,935 | $201,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 10,324 | $200,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 34,415 | $199,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 21,450 | $199,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 573,163 | $199,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 23,395 | $199,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 234,396 | $199,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E409 | COM | 100,307 | $199,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 100,245 | $198,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 209,467 | $198,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 92,248 | $197,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 81,296 | $197,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 17,784 | $195,000 | thousands by filing date | |
| ASTROTECH CORP | 046484200 | COM NEW | 110,295 | $195,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 61,788 | $193,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 27,969 | $191,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 31,149 | $190,000 | thousands by filing date | |
| F-STAR THERAPEUTICS INC | 30315R107 | COM | 19,332 | $190,000 | thousands by filing date | |
| OBLONG INC | 674434105 | COM | 36,995 | $190,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 160,104 | $190,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 88,877 | $190,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V409 | COM NEW | 458,165 | $190,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 458,165 | $190,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120202 | COM NEW | 48,598 | $188,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 10,153 | $187,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 15,141 | $187,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 18,170 | $187,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 14,656 | $184,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 47,611 | $183,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 71,524 | $183,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 35,920 | $181,000 | thousands by filing date | |
| GUARDION HEALTH SCIENCES INC COM | 40145Q203 | Stock | 434,372 | $180,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 27,717 | $179,000 | thousands by filing date | |
| ACE Convergence Acquisition Corp | G0083D120 | COM | 17,212 | $179,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 19,223 | $177,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 85,966 | $177,000 | thousands by filing date | |
| SONIDA SENIOR LIVING INC | 140475203 | COMMON STOCK | 14,209 | $175,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 12,126 | $174,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 38,281 | $174,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 46,173 | $174,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 244,339 | $173,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 18,925 | $172,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 44,422 | $170,000 | thousands by filing date | |
| USIO INC | 917313108 | CMN | 63,524 | $169,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 20,985 | $169,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 33,341 | $169,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 20,875 | $168,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 60,688 | $167,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 135,796 | $167,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H203 | COM NEW | 35,027 | $167,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 40,438 | $166,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 39,141 | $166,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328874 | COM NEW | 83,552 | $166,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 58,037 | $165,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 106,172 | $165,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 143,038 | $164,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 64,388 | $164,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 17,924 | $164,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 128,404 | $164,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y307 | COM | 66,753 | $164,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761101 | COM CL A | 15,000 | $163,000 | thousands by filing date | |
| BBQ HLDGS INC | 05551A109 | CMN | 33,763 | $162,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 11,346 | $161,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 273,518 | $161,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 75,142 | $161,000 | thousands by filing date | |
| HIGHPOINT RESOURCES CORP COM | 43114K207 | Stock | 17,618 | $161,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 65,127 | $160,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 35,644 | $159,000 | thousands by filing date | |
| MIND TECHNOLOGY INC COM NEW | 602566101 | Stock | 70,988 | $159,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 24,418 | $158,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 31,094 | $157,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 77,356 | $157,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 56,779 | $157,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 346,637 | $156,000 | thousands by filing date | |
| BRICKELL BIOTECH INC | 10802T105 | COM | 199,958 | $156,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 14,281 | $155,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 11,267 | $155,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 28,627 | $154,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 44,025 | $154,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 174,845 | $154,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F104 | COM CL A | 13,972 | $154,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 41,330 | $152,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 18,175 | $152,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534106 | COM CL A | 15,147 | $152,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 51,493 | $151,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 13,668 | $149,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 41,220 | $149,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 57,873 | $149,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 98,398 | $149,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 190,209 | $149,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 30,933 | $148,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 18,721 | $148,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 151,838 | $148,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 13,227 | $147,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 58,958 | $147,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 144,949 | $147,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 305,095 | $147,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 216,606 | $147,000 | thousands by filing date | |
| IMMUNOME INC | 45257U108 | COM | 15,180 | $146,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 28,876 | $145,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 323,736 | $145,000 | thousands by filing date | |
| SHIP FIN INTL LTD | 824689AG8 | NOTE 4.875% 5/0 | 165,000 | $144,000 | thousands by filing date | principal |
| VERICITY INC | 92347D100 | COM | 14,446 | $144,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 22,602 | $143,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 11,380 | $142,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 94,659 | $142,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 45,416 | $142,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 35,042 | $141,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 15,783 | $141,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 16,535 | $141,000 | thousands by filing date | |
| CONX CORP | 212873202 | UNIT 10/30/2027 | 13,500 | $141,000 | thousands by filing date | |
| US ECOLOGY INC | 91734M111 | WTS | 29,069 | $141,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 10,176 | $140,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 48,805 | $140,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 27,502 | $140,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 27,034 | $139,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 34,824 | $137,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214717-21-000003 | this filing | 2021-02-12 | acceptance time not in the bulk data set |