13F-HR filed by GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 4,154 holding rows worth $510,364,254,000.
- Accession
- 0001214717-20-000013
- Filer
- CIK 1214717
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 5,215 entries on the cover page, a total value of $510,364,254,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $510,364,254,000 with VALUE read as thousands by filing date, 13F file number 028-10386. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGEODE CAPITAL MANAGEMENT LP028-10985
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 59,787 | $54,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 80,006 | $54,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 40,596 | $54,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 30,746 | $53,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 155,198 | $53,000 | thousands by filing date | |
| WESTERN ASSET MORTGAGE CAPIT | 95790DAA3 | NOTE 6.750%10/0 | 60,000 | $52,000 | thousands by filing date | principal |
| J JILL INC | 46620W102 | COM | 96,659 | $52,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 17,055 | $51,000 | thousands by filing date | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 30,688 | $51,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 70,444 | $51,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 132,054 | $51,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 66,578 | $51,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793203 | COM | 19,279 | $51,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 22,701 | $50,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 121,335 | $50,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 32,999 | $50,000 | thousands by filing date | |
| ASTROTECH CORP | 046484200 | COM NEW | 29,724 | $50,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 17,312 | $49,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 15,786 | $49,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 166,130 | $48,000 | thousands by filing date | |
| JAKKS PAC INC | 47012E403 | COM NEW | 12,535 | $47,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 17,060 | $47,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 16,708 | $47,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 40,976 | $47,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 43,836 | $47,000 | thousands by filing date | |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 11,412 | $47,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382105 | COM | 11,030 | $46,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 63,928 | $46,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 29,245 | $45,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 32,258 | $45,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 12,188 | $45,000 | thousands by filing date | |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 47,150 | $45,000 | thousands by filing date | |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 17,056 | $45,000 | thousands by filing date | |
| SINTX TECHNOLOGIES INC | 829392307 | COM NEW | 23,840 | $45,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 23,831 | $44,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 16,957 | $44,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 20,825 | $44,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 13,715 | $44,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 74,079 | $44,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 12,109 | $43,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 14,729 | $43,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 24,820 | $43,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 56,191 | $42,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P201 | COM | 26,167 | $42,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 39,573 | $42,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 37,235 | $41,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 12,969 | $40,000 | thousands by filing date | |
| CHF SOLUTIONS INC | 12542Q706 | COM PAR | 139,483 | $40,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C309 | COM | 92,256 | $40,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 106,848 | $39,000 | thousands by filing date | |
| HISTOGEN INC | 43358Y103 | COM | 23,907 | $39,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867117 | *W EXP 03/31/202 | 15,000 | $39,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 12,129 | $38,000 | thousands by filing date | |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 95,985 | $38,000 | thousands by filing date | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 10,076 | $38,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 15,040 | $38,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 12,030 | $37,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 31,523 | $37,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 32,740 | $37,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 18,199 | $37,000 | thousands by filing date | |
| HOTH THERAPEUTICS INC COM NEW | 44148G105 | Stock | 18,792 | $37,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 24,184 | $37,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 107,171 | $37,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 21,179 | $36,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 30,702 | $35,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 11,463 | $35,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 87,066 | $35,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 10,546 | $35,000 | thousands by filing date | |
| DPW HLDGS INC COM | 26140E600 | Stock | 17,818 | $35,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 33,536 | $34,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 17,598 | $34,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J114 | WTS | 94,456 | $34,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 47,893 | $34,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 14,251 | $33,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 28,709 | $33,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 26,884 | $33,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 64,347 | $33,000 | thousands by filing date | |
| DATASEA INC | 238116206 | COM NEW | 10,484 | $33,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 62,669 | $33,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 47,668 | $32,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 41,881 | $32,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 84,684 | $32,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 19,180 | $32,000 | thousands by filing date | |
| SHAPEWAYS HOLDIN | G3770A110 | EQUITY WRT | 51,001 | $32,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 23,455 | $31,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402Q126 | *W EXP 04/01/202 | 38,892 | $31,000 | thousands by filing date | |
| ATIF HOLDINGS LIMITED | G0602B100 | SHS | 26,801 | $31,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J112 | *W EXP 01/01/202 | 100,000 | $31,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 75,942 | $30,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 24,873 | $30,000 | thousands by filing date | |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 43,085 | $30,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 267,745 | $29,000 | thousands by filing date | |
| AURORA MOBILE LTD | 051857100 | ADS | 19,119 | $29,000 | thousands by filing date | |
| TOUGHBUILT INDS INC COM | 89157G504 | COM | 41,831 | $29,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 22,838 | $28,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 11,297 | $28,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 16,210 | $27,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 13,909 | $27,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 40,657 | $27,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 18,823 | $26,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J200 | COM | 27,236 | $26,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 37,615 | $26,000 | thousands by filing date | |
| IFRESH INC | 449538107 | COM | 38,553 | $26,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 93,544 | $25,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J112 | WTS | 73,267 | $25,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 29,439 | $25,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761119 | *W EXP 06/21/202 | 25,000 | $25,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430119 | *W EXP 11/26/202 | 48,800 | $25,000 | thousands by filing date | |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 12,128 | $24,000 | thousands by filing date | |
| TELIGENT INC NEW COM NEW | 87960W203 | COM | 33,524 | $24,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C111 | *W EXP 12/31/202 | 25,000 | $24,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 12,697 | $23,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 21,825 | $23,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 21,923 | $23,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y307 | COM | 17,321 | $23,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 11,928 | $22,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 97,946 | $22,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U209 | COM | 10,821 | $20,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 14,441 | $20,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q118 | *W EXP 03/31/202 | 12,500 | $20,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 27,216 | $19,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387307 | COM | 32,301 | $19,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 32,708 | $19,000 | thousands by filing date | |
| LM FDG AMER INC COM NEW | 502074305 | Stock | 30,394 | $19,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 10,366 | $18,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 42,783 | $18,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 14,811 | $18,000 | thousands by filing date | |
| AMPCO-PITTSBURG CORP | 032037111 | *W EXP 08/01/202 | 51,041 | $18,000 | thousands by filing date | |
| AMPLITUDE HLTHCRE AQUSTIN CO | 03212A113 | *W EXP 12/01/202 | 16,445 | $18,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 18,360 | $17,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 11,211 | $16,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 18,330 | $15,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 98,285 | $14,000 | thousands by filing date | |
| ALLIED GAMING & ENTRTNMNT IN | 019170109 | COM | 11,416 | $14,000 | thousands by filing date | |
| BRICKELL BIOTECH INC | 10802T105 | COM | 15,954 | $14,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 13,132 | $14,000 | thousands by filing date | |
| AMERI HLDGS INC | 02362F302 | COM NEW | 10,788 | $14,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 12,136 | $13,000 | thousands by filing date | |
| AVINGER INC | 053734604 | COM | 42,996 | $13,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H113 | *W EXP 06/01/202 | 12,500 | $13,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 48,715 | $13,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 14,145 | $12,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 61,235 | $12,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 11,372 | $12,000 | thousands by filing date | |
| BORQS TECHNOLOGIES INC | G1466B103 | SHS | 12,013 | $12,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 12,775 | $12,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y180 | COM | 10,656 | $11,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC COM NE | 67424l209 | COM | 11,709 | $10,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 10,027 | $9,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 23,853 | $8,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 17,633 | $8,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 12,346 | $8,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 27,156 | $6,000 | thousands by filing date | |
| HUDSON CAPITAL INC | G4645C109 | SHS | 11,616 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214717-20-000013 | this filing | 2020-11-13 | acceptance time not in the bulk data set |