13F-HR filed by GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 4,154 holding rows worth $510,364,254,000.
- Accession
- 0001214717-20-000013
- Filer
- CIK 1214717
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 5,215 entries on the cover page, a total value of $510,364,254,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $510,364,254,000 with VALUE read as thousands by filing date, 13F file number 028-10386. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGEODE CAPITAL MANAGEMENT LP028-10985
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 400,000 | $392,000 | thousands by filing date | principal |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 500,976 | $392,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 36,558 | $391,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 2,818 | $390,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 8,193 | $390,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 387,387 | $387,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 116,676 | $385,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 50,504 | $385,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 55,364 | $383,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 178,959 | $382,000 | thousands by filing date | |
| BIOCEPT INC | 09072V501 | COM | 86,539 | $381,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 451,481 | $378,000 | thousands by filing date | |
| NULL | 68620A203 | NULL | 47,802 | $378,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 77,221 | $375,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 51,696 | $374,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 16,605 | $372,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 96,504 | $369,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 149,082 | $369,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 11,486 | $368,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 23,975 | $368,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 114,206 | $368,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 7,001 | $367,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 53,981 | $367,000 | thousands by filing date | |
| Eagle Bulk Shipping Inc | 269442AB5 | CV | 500,000 | $367,000 | thousands by filing date | principal |
| PARTNERS BANCORP | 70213Q108 | COM | 65,052 | $366,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 34,227 | $364,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 41,150 | $364,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 72,017 | $364,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 64,477 | $363,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 28,693 | $363,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 225,624 | $363,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 330,586 | $363,000 | thousands by filing date | |
| INHIBRX INC | 45720L107 | COM | 20,085 | $361,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,728 | $360,000 | thousands by filing date | principal |
| QUMU CORP | 749063103 | COM | 78,258 | $360,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 46,895 | $357,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 148,000 | $356,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 48,395 | $354,000 | thousands by filing date | |
| IMMATICS N.V | N44445109 | SHS | 33,359 | $353,000 | thousands by filing date | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 11,416 | $352,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 59,777 | $352,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 639,089 | $351,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 385,488 | $351,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 11,889 | $350,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 28,082 | $350,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 178,669 | $350,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 13,911 | $349,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 125,845 | $348,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 58,511 | $348,000 | thousands by filing date | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 31,200 | $346,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 81,205 | $346,000 | thousands by filing date | |
| CHECKMATE PHARMACEUTICALS IN | 162818108 | COM | 29,894 | $344,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 333,275 | $343,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 361,491 | $343,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 115,682 | $342,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 28,821 | $342,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 20,282 | $341,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119TAG9 | NOTE 7.000% 8/1 | 300,000 | $338,000 | thousands by filing date | principal |
| ASCENT INDUSTRIES CO | 871565107 | COM | 61,098 | $337,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 46,917 | $337,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 291,167 | $334,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 47,423 | $334,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 169,162 | $334,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 35,034 | $333,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 83,484 | $333,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 133,169 | $332,000 | thousands by filing date | |
| AMPLITUDE HEALTHCARE ACQUISITI | 03212a105 | COM | 33,500 | $331,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 251,446 | $329,000 | thousands by filing date | |
| PERFICIENT INC | 71375UAB7 | NOTE 2.375% 9/1 | 250,000 | $329,000 | thousands by filing date | principal |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 125,207 | $328,000 | thousands by filing date | |
| QUALIGEN THERAPEUTICS INC | 74754R103 | COM | 66,306 | $328,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A115 | *W EXP 05/24/202 | 205,000 | $328,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 478,252 | $325,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 143,757 | $324,000 | thousands by filing date | |
| BETTERWARE DE MEXC S A P I D | P1666E105 | SHS | 17,651 | $321,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 2,367 | $320,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 23,192 | $320,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 7,983 | $317,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 37,566 | $317,000 | thousands by filing date | |
| BROOGE ENERGY LTD | G1611B107 | SHS | 35,126 | $317,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 5,537 | $315,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 49,030 | $315,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 7,991 | $312,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 19,834 | $312,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 50,757 | $312,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 152,393 | $309,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 30,023 | $309,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 24,545 | $305,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 94,746 | $303,000 | thousands by filing date | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 11,482 | $303,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 372,703 | $303,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 259,739 | $303,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 70,516 | $302,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 62,164 | $301,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 72,184 | $301,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 227,989 | $300,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 169,263 | $299,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 67,673 | $298,000 | thousands by filing date | |
| MOHAWK GROUP HLDGS INC | 608189106 | COM | 36,213 | $298,000 | thousands by filing date | |
| KALEYRA INC | 483379111 | *W EXP 11/25/202 | 220,439 | $297,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 35,459 | $296,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 55,274 | $296,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,805 | $294,000 | thousands by filing date | principal |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 44,864 | $294,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 92,727 | $292,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 93,109 | $291,000 | thousands by filing date | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 11,775 | $288,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 8,419 | $287,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 12,500 | $285,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 37,499 | $281,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 15,129 | $280,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 58,545 | $280,000 | thousands by filing date | |
| FREELINE THERAPEUTICS HLDGS | 35655L107 | SPONSORED ADS | 17,896 | $279,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 27,517 | $278,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 223,065 | $278,000 | thousands by filing date | |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 23,089 | $277,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 26,737 | $276,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 8,883 | $275,000 | thousands by filing date | |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 47,457 | $275,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 88,764 | $274,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 45,727 | $274,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 64,348 | $273,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 7,400 | $272,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 261,671 | $272,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 489,387 | $271,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 1,890 | $270,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 519,797 | $269,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 97,862 | $267,000 | thousands by filing date | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 62,662 | $265,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 39,313 | $264,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 45,788 | $264,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 162,012 | $262,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 135,218 | $262,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 122,674 | $262,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 54,586 | $259,000 | thousands by filing date | |
| Greenpower Motor Co | 39540E302 | COM | 21,697 | $258,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 19,407 | $255,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 8,135 | $255,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 167,748 | $253,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 273,518 | $253,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 115,753 | $253,000 | thousands by filing date | |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 903,398 | $252,000 | thousands by filing date | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 9,435 | $251,000 | thousands by filing date | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 5,338 | $251,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F104 | COM CL A | 23,990 | $251,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 72,844 | $250,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 102,487 | $249,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 87,020 | $249,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 20,484 | $249,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 140,783 | $247,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 26,175 | $246,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 8,631 | $246,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 13,326 | $246,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 107,797 | $246,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 38,190 | $245,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H105 | CL A | 25,000 | $245,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 6,250 | $244,000 | thousands by filing date | |
| SRAX INC | 78472M106 | CL A | 82,267 | $243,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 73,824 | $242,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 3,857 | $241,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 96,345 | $240,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 14,818 | $240,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 96,160 | $240,000 | thousands by filing date | |
| NEONODE INC | 64051M709 | CMN | 30,282 | $239,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 28,915 | $239,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 76,893 | $239,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 191,491 | $239,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 28,789 | $238,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 255,396 | $237,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 2,937 | $236,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 138,142 | $234,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 81,922 | $234,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 4,018 | $233,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 19,943 | $232,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 41,131 | $231,000 | thousands by filing date | |
| BK Technologies Corp. | 05587G104 | COM | 78,830 | $230,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 98,621 | $230,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 128,404 | $229,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 23,895 | $228,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 26,119 | $226,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 249,287 | $224,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 14,815 | $224,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 1,379,616 | $222,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 47,782 | $222,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 15,662 | $222,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 62,287 | $221,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 18,869 | $220,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 22,217 | $218,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 34,371 | $218,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 89,903 | $217,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 35,033 | $217,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 44,330 | $216,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 21,707 | $216,000 | thousands by filing date | |
| WINS FIN HLDGS INC | G97223104 | ORD SHS | 11,268 | $216,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 255,687 | $215,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 6,677 | $214,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 92,248 | $214,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 19,242 | $213,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 20,875 | $213,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 42,319 | $212,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 47,768 | $212,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 25,506 | $212,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 27,502 | $212,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 44,071 | $211,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 59,573 | $211,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402q100 | COM | 21,178 | $210,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 6,469 | $209,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 18,794 | $209,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U116 | *W EXP 03/31/202 | 84,490 | $207,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 41,027 | $205,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 12,737 | $204,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 209,467 | $204,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 263,370 | $204,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 173,593 | $203,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 885,377 | $203,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 126,379 | $202,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 75,142 | $202,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 22,119 | $200,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 36,877 | $200,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 74,316 | $199,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 50,744 | $199,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 110,790 | $199,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 1,816,117 | $199,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 76,629 | $198,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 26,227 | $198,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C112 | W EXP 09/05/202 | 90,000 | $198,000 | thousands by filing date | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 49,077 | $197,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 16,443 | $197,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 20,016 | $195,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 66,601 | $195,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 86,193 | $194,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 238,686 | $193,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 160,104 | $190,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 147,899 | $190,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 190,777 | $189,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 323,736 | $188,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 69,739 | $186,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 41,472 | $186,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 33,806 | $186,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 22,036 | $186,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 362,581 | $186,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 58,669 | $185,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 81,534 | $185,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 18,661 | $183,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 122,243 | $183,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 340,768 | $180,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 27,717 | $179,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 73,204 | $179,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 67,212 | $178,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 140,830 | $178,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 56,449 | $177,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 29,760 | $176,000 | thousands by filing date | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 69,219 | $175,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 251,656 | $175,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 19,626 | $175,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 41,381 | $174,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 34,552 | $174,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P117 | *W EXP 05/29/202 | 121,400 | $174,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 234,396 | $173,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 77,985 | $173,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 12,254 | $172,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 120,641 | $172,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 56,779 | $172,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 164,727 | $171,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 48,805 | $170,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 340,820 | $170,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 416,918 | $170,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 50,429 | $170,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 61,715 | $170,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 545,340 | $169,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 54,054 | $168,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 18,697 | $168,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 305,095 | $166,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 51,493 | $165,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 69,239 | $164,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 189,157 | $164,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 193,817 | $163,000 | thousands by filing date | |
| INPIXON | 45790J800 | COM | 148,206 | $163,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 243,515 | $162,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 27,969 | $162,000 | thousands by filing date | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 38,975 | $161,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 60,914 | $161,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 10,718 | $160,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 22,945 | $158,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 53,355 | $158,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 39,141 | $158,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 112,964 | $157,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 61,788 | $157,000 | thousands by filing date | |
| US ECOLOGY INC | 91734M111 | WTS | 31,569 | $157,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 57,054 | $156,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 183,587 | $156,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 23,395 | $156,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 325,954 | $156,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 212,358 | $155,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 44,422 | $154,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 40,114 | $154,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 10,711 | $154,000 | thousands by filing date | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 20,172 | $153,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S116 | CL A SHS | 15,000 | $153,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 10,992 | $152,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 21,041 | $152,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 270,200 | $152,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 25,193 | $150,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 144,949 | $150,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 15,000 | $150,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 17,399 | $149,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120202 | COM NEW | 46,130 | $148,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 157,724 | $148,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 206,079 | $148,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 49,958 | $148,000 | thousands by filing date | |
| VERICITY INC | 92347D100 | COM | 14,580 | $148,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 28,806 | $148,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 33,341 | $147,000 | thousands by filing date | |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 13,293 | $147,000 | thousands by filing date | |
| MIND TECHNOLOGY INC COM NEW | 602566101 | Stock | 70,988 | $147,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 38,281 | $146,000 | thousands by filing date | |
| SHIP FIN INTL LTD | 824689AG8 | NOTE 4.875% 5/0 | 165,000 | $145,000 | thousands by filing date | principal |
| REALNETWORKS INC | 75605L708 | COM | 119,336 | $145,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 20,985 | $144,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 154,397 | $144,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 369,435 | $142,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 34,009 | $139,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 89,018 | $138,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 65,681 | $137,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 49,105 | $137,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 16,535 | $137,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M503 | COM NEW | 35,030 | $137,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 12,081 | $136,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 64,566 | $136,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 29,183 | $134,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 87,533 | $134,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 46,173 | $134,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 28,215 | $133,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 94,659 | $133,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 61,127 | $133,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 213,172 | $133,000 | thousands by filing date | |
| ORAGENICS INC | 684023302 | COM PAR | 231,569 | $133,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 12,690 | $133,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 14,656 | $131,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 18,721 | $131,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 72,533 | $130,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 18,565 | $129,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 15,141 | $129,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 21,467 | $129,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 14,201 | $128,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 13,668 | $128,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 28,356 | $128,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 40,438 | $128,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 385,645 | $127,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 41,220 | $126,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 71,524 | $126,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 15,000 | $125,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 26,438 | $125,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 110,263 | $124,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 36,698 | $123,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 22,602 | $122,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 12,644 | $121,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 81,296 | $121,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 41,729 | $120,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 47,611 | $119,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 21,703 | $119,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 72,356 | $119,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 26,587 | $119,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 28,876 | $118,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 26,492 | $118,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 12,126 | $117,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 55,423 | $117,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 117,038 | $116,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 96,047 | $116,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 11,267 | $116,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 71,604 | $116,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 19,633 | $116,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 70,640 | $115,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 90,195 | $114,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 29,430 | $113,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 13,785 | $112,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 19,300 | $111,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 135,796 | $111,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872109 | COM CL A | 10,000 | $111,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 20,434 | $110,000 | thousands by filing date | |
| BBQ HLDGS INC | 05551A109 | CMN | 33,344 | $110,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC | 233253111 | *W EXP 02/21/202 | 36,935 | $110,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 31,094 | $109,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 12,077 | $109,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 120,570 | $109,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 143,038 | $108,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 10,023 | $108,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 18,818 | $106,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 23,058 | $106,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 60,688 | $105,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 62,325 | $105,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 10,000 | $105,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 70,949 | $105,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 74,052 | $104,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 400,933 | $104,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 18,868 | $103,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 40,356 | $103,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 38,345 | $103,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 66,351 | $103,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 190,209 | $103,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G114 | *W EXP 11/13/202 | 55,000 | $103,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 77,334 | $103,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 40,973 | $102,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 52,493 | $102,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 110,740 | $101,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 17,744 | $100,000 | thousands by filing date | |
| INTERPACE BIOSCIENCES INC | 46062X303 | COM | 32,476 | $100,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 236,143 | $99,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 114,867 | $99,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 11,566 | $98,000 | thousands by filing date | |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 10,096 | $97,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 44,667 | $97,000 | thousands by filing date | |
| TD HLDGS INC COM NEW | 87250W103 | Stock | 38,567 | $97,000 | thousands by filing date | |
| FFBW INC MD | 30260M103 | COM | 10,312 | $96,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 65,659 | $95,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 31,003 | $95,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 20,249 | $94,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 107,747 | $94,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 10,803 | $94,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 20,023 | $93,000 | thousands by filing date | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 12,795 | $93,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 15,402 | $92,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 10,365 | $89,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 35,747 | $89,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 63,589 | $89,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 23,801 | $89,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 135,034 | $88,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 88,219 | $88,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 10,973 | $87,000 | thousands by filing date | |
| BIO-PATH HLDGS INC | 09057N300 | COM | 20,643 | $87,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 146,230 | $86,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 516,163 | $85,000 | thousands by filing date | |
| PECK CO HLDGS INC | 705163103 | COM NEW | 12,108 | $85,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 34,218 | $84,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 35,644 | $83,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 20,041 | $83,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 58,037 | $83,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 45,416 | $83,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 13,424 | $83,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 46,538 | $83,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J106 | SHS | 11,500 | $82,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 24,032 | $82,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 12,507 | $82,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 40,472 | $82,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 115,000 | $82,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 12,420 | $81,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 10,705 | $81,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 10,430 | $80,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 44,166 | $80,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 12,784 | $79,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 98,398 | $79,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 61,856 | $79,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328874 | COM NEW | 63,675 | $79,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 34,997 | $78,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 34,556 | $78,000 | thousands by filing date | |
| OBLONG INC | 674434105 | COM | 34,074 | $78,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 31,503 | $78,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 122,919 | $76,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 18,175 | $75,000 | thousands by filing date | |
| LUOKUNG TECHNOLOGY CORP | G56981106 | SHS | 154,282 | $75,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 32,042 | $74,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 25,372 | $74,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 38,664 | $73,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 36,554 | $73,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 54,339 | $73,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 19,960 | $70,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 10,776 | $69,000 | thousands by filing date | |
| METEN HOLDING GROUP LTD | G6055H114 | ORD SHS | 12,075 | $69,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 24,152 | $68,000 | thousands by filing date | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 41,373 | $68,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 28,138 | $68,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259202 | COM | 13,906 | $67,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 19,411 | $66,000 | thousands by filing date | |
| CREXENDO INC | 226552107 | COMMON STOCK | 11,959 | $66,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 25,555 | $66,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 250,764 | $64,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 129,796 | $64,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 46,661 | $64,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 41,107 | $64,000 | thousands by filing date | |
| THERMOGENESIS HLDGS INC | 88362L100 | COM | 22,412 | $64,000 | thousands by filing date | |
| SCWORX CORP COM | 78396V109 | Stock | 41,858 | $63,000 | thousands by filing date | |
| Sequential Brands Group Inc(NV) | 81734P206 | CS | 13,721 | $63,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 72,924 | $62,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 28,665 | $62,000 | thousands by filing date | |
| AIKIDO PHARMA INC | 008875106 | COM | 101,898 | $62,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 14,516 | $61,000 | thousands by filing date | |
| GUARDION HEALTH SCIENCES INC COM | 40145Q203 | Stock | 306,370 | $61,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 74,276 | $61,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 20,573 | $60,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 10,488 | $60,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 48,697 | $59,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754114 | *W EXP 12/06/202 | 119,385 | $58,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 64,388 | $57,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 16,202 | $57,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 40,562 | $56,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 50,846 | $56,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC | 25614T309 | COM NEW | 12,476 | $56,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 13,414 | $55,000 | thousands by filing date | |
| GREENPRO CAP CORP COM NEW | 39540F101 | Stock | 38,241 | $55,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640309 | COM | 26,579 | $55,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214717-20-000013 | this filing | 2020-11-13 | acceptance time not in the bulk data set |