13F-HR filed by GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 4,154 holding rows worth $510,364,254,000.
- Accession
- 0001214717-20-000013
- Filer
- CIK 1214717
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 5,215 entries on the cover page, a total value of $510,364,254,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $510,364,254,000 with VALUE read as thousands by filing date, 13F file number 028-10386. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGEODE CAPITAL MANAGEMENT LP028-10985
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HARVARD BIOSCIENCE INC | 416906105 | COM | 526,952 | $1,586,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 392,763 | $1,582,000 | thousands by filing date | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 46,496 | $1,576,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 86,300 | $1,571,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 1,319,397 | $1,570,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 96,736 | $1,564,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 221,976 | $1,564,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 284,898 | $1,561,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 450,477 | $1,558,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 581,120 | $1,557,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 240,865 | $1,553,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 136,540 | $1,551,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 27,873 | $1,549,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 638,031 | $1,544,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 71,540 | $1,540,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 646,054 | $1,537,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 174,825 | $1,536,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 25,389 | $1,533,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 53,051 | $1,531,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 107,843 | $1,525,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 1,500,000 | $1,524,000 | thousands by filing date | principal |
| GLOBALSTAR INC | 378973408 | COM | 4,960,229 | $1,521,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 429,754 | $1,521,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 238,164 | $1,519,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 243,874 | $1,514,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 29,268 | $1,513,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 135,755 | $1,513,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 106,559 | $1,512,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 161,090 | $1,509,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 105,592 | $1,508,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 312,465 | $1,506,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 41,673 | $1,505,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 751,541 | $1,502,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 763,421 | $1,496,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 68,339 | $1,489,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 119,398 | $1,472,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 217,376 | $1,471,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 226,596 | $1,470,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 129,507 | $1,468,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 353,622 | $1,467,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 123,318 | $1,467,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 165,071 | $1,465,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 288,472 | $1,462,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 380,354 | $1,460,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,336 | $1,457,000 | thousands by filing date | principal |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 2,250,968 | $1,457,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 407,869 | $1,456,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 118,822 | $1,455,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 85,822 | $1,455,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 76,279 | $1,455,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 192,297 | $1,451,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 636,954 | $1,449,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 593,815 | $1,448,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 477,313 | $1,446,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 42,084 | $1,443,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 186,323 | $1,442,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 73,745 | $1,439,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 253,750 | $1,435,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 207,843 | $1,434,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 112,883 | $1,430,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 117,167 | $1,427,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 77,288 | $1,427,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 230,579 | $1,427,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 853,091 | $1,423,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 213,469 | $1,423,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 567,008 | $1,423,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 1,354,750 | $1,422,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 128,118 | $1,422,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 322,937 | $1,417,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 74,772 | $1,405,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 225,256 | $1,396,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 208,490 | $1,394,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 282,765 | $1,391,000 | thousands by filing date | |
| OUTSET MEDICAL INC | 690145107 | COM | 27,837 | $1,391,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 104,505 | $1,390,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 119,800 | $1,387,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 146,366 | $1,386,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 284,697 | $1,383,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 83,450 | $1,380,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 67,254 | $1,378,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 306,604 | $1,359,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 404,715 | $1,359,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 346,598 | $1,358,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 26,021 | $1,356,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 121,845 | $1,356,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 86,894 | $1,351,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 76,542 | $1,348,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 320,435 | $1,348,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 679,971 | $1,346,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 85,138 | $1,344,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 234,529 | $1,343,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 66,634 | $1,339,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 275,418 | $1,337,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 55,192 | $1,336,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 158,174 | $1,336,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 73,423 | $1,334,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 451,665 | $1,332,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 54,625 | $1,324,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 973,178 | $1,323,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 143,912 | $1,322,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 44,542 | $1,322,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 122,189 | $1,317,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 201,081 | $1,315,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 95,688 | $1,309,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 79,964 | $1,299,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 1,000,000 | $1,298,000 | thousands by filing date | principal |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 76,392 | $1,297,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 117,640 | $1,297,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 112,098 | $1,296,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 331,234 | $1,295,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 175,283 | $1,295,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 57,533 | $1,295,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 2,422,144 | $1,276,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 448,082 | $1,276,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 377,515 | $1,276,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 200,968 | $1,272,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 57,058 | $1,269,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 117,036 | $1,267,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 100,840 | $1,259,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 222,213 | $1,253,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 816,981 | $1,241,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 587,482 | $1,239,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 158,811 | $1,237,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 55,154 | $1,236,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 136,042 | $1,235,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 118,454 | $1,233,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 286,017 | $1,229,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 70,623 | $1,228,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 102,374 | $1,222,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 122,839 | $1,216,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y201 | COM | 143,060 | $1,207,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 574,780 | $1,206,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 788,010 | $1,205,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 86,211 | $1,201,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 1,232,495 | $1,199,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 205,114 | $1,197,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 56,650 | $1,196,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 440,543 | $1,193,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 55,769 | $1,192,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 380,377 | $1,190,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 218,935 | $1,184,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 220,525 | $1,182,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 78,553 | $1,178,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 31,149 | $1,176,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 148,083 | $1,174,000 | thousands by filing date | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 33,000 | $1,171,000 | thousands by filing date | |
| KYMERA THERAPEUTICS INC | 501575104 | COM | 36,194 | $1,169,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 193,315 | $1,169,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 86,608 | $1,168,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 147,827 | $1,167,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 239,900 | $1,165,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 13,074 | $1,163,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K300 | COMMON STOCK | 936,259 | $1,160,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 399,263 | $1,153,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 35,462 | $1,152,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 30,662 | $1,152,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 562,194 | $1,152,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 153,862 | $1,150,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 354,955 | $1,139,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 31,424 | $1,138,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 26,603 | $1,134,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 160,753 | $1,133,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 171,562 | $1,128,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 163,191 | $1,126,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 1,012,324 | $1,123,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 178,920 | $1,121,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 209,858 | $1,116,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 774,957 | $1,115,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 244,285 | $1,113,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 49,652 | $1,112,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 94,130 | $1,110,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 34,023 | $1,110,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 89,350 | $1,108,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 271,549 | $1,102,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 30,298 | $1,096,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 92,129 | $1,096,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 416,499 | $1,095,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 100,995 | $1,092,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 449,763 | $1,092,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 207,259 | $1,092,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 780,687 | $1,092,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 129,023 | $1,092,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 70,252 | $1,083,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 88,403 | $1,082,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 63,662 | $1,075,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 405,722 | $1,075,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 160,969 | $1,072,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 100,873 | $1,055,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 53,108 | $1,055,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 50,959 | $1,052,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 18,171 | $1,050,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 143,451 | $1,050,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 1,742,023 | $1,049,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 28,817 | $1,044,000 | thousands by filing date | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 68,493 | $1,039,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 38,140 | $1,038,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 66,422 | $1,036,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 402,072 | $1,033,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 26,407 | $1,030,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 262,772 | $1,027,000 | thousands by filing date | |
| VEONEER INC | 92336XAA7 | NOTE 4.000% 6/0 | 1,000,000 | $1,027,000 | thousands by filing date | principal |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 87,371 | $1,023,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 55,826 | $1,016,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 434,479 | $1,016,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 23,664 | $1,013,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 229,311 | $1,013,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 75,696 | $1,009,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 73,813 | $1,009,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 191,708 | $1,006,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 279,672 | $1,001,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 929,246 | $994,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 43,232 | $993,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 18,281 | $993,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 173,579 | $992,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 157,045 | $992,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 74,900 | $989,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 30,635 | $983,000 | thousands by filing date | |
| ENCORE CAP EUROPE FIN LTD | 29260UAA5 | BOND | 900,000 | $983,000 | thousands by filing date | principal |
| MACKINAC FINL CORP | 554571109 | COM | 101,175 | $976,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 6,871 | $975,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 165,344 | $975,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 52,836 | $974,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 169,229 | $973,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 35,738 | $969,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 99,806 | $967,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 57,738 | $967,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 946,200 | $965,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 57,185 | $964,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 1,021,544 | $956,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 91,778 | $955,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 76,601 | $951,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 22,691 | $949,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 351,738 | $949,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 21,416 | $948,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 775,106 | $945,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 155,787 | $944,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 1,000,000 | $944,000 | thousands by filing date | principal |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 107,175 | $943,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 28,213 | $939,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 184,865 | $931,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 229,495 | $929,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 22,592 | $922,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 1,359,774 | $920,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 111,867 | $918,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 101,598 | $918,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 92,611 | $913,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 30,001 | $912,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 64,726 | $909,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 174,862 | $907,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 117,897 | $906,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 50,634 | $903,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 182,656 | $900,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 28,625 | $900,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 130,443 | $900,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 30,362 | $896,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 416,437 | $895,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 161,215 | $885,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 110,655 | $883,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 393,115 | $880,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 219,659 | $878,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 165,535 | $877,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 36,264 | $869,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 71,164 | $866,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 242,994 | $865,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 897,879 | $859,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 184,102 | $850,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 93,479 | $849,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 91,784 | $849,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 861,899 | $844,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 77,045 | $835,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 26,577 | $834,000 | thousands by filing date | principal |
| UROVANT SCIENCES | G9381B108 | COMMON STOCK | 89,246 | $833,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 54,210 | $832,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 35,379 | $832,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 49,667 | $832,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 136,278 | $832,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 236,192 | $829,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 173,548 | $826,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 1,079,415 | $826,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 76,674 | $824,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 316,586 | $819,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 588,327 | $817,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 557,507 | $813,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A130 | COM | 57,432 | $813,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 36,816 | $812,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 72,857 | $812,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 82,145 | $807,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 130,056 | $803,000 | thousands by filing date | |
| PANDION THERAPEUTICS INC | 698340106 | COM | 69,749 | $799,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 309,005 | $797,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 375,468 | $792,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 168,666 | $792,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 245,746 | $790,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 568,313 | $784,000 | thousands by filing date | |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 656,787 | $781,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 43,286 | $779,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 65,348 | $777,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 203,942 | $772,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 256,443 | $771,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 395,322 | $762,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 507,673 | $761,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 118,857 | $760,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 185,043 | $754,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 29,958 | $746,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 1,572,287 | $743,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 363,990 | $741,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 272,654 | $736,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 95,928 | $732,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 132,523 | $731,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 297,236 | $731,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 248,017 | $731,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 62,701 | $725,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 76,605 | $724,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 154,039 | $722,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 447,972 | $721,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 143,752 | $720,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 260,856 | $719,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 84,895 | $717,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 218,219 | $715,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 350,746 | $712,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 175,861 | $705,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 17,992 | $703,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 254,680 | $700,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 2,503,289 | $700,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 57,946 | $697,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 391,841 | $697,000 | thousands by filing date | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 24,316 | $695,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 351,609 | $692,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 303,273 | $691,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 70,458 | $690,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 66,369 | $688,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 34,607 | $687,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 43,541 | $685,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 52,864 | $684,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 127,481 | $684,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 522,248 | $678,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 123,214 | $674,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 14,295 | $674,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 106,422 | $672,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 595,293 | $672,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 51,292 | $671,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 28,232 | $669,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 30,464 | $668,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 44,105 | $667,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 238,508 | $667,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 33,872 | $666,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 159,635 | $662,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 33,308 | $660,000 | thousands by filing date | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 21,402 | $658,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 57,956 | $656,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 700,000 | $653,000 | thousands by filing date | principal |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 40,428 | $652,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 255,342 | $651,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 157,645 | $649,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 45,335 | $646,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 527,383 | $643,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 20,364 | $643,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 524,156 | $639,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 117,242 | $635,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 85,247 | $635,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 580,178 | $632,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 109,708 | $631,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 29,593 | $631,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 194,272 | $631,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 252,209 | $630,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 31,053 | $629,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 1,288 | $628,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 61,443 | $625,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 147,672 | $624,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 972,665 | $623,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 85,466 | $621,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 386,621 | $618,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 600,000 | $609,000 | thousands by filing date | principal |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 115,514 | $606,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 39,414 | $606,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 303,464 | $606,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 47,129 | $602,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 717,710 | $602,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 63,584 | $600,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 975,628 | $595,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 45,309 | $594,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 92,231 | $593,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 62,720 | $593,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 23,894 | $590,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 362,753 | $587,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 18,939 | $581,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 10,741 | $578,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 167,431 | $577,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 54,866 | $577,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 685,143 | $573,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 29,805 | $571,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 8,608 | $570,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 120,813 | $567,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 485,141 | $567,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 269,157 | $565,000 | thousands by filing date | |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 844,231 | $561,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 142,359 | $556,000 | thousands by filing date | |
| SIRIUS INTERNATIONAL INSURAN COM | G8196D101 | Stock | 48,125 | $556,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 25,470 | $552,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 79,766 | $549,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 98,353 | $549,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 27,568 | $548,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 673,648 | $545,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 164,909 | $545,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 23,648 | $544,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 61,532 | $542,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 389,771 | $541,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 107,449 | $538,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 46,846 | $536,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 252,818 | $535,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 73,458 | $525,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 283,260 | $524,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 41,665 | $523,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 13,846 | $522,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 83,172 | $520,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 57,062 | $520,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 16,660 | $518,000 | thousands by filing date | |
| HOLICITY INC | 435063201 | UNIT 08/05/2025 | 50,000 | $517,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 247,397 | $517,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085205 | UNIT 08/03/2025 | 50,000 | $513,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 455,897 | $510,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 133,744 | $510,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITION UNIT EX 073025 | 26873Y203 | Stock | 50,000 | $510,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 104,171 | $510,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 293,930 | $508,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 56,286 | $507,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 121,291 | $505,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 19,799 | $503,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 326,195 | $502,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C103 | COM CL A | 50,000 | $500,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288118 | UNIT 08/24/2025 | 50,000 | $499,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 214,019 | $496,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 28,491 | $494,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 57,013 | $493,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 94,981 | $493,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q100 | COM CL A | 50,000 | $491,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 211,617 | $490,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 24,344 | $484,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 129,392 | $481,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 39,398 | $477,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 221,489 | $476,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 40,719 | $475,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 147,089 | $473,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,537 | $472,000 | thousands by filing date | principal |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 82,871 | $469,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 31,878 | $467,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 85,327 | $464,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 33,115 | $463,000 | thousands by filing date | |
| Agora Inc-Adr | 00851L103 | COM | 10,752 | $462,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 900,912 | $460,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 12,380 | $456,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 177,612 | $456,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 56,831 | $455,000 | thousands by filing date | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 40,510 | $452,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 68,722 | $448,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 65,514 | $448,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 111,548 | $447,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 99,798 | $447,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 114,328 | $444,000 | thousands by filing date | |
| MTBC INC | 55378G102 | COM | 50,107 | $444,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 108,062 | $443,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 76,870 | $441,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 62,304 | $441,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 19,164 | $441,000 | thousands by filing date | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 42,252 | $440,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 35,210 | $438,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 39,529 | $436,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 371,860 | $435,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 25,822 | $433,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 183,487 | $433,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870UAC0 | NOTE 5.875% 8/1 | 600,000 | $433,000 | thousands by filing date | principal |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 63,058 | $431,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 341,069 | $429,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 12,402 | $424,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 300,564 | $423,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 32,767 | $421,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 196,143 | $421,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 27,052 | $420,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 254,204 | $419,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 61,213 | $416,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 1,076,112 | $416,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 47,082 | $413,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 28,225 | $411,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 83,906 | $410,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 203,091 | $410,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 85,099 | $409,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 101,782 | $408,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 40,722 | $401,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 27,997 | $401,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 101,000 | $400,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 616,084 | $400,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 458,964 | $399,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 28,586 | $397,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 173,407 | $397,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 72,174 | $396,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 86,264 | $395,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 21,572 | $394,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 79,381 | $394,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 400,000 | $393,000 | thousands by filing date | principal |
| SUNOPTA INC | 8676EP108 | COM | 52,907 | $392,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214717-20-000013 | this filing | 2020-11-13 | acceptance time not in the bulk data set |