13F-HR filed by GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-14, with 4,113 holding rows worth $383,699,515,000.
- Accession
- 0001214717-20-000008
- Filer
- CIK 1214717
- Filed
- 2020-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 5,346 entries on the cover page, a total value of $383,699,515,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $383,699,515,000 with VALUE read as thousands by filing date, 13F file number 028-10386. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGEODE CAPITAL MANAGEMENT LP028-10985
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TD HLDGS INC COM NEW | 87250W103 | Stock | 16,515 | $30,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 37,235 | $30,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 73,454 | $30,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 12,109 | $29,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 64,347 | $29,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 17,598 | $29,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 29,439 | $29,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 41,874 | $29,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 12,030 | $28,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 23,659 | $28,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 15,898 | $28,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P201 | COM | 26,167 | $27,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 36,009 | $27,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 35,506 | $26,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 11,928 | $26,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 46,027 | $26,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 106,848 | $25,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 14,729 | $25,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 41,881 | $25,000 | thousands by filing date | |
| Reebonz Holding Limited | G7457R122 | SHS | 60,786 | $25,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 23,108 | $24,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 10,546 | $24,000 | thousands by filing date | |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 43,085 | $24,000 | thousands by filing date | |
| AURORA MOBILE LTD | 051857100 | ADS | 10,581 | $24,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 37,615 | $24,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 18,518 | $23,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 61,235 | $23,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542117 | *W EXP 01/17/202 | 18,532 | $23,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 32,708 | $22,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 16,782 | $21,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 30,237 | $21,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P118 | *W EXP 03/13/202 | 338,769 | $21,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 10,933 | $20,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 21,537 | $20,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 18,823 | $20,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 16,202 | $20,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 64,817 | $20,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 97,946 | $20,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 20,094 | $19,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 13,492 | $19,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 57,940 | $19,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 30,702 | $18,000 | thousands by filing date | |
| BRICKELL BIOTECH INC | 10802T105 | COM | 15,954 | $18,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 33,019 | $18,000 | thousands by filing date | |
| BIOCEPT INC | 09072V402 | COM PAR | 70,353 | $18,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 48,715 | $18,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 45,429 | $17,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 17,128 | $16,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 135,281 | $16,000 | thousands by filing date | |
| Trovagene Inc | 897238606 | COM | 16,581 | $16,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 27,890 | $16,000 | thousands by filing date | |
| LM FDG AMER INC COM NEW | 502074305 | Stock | 30,394 | $16,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 12,065 | $15,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 13,045 | $15,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 13,666 | $15,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 75,942 | $15,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 13,909 | $15,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 11,422 | $15,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 12,969 | $15,000 | thousands by filing date | |
| RANPAK HLDGS CORP | 75321W111 | *W EXP 06/03/202 | 21,500 | $15,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A115 | *W EXP 08/01/202 | 49,259 | $15,000 | thousands by filing date | |
| RUMBLEON INC | 781386206 | COM CL B | 72,246 | $15,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 65,621 | $14,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G117 | *W EXP 03/05/202 | 10,000 | $14,000 | thousands by filing date | |
| GRAF INDL CORP | 384278115 | Stock | 158,218 | $14,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 10,368 | $13,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 18,136 | $13,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 12,972 | $13,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 54,000 | $12,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 23,853 | $12,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 18,330 | $12,000 | thousands by filing date | |
| DPW HLDGS INC COM | 26140E600 | Stock | 17,818 | $12,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 98,285 | $11,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCE INC | 004468203 | COM NEW | 36,136 | $11,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387307 | COM | 32,301 | $11,000 | thousands by filing date | |
| THE9 LTD SPON ADS NEW | 88337K203 | ADR | 23,845 | $11,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 29,345 | $10,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 11,674 | $10,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 147,400 | $10,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 21,923 | $10,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 23,566 | $10,000 | thousands by filing date | |
| APEX GLOBAL BRANDS INC | 03755M201 | COM NEW | 23,876 | $10,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 53,936 | $10,000 | thousands by filing date | |
| AMERI HLDGS INC | 02362F302 | COM NEW | 10,788 | $10,000 | thousands by filing date | |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 32,325 | $10,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 12,136 | $9,000 | thousands by filing date | |
| AVINGER INC | 053734604 | COM | 22,052 | $9,000 | thousands by filing date | |
| TAOPING INC COM | G8675V101 | Stock | 22,429 | $9,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 14,145 | $8,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X309 | COM | 26,866 | $8,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 11,589 | $8,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L308 | COM | 12,002 | $8,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 51,448 | $8,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC COM NE | 67424l209 | COM | 11,730 | $8,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 14,385 | $7,000 | thousands by filing date | |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 12,128 | $7,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 10,217 | $6,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 10,371 | $6,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 18,987 | $5,000 | thousands by filing date | |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 13,939 | $5,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 17,633 | $5,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J112 | WTS | 73,267 | $5,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 27,156 | $5,000 | thousands by filing date | |
| CHINA INTERNET NATIONWIDE FI | G2120A101 | SHS | 11,616 | $5,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 24,901 | $4,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 11,228 | $4,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 11,372 | $4,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 12,775 | $4,000 | thousands by filing date | |
| CHINA CERAMICS CO LTD | G2113X134 | SHS | 10,848 | $4,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L118 | W EXP 03/04/202 | 10,000 | $2,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415124 | *W EXP 07/31/202 | 30,000 | $2,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 1,717,056 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLEGRO MERGER CORP-RTS | 01749N129 | RIGHT 12/31/2023 | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214717-20-000008 | this filing | 2020-05-14 | acceptance time not in the bulk data set |