13F-HR filed by GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-14, with 4,113 holding rows worth $383,699,515,000.
- Accession
- 0001214717-20-000008
- Filer
- CIK 1214717
- Filed
- 2020-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 5,346 entries on the cover page, a total value of $383,699,515,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $383,699,515,000 with VALUE read as thousands by filing date, 13F file number 028-10386. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGEODE CAPITAL MANAGEMENT LP028-10985
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MPLX LP | 55336V100 | COM UNIT REP LTD | 20,209 | $234,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 898,816 | $233,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 27,181 | $231,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 18,055 | $230,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 40,114 | $230,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 49,636 | $230,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 31,028 | $229,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 191,491 | $229,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 25,142 | $228,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 147,056 | $227,000 | thousands by filing date | |
| PERFICIENT INC | 71375UAB7 | NOTE 2.375% 9/1 | 250,000 | $227,000 | thousands by filing date | principal |
| ALLOT LTD | M0854Q105 | SHS | 24,064 | $226,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 428,009 | $226,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 128,818 | $225,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 630,772 | $225,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 34,562 | $224,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 8,883 | $224,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 48,533 | $223,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 39,939 | $223,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 42,486 | $221,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 5,642 | $219,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 90,195 | $219,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 14,519 | $219,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 192,482 | $219,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 19,242 | $218,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 733 | $217,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 30,766 | $216,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 211,617 | $215,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 82,191 | $215,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 171,511 | $214,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 28,915 | $213,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 1,203,465 | $213,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 54,054 | $213,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 64,477 | $212,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 26,632 | $211,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 96,160 | $210,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 449,434 | $210,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 21,027 | $209,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 25,431 | $209,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 16,212 | $207,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 26,113 | $207,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 360,523 | $207,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 89,465 | $206,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 27,021 | $206,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 123,065 | $206,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 39,141 | $205,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402q100 | COM | 21,178 | $205,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 33,797 | $204,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 60,379 | $202,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 23,975 | $201,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 249,287 | $201,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 63,584 | $201,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 105,439 | $201,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 291,167 | $200,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 32,121 | $199,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 52,549 | $199,000 | thousands by filing date | |
| CENTRIC BRANDS INC | 15644G104 | COM | 178,036 | $199,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 16,443 | $198,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 239,052 | $198,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 63,710 | $197,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 61,123 | $194,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 204,437 | $194,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 252,782 | $194,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 22,511 | $191,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 64,072 | $190,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 316,702 | $190,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 204,903 | $190,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 41,155 | $190,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 541,521 | $189,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 112,964 | $188,000 | thousands by filing date | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 11,775 | $188,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 95,024 | $188,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 21,707 | $187,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 237,106 | $186,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 259,739 | $182,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 12,178 | $182,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 45,686 | $181,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 97,862 | $181,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 79,601 | $179,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 27,717 | $179,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M503 | COM NEW | 34,454 | $179,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 65,295 | $178,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 106,285 | $178,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 103,322 | $177,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 16,464 | $176,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 48,610 | $176,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 165,232 | $176,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 17,398 | $176,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 81,147 | $174,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 18,869 | $174,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 40,758 | $174,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 27,984 | $173,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 103,983 | $172,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 323,736 | $171,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 74,739 | $171,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 167,748 | $171,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 38,281 | $170,000 | thousands by filing date | |
| Ascena Retail Group Inc | 04351G200 | Common Stock | 122,430 | $170,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 27,495 | $169,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 55,533 | $169,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 33,535 | $169,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 135,218 | $169,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 12,629 | $168,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 95,993 | $167,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 945,264 | $167,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 372,630 | $167,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 388,819 | $167,000 | thousands by filing date | |
| INTERPACE BIOSCIENCES INC | 46062X303 | COM | 32,476 | $167,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 29,657 | $166,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 23,914 | $166,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 66,601 | $166,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 205,703 | $166,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 26,227 | $165,000 | thousands by filing date | |
| SRAX INC | 78472M106 | CL A | 82,267 | $165,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 53,114 | $164,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 197,623 | $164,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 102,487 | $162,000 | thousands by filing date | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 57,524 | $161,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 215,987 | $161,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 160,104 | $161,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 45,845 | $160,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 49,326 | $159,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 103,512 | $159,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 166,527 | $158,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 771,495 | $158,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 27,563 | $157,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 233,882 | $157,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 400,933 | $157,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 69,739 | $156,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 10,279 | $156,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G114 | *W EXP 11/13/202 | 304,500 | $156,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 89,888 | $155,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 53,981 | $155,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 657,933 | $154,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 92,861 | $154,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 54,054 | $153,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 112,402 | $152,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 19,877 | $149,000 | thousands by filing date | |
| ACT II GLOBAL ACQUISITIO-A | G0080J104 | CL A SHS | 15,000 | $148,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 260,916 | $147,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 67,212 | $146,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 13,373 | $146,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 13,228 | $145,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 18,661 | $145,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 78,051 | $145,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 22,334 | $144,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y205 | UNIT 11/22/2024 | 15,000 | $143,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 27,584 | $142,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 13,881 | $142,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 41,695 | $142,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 190,209 | $142,000 | thousands by filing date | |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 469,169 | $142,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 72,400 | $141,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 157,724 | $141,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 34,669 | $141,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 49,105 | $139,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 51,389 | $139,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 35,764 | $138,000 | thousands by filing date | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 41,913 | $137,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 96,345 | $137,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 20,652 | $137,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 140,783 | $136,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 40,472 | $135,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 200,579 | $135,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 26,587 | $135,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 211,550 | $135,000 | thousands by filing date | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 14,167 | $134,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 27,578 | $134,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 74,052 | $134,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 14,409 | $133,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 37,599 | $133,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 20,002 | $132,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 77,675 | $132,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 30,897 | $131,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 17,675 | $131,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 26,312 | $131,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K300 | COMMON STOCK | 230,994 | $131,000 | thousands by filing date | |
| BK Technologies Corp. | 05587G104 | COM | 78,830 | $130,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 103,463 | $129,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 261,671 | $128,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 51,041 | $127,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J106 | SHS | 16,500 | $127,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 41,027 | $127,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 12,077 | $127,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 26,292 | $127,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 12,897 | $126,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 12,940 | $126,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 13,064 | $126,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 92,727 | $126,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 10,248 | $125,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 28,460 | $125,000 | thousands by filing date | |
| GUARDION HEALTH SCIENCES INC COM | 40145Q203 | Stock | 276,337 | $125,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 385,645 | $125,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 24,534 | $124,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 340,820 | $124,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 21,224 | $123,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 75,700 | $123,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 213,172 | $123,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 114,786 | $122,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 23,172 | $122,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 61,764 | $122,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 16,535 | $121,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 87,020 | $121,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 121,335 | $121,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 111,827 | $121,000 | thousands by filing date | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 20,172 | $120,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 39,398 | $120,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 44,550 | $120,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 19,943 | $119,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 47,611 | $119,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 89,903 | $119,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 62,325 | $119,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 340,888 | $119,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 25,902 | $118,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 118,269 | $118,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 33,946 | $118,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 18,818 | $117,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 603,389 | $117,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 72,533 | $116,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 10,214 | $115,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 35,148 | $115,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 16,206 | $115,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 40,918 | $114,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 39,354 | $113,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 14,828 | $113,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 66,351 | $113,000 | thousands by filing date | |
| SHAPEWAYS HOLDIN | G3770A110 | EQUITY WRT | 454,822 | $113,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 21,666 | $112,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 246,966 | $112,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 18,469 | $111,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 154,181 | $111,000 | thousands by filing date | |
| AVITA MEDICAL LTD | 053792107 | SPONSORED ADS | 17,921 | $111,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 639,210 | $110,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 41,472 | $110,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 251,656 | $110,000 | thousands by filing date | |
| ACCELERATE DIAGNOSTICS INC | 00430HAB8 | NOTE 2.500% 3/1 | 200,000 | $110,000 | thousands by filing date | principal |
| FTS INTERNATIONAL INC | 30283W104 | COM | 495,333 | $110,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 108,396 | $109,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 122,919 | $109,000 | thousands by filing date | |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 60,586 | $109,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 79,399 | $108,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 18,583 | $107,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 37,436 | $107,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 44,225 | $107,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 36,755 | $106,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 35,068 | $106,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 18,794 | $106,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 13,817 | $106,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 25,946 | $105,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 36,870 | $105,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 36,558 | $104,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 15,793 | $104,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 108,322 | $104,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 59,957 | $103,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 44,422 | $103,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 397,124 | $103,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 81,296 | $103,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 29,881 | $103,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 443,680 | $103,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 187,619 | $103,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A115 | *W EXP 05/24/202 | 211,700 | $103,000 | thousands by filing date | |
| Collier Creek Holdings | G22707106 | COM | 10,000 | $102,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 35,601 | $101,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 77,985 | $101,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 10,803 | $101,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 38,330 | $100,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 49,991 | $100,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867307 | UNIT 03/31/2024 | 10,000 | $100,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 10,845 | $99,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 49,716 | $99,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 129,057 | $99,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 29,606 | $98,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 41,459 | $98,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872109 | COM CL A | 10,000 | $98,000 | thousands by filing date | |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 65,457 | $98,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A206 | UNIT 05/24/2026 | 10,000 | $98,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 41,592 | $97,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 14,034 | $97,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 23,157 | $96,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 46,173 | $96,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 10,264 | $95,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 17,810 | $95,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 24,820 | $95,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 76,062 | $95,000 | thousands by filing date | |
| Roadrunner Transportation Systems Inc | 76973Q204 | USD | 37,532 | $95,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S304 | COM NEW | 137,967 | $95,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 199,792 | $95,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 65,681 | $94,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 145,742 | $94,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 138,185 | $93,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 335,214 | $93,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 20,041 | $92,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 13,288 | $92,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 185,697 | $92,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 611,159 | $92,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 80,414 | $92,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 76,890 | $92,000 | thousands by filing date | |
| BIO-PATH HLDGS INC | 09057N300 | COM | 20,643 | $92,000 | thousands by filing date | |
| SAEXPLORATION HLDGS INC | 78636X873 | COM | 89,404 | $92,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 52,787 | $91,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 12,052 | $90,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 23,741 | $90,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 71,524 | $90,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 13,040 | $90,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 12,420 | $90,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 15,405 | $89,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 70,988 | $88,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 250,764 | $87,000 | thousands by filing date | |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 10,235 | $87,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 119,336 | $87,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 11,566 | $86,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 21,460 | $86,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 199,809 | $85,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 189,349 | $85,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 170,000 | $85,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 24,152 | $84,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 186,494 | $84,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 17,744 | $84,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 57,606 | $84,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 17,823 | $84,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 13,668 | $83,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 13,289 | $83,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 46,538 | $83,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 34,218 | $82,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 25,372 | $82,000 | thousands by filing date | |
| FFBW INC MD | 30260M103 | COM | 10,312 | $82,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 115,753 | $81,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 116,460 | $81,000 | thousands by filing date | |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 43,331 | $81,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 50,106 | $80,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 157,255 | $80,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 39,890 | $79,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 165,517 | $78,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 77,300 | $78,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 20,434 | $77,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 15,141 | $77,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 193,817 | $77,000 | thousands by filing date | |
| ASTROTECH CORP | 046484200 | COM NEW | 29,724 | $77,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 126,497 | $77,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 12,507 | $76,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 16,864 | $76,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 487,346 | $76,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 81,534 | $75,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 33,404 | $75,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 154,397 | $75,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 26,435 | $74,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 88,219 | $74,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 239,083 | $74,000 | thousands by filing date | |
| AMPLITUDE HLTHCRE AQUSTIN CO | 03212A113 | *W EXP 12/01/202 | 119,750 | $74,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 38,539 | $73,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 10,365 | $72,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 18,600 | $72,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 78,793 | $72,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 77,334 | $71,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 350,007 | $71,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 14,690 | $69,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 35,642 | $69,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 17,248 | $69,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 10,776 | $69,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 19,960 | $69,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 154,719 | $69,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 83,082 | $68,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 52,375 | $68,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 23,312 | $68,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 13,623 | $67,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 113,125 | $67,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 29,283 | $67,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 79,728 | $67,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 323,050 | $67,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 171,103 | $67,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 70,640 | $66,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 12,833 | $65,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 41,762 | $65,000 | thousands by filing date | |
| BBQ HLDGS INC | 05551A109 | CMN | 34,113 | $65,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 32,042 | $64,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 61,788 | $64,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 155,401 | $64,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 122,409 | $63,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 16,257 | $63,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 41,150 | $63,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 19,309 | $63,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 112,279 | $63,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 12,784 | $63,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 114,900 | $63,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 73,408 | $62,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 52,484 | $62,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402Q126 | *W EXP 04/01/202 | 270,298 | $62,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 10,488 | $60,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 69,898 | $60,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 61,497 | $59,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 10,200 | $59,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 84,472 | $59,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 16,193 | $59,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 73,273 | $58,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 66,430 | $58,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO | 80821R117 | W EXP 12/31/202 | 278,800 | $58,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 64,684 | $58,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 56,191 | $57,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 190,440 | $57,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 113,968 | $57,000 | thousands by filing date | |
| IFRESH INC | 449538107 | COM | 38,553 | $57,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 200,583 | $56,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 12,988 | $56,000 | thousands by filing date | |
| MFA FINL INC | 55272XAA0 | BOND | 93,000 | $56,000 | thousands by filing date | principal |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 56,779 | $56,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 80,219 | $56,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 174,205 | $55,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 28,641 | $54,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 166,130 | $54,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 70,942 | $54,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 43,073 | $54,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 155,198 | $54,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 72,924 | $53,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS I | 88165N204 | COM NEW | 41,739 | $53,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 59,787 | $52,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 17,773 | $52,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 22,701 | $51,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 41,060 | $51,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 16,957 | $51,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 48,697 | $51,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259202 | COM | 13,357 | $51,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 63,589 | $51,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 11,676 | $51,000 | thousands by filing date | |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 11,412 | $51,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 30,015 | $50,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 16,708 | $50,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 136,736 | $49,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 16,161 | $49,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 236,143 | $49,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 52,065 | $49,000 | thousands by filing date | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 10,206 | $49,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 61,856 | $48,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 103,108 | $48,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 114,708 | $47,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 70,740 | $47,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 11,413 | $47,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640309 | COM | 26,579 | $47,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 39,339 | $46,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 119,799 | $46,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 22,496 | $46,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 71,648 | $46,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 267,283 | $46,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 63,928 | $46,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 36,506 | $45,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 34,125 | $44,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 21,142 | $44,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 46,661 | $44,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 196,997 | $44,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 17,398 | $43,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 125,322 | $43,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 132,054 | $43,000 | thousands by filing date | |
| ALARUM TECHNOLOGIES LTD SPONSORD ADS NEW | 78643B401 | ADR | 26,396 | $43,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793203 | COM | 19,279 | $43,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 65,372 | $42,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 267,745 | $42,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 22,838 | $41,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 22,555 | $41,000 | thousands by filing date | |
| OBLONG INC | 674434105 | COM | 34,074 | $41,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 11,358 | $40,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 67,237 | $40,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 32,679 | $40,000 | thousands by filing date | |
| HARTE HANKS INC | 416196202 | COM | 25,337 | $39,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 28,471 | $39,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 10,849 | $38,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 14,728 | $38,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 38,079 | $38,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 10,309 | $38,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 21,825 | $37,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 23,801 | $37,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120202 | COM NEW | 13,040 | $36,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 16,498 | $36,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 40,596 | $36,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 110,674 | $36,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 62,669 | $36,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 43,946 | $35,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 13,715 | $35,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 12,188 | $35,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 10,542 | $34,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 58,037 | $33,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 48,121 | $33,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 31,503 | $33,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 74,276 | $33,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 63,180 | $32,000 | thousands by filing date | |
| NEONODE INC | 64051M709 | CMN | 18,439 | $32,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 42,783 | $32,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 11,463 | $32,000 | thousands by filing date | |
| Taronis Technologies Inc Com New | 876214206 | Equity | 201,123 | $32,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 21,179 | $32,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 50,846 | $31,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 28,709 | $31,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 40,976 | $31,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 33,536 | $31,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 32,740 | $31,000 | thousands by filing date | |
| LUOKUNG TECHNOLOGY CORP | G56981106 | SHS | 47,222 | $31,000 | thousands by filing date | |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 17,056 | $31,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 81,343 | $31,000 | thousands by filing date | |
| QUALSTAR CORP | 74758R208 | COM NEW | 11,989 | $31,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 39,734 | $30,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 84,684 | $30,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 87,066 | $30,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214717-20-000008 | this filing | 2020-05-14 | acceptance time not in the bulk data set |