13F-HR filed by GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-14, with 4,113 holding rows worth $383,699,515,000.
- Accession
- 0001214717-20-000008
- Filer
- CIK 1214717
- Filed
- 2020-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 5,346 entries on the cover page, a total value of $383,699,515,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $383,699,515,000 with VALUE read as thousands by filing date, 13F file number 028-10386. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGEODE CAPITAL MANAGEMENT LP028-10985
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BRIGGS & STRATTON CORP | 109043109 | COM | 584,043 | $1,057,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 61,725 | $1,056,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 610,072 | $1,054,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 244,465 | $1,051,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 97,106 | $1,044,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 65,501 | $1,044,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 344,350 | $1,041,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 740,073 | $1,035,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 140,362 | $1,032,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 565,160 | $1,028,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 27,587 | $1,027,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 275,694 | $1,024,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 330,905 | $1,022,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 582,675 | $1,019,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 304,131 | $1,015,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 478,302 | $1,014,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 388,411 | $1,013,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 279,807 | $1,012,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 532,094 | $1,005,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 116,261 | $1,004,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 63,652 | $1,004,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 224,159 | $999,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 631,901 | $998,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 501,409 | $997,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 99,103 | $994,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 39,815 | $990,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 345,228 | $987,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 380,437 | $985,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 63,523 | $984,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 2,595,345 | $984,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 371,636 | $984,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 93,814 | $980,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 159,348 | $978,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 3,747,827 | $974,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 146,678 | $974,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 28,218 | $965,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 47,932 | $964,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 280,173 | $963,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 399,051 | $961,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 109,378 | $954,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 488,936 | $953,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 990,052 | $948,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 225,318 | $944,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 30,686 | $943,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 122,912 | $942,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 34,091 | $937,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 128,449 | $936,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 65,965 | $935,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 61,370 | $934,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 133,240 | $930,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 628,858 | $930,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 124,110 | $928,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 321,499 | $925,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 51,366 | $924,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 121,288 | $924,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 73,406 | $917,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 725,042 | $913,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 175,483 | $912,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 72,801 | $911,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 175,987 | $911,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 893,575 | $911,000 | thousands by filing date | |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 650,000 | $910,000 | thousands by filing date | principal |
| AIRGAIN INC | 00938A104 | COM | 122,985 | $908,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 110,152 | $908,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 47,460 | $902,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 348,459 | $895,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 157,159 | $892,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 228,205 | $887,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 586,581 | $879,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 294,037 | $876,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 26,770 | $873,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 344,329 | $871,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 305,711 | $870,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 44,802 | $865,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 1,194,748 | $863,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 781,500 | $859,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 295,932 | $855,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 323,002 | $855,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 202,856 | $854,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 2,073,408 | $854,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 81,985 | $853,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 76,784 | $851,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 26,158 | $846,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 498,982 | $838,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 1,242,376 | $832,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 136,857 | $829,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,650,366 | $825,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 204,408 | $825,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 434,121 | $824,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 63,851 | $823,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 140,980 | $821,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 332,754 | $821,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 128,217 | $820,000 | thousands by filing date | |
| SITIME CORP COM | 82982T106 | Stock | 37,354 | $813,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 19,261 | $813,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 85,096 | $809,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 131,229 | $807,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 43,630 | $807,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 217,097 | $802,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 327,358 | $802,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 170,174 | $801,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 683,291 | $801,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 24,434 | $798,000 | thousands by filing date | |
| GAIN CAP HLDGS INC | 36268WAF7 | NOTE 5.000% 8/1 | 800,000 | $797,000 | thousands by filing date | principal |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 439,780 | $796,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 806,479 | $792,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 97,360 | $791,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 97,396 | $786,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 169,585 | $786,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 213,219 | $786,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 280,315 | $784,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 242,105 | $781,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 65,806 | $780,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 56,186 | $778,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 137,825 | $778,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 48,894 | $777,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 455,591 | $774,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 256,100 | $768,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N111 | *W EXP 05/11/202 | 398,890 | $764,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 1,360,932 | $763,000 | thousands by filing date | |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 960,497 | $759,000 | thousands by filing date | |
| UROVANT SCIENCES | G9381B108 | COMMON STOCK | 82,371 | $759,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 143,239 | $756,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 385,261 | $755,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 184,534 | $754,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 79,611 | $753,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 198,960 | $751,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 550,276 | $748,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 1,151,783 | $748,000 | thousands by filing date | |
| Omeros Corp | 682143AE2 | NOTE 6.250%11/1 | 855,000 | $747,000 | thousands by filing date | principal |
| FONAR CORP | 344437405 | COM NEW | 51,011 | $745,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 91,946 | $744,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 185,200 | $742,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 690,000 | $740,000 | thousands by filing date | principal |
| EROS INTL PLC | G3788M114 | SHS NEW | 447,977 | $739,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 1,171,951 | $738,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 95,069 | $737,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 244,109 | $737,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 28,794 | $736,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 45,110 | $734,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 688,349 | $729,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 622,265 | $728,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 102,256 | $727,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 459,242 | $725,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 618,147 | $723,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 132,205 | $720,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 45,736 | $719,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 1,590,676 | $715,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 186,290 | $711,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 13,828 | $710,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 214,659 | $710,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 295,693 | $706,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 28,665 | $703,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 484,525 | $702,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 44,105 | $697,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 111,825 | $697,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 81,959 | $695,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 43,991 | $695,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 285,683 | $688,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 56,909 | $687,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 160,209 | $687,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 26,577 | $686,000 | thousands by filing date | principal |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 913,953 | $685,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 77,159 | $684,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 153,440 | $684,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 303,308 | $682,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 245,633 | $681,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 2,591,734 | $681,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 395,322 | $679,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 179,979 | $676,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 31,548 | $674,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 672,679 | $672,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 442,858 | $668,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 751,595 | $668,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 792,566 | $667,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 1,000,000 | $665,000 | thousands by filing date | principal |
| INTELSAT S A | L5140P101 | COM | 434,224 | $664,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 254,680 | $662,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 161,456 | $660,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 39,871 | $658,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 265,580 | $658,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 1,559,425 | $658,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 16,327 | $655,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 110,153 | $655,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 346,163 | $654,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 374,956 | $652,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 112,927 | $652,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 59,318 | $651,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 3,239,584 | $648,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 203,984 | $648,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 1,079,415 | $647,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745113 | *W EXP 02/12/202 | 1,849,664 | $647,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 14,613 | $646,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 130,262 | $644,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 208,427 | $644,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 65,292 | $638,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 79,824 | $638,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 204,833 | $637,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 148,049 | $630,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430119 | *W EXP 11/26/202 | 924,212 | $628,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 267,020 | $627,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 70,115 | $626,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 163,201 | $625,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 296,697 | $623,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 16,996 | $622,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 43,268 | $618,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 29,163 | $617,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 66,596 | $616,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 650,000 | $614,000 | thousands by filing date | principal |
| PDL CMNTY BANCORP | 69290X101 | COM | 59,752 | $613,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 59,619 | $611,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 1,609,010 | $611,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 587,094 | $610,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 50,908 | $608,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 134,341 | $607,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 111,290 | $607,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 8,191 | $606,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 118,499 | $606,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 273,499 | $604,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 50,238 | $604,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 646,672 | $603,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 104,554 | $602,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 19,708 | $601,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 338,442 | $599,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 252,978 | $598,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 254,504 | $598,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 49,921 | $597,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 288,006 | $596,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 92,328 | $589,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 170,073 | $588,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 95,828 | $587,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 151,708 | $585,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 24,973 | $583,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 567,000 | $583,000 | thousands by filing date | principal |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 1,770,367 | $581,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 176,950 | $578,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 96,568 | $575,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD | 395366AB3 | CONVERTIBLE BOND | 700,000 | $573,000 | thousands by filing date | principal |
| TALEND S A | 874224207 | ADS | 25,373 | $569,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 57,220 | $567,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 858,556 | $565,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 34,811 | $564,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 78,122 | $564,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 88,126 | $563,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 122,253 | $562,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 212,119 | $559,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 326,195 | $554,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 1,174,327 | $549,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 37,967 | $547,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 220,009 | $545,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 104,476 | $543,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 70,470 | $543,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 359,662 | $543,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 350,406 | $543,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 207,701 | $542,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 25,043 | $538,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 13,540 | $531,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 141,430 | $531,000 | thousands by filing date | |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 700,000 | $527,000 | thousands by filing date | principal |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 1,646,511 | $526,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 25,572 | $524,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 154,871 | $523,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 65,969 | $523,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 118,668 | $518,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 64,501 | $512,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 14,254 | $510,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 102,559 | $506,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 6,633 | $503,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 87,168 | $502,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 642,257 | $501,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 12,852 | $500,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 283,598 | $499,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 117,137 | $499,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 85,466 | $499,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 14,220 | $495,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 265,324 | $493,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 759,200 | $493,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 118,603 | $489,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C202 | UNIT 12/31/2026 | 50,000 | $489,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 116,300 | $487,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 50,856 | $485,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 332,188 | $484,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 281,429 | $484,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 31,865 | $483,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 530,883 | $483,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 590,965 | $482,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 202,244 | $477,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 97,580 | $477,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 253,703 | $476,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 321,384 | $475,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 389,505 | $475,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q209 | UNIT 03/31/2025 | 50,000 | $475,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 140,734 | $468,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 49,217 | $467,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 104,384 | $463,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 590,000 | $463,000 | thousands by filing date | principal |
| Afya Ltd-Class A | G01125106 | COM | 24,291 | $462,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 527,751 | $462,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 26,734 | $461,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 41,665 | $459,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 111,497 | $458,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 28,090 | $457,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 22,544 | $456,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 92,835 | $455,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 31,985 | $453,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 65,845 | $453,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J114 | WTS | 1,073,700 | $453,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 122,822 | $449,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 19,943 | $447,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823UAB8 | NOTE 5.000% 3/1 | 600,000 | $447,000 | thousands by filing date | principal |
| APTINYX INC | 03836N103 | COM | 206,845 | $446,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 79,046 | $445,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 18,655 | $444,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 41,530 | $444,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 12,115 | $442,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 158,884 | $441,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 19,036 | $439,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 276,139 | $439,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 105,788 | $439,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 194,272 | $435,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 149,378 | $432,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 19,589 | $431,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 184,611 | $431,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,613 | $430,000 | thousands by filing date | principal |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 50,564 | $429,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 130,611 | $428,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 11,944 | $424,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 407,802 | $420,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC | 233253202 | UNIT 99/99/9999 | 43,871 | $416,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 32,973 | $415,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 132,502 | $414,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 145,817 | $414,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 736,829 | $413,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 36,722 | $408,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 234,995 | $406,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 341,279 | $406,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 99,405 | $404,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U108 | COM CL A | 40,987 | $403,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 86,637 | $402,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 447,772 | $402,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 972,419 | $398,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 70,896 | $397,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 277,397 | $396,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 138,851 | $395,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 59,492 | $394,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 377,035 | $392,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 22,922 | $390,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 19,409 | $390,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 44,157 | $385,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 84,199 | $383,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 416,013 | $382,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 550,000 | $380,000 | thousands by filing date | principal |
| SPRINT CORP | 85207U105 | COM SER 1 | 43,805 | $377,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 330,586 | $376,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 98,785 | $375,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 400,000 | $372,000 | thousands by filing date | principal |
| TREVENA INC | 89532E109 | COM | 654,637 | $371,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076118 | *W EXP 03/12/202 | 464,555 | $371,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 279,462 | $366,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 25,429 | $361,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 387,890 | $360,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 24,203 | $360,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 94,283 | $358,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 347,941 | $358,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 101,782 | $357,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 20,351 | $356,000 | thousands by filing date | |
| Fgl Holdings Wt Exp | g3402m110 | WT | 150,000 | $356,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 114,534 | $355,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 49,394 | $354,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 81,461 | $354,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 766,827 | $354,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 6,046 | $353,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 97,599 | $353,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 196,333 | $353,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 24,344 | $352,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 49,333 | $352,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 387,387 | $349,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 212,550 | $348,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 112,143 | $348,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 757,202 | $347,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 90,443 | $345,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 324,801 | $344,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 42,214 | $343,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 3,312 | $342,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 183,487 | $341,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 42,285 | $338,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 57,013 | $338,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 85,778 | $336,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 309,328 | $334,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 140,165 | $333,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 27,696 | $332,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 110,793 | $332,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 320,106 | $332,000 | thousands by filing date | |
| Wellesley Bancorp. | 949485106 | COM | 11,233 | $331,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 77,512 | $330,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 227,989 | $330,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 17,486 | $328,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 68,631 | $328,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 39,457 | $327,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 175,350 | $327,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 6,432 | $326,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 149,089 | $326,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 7,388 | $325,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 20,319 | $324,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 5,479 | $323,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 49,770 | $323,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 43,735 | $323,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 94,134 | $319,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 35,897 | $319,000 | thousands by filing date | |
| AMPLITUDE HEALTHCARE ACQUISITI | 03212a105 | COM | 33,500 | $319,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 91,039 | $318,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 258,490 | $317,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 59,968 | $317,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 41,844 | $315,000 | thousands by filing date | |
| MTBC INC | 55378G102 | COM | 56,927 | $313,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 134,289 | $312,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754114 | *W EXP 12/06/202 | 1,190,672 | $310,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 60,504 | $309,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 415,676 | $308,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 37,298 | $307,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 160,854 | $304,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 363,617 | $304,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 79,381 | $304,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 125,884 | $304,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C112 | W EXP 09/05/202 | 898,198 | $304,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 184,195 | $303,000 | thousands by filing date | |
| VIVUS INC | 928551308 | COM NEW | 83,909 | $302,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 8,363 | $300,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 152,631 | $300,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 19,175 | $298,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 12,701 | $298,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 43,086 | $297,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 53,911 | $295,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 711,284 | $295,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J112 | *W EXP 01/01/202 | 1,669,089 | $294,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 138,916 | $293,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 1,548,920 | $293,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 11,909 | $292,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 86,291 | $291,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 143,642 | $290,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 14,546 | $288,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 10,651 | $286,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 2,364,974 | $286,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 15,383 | $285,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 300,000 | $284,000 | thousands by filing date | principal |
| GULF IS FABRICATION INC | 402307102 | COM | 94,057 | $282,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 79,578 | $282,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 39,750 | $280,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 50,504 | $280,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 112,710 | $279,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 75,348 | $278,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 37,496 | $276,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 86,175 | $276,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 11,033 | $275,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 350,000 | $273,000 | thousands by filing date | principal |
| COVIA HLDGS CORP | 22305A103 | COM | 476,587 | $272,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 33,787 | $271,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 45,727 | $271,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 70,481 | $269,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119TAG9 | NOTE 7.000% 8/1 | 300,000 | $269,000 | thousands by filing date | principal |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 4,976 | $267,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 36,855 | $267,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 27,109 | $267,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 2,837 | $266,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 41,616 | $266,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 30,186 | $265,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 636,784 | $264,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U116 | *W EXP 03/31/202 | 454,200 | $263,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282WAA8 | NOTE 4.000%11/1 | 200,000 | $262,000 | thousands by filing date | principal |
| LEAF GROUP LTD | 52177G102 | COM | 195,877 | $262,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 23,277 | $261,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 69,837 | $260,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 150,965 | $259,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,000 | $258,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 368,757 | $257,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 27,616 | $257,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 340,768 | $255,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 105,522 | $252,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 2,943 | $252,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 265,454 | $251,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 21,064 | $250,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 58,416 | $249,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 5,898 | $248,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 112,704 | $247,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 47,423 | $247,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 27,002 | $246,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 25,441 | $244,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 72,930 | $241,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 19,524 | $239,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 100,152 | $239,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 24,965 | $239,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 96,555 | $238,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 21,415 | $238,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 25,693 | $236,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 30,200 | $236,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 178,959 | $236,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 149,378 | $236,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 204,051 | $236,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 8,663 | $235,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 71,658 | $235,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214717-20-000008 | this filing | 2020-05-14 | acceptance time not in the bulk data set |