13F-HR filed by GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 4,205 holding rows worth $413,255,951,000.
- Accession
- 0001214717-19-000012
- Filer
- CIK 1214717
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 5,165 entries on the cover page, a total value of $413,255,951,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $413,255,951,000 with VALUE read as thousands by filing date, 13F file number 028-10386. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGEODE CAPITAL MANAGEMENT LP028-10985
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 64,347 | $80,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 23,801 | $80,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 21,179 | $80,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 32,708 | $80,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 113,067 | $79,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 33,536 | $78,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 24,255 | $78,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 26,144 | $78,000 | thousands by filing date | |
| BIOCEPT INC | 09072V402 | COM PAR | 70,353 | $78,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 56,779 | $78,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 10,178 | $77,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 70,643 | $76,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 19,023 | $75,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 69,569 | $75,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 18,799 | $74,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 46,661 | $73,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 22,164 | $72,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 73,559 | $72,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 15,898 | $72,000 | thousands by filing date | |
| ASTROTECH CORP | 046484200 | COM NEW | 28,550 | $71,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 23,853 | $70,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 97,946 | $70,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L118 | W EXP 03/04/202 | 100,000 | $70,000 | thousands by filing date | |
| QUALSTAR CORP | 74758R208 | COM NEW | 11,989 | $69,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 26,281 | $68,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 27,518 | $68,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 61,235 | $68,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCE INC | 004468203 | COM NEW | 35,389 | $68,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 23,566 | $68,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 46,515 | $68,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 60,932 | $67,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 32,480 | $67,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 32,679 | $67,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 107,361 | $67,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 351,684 | $67,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 17,120 | $66,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 61,937 | $66,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 16,566 | $66,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 236,143 | $66,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 85,409 | $66,000 | thousands by filing date | |
| AVINGER INC | 053734604 | COM | 22,052 | $66,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 97,673 | $66,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 72,296 | $65,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 21,290 | $65,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 34,413 | $64,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 32,042 | $64,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 15,239 | $64,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 155,689 | $64,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 70,044 | $63,000 | thousands by filing date | |
| IFRESH INC | 449538107 | COM | 50,723 | $63,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 11,271 | $62,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 239,083 | $62,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 74,276 | $62,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T123 | RIGHT 07/10/2019 | 149,200 | $62,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 39,734 | $61,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 14,728 | $61,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 14,385 | $61,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 11,676 | $61,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 16,957 | $60,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 70,218 | $60,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415124 | *W EXP 07/31/202 | 300,000 | $60,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 18,382 | $59,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 51,409 | $59,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 23,659 | $58,000 | thousands by filing date | |
| HEXINDAI INC | 428295109 | ADR | 24,760 | $58,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 11,406 | $57,000 | thousands by filing date | |
| COOL HLDGS INC | 21640C105 | COM | 35,532 | $57,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 14,007 | $57,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC | 98585K201 | COM NEW | 59,164 | $56,000 | thousands by filing date | |
| VALERITAS HOLDINGS INC | 91914N301 | COM | 21,512 | $56,000 | thousands by filing date | |
| HARTE HANKS INC | 416196202 | COM | 25,337 | $55,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 26,293 | $55,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 11,684 | $54,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 84,439 | $54,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC COM | 67778H309 | Stock | 15,960 | $54,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 12,969 | $53,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 61,019 | $51,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 20,190 | $51,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 13,755 | $51,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 68,936 | $51,000 | thousands by filing date | |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 63,151 | $51,000 | thousands by filing date | |
| YANGTZE RIV PORT AND LGSTC L | 98475Y105 | COM | 91,562 | $50,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387307 | COM | 32,301 | $50,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 12,030 | $49,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 48,121 | $49,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 11,372 | $49,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 64,817 | $47,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 16,292 | $46,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 31,503 | $46,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 126,809 | $46,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 14,516 | $45,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 126,110 | $45,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 33,068 | $45,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 106,848 | $44,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 11,624 | $44,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 13,045 | $43,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 81,343 | $43,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 13,740 | $42,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 175,983 | $42,000 | thousands by filing date | |
| Trovagene Inc | 897238606 | COM | 16,581 | $41,000 | thousands by filing date | |
| NEOVASC INC | 64065J205 | COM NEW | 86,027 | $41,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 50,846 | $39,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 27,005 | $39,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 48,285 | $39,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 29,345 | $39,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 55,002 | $39,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 24,901 | $38,000 | thousands by filing date | |
| NEONODE INC | 64051M709 | CMN | 17,533 | $37,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 64,152 | $37,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 35,506 | $37,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 98,285 | $36,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 221,803 | $36,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 54,777 | $36,000 | thousands by filing date | |
| LM FDG AMER INC COM NEW | 502074305 | Stock | 30,394 | $36,000 | thousands by filing date | |
| GLOWPOINT INC | 379887508 | COM | 34,074 | $36,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 18,987 | $35,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 71,771 | $35,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E300 | COM NEW | 79,604 | $35,000 | thousands by filing date | |
| SIGMA LABS INC | 826598302 | COM PAR | 24,951 | $34,000 | thousands by filing date | |
| PREDICTIVE ONCOLOGY INC | 74039M101 | COM | 47,035 | $34,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 102,725 | $33,000 | thousands by filing date | |
| MYOMO INC | 62857J102 | COM | 48,371 | $33,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 10,043 | $32,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 60,274 | $32,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 39,807 | $31,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 86,595 | $31,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 37,615 | $31,000 | thousands by filing date | |
| MY SIZE INC | 62844N109 | COM | 46,419 | $31,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 41,762 | $30,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 13,333 | $30,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 17,451 | $30,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 44,729 | $29,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 65,621 | $29,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 11,463 | $29,000 | thousands by filing date | |
| THE9 LTD SPON ADS NEW | 88337K203 | ADR | 23,845 | $29,000 | thousands by filing date | |
| APEX GLOBAL BRANDS INC | 03755M102 | COM | 71,633 | $29,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 13,492 | $28,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 23,108 | $28,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 21,923 | $28,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 10,060 | $28,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 135,281 | $27,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 48,539 | $27,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 92,197 | $27,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 167,547 | $26,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 53,936 | $26,000 | thousands by filing date | |
| COUNTERPATH CORP | 22228P302 | COM | 17,127 | $26,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 10,368 | $25,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 13,909 | $25,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 17,598 | $25,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 75,942 | $24,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 34,266 | $24,000 | thousands by filing date | |
| CHINA INTERNET NATIONWIDE FI | G2120A101 | SHS | 11,616 | $24,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 30,702 | $23,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 57,940 | $23,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 36,009 | $22,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HLDG C | 890260508 | COM NEW | 16,399 | $22,000 | thousands by filing date | |
| RESTORATION ROBOTICS INC | 76133C103 | COM | 37,654 | $22,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 18,823 | $21,000 | thousands by filing date | |
| Fte Networks Inc | 30283R402 | COM | 20,485 | $20,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 65,278 | $20,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 11,233 | $19,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 13,662 | $18,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 11,928 | $18,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L308 | COM | 12,002 | $18,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628202 | COM NEW | 59,047 | $18,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 18,051 | $17,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 10,371 | $17,000 | thousands by filing date | |
| ENVIROTECH VHS INC | 00726a100 | COM | 60,487 | $17,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 70,265 | $17,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X309 | COM | 26,866 | $16,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 26,949 | $16,000 | thousands by filing date | |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 12,128 | $16,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 86,189 | $15,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 14,145 | $15,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 10,217 | $15,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 35,276 | $15,000 | thousands by filing date | |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 15,157 | $14,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 11,422 | $14,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 20,298 | $14,000 | thousands by filing date | |
| TAOPING INC COM | G8675V101 | Stock | 20,266 | $14,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T100 | COM | 123,811 | $13,000 | thousands by filing date | |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 32,325 | $13,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 24,901 | $12,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 12,775 | $12,000 | thousands by filing date | |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 13,939 | $11,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 41,644 | $10,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750201 | COM NEW | 56,140 | $10,000 | thousands by filing date | |
| TARONIS TECHNOLOGIES INC | 876214107 | COM | 68,455 | $10,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 22,179 | $9,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 17,633 | $9,000 | thousands by filing date | |
| CHINA CERAMICS CO LTD | G2113X134 | SHS | 10,848 | $9,000 | thousands by filing date | |
| BAT GROUP INC | 07039P104 | COM | 16,515 | $9,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD RT | 231647124 | RIGHT 07/18/2019 | 41,366 | $8,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 11,589 | $8,000 | thousands by filing date | |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 11,601 | $8,000 | thousands by filing date | |
| U S ENERGY CORP WYO | 911805208 | COM NEW | 19,379 | $8,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO COM | 46186M407 | Stock | 10,036 | $7,000 | thousands by filing date | |
| SHIFTPIXY INC | 82452L104 | COM | 15,135 | $7,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J112 | WTS | 191,520 | $6,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 11,108 | $6,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 12,520 | $5,000 | thousands by filing date | |
| DPW HLDGS INC | 26140E501 | COM NEW | 13,968 | $4,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 10,302 | $3,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K402 | COM PAR | 16,632 | $3,000 | thousands by filing date | |
| MOSYS INC | 619718208 | COM NEW | 22,618 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214717-19-000012 | this filing | 2019-08-14 | acceptance time not in the bulk data set |