13F-HR filed by GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 4,205 holding rows worth $413,255,951,000.
- Accession
- 0001214717-19-000012
- Filer
- CIK 1214717
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 5,165 entries on the cover page, a total value of $413,255,951,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $413,255,951,000 with VALUE read as thousands by filing date, 13F file number 028-10386. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGEODE CAPITAL MANAGEMENT LP028-10985
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COMMUNITY FINL CORP MD | 20368X101 | COM | 54,937 | $1,853,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 157,840 | $1,851,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 205,128 | $1,844,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 472,722 | $1,843,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 438,919 | $1,834,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 230,355 | $1,831,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 81,883 | $1,830,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 387,538 | $1,825,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 200,339 | $1,823,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 38,700 | $1,822,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 303,789 | $1,822,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 137,361 | $1,820,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 961,709 | $1,808,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 29,107 | $1,804,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 52,970 | $1,803,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 46,106 | $1,802,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 74,955 | $1,801,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 48,558 | $1,797,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 88,587 | $1,796,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 214,954 | $1,794,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 605,810 | $1,793,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 2,000,000 | $1,791,000 | thousands by filing date | principal |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 178,078 | $1,789,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 51,404 | $1,789,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 36,471 | $1,782,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 47,243 | $1,782,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 76,389 | $1,770,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 188,553 | $1,770,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 157,999 | $1,766,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 237,157 | $1,763,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 116,712 | $1,762,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 139,905 | $1,762,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 261,216 | $1,755,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 433,280 | $1,746,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 206,597 | $1,743,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 190,699 | $1,742,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 130,784 | $1,732,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 716,185 | $1,732,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 1,347,971 | $1,724,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 1,018,970 | $1,721,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 113,594 | $1,720,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 209,409 | $1,712,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 114,081 | $1,711,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 195,978 | $1,705,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 1,545,169 | $1,699,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025606 | CV PFD SER D | 114,500 | $1,694,000 | thousands by filing date | principal |
| ADMA BIOLOGICS INC | 000899104 | COM | 437,560 | $1,693,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 77,326 | $1,693,000 | thousands by filing date | |
| PIVOTAL ACQUISITION CORP | 72583A119 | *W EXP 12/01/202 | 1,299,966 | $1,689,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 856,719 | $1,687,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 195,591 | $1,680,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 21,130 | $1,677,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 158,832 | $1,671,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 107,840 | $1,666,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 495,772 | $1,665,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 616,920 | $1,659,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 121,228 | $1,653,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 264,869 | $1,642,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 154,979 | $1,642,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 196,573 | $1,637,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 197,917 | $1,632,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 729,187 | $1,630,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 85,355 | $1,626,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 482,181 | $1,624,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 42,063 | $1,622,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 130,024 | $1,622,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 48,431 | $1,620,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 144,097 | $1,620,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 31,960 | $1,615,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 143,659 | $1,613,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 190,496 | $1,594,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 69,911 | $1,593,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 127,379 | $1,593,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 308,383 | $1,578,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 66,586 | $1,578,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 4,000,000 | $1,574,000 | thousands by filing date | principal |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 85,021 | $1,570,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 30,696 | $1,568,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 393,022 | $1,568,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 1,044,900 | $1,567,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 306,187 | $1,558,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 107,944 | $1,545,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 244,014 | $1,542,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 98,318 | $1,535,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 99,414 | $1,534,000 | thousands by filing date | |
| AVEDRO INC | 05355N109 | COM | 78,076 | $1,533,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 94,176 | $1,530,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 249,631 | $1,527,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 40,023 | $1,525,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 69,655 | $1,520,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 314,958 | $1,517,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 99,427 | $1,511,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 195,038 | $1,509,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 34,285 | $1,502,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 106,199 | $1,502,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 70,266 | $1,495,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 114,189 | $1,484,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 461,106 | $1,484,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 584,035 | $1,460,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 170,338 | $1,459,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 395,858 | $1,456,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 142,453 | $1,455,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 99,181 | $1,452,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 106,875 | $1,450,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 62,592 | $1,439,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 642,241 | $1,438,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 77,635 | $1,437,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 80,168 | $1,431,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 122,234 | $1,428,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 73,515 | $1,427,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 651,659 | $1,427,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 48,640 | $1,423,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 32,044 | $1,422,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 37,995 | $1,421,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 45,407 | $1,418,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 2,318,167 | $1,414,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 231,495 | $1,411,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 56,812 | $1,404,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 184,109 | $1,399,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 475,675 | $1,398,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 26,270 | $1,396,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 244,341 | $1,392,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 137,442 | $1,385,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 188,204 | $1,377,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 104,861 | $1,363,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 71,558 | $1,358,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 197,500 | $1,358,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 118,945 | $1,354,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 675,619 | $1,351,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 103,672 | $1,346,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 308,178 | $1,346,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,555 | $1,343,000 | thousands by filing date | principal |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 15,693 | $1,340,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 180,335 | $1,336,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 54,721 | $1,335,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 84,658 | $1,334,000 | thousands by filing date | |
| PACIFIC CITY FINANCIAL CORP | 69406T408 | COM NEW | 78,306 | $1,334,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 59,289 | $1,328,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 93,692 | $1,325,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 59,056 | $1,323,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 114,717 | $1,320,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 103,072 | $1,316,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 39,334 | $1,316,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 233,595 | $1,315,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 420,900 | $1,308,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 160,239 | $1,305,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 95,166 | $1,302,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 85,399 | $1,302,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 14,683 | $1,299,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 60,361 | $1,298,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 18,618 | $1,294,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 153,366 | $1,294,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 105,234 | $1,292,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 373,810 | $1,285,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 103,984 | $1,283,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 41,582 | $1,281,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 159,682 | $1,277,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 128,440 | $1,272,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 232,783 | $1,266,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 131,268 | $1,265,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 12,150 | $1,261,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 97,112 | $1,261,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 166,166 | $1,259,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 96,824 | $1,257,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 266,611 | $1,253,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 79,281 | $1,252,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 67,010 | $1,242,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 40,834 | $1,238,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 754,979 | $1,238,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 154,361 | $1,234,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 1,053,663 | $1,232,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 130,224 | $1,231,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 60,092 | $1,228,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 115,949 | $1,216,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 64,124 | $1,214,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 262,883 | $1,209,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 63,786 | $1,206,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 265,674 | $1,206,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 92,151 | $1,197,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 77,087 | $1,190,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 145,654 | $1,189,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 47,784 | $1,185,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 390,220 | $1,185,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 127,565 | $1,177,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 154,750 | $1,173,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 100,651 | $1,172,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 760,674 | $1,171,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 46,440 | $1,167,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 282,308 | $1,165,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 84,027 | $1,159,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 11,115 | $1,158,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 26,565 | $1,156,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 278,766 | $1,156,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 225,092 | $1,154,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 45,818 | $1,145,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 198,761 | $1,142,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 57,281 | $1,141,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 274,520 | $1,141,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 27,436 | $1,135,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 21,619 | $1,132,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 98,770 | $1,132,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 12,226 | $1,130,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 219,210 | $1,126,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 133,328 | $1,125,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 53,573 | $1,124,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 113,478 | $1,122,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 252,397 | $1,120,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 37,000 | $1,103,000 | thousands by filing date | principal |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 126,639 | $1,101,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 8,215 | $1,093,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 76,490 | $1,086,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 218,679 | $1,086,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 172,760 | $1,081,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 17,788 | $1,080,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 114,595 | $1,079,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 150,885 | $1,075,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T115 | *W EXP 07/10/202 | 2,622,458 | $1,075,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 192,750 | $1,073,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 255,755 | $1,069,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 215,700 | $1,067,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 118,870 | $1,067,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 44,913 | $1,066,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 486,085 | $1,064,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 358,281 | $1,064,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 66,500 | $1,063,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 15,332 | $1,063,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 62,634 | $1,061,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 256,120 | $1,054,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 8,883 | $1,052,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 164,519 | $1,047,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 91,793 | $1,044,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 692,007 | $1,044,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 100,844 | $1,037,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 72,242 | $1,013,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 100,000 | $1,013,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 148,049 | $1,011,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F102 | COM CL A | 100,000 | $1,010,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 113,458 | $1,006,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 1,087,887 | $1,004,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 198,484 | $998,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 71,856 | $995,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 51,700 | $991,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 69,151 | $986,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 12,938 | $984,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 65,454 | $980,000 | thousands by filing date | |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 146,649 | $975,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 30,790 | $974,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 308,484 | $974,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 97,310 | $972,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 149,385 | $969,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 29,106 | $961,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 104,317 | $959,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 54,516 | $954,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 67,191 | $952,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 81,924 | $951,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 24,452 | $943,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 48,540 | $941,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 57,632 | $937,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 120,922 | $932,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 95,890 | $920,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 16,513 | $918,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 55,044 | $914,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 234,378 | $914,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 97,441 | $907,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 77,818 | $902,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 297,153 | $900,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 21,809 | $894,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S304 | COM NEW | 122,463 | $886,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081507 | Stock | 43,472 | $881,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 370,676 | $878,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 194,890 | $877,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 46,264 | $877,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 115,210 | $876,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 58,885 | $875,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 30,270 | $872,000 | thousands by filing date | |
| NRC GROUP HLDGS CORP | 629375106 | COM | 78,080 | $867,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 351,591 | $864,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 92,129 | $858,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 24,000 | $857,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 91,266 | $847,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 54,245 | $846,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 143,488 | $846,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 28,665 | $845,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 85,200 | $843,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 22,837 | $842,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 54,467 | $842,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 233,618 | $836,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 426,699 | $836,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 104,258 | $828,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 202,251 | $827,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 88,469 | $823,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 663,765 | $823,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 50,478 | $819,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 325,439 | $819,000 | thousands by filing date | |
| ROAN RES INC | 769755109 | CL A COM | 470,507 | $818,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 15,878 | $810,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 228,133 | $809,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 56,119 | $801,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 76,304 | $796,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 11,885 | $794,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 84,318 | $792,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 528,584 | $792,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 143,292 | $790,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 646,965 | $789,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 55,956 | $788,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 182,705 | $785,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 214,420 | $782,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 320,639 | $782,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 7,746 | $781,000 | thousands by filing date | principal |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 39,524 | $772,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 91,998 | $769,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 1,143,032 | $769,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 512,070 | $768,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 109,000 | $766,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 84,545 | $761,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 55,285 | $760,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 305,420 | $760,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 78,687 | $759,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 4,448 | $757,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 256,626 | $757,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 69,570 | $754,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 30,186 | $754,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 1,150,049 | $749,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 91,005 | $748,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 21,198 | $741,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 5,742 | $740,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 123,684 | $740,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 48,803 | $738,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 42,990 | $734,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 16,794 | $731,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C104 | CL A COM | 73,808 | $730,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 36,848 | $726,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 459,420 | $725,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 117,534 | $718,000 | thousands by filing date | |
| CENTRIC BRANDS INC | 15644G104 | COM | 173,975 | $715,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 193,544 | $710,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 204,862 | $708,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 146,265 | $707,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 537,452 | $704,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 42,547 | $702,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N122 | *W EXP 06/08/202 | 2,485,200 | $695,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 44,105 | $694,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 60,056 | $694,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745113 | *W EXP 02/12/202 | 1,415,764 | $693,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 148,251 | $691,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 119,009 | $691,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 668,494 | $688,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 85,368 | $687,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 92,892 | $684,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 26,717 | $683,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 312,904 | $682,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 21,187 | $679,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 56,785 | $679,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 24,595 | $676,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 100,447 | $676,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 34,570 | $676,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 38,026 | $673,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 215,290 | $673,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 164,544 | $672,000 | thousands by filing date | |
| UROVANT SCIENCES | G9381B108 | COMMON STOCK | 84,996 | $672,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 46,775 | $671,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 139,521 | $666,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 51,071 | $666,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 93,620 | $664,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 22,075 | $663,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 60,443 | $662,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 108,715 | $662,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 65,473 | $661,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 22,243 | $654,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 363,617 | $654,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 31,281 | $652,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 104,897 | $652,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 264,352 | $652,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 13,633 | $651,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 86,251 | $646,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 273,935 | $646,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 59,968 | $645,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 79,825 | $644,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 374,956 | $641,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 89,700 | $637,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 24,794 | $635,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 377,657 | $634,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 40,971 | $633,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 262,934 | $631,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 2,678 | $629,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 374,992 | $626,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 165,517 | $625,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920127 | *W EXP 01/01/202 | 450,000 | $625,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 54,006 | $624,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 69,034 | $621,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 39,810 | $617,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 187,590 | $617,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 55,041 | $613,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N111 | *W EXP 05/11/202 | 1,360,334 | $612,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 33,408 | $611,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 360,523 | $609,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 73,008 | $605,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 16,082 | $605,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 17,643 | $603,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 354,660 | $602,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 53,199 | $601,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 38,203 | $600,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 16,748 | $592,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 47,527 | $591,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 47,381 | $587,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 69,739 | $586,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 41,625 | $586,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 218,566 | $585,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 682,332 | $584,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 122,264 | $579,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 22,396 | $578,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 39,167 | $577,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 213,875 | $577,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 40,277 | $576,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 348,695 | $575,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 344,215 | $574,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 59,823 | $574,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 3,554 | $573,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 20,317 | $573,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 269,451 | $573,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 159,644 | $573,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 100,413 | $572,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 76,030 | $571,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 135,478 | $563,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 185,238 | $563,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 396,618 | $563,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 39,963 | $558,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 8,972 | $556,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 14,166 | $556,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 47,683 | $553,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 104,184 | $552,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 129,997 | $550,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 36,749 | $550,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 22,701 | $547,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C112 | W EXP 09/05/202 | 912,512 | $547,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 6,954 | $546,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 11,848 | $546,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 67,681 | $544,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 8,348 | $542,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 38,978 | $542,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 137,766 | $542,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 96,345 | $538,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 70,661 | $537,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 82,191 | $535,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 13,039 | $535,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 356,140 | $534,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 18,033 | $530,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 34,019 | $526,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 41,337 | $526,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 132,063 | $521,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 158,528 | $521,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 306,536 | $521,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 50,004 | $518,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 41,895 | $518,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 96,663 | $518,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 985,171 | $515,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 636,169 | $512,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 68,000 | $511,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 152,430 | $510,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 22,544 | $509,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 284,512 | $509,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 54,517 | $509,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 249,287 | $508,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 123,543 | $506,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 103,992 | $506,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q114 | *W EXP 04/17/202 | 468,500 | $505,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 58,313 | $504,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 396,526 | $503,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 461,235 | $502,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 71,871 | $500,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 37,208 | $497,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 94,970 | $497,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 111,049 | $491,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 7,783 | $489,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 80,898 | $489,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 262,935 | $489,000 | thousands by filing date | |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 2,222,892 | $489,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 14,007 | $488,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 83,046 | $487,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 220,272 | $486,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 508,377 | $482,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 180,058 | $480,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 90,236 | $479,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 61,540 | $477,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 38,556 | $474,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 88,623 | $471,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 42,695 | $470,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 38,602 | $469,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 41,665 | $469,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 24,535 | $468,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 85,841 | $464,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 14,451 | $462,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 231,130 | $462,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 100,546 | $460,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 356,635 | $460,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 32,637 | $458,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 19,078 | $457,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 35,154 | $457,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 38,533 | $456,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 78,867 | $456,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214717-19-000012 | this filing | 2019-08-14 | acceptance time not in the bulk data set |