13F-HR filed by GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 4,205 holding rows worth $413,255,951,000.
- Accession
- 0001214717-19-000012
- Filer
- CIK 1214717
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 5,165 entries on the cover page, a total value of $413,255,951,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $413,255,951,000 with VALUE read as thousands by filing date, 13F file number 028-10386. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGEODE CAPITAL MANAGEMENT LP028-10985
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Global Healthcare ETF | 464287325 | SHS | 7,380 | $455,000 | thousands by filing date | principal |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 153,461 | $455,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 32,404 | $452,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 76,959 | $452,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 190,219 | $452,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 22,504 | $450,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 147,270 | $446,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 109,572 | $443,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 69,242 | $440,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 337,162 | $438,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 31,283 | $436,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 17,469 | $433,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 278,118 | $433,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 14,578 | $433,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 143,921 | $433,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 151,882 | $431,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 11,508 | $431,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 245,099 | $431,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 114,794 | $429,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 38,158 | $429,000 | thousands by filing date | |
| AKERNA CORP | 00973W110 | WTS | 148,200 | $429,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 64,985 | $427,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 1,246,184 | $427,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 67,798 | $427,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 135,138 | $424,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 37,914 | $424,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 10,899 | $423,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 111,189 | $422,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 227,042 | $420,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 33,358 | $419,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 152,631 | $419,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 2,585 | $418,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 5,508 | $412,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 74,914 | $412,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 119,574 | $410,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 281,210 | $410,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 74,678 | $410,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 161,405 | $409,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 15,099 | $407,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 417,176 | $407,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 243,633 | $404,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 59,897 | $403,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 185,869 | $403,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 272,862 | $403,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 35,897 | $402,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 170,711 | $402,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 18,471 | $401,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 22,054 | $400,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827110 | *W EXP 06/27/202 | 250,000 | $400,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 127,311 | $399,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 104,902 | $398,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P113 | *W EXP 11/02/202 | 517,100 | $398,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 17,076 | $392,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 456,654 | $392,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 3,164 | $390,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 77,700 | $390,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 735 | $389,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 69,304 | $388,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 45,686 | $385,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 92,861 | $385,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 13,268 | $383,000 | thousands by filing date | |
| SOCIAL REALITY INC | 83362P300 | COM CL A NEW | 82,267 | $383,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 103,380 | $382,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 196,352 | $382,000 | thousands by filing date | |
| CITIZENS FIRST CORP | 17462Q107 | COM | 14,760 | $379,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 20,748 | $378,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 22,324 | $378,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 102,236 | $377,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 142,144 | $375,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 66,292 | $375,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L113 | *W EXP 07/31/202 | 300,000 | $375,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 9,490 | $374,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 102,487 | $372,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 187,011 | $372,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 51,948 | $370,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 11,885 | $369,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 110,912 | $369,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 25,769 | $367,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 71,726 | $367,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 112,279 | $367,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 160,197 | $366,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 33,850 | $363,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 64,898 | $362,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 51,793 | $362,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 37,916 | $357,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 26,118 | $357,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 143,015 | $357,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 557,756 | $356,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 236,400 | $356,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 33,684 | $353,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 121,335 | $353,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 478,478 | $347,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 90,859 | $346,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 59,795 | $346,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 49,636 | $346,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 18,708 | $345,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 189,164 | $344,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 196,997 | $344,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 13,070 | $342,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 14,815 | $341,000 | thousands by filing date | |
| BK Technologies Corp. | 05587G104 | COM | 78,830 | $338,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 53,954 | $338,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,126 | $337,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 6,314 | $337,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 43,135 | $337,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 153,707 | $336,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 33,369 | $335,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 145,817 | $335,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 17,134 | $334,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 76,890 | $334,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 97,862 | $333,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 27,464 | $331,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 14,322 | $330,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 39,988 | $330,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E117 | *W EXP 04/11/202 | 266,867 | $330,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 86,933 | $329,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 191,471 | $329,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 28,417 | $328,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 54,381 | $328,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 569,061 | $327,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 92,280 | $327,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 167,654 | $326,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 18,108 | $325,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 198,608 | $325,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 21,316 | $325,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 165,460 | $324,000 | thousands by filing date | |
| Roadrunner Transportation Systems Inc | 76973Q204 | USD | 33,949 | $324,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A115 | *W EXP 02/28/202 | 1,202,214 | $324,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 26,428 | $323,000 | thousands by filing date | |
| RUMBLEON INC | 781386206 | COM CL B | 72,246 | $323,000 | thousands by filing date | |
| VIVUS INC | 928551308 | COM NEW | 83,909 | $320,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 155,860 | $319,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 73,760 | $317,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 487,346 | $316,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 397,235 | $312,000 | thousands by filing date | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 41,482 | $311,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 37,336 | $311,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 164,050 | $311,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 39,828 | $310,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 11,831 | $309,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 48,610 | $309,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 178,058 | $309,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 65,057 | $309,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 259,940 | $309,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 5,147 | $308,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 41,150 | $307,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 203,516 | $307,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 79,564 | $306,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 34,056 | $305,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 29,830 | $303,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 152,556 | $303,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 45,540 | $302,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 133,444 | $301,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 938,516 | $300,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 74,797 | $299,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 161,232 | $299,000 | thousands by filing date | |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 17,988 | $299,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 53,412 | $296,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 134,183 | $295,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 13,361 | $294,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 164,493 | $294,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 113,703 | $293,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 8,883 | $292,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 16,544 | $291,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 71,887 | $291,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 25,616 | $291,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 48,512 | $289,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 169,948 | $288,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 51,633 | $287,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 13,960 | $287,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 56,144 | $286,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 77,682 | $286,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 63,589 | $285,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 24,746 | $283,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 51,666 | $283,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 127,312 | $282,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 74,849 | $281,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 366,267 | $280,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 1,561,023 | $280,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 58,918 | $279,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 55,634 | $279,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 23,978 | $279,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 70,652 | $279,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 90,056 | $279,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 70,654 | $279,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 84,618 | $278,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 39,457 | $277,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 6,078 | $276,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 103,193 | $276,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 30,748 | $275,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 8,213 | $275,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 56,455 | $275,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 43,411 | $274,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 77,300 | $274,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 81,726 | $272,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 193,817 | $271,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760128 | *W EXP 12/05/202 | 300,000 | $270,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 103,733 | $269,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 528,015 | $269,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 29,511 | $268,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 187,926 | $268,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 37,898 | $267,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 261,418 | $266,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 18,848 | $265,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 47,611 | $263,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 17,907 | $263,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 189,349 | $263,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 75,192 | $261,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 80,414 | $260,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 18,869 | $259,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 61,788 | $258,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 8,117 | $258,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 64,000 | $257,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 95,266 | $257,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 6,977 | $256,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 111,083 | $256,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 204,926 | $256,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 553,151 | $256,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 22,352 | $255,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 7,259 | $254,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 65,246 | $254,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 126,409 | $252,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F111 | W EXP 09/30/202 | 400,000 | $252,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 38,635 | $251,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 14,977 | $251,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 37,240 | $251,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 160,983 | $251,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 19,162 | $250,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 185,632 | $250,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 289,555 | $248,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 85,899 | $247,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 19,280 | $246,000 | thousands by filing date | |
| MTBC INC | 55378G102 | COM | 48,850 | $246,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 11,586 | $242,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 25,897 | $242,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 40,188 | $242,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 89,888 | $240,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 16,443 | $240,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 53,519 | $240,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 30,473 | $239,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 245,988 | $239,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 5,274 | $238,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 18,821 | $238,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 17,117 | $236,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 105,899 | $236,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 29,792 | $235,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 18,182 | $235,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 324,725 | $235,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 21,326 | $234,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 52,634 | $234,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 2,750 | $233,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 20,444 | $231,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 16,648 | $230,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 89,903 | $229,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 103,512 | $227,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 61,991 | $226,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 119,336 | $226,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 49,568 | $225,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 173,774 | $225,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 41,756 | $224,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 580,080 | $224,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 165,633 | $223,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 45,300 | $223,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 78,699 | $221,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 1,512,373 | $220,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279504 | COM NEW | 29,311 | $220,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 8,104 | $218,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 61,806 | $218,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 15,501 | $217,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 344,757 | $217,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 15,860 | $216,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 8,648 | $214,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 41,734 | $214,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 11,294 | $213,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 65,729 | $212,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 26,587 | $211,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 19,448 | $210,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 56,191 | $210,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 88,104 | $209,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 4,115 | $208,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 430,465 | $206,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 51,041 | $205,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 25,573 | $205,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 12,486 | $205,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 18,661 | $205,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 243,523 | $205,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 57,439 | $204,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 1,156,786 | $204,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 45,425 | $202,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 62,325 | $202,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 84,818 | $201,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 30,814 | $200,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 34,371 | $200,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 46,642 | $200,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 28,460 | $198,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 17,318 | $195,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 23,036 | $194,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 217,435 | $193,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 73,882 | $193,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 39,775 | $191,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 70,640 | $191,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 15,065 | $190,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 19,242 | $189,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 20,849 | $189,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 56,680 | $188,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 12,626 | $188,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 84,042 | $186,000 | thousands by filing date | |
| BIO-PATH HLDGS INC | 09057N300 | COM | 13,876 | $185,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 231,925 | $185,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 13,499 | $184,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 40,918 | $184,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721407 | COM | 97,043 | $184,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 12,364 | $183,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 11,332 | $182,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 44,422 | $181,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 30,301 | $181,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 10,429 | $181,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 111,827 | $181,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 27,717 | $179,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 32,354 | $178,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N114 | RIGHT 03/06/2020 | 341,300 | $177,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 57,538 | $176,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 35,271 | $175,000 | thousands by filing date | |
| GRAF INDL CORP | 384278115 | Stock | 500,000 | $175,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 15,685 | $174,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 35,300 | $174,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 151,477 | $174,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 284,198 | $173,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 10,077 | $170,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 41,962 | $170,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 44,192 | $169,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 67,212 | $168,000 | thousands by filing date | |
| AMERICAS SILVER CORP | 03063L705 | COM NEW | 72,030 | $168,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 306,631 | $168,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 25,372 | $167,000 | thousands by filing date | |
| SENESTECH INC | 81720R109 | COM | 92,634 | $166,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 494,616 | $165,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 157,366 | $165,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 190,240 | $165,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 104,139 | $164,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 310,453 | $163,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 40,694 | $162,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 374,408 | $162,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 98,097 | $161,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 112,897 | $161,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 33,957 | $161,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 76,695 | $159,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 18,904 | $159,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 17,486 | $159,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 126,497 | $158,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 37,436 | $157,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 23,939 | $157,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 13,845 | $156,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 45,413 | $153,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 21,262 | $153,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 18,600 | $152,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 62,669 | $152,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 34,104 | $147,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 40,414 | $147,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 36,698 | $146,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 19,960 | $146,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 37,142 | $145,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 59,787 | $145,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 171,103 | $145,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 588,211 | $144,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 64,014 | $144,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 12,178 | $143,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 20,985 | $143,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 11,670 | $143,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 340,820 | $142,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 558,277 | $141,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 32,050 | $141,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 46,027 | $141,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 11,925 | $141,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 33,201 | $139,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 232,890 | $139,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 17,929 | $138,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 38,028 | $138,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 160,928 | $138,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640309 | COM | 26,579 | $137,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 25,336 | $136,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 90,518 | $136,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 108,294 | $135,000 | thousands by filing date | |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 47,394 | $135,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 116,630 | $135,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 20,180 | $134,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 25,961 | $133,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 16,859 | $133,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 288,827 | $133,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 46,220 | $133,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 76,062 | $133,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 77,985 | $131,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 146,741 | $130,000 | thousands by filing date | |
| THESTREET INC COM NEW | 88368Q202 | Stock | 21,332 | $130,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 25,889 | $129,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 140,574 | $129,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 166,966 | $128,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 30,692 | $128,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P118 | *W EXP 03/13/202 | 672,912 | $128,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 27,108 | $128,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 15,379 | $127,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 13,473 | $127,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 13,164 | $127,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 41,524 | $127,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 144,370 | $127,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 37,947 | $127,000 | thousands by filing date | |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 10,140 | $126,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 20,115 | $125,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K300 | COMMON STOCK | 181,516 | $124,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 429,384 | $124,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 94,509 | $124,000 | thousands by filing date | |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 65,457 | $123,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 168,852 | $122,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 144,054 | $122,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 10,611 | $121,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 79,728 | $120,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 35,720 | $118,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 84,684 | $118,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 31,249 | $118,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 17,842 | $117,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 34,127 | $117,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 44,693 | $117,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 64,684 | $117,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 27,156 | $117,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 21,224 | $116,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 29,765 | $116,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 17,296 | $116,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 235,584 | $116,000 | thousands by filing date | |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 105,303 | $116,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 72,575 | $116,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 17,148 | $115,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 155,198 | $114,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 230,585 | $113,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 60,615 | $113,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 13,668 | $112,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 68,028 | $112,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 66,975 | $112,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 269,778 | $110,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 11,875 | $109,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 16,864 | $109,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 39,339 | $108,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 59,912 | $108,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 18,136 | $108,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 43,073 | $108,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 30,148 | $107,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 62,875 | $107,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 36,506 | $106,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 73,408 | $106,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 46,538 | $106,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 82,664 | $105,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 32,683 | $104,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 43,737 | $104,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 114,900 | $104,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 14,842 | $103,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 37,129 | $103,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 131,211 | $103,000 | thousands by filing date | |
| SAEXPLORATION HLDGS INC | 78636X873 | COM | 28,628 | $103,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 48,963 | $102,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 30,237 | $102,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 18,483 | $100,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 56,983 | $100,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 161,930 | $100,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 201,251 | $100,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754114 | *W EXP 12/06/202 | 350,000 | $100,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 121,210 | $99,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 23,853 | $99,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 45,429 | $98,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 35,097 | $98,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 175,716 | $97,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 20,401 | $95,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 29,385 | $94,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 11,352 | $94,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 30,397 | $94,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 111,688 | $94,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 166,130 | $93,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 145,742 | $93,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 46,065 | $93,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 29,644 | $92,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 263,354 | $92,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 25,541 | $92,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 243,076 | $92,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 36,900 | $91,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 130,824 | $91,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 11,844 | $90,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 33,404 | $90,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 74,732 | $90,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO | 80821R117 | W EXP 12/31/202 | 300,000 | $90,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 44,256 | $87,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 124,489 | $87,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 87,066 | $87,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 12,283 | $87,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 33,626 | $87,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 26,292 | $86,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 72,837 | $84,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 32,455 | $84,000 | thousands by filing date | |
| Reebonz Holding Limited | G7457R122 | SHS | 22,479 | $84,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 54,000 | $83,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 69,386 | $81,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 88,989 | $80,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 70,465 | $80,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214717-19-000012 | this filing | 2019-08-14 | acceptance time not in the bulk data set |