13F-HR filed by GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-13, with 4,122 holding rows worth $354,879,281,000.
- Accession
- 0001214717-18-000006
- Filer
- CIK 1214717
- Filed
- 2018-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 4,924 entries on the cover page, a total value of $354,879,281,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $354,879,281,000 with VALUE read as thousands by filing date, 13F file number 028-10386. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGEODE CAPITAL MANAGEMENT LP028-10985
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 129,334 | $1,612,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 17,130 | $1,611,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 68,180 | $1,610,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 60,226 | $1,606,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 405,416 | $1,601,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 72,436 | $1,589,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 68,574 | $1,589,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 35,825 | $1,588,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 90,415 | $1,588,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 74,074 | $1,586,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 241,090 | $1,579,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 37,038 | $1,575,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 55,258 | $1,569,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 58,844 | $1,569,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 83,809 | $1,569,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 62,090 | $1,564,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 40,514 | $1,562,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 125,832 | $1,562,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 82,256 | $1,562,000 | thousands by filing date | |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 1,948,893 | $1,559,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 65,301 | $1,554,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 28,839 | $1,548,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 29,821 | $1,546,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 114,223 | $1,545,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 243,229 | $1,544,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 237,458 | $1,543,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 305,115 | $1,540,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 163,477 | $1,539,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 211,638 | $1,534,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 299,140 | $1,527,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 57,830 | $1,520,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 49,063 | $1,513,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 103,072 | $1,510,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 69,271 | $1,507,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 109,945 | $1,506,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 185,837 | $1,505,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 52,202 | $1,505,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 242,112 | $1,503,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 78,894 | $1,500,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 138,770 | $1,495,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 47,132 | $1,491,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 74,701 | $1,489,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 615,055 | $1,488,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 32,342 | $1,484,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 148,378 | $1,483,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 96,824 | $1,478,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 154,287 | $1,476,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 75,478 | $1,475,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 103,397 | $1,474,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 48,144 | $1,473,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 246,662 | $1,467,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 698,246 | $1,465,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 529,983 | $1,462,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 379,181 | $1,459,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 250,426 | $1,454,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 1,264,158 | $1,453,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 60,240 | $1,452,000 | thousands by filing date | principal |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 143,461 | $1,447,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 275,417 | $1,445,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 106,815 | $1,436,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 43,814 | $1,434,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 155,662 | $1,433,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 511,992 | $1,433,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 251,280 | $1,432,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 115,444 | $1,431,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 87,956 | $1,427,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 309,630 | $1,424,000 | thousands by filing date | |
| YANGTZE RIV PORT AND LGSTC L | 98475Y105 | COM | 122,906 | $1,420,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 64,245 | $1,419,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 287,151 | $1,417,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 33,646 | $1,416,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 118,816 | $1,413,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 329,362 | $1,412,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 404,444 | $1,411,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 68,195 | $1,411,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 72,674 | $1,410,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 140,868 | $1,403,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 173,431 | $1,401,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 49,495 | $1,394,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 205,874 | $1,387,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 347,572 | $1,386,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 148,219 | $1,385,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 264,907 | $1,377,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 255,405 | $1,374,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 59,867 | $1,370,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 26,841 | $1,369,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 97,979 | $1,365,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 64,982 | $1,360,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 627,513 | $1,355,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 181,649 | $1,355,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 133,978 | $1,353,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 93,156 | $1,344,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 250,451 | $1,339,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 1,293,555 | $1,332,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 346,097 | $1,332,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 51,712 | $1,331,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 279,624 | $1,328,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 471,044 | $1,327,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 16,504 | $1,323,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 163,935 | $1,321,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 21,694 | $1,318,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 79,539 | $1,317,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 29,681 | $1,305,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 540,634 | $1,297,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 107,463 | $1,294,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 107,374 | $1,293,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 47,019 | $1,290,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 100,848 | $1,290,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 147,452 | $1,290,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 91,877 | $1,286,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 37,263 | $1,285,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 470,435 | $1,283,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 71,606 | $1,281,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 35,409 | $1,276,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 211,765 | $1,272,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 270,499 | $1,271,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 37,886 | $1,266,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 22,180 | $1,263,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 259,869 | $1,260,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 42,905 | $1,250,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 175,940 | $1,249,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T115 | *W EXP 07/10/202 | 2,772,658 | $1,247,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 55,473 | $1,245,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 171,145 | $1,240,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 113,694 | $1,239,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 29,181 | $1,238,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 333,190 | $1,236,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 569,241 | $1,225,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 122,434 | $1,224,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 84,430 | $1,223,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 32,387 | $1,219,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 218,586 | $1,219,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 110,757 | $1,218,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 124,504 | $1,218,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 351,915 | $1,214,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 155,851 | $1,213,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 117,825 | $1,212,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 808,887 | $1,212,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 206,107 | $1,211,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 252,437 | $1,206,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 107,874 | $1,197,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 148,291 | $1,196,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 33,084 | $1,195,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 161,609 | $1,195,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 135,505 | $1,191,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 210,767 | $1,190,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 28,665 | $1,189,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 319,916 | $1,183,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 67,233 | $1,181,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 94,018 | $1,180,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 61,121 | $1,179,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 142,688 | $1,177,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 73,100 | $1,171,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 106,119 | $1,169,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 31,739 | $1,163,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 115,775 | $1,163,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 81,719 | $1,162,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 117,802 | $1,161,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629505 | COM | 31,144 | $1,161,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 50,877 | $1,157,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 144,199 | $1,153,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 186,150 | $1,152,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 482,812 | $1,152,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 120,406 | $1,148,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 965,782 | $1,148,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 184,218 | $1,145,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 73,790 | $1,136,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 69,597 | $1,131,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 146,039 | $1,128,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 44,967 | $1,128,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 49,069 | $1,127,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 260,806 | $1,124,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 77,199 | $1,120,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 32,726 | $1,117,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 313,015 | $1,117,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 78,386 | $1,112,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 20,014 | $1,111,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 498,541 | $1,111,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 135,851 | $1,109,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 32,768 | $1,107,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 111,451 | $1,100,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 128,039 | $1,098,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 42,992 | $1,093,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 153,400 | $1,093,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 62,321 | $1,090,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 213,522 | $1,088,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 286,647 | $1,086,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 20,000 | $1,082,000 | thousands by filing date | principal |
| VANTAGE ENERGY ACQUISITION | 92211L113 | *W EXP 04/12/202 | 800,000 | $1,080,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 22,819 | $1,074,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 93,944 | $1,074,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 1,000,000 | $1,074,000 | thousands by filing date | principal |
| RESTORBIO INC | 76133L103 | COM | 70,928 | $1,073,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 56,913 | $1,069,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 17,599 | $1,067,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 24,117 | $1,065,000 | thousands by filing date | |
| MATLIN & PARTNE | 57682V205 | Common Stock | 100,000 | $1,057,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 74,998 | $1,052,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 39,743 | $1,051,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 75,867 | $1,051,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 116,038 | $1,050,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 169,826 | $1,049,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 11,668 | $1,047,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 49,030 | $1,047,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 240,543 | $1,036,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 268,567 | $1,036,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 80,910 | $1,035,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 34,113 | $1,033,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 76,604 | $1,031,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 80,101 | $1,029,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 246,696 | $1,023,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 385,922 | $1,021,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 92,075 | $1,015,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 92,291 | $1,014,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 96,524 | $1,013,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 174,519 | $1,012,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 155,177 | $1,007,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 335,122 | $1,005,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 60,132 | $1,004,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 11,455 | $1,003,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 222,000 | $1,001,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 140,654 | $1,000,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 57,883 | $999,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 25,662 | $999,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 106,848 | $997,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 84,318 | $995,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 46,004 | $993,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 23,189 | $984,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 42,670 | $977,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 1,131 | $975,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 131,742 | $974,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 163,476 | $972,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 313,500 | $971,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 31,439 | $969,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 414,046 | $968,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 234,273 | $962,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 421,778 | $961,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 354,047 | $959,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 300,807 | $959,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 445,121 | $957,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 189,493 | $956,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 47,292 | $955,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 46,645 | $951,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 57,969 | $944,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 367,232 | $944,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 136,143 | $933,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 93,851 | $933,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 77,656 | $931,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 258,686 | $931,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 87,966 | $924,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 1,003 | $924,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 32,105 | $923,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 114,334 | $921,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 201,360 | $920,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 134,816 | $920,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 140,783 | $914,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 154,770 | $913,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 87,334 | $910,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 15,577 | $908,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 32,866 | $901,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 7,360 | $898,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 839,545 | $898,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 145,237 | $897,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 64,043 | $896,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 188,384 | $894,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 380,818 | $891,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 412,633 | $887,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 253,331 | $886,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 118,263 | $885,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 72,838 | $884,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 16,487 | $884,000 | thousands by filing date | principal |
| GAMCO INVS INC COM | 361438104 | COM | 37,716 | $883,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 819,139 | $876,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 17,093 | $875,000 | thousands by filing date | principal |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 60,127 | $868,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 27,238 | $868,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 17,368 | $865,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 413,433 | $864,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 47,786 | $864,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 124,221 | $863,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 71,372 | $862,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 23,246 | $861,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 14,352 | $855,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 88,800 | $853,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 598,124 | $849,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 77,571 | $848,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 58,466 | $847,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 70,352 | $847,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 700,232 | $846,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 264,276 | $845,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 69,302 | $838,000 | thousands by filing date | |
| PACIFIC CITY FINANCIAL CORP | 69406T408 | COM NEW | 43,380 | $838,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 5,175 | $836,000 | thousands by filing date | principal |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 102,500 | $835,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HLDGS IN | 74275G115 | *W EXP 11/15/202 | 493,300 | $833,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 59,075 | $832,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 71,432 | $832,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 57,902 | $829,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 12,059 | $821,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 23,033 | $821,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 73,397 | $812,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 54,803 | $811,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 46,775 | $811,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 62,121 | $808,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 23,492 | $807,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 105,530 | $805,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 92,152 | $801,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 92,180 | $799,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 130,229 | $797,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 280,545 | $795,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 80,779 | $795,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 67,021 | $793,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 241,356 | $788,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 56,057 | $787,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 288,261 | $786,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 56,765 | $786,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 53,362 | $781,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 25,752 | $774,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 419,151 | $767,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 84,537 | $765,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 177,100 | $763,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 237,540 | $757,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 9,981 | $756,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 19,528 | $755,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 67,830 | $752,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 45,093 | $752,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,556 | $747,000 | thousands by filing date | principal |
| NUVEEN GA DIVID | 67072B107 | COM | 67,166 | $742,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 45,809 | $737,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 71,504 | $736,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 9,698 | $735,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 20,150 | $733,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 94,970 | $731,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 38,881 | $731,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 343,497 | $728,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 136,065 | $726,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 348,899 | $722,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 76,148 | $721,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 91,799 | $718,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 66,870 | $718,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 85,053 | $712,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 109,489 | $711,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 136,793 | $711,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 233,317 | $708,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 57,934 | $706,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 54,934 | $705,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 73,393 | $700,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 546,585 | $699,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 30,504 | $697,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 27,947 | $697,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J112 | *W EXP 08/01/202 | 700,000 | $693,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 3,503 | $691,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 132,903 | $691,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 26,031 | $684,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 10,783 | $680,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 8,360 | $677,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 3,196 | $677,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 64,361 | $676,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 16,893 | $673,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 33,882 | $673,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 33,290 | $666,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 164,687 | $663,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 50,164 | $661,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 49,943 | $659,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 75,174 | $657,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 57,789 | $652,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 64,817 | $651,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 5,537 | $649,000 | thousands by filing date | principal |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 30,181 | $648,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 71,098 | $647,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 43,430 | $647,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 88,217 | $647,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 5,742 | $645,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 93,432 | $644,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 28,697 | $644,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 36,466 | $641,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 35,632 | $633,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q114 | *W EXP 04/17/202 | 468,500 | $632,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 148,441 | $630,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 51,601 | $628,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 52,458 | $625,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 28,426 | $622,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 43,798 | $621,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 257,590 | $620,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 152,499 | $619,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 84,163 | $618,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 33,320 | $616,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 44,309 | $613,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 213,430 | $613,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 40,227 | $613,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 245,099 | $612,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 55,367 | $612,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 47,995 | $611,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 367,413 | $609,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 450,328 | $607,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 99,600 | $606,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 76,831 | $604,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 13,231 | $602,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 9,524 | $598,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 62,613 | $597,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 22,099 | $597,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N122 | *W EXP 06/08/202 | 1,200,000 | $597,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 151,479 | $593,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 361,214 | $592,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 137,925 | $591,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 211,944 | $591,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 67,211 | $589,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 606,457 | $587,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 59,717 | $581,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 114,442 | $581,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 28,789 | $579,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 369,208 | $579,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 70,804 | $577,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 222,587 | $574,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 25,448 | $570,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 569,061 | $569,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 67,691 | $568,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 49,636 | $568,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F203 | COM NEW | 91,642 | $568,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 470,130 | $564,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 69,781 | $563,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 65,890 | $563,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 563,541 | $556,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 22,169 | $553,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 48,344 | $553,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 38,158 | $549,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 35,897 | $549,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 34,500 | $548,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 25,605 | $548,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 41,665 | $547,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 69,334 | $544,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 51,859 | $544,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 13,595 | $540,000 | thousands by filing date | |
| FUSION CONNECT INC | 36116X102 | COM | 210,187 | $540,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 10,487 | $539,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 20,949 | $538,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 336,733 | $538,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 39,655 | $537,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 21,559 | $536,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 82,160 | $535,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 49,118 | $534,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 45,816 | $531,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 16,198 | $529,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 189,985 | $528,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745113 | *W EXP 02/12/202 | 800,000 | $528,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 13,686 | $524,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 71,777 | $523,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 36,876 | $522,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 16,251 | $521,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 69,097 | $521,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 85,251 | $520,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 152,556 | $518,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 212,733 | $514,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 111,827 | $514,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 13,193 | $514,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 52,634 | $513,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 8,647 | $512,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 307,101 | $512,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 190,591 | $510,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 54,673 | $508,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 89,474 | $507,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 224,705 | $507,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 25,741 | $505,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 26,766 | $505,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 37,914 | $504,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 15,546 | $500,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 92,286 | $498,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 66,816 | $498,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 37,599 | $495,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 49,132 | $491,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 31,928 | $486,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 166,203 | $486,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 59,795 | $484,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 11,284 | $483,000 | thousands by filing date | principal |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 280,245 | $482,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 148,929 | $481,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 75,282 | $481,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 71,362 | $480,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 62,510 | $480,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 113,703 | $479,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 197,593 | $478,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 42,414 | $476,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 80,923 | $475,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 153,623 | $470,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 12,165 | $466,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 139,983 | $466,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 7,380 | $464,000 | thousands by filing date | principal |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 31,651 | $464,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 114,469 | $463,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 1,027,121 | $463,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 57,576 | $462,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 33,054 | $462,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A102 | CL A | 45,430 | $460,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 91,671 | $458,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 164,240 | $456,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 28,021 | $455,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 42,908 | $454,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 24,861 | $454,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R126 | *W EXP 01/01/202 | 1,000,000 | $450,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 25,000 | $447,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214717-18-000006 | this filing | 2018-11-13 | acceptance time not in the bulk data set |