13F-HR filed by GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-13, with 4,122 holding rows worth $354,879,281,000.
- Accession
- 0001214717-18-000006
- Filer
- CIK 1214717
- Filed
- 2018-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 4,924 entries on the cover page, a total value of $354,879,281,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $354,879,281,000 with VALUE read as thousands by filing date, 13F file number 028-10386. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGEODE CAPITAL MANAGEMENT LP028-10985
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PHH CORP | 693320202 | COM NEW | 362,930 | $3,988,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 274,646 | $3,987,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 126,182 | $3,987,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 337,827 | $3,986,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 137,942 | $3,981,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 122,949 | $3,962,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 816,298 | $3,959,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 125,682 | $3,953,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 119,259 | $3,950,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 827,108 | $3,945,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 72,057 | $3,927,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 265,515 | $3,916,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 149,907 | $3,914,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 71,900 | $3,913,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 492,115 | $3,897,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 537,337 | $3,895,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 865,434 | $3,894,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 609,068 | $3,885,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 161,845 | $3,884,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 792,225 | $3,881,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 514,140 | $3,881,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 100,657 | $3,875,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 308,372 | $3,870,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 482,225 | $3,867,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 226,752 | $3,866,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 1,656,198 | $3,858,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 30,685 | $3,851,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 66,794 | $3,850,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 133,169 | $3,848,000 | thousands by filing date | |
| GSV CAP CORP | 36191JAC5 | NOTE 4.750% 3/2 | 4,000,000 | $3,835,000 | thousands by filing date | principal |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 684,807 | $3,834,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 1,125,202 | $3,825,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 175,845 | $3,817,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 195,626 | $3,812,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 717,596 | $3,802,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 127,660 | $3,795,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 263,469 | $3,793,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 510,783 | $3,789,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 644,073 | $3,787,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 529,501 | $3,785,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 166,665 | $3,771,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 1,450,261 | $3,770,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 348,710 | $3,766,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 118,998 | $3,742,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 547,845 | $3,741,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 63,961 | $3,741,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 261,069 | $3,738,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 300,771 | $3,729,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 687,823 | $3,714,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 228,217 | $3,707,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 305,621 | $3,707,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 298,273 | $3,697,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 240,016 | $3,695,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 162,813 | $3,695,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 288,014 | $3,689,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 22,227 | $3,689,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 656,543 | $3,689,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 216,352 | $3,686,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 744,731 | $3,685,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 176,030 | $3,680,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 126,634 | $3,679,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 284,819 | $3,674,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 195,011 | $3,666,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 272,015 | $3,658,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 182,940 | $3,658,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 207,215 | $3,651,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 481,021 | $3,640,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 228,089 | $3,638,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 962,184 | $3,637,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 299,619 | $3,634,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 1,047,655 | $3,624,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 332,712 | $3,616,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 377,876 | $3,608,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 106,216 | $3,600,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 504,632 | $3,598,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L121 | UNIT 99/99/9999 | 350,000 | $3,587,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 109,638 | $3,585,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 16,279 | $3,578,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 164,483 | $3,564,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 611,743 | $3,548,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 160,528 | $3,542,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 583,429 | $3,529,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 82,827 | $3,527,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 40,906 | $3,524,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 153,321 | $3,506,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 506,048 | $3,486,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 3,000,000 | $3,480,000 | thousands by filing date | principal |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 250,164 | $3,477,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 244,818 | $3,473,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 145,295 | $3,472,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 160,367 | $3,471,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 965,596 | $3,466,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 38,450 | $3,460,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 328,748 | $3,451,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 207,789 | $3,448,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 344,815 | $3,448,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 231,683 | $3,432,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 500,087 | $3,430,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 1,763,517 | $3,421,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 81,063 | $3,411,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 406,142 | $3,411,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 550,281 | $3,411,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 612,805 | $3,400,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 65,473 | $3,396,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 1,023,249 | $3,386,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 902,692 | $3,385,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 374,684 | $3,371,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 648,757 | $3,367,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 564,855 | $3,366,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 226,764 | $3,365,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 1,004,750 | $3,355,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 87,385 | $3,351,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 100,564 | $3,349,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 156,596 | $3,343,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 183,975 | $3,328,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 2,500,000 | $3,325,000 | thousands by filing date | principal |
| DIEBOLD NXDF INC | 253651103 | COM | 736,206 | $3,312,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 200,074 | $3,301,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 46,929 | $3,297,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 186,956 | $3,294,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 292,327 | $3,262,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 364,466 | $3,261,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 153,260 | $3,256,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 287,360 | $3,253,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 263,784 | $3,243,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 95,647 | $3,239,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 89,297 | $3,237,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 259,895 | $3,235,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 18,628 | $3,217,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 200,370 | $3,215,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 198,417 | $3,214,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 382,236 | $3,210,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 102,574 | $3,206,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 148,771 | $3,206,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 121,394 | $3,204,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 329,436 | $3,201,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 1,816,421 | $3,196,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 73,049 | $3,195,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 203,322 | $3,192,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 84,775 | $3,191,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 118,607 | $3,184,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 159,734 | $3,183,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 106,261 | $3,181,000 | thousands by filing date | principal |
| CHEMOCENTRYX INC | 16383L106 | COM | 250,999 | $3,172,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A301 | 6.50% CON PFD B | 30,000 | $3,168,000 | thousands by filing date | principal |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 83,983 | $3,166,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 44,304 | $3,152,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 312,250 | $3,147,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 360,351 | $3,145,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 399,916 | $3,135,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 265,445 | $3,129,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 345,768 | $3,104,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 168,127 | $3,101,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 509,228 | $3,096,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 70,625 | $3,070,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 253,997 | $3,058,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 88,822 | $3,054,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 126,635 | $3,050,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 157,558 | $3,039,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 382,761 | $3,038,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 144,500 | $3,030,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 195,673 | $3,029,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 236,680 | $3,027,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 46,970 | $3,024,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 184,364 | $3,005,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 1,035,786 | $3,003,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 136,412 | $2,998,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 127,155 | $2,977,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 322,868 | $2,957,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 38,141 | $2,953,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 139,344 | $2,951,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 20,830 | $2,950,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 707,853 | $2,930,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 301,962 | $2,929,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 232,962 | $2,923,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 233,526 | $2,919,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 263,809 | $2,915,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 95,634 | $2,912,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 36,382 | $2,903,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 165,389 | $2,902,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 405,767 | $2,901,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 124,109 | $2,896,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 348,444 | $2,892,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 1,027,345 | $2,886,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 87,512 | $2,884,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 105,647 | $2,882,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 344,561 | $2,880,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 181,905 | $2,874,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 205,203 | $2,872,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 94,802 | $2,865,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 38,992 | $2,863,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 96,860 | $2,857,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 2,000,000 | $2,853,000 | thousands by filing date | principal |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 263,598 | $2,846,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 226,387 | $2,841,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 243,709 | $2,834,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 340,398 | $2,825,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 314,150 | $2,817,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 71,643 | $2,815,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 147,303 | $2,813,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 546,428 | $2,808,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 1,190,261 | $2,797,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 1,325,850 | $2,784,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 66,837 | $2,777,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 232,044 | $2,775,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 44,486 | $2,770,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 104,189 | $2,766,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 635,885 | $2,765,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 65,199 | $2,764,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 80,227 | $2,753,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 114,952 | $2,753,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 92,610 | $2,742,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 94,684 | $2,742,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 303,476 | $2,739,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 115,395 | $2,733,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 286,746 | $2,726,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 164,261 | $2,711,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 860,419 | $2,709,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 267,758 | $2,704,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 183,203 | $2,702,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 240,681 | $2,698,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 362,030 | $2,697,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 226,434 | $2,696,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 79,263 | $2,691,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 375,811 | $2,687,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 210,567 | $2,680,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 1,463,239 | $2,677,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 170,534 | $2,658,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 58,416 | $2,655,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 153,308 | $2,653,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 31,342 | $2,647,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 32,129 | $2,646,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 117,127 | $2,642,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 240,407 | $2,639,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 424,793 | $2,616,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 266,851 | $2,615,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 219,051 | $2,613,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 122,157 | $2,610,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 82,887 | $2,610,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 128,187 | $2,608,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 72,394 | $2,598,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 89,550 | $2,593,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 153,467 | $2,592,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 386,774 | $2,591,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 74,143 | $2,589,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 97,378 | $2,579,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 922,662 | $2,574,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 230,743 | $2,572,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 104,785 | $2,567,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 125,770 | $2,565,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 2,600,000 | $2,565,000 | thousands by filing date | principal |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 95,339 | $2,564,000 | thousands by filing date | |
| CONVERGEONE HLDGS INC | 212481105 | COM CL A | 274,427 | $2,554,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 273,406 | $2,553,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 566,350 | $2,548,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 97,077 | $2,538,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 111,061 | $2,538,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 434,361 | $2,536,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 93,129 | $2,533,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 87,744 | $2,529,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 215,835 | $2,527,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 157,148 | $2,520,000 | thousands by filing date | |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 3,250,000 | $2,518,000 | thousands by filing date | principal |
| ZOES KITCHEN INC | 98979J109 | COM | 197,903 | $2,517,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 106,278 | $2,513,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 71,294 | $2,507,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 221,270 | $2,502,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 182,915 | $2,496,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 83,477 | $2,495,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 91,458 | $2,487,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 920,337 | $2,485,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 138,226 | $2,485,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 263,314 | $2,485,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 282,151 | $2,482,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 97,123 | $2,476,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 177,292 | $2,473,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 154,764 | $2,468,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 188,795 | $2,450,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 220,649 | $2,438,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 152,775 | $2,435,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 120,387 | $2,430,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 344,028 | $2,425,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 121,807 | $2,405,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 889,463 | $2,401,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 273,003 | $2,396,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 65,568 | $2,396,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 24,462 | $2,395,000 | thousands by filing date | principal |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 319,508 | $2,393,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 161,520 | $2,393,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 170,858 | $2,392,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 40,197 | $2,389,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 270,896 | $2,383,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 1,384,893 | $2,382,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 84,171 | $2,382,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 406,983 | $2,380,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 112,735 | $2,378,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 509,155 | $2,377,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 70,519 | $2,376,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 84,235 | $2,372,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 830,232 | $2,365,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 60,619 | $2,364,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 1,022,945 | $2,352,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 108,830 | $2,351,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 88,331 | $2,345,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 85,938 | $2,326,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 103,771 | $2,313,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 62,928 | $2,312,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 148,740 | $2,312,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 2,317,336 | $2,311,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 493,571 | $2,295,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 51,065 | $2,281,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 69,824 | $2,276,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 287,734 | $2,267,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 106,491 | $2,257,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 764,289 | $2,254,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025606 | CV PFD SER D | 110,914 | $2,254,000 | thousands by filing date | principal |
| DAILY JOURNAL CORP | 233912104 | COM | 9,339 | $2,250,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 84,264 | $2,250,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 77,681 | $2,248,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 184,110 | $2,246,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 188,046 | $2,237,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 132,696 | $2,235,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 131,520 | $2,234,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 279,838 | $2,230,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 41,962 | $2,230,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 91,632 | $2,217,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 179,349 | $2,214,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 86,684 | $2,211,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 13,140 | $2,206,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 95,871 | $2,200,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 52,552 | $2,199,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 358,612 | $2,194,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 142,280 | $2,191,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 98,510 | $2,188,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 59,159 | $2,180,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 55,421 | $2,170,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 156,335 | $2,157,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 213,075 | $2,156,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 38,669 | $2,155,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 168,208 | $2,154,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 155,957 | $2,152,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 240,264 | $2,149,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 223,419 | $2,149,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 401,661 | $2,148,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 92,923 | $2,137,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 150,072 | $2,132,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 3,500,000 | $2,126,000 | thousands by filing date | principal |
| SAP SE SPON ADR | 803054204 | ADR | 17,268 | $2,123,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 67,468 | $2,107,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 61,902 | $2,099,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 84,827 | $2,096,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 304,392 | $2,094,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 52,834 | $2,090,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 16,790 | $2,087,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 91,047 | $2,084,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 101,323 | $2,082,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNE | 51508j405 | LP | 90,208 | $2,079,000 | thousands by filing date | principal |
| RIVERVIEW BANCORP INC | 769397100 | COM | 234,830 | $2,075,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 727,921 | $2,073,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 114,694 | $2,072,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 46,065 | $2,069,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 530,571 | $2,063,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 344,964 | $2,052,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 101,431 | $2,051,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 205,115 | $2,049,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 29,036 | $2,048,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 1,826,778 | $2,045,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 482,447 | $2,035,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 68,844 | $2,034,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 154,662 | $2,033,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 28,119 | $2,031,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 160,625 | $2,028,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 113,548 | $2,026,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 111,446 | $2,022,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 350,972 | $2,021,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 64,214 | $2,013,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 130,447 | $2,008,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 96,159 | $2,006,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 93,505 | $2,005,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 92,387 | $2,004,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 742,003 | $2,002,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 53,513 | $1,994,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 229,130 | $1,993,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 89,887 | $1,989,000 | thousands by filing date | |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 2,000,000 | $1,985,000 | thousands by filing date | principal |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 222,109 | $1,978,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 47,207 | $1,977,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 228,117 | $1,973,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 175,726 | $1,969,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 138,570 | $1,969,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 263,922 | $1,968,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 157,413 | $1,956,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 474,034 | $1,952,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 192,185 | $1,951,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 145,264 | $1,949,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 472,819 | $1,947,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 10,709 | $1,942,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 207,103 | $1,942,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 60,537 | $1,940,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 118,661 | $1,940,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 395,703 | $1,938,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 175,024 | $1,937,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 52,881 | $1,937,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 27,284 | $1,933,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 71,953 | $1,931,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 83,696 | $1,928,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 216,106 | $1,925,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 106,720 | $1,923,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 86,074 | $1,911,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 56,378 | $1,911,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 78,752 | $1,905,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 80,870 | $1,904,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 81,741 | $1,897,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 82,231 | $1,891,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 159,535 | $1,888,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 317,880 | $1,885,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 117,235 | $1,883,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 138,180 | $1,880,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 318,025 | $1,879,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 192,172 | $1,878,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 73,342 | $1,875,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 94,903 | $1,874,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 100,528 | $1,874,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 165,331 | $1,867,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 23,328 | $1,866,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 247,150 | $1,865,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 74,406 | $1,863,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 124,578 | $1,862,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 23,500 | $1,855,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 1,159,613 | $1,855,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 59,359 | $1,854,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 90,074 | $1,853,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 163,801 | $1,850,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 376,890 | $1,846,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 124,208 | $1,833,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 44,479 | $1,828,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 1,722,875 | $1,826,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 461,534 | $1,823,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 212,378 | $1,822,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 93,374 | $1,820,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 291,248 | $1,814,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 38,568 | $1,810,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 66,563 | $1,803,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 115,857 | $1,801,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 97,010 | $1,799,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 1,632,111 | $1,795,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 77,066 | $1,794,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 101,363 | $1,794,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 79,437 | $1,791,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 135,897 | $1,780,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 289,331 | $1,779,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 77,289 | $1,772,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 18,847 | $1,766,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 47,486 | $1,766,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 142,796 | $1,762,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 152,027 | $1,755,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 334,453 | $1,755,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 32,746 | $1,754,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 126,622 | $1,753,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 76,527 | $1,748,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 184,805 | $1,746,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 98,022 | $1,746,000 | thousands by filing date | |
| MATLIN & PARTNERS ACQUISITIO | 57682V114 | *W EXP 05/28/202 | 2,327,731 | $1,745,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 266,249 | $1,743,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 36,882 | $1,738,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 39,845 | $1,731,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 861,181 | $1,730,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 92,715 | $1,726,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 158,729 | $1,726,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 69,303 | $1,725,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 60,115 | $1,722,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 84,950 | $1,721,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 101,955 | $1,719,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 24,912 | $1,718,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 74,307 | $1,717,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 226,298 | $1,717,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 536,375 | $1,716,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 24,598 | $1,714,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 154,186 | $1,711,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 3,369,763 | $1,711,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 62,759 | $1,710,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 92,520 | $1,710,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 741,514 | $1,704,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 181,980 | $1,701,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 101,955 | $1,699,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 792,310 | $1,695,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 160,169 | $1,686,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 299,995 | $1,679,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 54,859 | $1,675,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 30,272 | $1,664,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 166,105 | $1,660,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 29,569 | $1,647,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 861,930 | $1,645,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 44,132 | $1,639,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 25,070 | $1,631,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 147,955 | $1,627,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 96,068 | $1,622,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 27,601 | $1,621,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 104,053 | $1,619,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 276,398 | $1,619,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214717-18-000006 | this filing | 2018-11-13 | acceptance time not in the bulk data set |