13F-HR filed by GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-13, with 4,122 holding rows worth $354,879,281,000.
- Accession
- 0001214717-18-000006
- Filer
- CIK 1214717
- Filed
- 2018-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 4,924 entries on the cover page, a total value of $354,879,281,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $354,879,281,000 with VALUE read as thousands by filing date, 13F file number 028-10386. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGEODE CAPITAL MANAGEMENT LP028-10985
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NANOVIRICIDES INC | 630087203 | COM NEW | 175,983 | $63,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 32,340 | $63,000 | thousands by filing date | |
| SENESTECH INC | 81720R109 | COM | 92,634 | $63,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 29,035 | $62,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 12,805 | $61,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 17,223 | $61,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 21,435 | $61,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 35,506 | $61,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 57,628 | $61,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 59,740 | $60,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 35,365 | $60,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 22,164 | $59,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 41,524 | $59,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 10,086 | $58,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 35,276 | $58,000 | thousands by filing date | |
| SHIFTPIXY INC | 82452L104 | COM | 15,135 | $58,000 | thousands by filing date | |
| IFRESH INC | 449538107 | COM | 25,786 | $57,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 18,494 | $56,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 340,724 | $56,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 58,300 | $56,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 13,909 | $55,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 11,712 | $54,000 | thousands by filing date | |
| MY SIZE INC | 62844N109 | COM | 46,419 | $54,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 71,633 | $53,000 | thousands by filing date | |
| DETERMINE INC | 250660107 | COM | 73,362 | $52,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 24,490 | $51,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 31,503 | $51,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 73,347 | $50,000 | thousands by filing date | |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 35,054 | $50,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 268,161 | $49,000 | thousands by filing date | |
| PRECISION THERAPEUTICS INC | 74033P100 | COM | 47,035 | $49,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 12,768 | $48,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 236,143 | $48,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 13,333 | $46,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 17,633 | $45,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 47,126 | $45,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 19,107 | $42,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 13,492 | $42,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 49,187 | $42,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 24,901 | $42,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 11,208 | $41,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 15,239 | $41,000 | thousands by filing date | |
| ENVIROTECH VHS INC | 00726a100 | COM | 73,583 | $41,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 65,278 | $41,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 24,901 | $39,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 18,605 | $39,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 12,445 | $39,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 50,707 | $39,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 10,368 | $38,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 26,471 | $38,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 20,298 | $38,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 15,451 | $38,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 149,026 | $38,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 37,754 | $38,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 13,680 | $36,000 | thousands by filing date | |
| WESTWATER RES INC | 961684107 | COM | 165,640 | $36,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W202 | COM NEW | 62,817 | $35,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 29,345 | $34,000 | thousands by filing date | |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 15,157 | $34,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 45,410 | $33,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 35,758 | $33,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 16,688 | $33,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T109 | ORD SHS | 12,501 | $33,000 | thousands by filing date | |
| CHF SOLUTIONS INC | 12542Q508 | COM NEW | 28,458 | $33,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 30,702 | $32,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 13,662 | $31,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 41,762 | $30,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 32,587 | $30,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N201 | COM NEW | 52,458 | $30,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 135,281 | $29,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 21,692 | $29,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 34,266 | $29,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721407 | COM | 12,643 | $29,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 60,274 | $29,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 11,261 | $28,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 18,823 | $28,000 | thousands by filing date | |
| ASTROTECH CORP | 046484200 | COM NEW | 10,359 | $28,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 15,769 | $27,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 48,679 | $27,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 75,942 | $26,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 26,949 | $26,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 56,938 | $26,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 25,401 | $26,000 | thousands by filing date | |
| PRESBIA PLC | G7234P100 | SHS | 14,898 | $26,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 14,145 | $25,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C300 | COM NEW | 29,930 | $25,000 | thousands by filing date | |
| TAOPING INC COM | G8675V101 | Stock | 20,266 | $25,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 10,301 | $24,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 30,209 | $24,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W115 | *W EXP 06/01/202 | 19,500 | $23,000 | thousands by filing date | |
| SPHERIX INC | 84842R403 | COM PAR NEW | 22,380 | $22,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HLDG C | 890260409 | COM | 38,714 | $22,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 22,179 | $21,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 11,233 | $20,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO COM | 46186M407 | Stock | 10,036 | $20,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L105 | COM | 13,177 | $19,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 95,909 | $19,000 | thousands by filing date | |
| U S ENERGY CORP WYO | 911805208 | COM NEW | 19,379 | $19,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 18,051 | $18,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 11,422 | $18,000 | thousands by filing date | |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 1,170,461 | $17,000 | thousands by filing date | |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 13,939 | $17,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 74,832 | $17,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 11,928 | $16,000 | thousands by filing date | |
| REAL GOODS SOLAR XXXREGISTRATION REVOKED BY THE SEC EFF: 05/02/22 | 75601N500 | Equity | 43,365 | $16,000 | thousands by filing date | |
| XPRESSPA GROUP INC | 98420U109 | COM | 112,055 | $16,000 | thousands by filing date | |
| MOSYS INC | 619718208 | COM NEW | 22,618 | $15,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 10,217 | $13,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L209 | COM NEW | 35,059 | $13,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 11,589 | $12,000 | thousands by filing date | |
| ECO STIM ENERGY SOLUTIONS IN | 27888D101 | COM | 45,860 | $12,000 | thousands by filing date | |
| ONCOBIOLOGICS INC | 68235M105 | COM | 11,165 | $10,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 20,876 | $8,000 | thousands by filing date | |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 11,601 | $8,000 | thousands by filing date | |
| ALLIANCE MMA INC | 018626101 | COM | 31,107 | $8,000 | thousands by filing date | |
| CHINA COML CR INC | 16891K103 | COM | 11,141 | $8,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750201 | COM NEW | 56,140 | $7,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K402 | COM PAR | 16,632 | $6,000 | thousands by filing date | |
| Regional Health Properties Inc | 75903M101 | COM | 40,556 | $6,000 | thousands by filing date | |
| AURIS MED HLDG AG | H0381L104 | COM | 18,206 | $6,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131202 | COM NEW | 18,295 | $5,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 15,200 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214717-18-000006 | this filing | 2018-11-13 | acceptance time not in the bulk data set |