13F-HR filed by Cresset Asset Management, LLC
Cresset Asset Management, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 1,795 holding rows worth $25,903,856,830.
- Accession
- 0001172661-23-003857
- Filer
- CIK 1761013
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 1,821 entries on the cover page, a total value of $25,903,856,830 stated on the cover page (in dollars after the unit check, H1), rows summing to $25,903,856,830 with VALUE read as dollars as filed, 13F file number 028-19305. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- included managerWILLIAM BLAIR INVESTMENT MANAGEMENT, LLC
- included managerAperio Group, LLC028-11964
- included managerEagle Capital Management, LLC028-16095
- included managerAspiriant Investment Advisors, LLC
- included managerQuantinno Capital Management LP
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerCorient Capital Partners, LLC028-17567
- included managerLAZARD ASSET MANAGEMENT LLC028-10469
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerPassive Capital Management, LLC.028-23313
- included managerArk Investment Management LLC
- included managerEDGEWOOD MANAGEMENT LLC028-02602
- included managerOBERMEYER WOOD INVESTMENT COUNSEL, LLLP028-11588
- included managerKailix Advisors LLC028-23205
- included managerMosaic Advisors LLC
- included managerCHICKASAW CAPITAL MANAGEMENT LLC028-10607
- included managerBlackRock Investment Management, LLC028-12016
- included managerTODD ASSET MANAGEMENT LLC028-04171
- included managerMAR VISTA INVESTMENT PARTNERS LLC
- included managerFirst Light Asset Management, LLC028-16064
- included managerAuxano Advisors, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHNG TRADED FD VI | 33740F649 | FT VEST NAS | 11,350 | $256,865 | dollars as filed | |
| MOHAWK INDS INC | 608190104 | COM | 2,990 | $256,572 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 106,904 | $255,501 | dollars as filed | |
| ISHARES TR | 464287861 | EUROPE ETF | 5,340 | $254,857 | dollars as filed | |
| PLAYAGS INC | 72814N104 | COM | 39,036 | $254,515 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 10,030 | $253,659 | dollars as filed | |
| FIDELITY COMWLTH TR | 315912808 | COM | 4,878 | $253,629 | dollars as filed | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 5,215 | $253,569 | dollars as filed | |
| CANADIAN SOLAR INC | 136635109 | COM | 10,296 | $253,385 | dollars as filed | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 1,870 | $253,011 | dollars as filed | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 18,253 | $252,618 | dollars as filed | |
| MDU RES GROUP INC | 552690109 | COM | 12,813 | $252,387 | dollars as filed | |
| ADTRAN HOLDINGS INC | 00486H105 | COM | 30,660 | $252,334 | dollars as filed | |
| WYNN RESORTS LTD | 983134107 | COM | 2,727 | $251,986 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 2,799 | $251,910 | dollars as filed | |
| CRA INTL INC | 12618T105 | COM | 2,498 | $251,650 | dollars as filed | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 8,359 | $251,286 | dollars as filed | |
| HCW BIOLOGICS INC | 40423R105 | COM | 131,990 | $250,781 | dollars as filed | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 6,422 | $250,013 | dollars as filed | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 21,168 | $249,519 | dollars as filed | |
| NOV INC | 62955J103 | COM | 11,932 | $249,378 | dollars as filed | |
| ISHARES TR | 464288372 | COM | 5,754 | $249,091 | dollars as filed | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 2,752 | $249,056 | dollars as filed | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 21,986 | $248,662 | dollars as filed | |
| STONECO LTD | G85158106 | COM CL A | 23,252 | $248,099 | dollars as filed | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 42,049 | $246,407 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 5,653 | $246,075 | dollars as filed | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 1,366 | $245,457 | dollars as filed | |
| EXPONENT INC | 30214U102 | COM | 2,867 | $245,393 | dollars as filed | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 995 | $245,204 | dollars as filed | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 7,682 | $244,902 | dollars as filed | |
| LAKELAND FINL CORP | 511656100 | COM | 5,158 | $244,799 | dollars as filed | |
| PREMIER INC | 74051N102 | CL A | 11,386 | $244,789 | dollars as filed | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 1,162 | $244,486 | dollars as filed | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 6,097 | $244,434 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 14,069 | $244,247 | dollars as filed | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 2,605 | $243,932 | dollars as filed | |
| STANTEC INC COM | 85472N109 | Stock | 3,730 | $242,495 | dollars as filed | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 14,943 | $242,002 | dollars as filed | |
| GAP INC COM | 364760108 | Stock | 22,706 | $241,363 | dollars as filed | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 4,356 | $241,192 | dollars as filed | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 8,185 | $239,984 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 23,558 | $239,145 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 22,668 | $237,787 | dollars as filed | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,238 | $237,645 | dollars as filed | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 1,379 | $235,045 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 3,000 | $234,600 | dollars as filed | |
| FLYWIRE CORPORATION | 302492103 | COM VTG | 7,352 | $234,455 | dollars as filed | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 16,716 | $234,191 | dollars as filed | |
| FTI CONSULTING INC | 302941109 | COM | 1,312 | $234,074 | dollars as filed | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 58,225 | $234,064 | dollars as filed | |
| PROCORE TECHNOLOGIES INC COM | 74275K108 | Stock | 3,582 | $233,976 | dollars as filed | |
| PROSHARES TR II | 74347Y763 | FUND | 4,300 | $233,834 | dollars as filed | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 4,469 | $233,609 | dollars as filed | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 16,586 | $233,368 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 4,926 | $233,098 | dollars as filed | |
| NEOGEN CORP | 640491106 | COM | 12,562 | $232,899 | dollars as filed | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 16,424 | $231,578 | dollars as filed | |
| BLOOM ENERGY CORP | 093712107 | COM | 17,395 | $230,658 | dollars as filed | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 9,342 | $228,599 | dollars as filed | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 56,109 | $228,362 | dollars as filed | |
| HEICO CORP NEW | 422806208 | CL A | 1,763 | $227,825 | dollars as filed | |
| TRANSUNION COM | 89400J107 | Stock | 3,159 | $226,762 | dollars as filed | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 4,724 | $226,314 | dollars as filed | |
| ROCKET COS INC | 77311W101 | COM CL A | 27,662 | $226,277 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q705 | FT VEST S&P 500 | 4,578 | $225,967 | dollars as filed | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 4,546 | $225,589 | dollars as filed | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 2,756 | $224,504 | dollars as filed | |
| FASTLY INC | 31188V100 | CL A | 11,702 | $224,327 | dollars as filed | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 16,500 | $223,410 | dollars as filed | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 11,019 | $223,025 | dollars as filed | |
| VERITIV CORP | 923454102 | COM | 1,318 | $222,610 | dollars as filed | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 6,038 | $221,353 | dollars as filed | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 3,332 | $220,986 | dollars as filed | |
| DORMAN PRODS INC | 258278100 | COM | 2,904 | $220,007 | dollars as filed | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 7,911 | $219,900 | dollars as filed | |
| WIX COM LTD SHS | M98068105 | Stock | 2,382 | $218,668 | dollars as filed | |
| TEREX CORP NEW COM | 880779103 | Stock | 3,785 | $218,093 | dollars as filed | |
| SHARECARE INC | 81948W104 | COM | 231,378 | $217,588 | dollars as filed | |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 4,333 | $217,346 | dollars as filed | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 14,415 | $216,371 | dollars as filed | |
| SAMSARA INC COM CL A | 79589L106 | Stock | 8,559 | $215,772 | dollars as filed | |
| MKS INC. COM | 55306N104 | Stock | 2,489 | $215,440 | dollars as filed | |
| PATTERSON COS INC | 703395103 | COM | 7,267 | $215,386 | dollars as filed | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 7,393 | $215,364 | dollars as filed | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 3,601 | $215,083 | dollars as filed | |
| AVIENT CORPORATION | 05368V106 | COM | 6,035 | $214,573 | dollars as filed | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 10,263 | $213,778 | dollars as filed | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 4,376 | $213,593 | dollars as filed | |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 17,855 | $213,367 | dollars as filed | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 24,846 | $212,970 | dollars as filed | |
| MONDAY COM LTD SHS | M7S64H106 | Stock | 1,337 | $212,877 | dollars as filed | |
| NEWS CORP NEW | 65249B208 | CL B | 10,140 | $212,629 | dollars as filed | |
| McCormick & Company Inc | 579780107 | COM | 2,683 | $211,662 | dollars as filed | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 8,033 | $210,625 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 164,383 | $210,410 | dollars as filed | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,018 | $210,279 | dollars as filed | |
| WPP PLC NEW ADR | 92937A102 | ADR | 4,716 | $210,228 | dollars as filed | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 7,794 | $210,204 | dollars as filed | |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 7,739 | $210,041 | dollars as filed | |
| KBHOME | 48666K109 | COM | 4,532 | $209,728 | dollars as filed | |
| RB GLOBAL INC COM | 74935Q107 | Stock | 3,351 | $209,487 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 1,884 | $209,343 | dollars as filed | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 10,436 | $208,093 | dollars as filed | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 1,693 | $207,903 | dollars as filed | |
| MYRIAD GENETICS INC | 62855J104 | COM | 12,943 | $207,606 | dollars as filed | |
| CRANE NXT CO | 224441105 | COM | 3,733 | $207,465 | dollars as filed | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 3,562 | $207,387 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 45,568 | $207,334 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 40,976 | $206,930 | dollars as filed | |
| FERRARI N V | N3167Y103 | COM | 700 | $206,878 | dollars as filed | put |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 12,747 | $205,737 | dollars as filed | |
| APPFOLIO INC | 03783C100 | COM CL A | 1,116 | $203,815 | dollars as filed | |
| SCHRODINGER INC COM | 80810D103 | Stock | 7,205 | $203,685 | dollars as filed | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 6,035 | $203,681 | dollars as filed | |
| OPEN TEXT CORP COM | 683715106 | Stock | 5,802 | $203,663 | dollars as filed | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 13,585 | $203,495 | dollars as filed | |
| RLI CORP COM | 749607107 | Stock | 1,497 | $203,432 | dollars as filed | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 41,082 | $203,390 | dollars as filed | |
| RAMBUS INC DEL COM | 750917106 | Stock | 3,641 | $203,131 | dollars as filed | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 6,726 | $202,875 | dollars as filed | |
| SouthState Corp | 840441109 | Common Stock | 3,004 | $202,349 | dollars as filed | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 21,900 | $202,247 | dollars as filed | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 2,521 | $201,589 | dollars as filed | |
| RANGE RES CORP COM | 75281A109 | Stock | 6,213 | $201,377 | dollars as filed | |
| NERDWALLET INC CL A | 64082B102 | COMMON STOCK | 22,631 | $201,190 | dollars as filed | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 1,014 | $200,775 | dollars as filed | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 11,108 | $200,509 | dollars as filed | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 3,843 | $200,182 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 18,177 | $199,041 | dollars as filed | |
| COURSERA INC COM | 22266M104 | Stock | 10,632 | $198,712 | dollars as filed | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 15,999 | $196,945 | dollars as filed | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 10,239 | $195,669 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 10,065 | $195,664 | dollars as filed | |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 15,007 | $194,495 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 4,390 | $194,301 | dollars as filed | put |
| HIPPO HOLDINGS INC | 433539202 | COMMON STOCK | 24,337 | $193,966 | dollars as filed | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 15,458 | $192,830 | dollars as filed | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 26,518 | $192,256 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 106,467 | $191,640 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 18,500 | $191,521 | dollars as filed | |
| PROSHARES TR | 74347B714 | FUND | 17,295 | $188,343 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 18,405 | $187,729 | dollars as filed | |
| ALERUS FINL CORP | 01446U103 | COM | 10,098 | $186,058 | dollars as filed | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 12,240 | $184,824 | dollars as filed | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 38,206 | $183,387 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 28,091 | $182,592 | dollars as filed | |
| ZUORA INC | 98983V106 | COMMON STOCK | 21,961 | $180,959 | dollars as filed | |
| LIVEPERSON, INC. | 538146101 | COM | 46,076 | $179,236 | dollars as filed | |
| CNH INDL N V SHS | N20944109 | Stock | 14,588 | $177,521 | dollars as filed | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 13,143 | $176,909 | dollars as filed | |
| BIOMEA FUSION INC | 09077A106 | CMN | 12,500 | $172,000 | dollars as filed | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 128,213 | $171,805 | dollars as filed | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 27,227 | $171,258 | dollars as filed | |
| ARIS WATER SOLUTIONS INC | 04041L106 | CLASS A COM | 17,157 | $171,229 | dollars as filed | |
| CCC INTELLIGENT SOLUTIONS HLD COM | 12510Q100 | Stock | 12,791 | $170,760 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 37,518 | $169,580 | dollars as filed | |
| CELCUITY INC | 15102K100 | COM | 18,510 | $169,181 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 21,300 | $167,631 | dollars as filed | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 18,738 | $167,518 | dollars as filed | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 12,700 | $167,005 | dollars as filed | |
| TEEKAY CORPORATION | Y8564W103 | COM | 26,365 | $162,672 | dollars as filed | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 23,899 | $162,275 | dollars as filed | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 11,129 | $160,925 | dollars as filed | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 12,033 | $160,273 | dollars as filed | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 21,186 | $159,317 | dollars as filed | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 12,338 | $158,050 | dollars as filed | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 14,100 | $157,422 | dollars as filed | |
| BLACKROCK INCOME TR | 09247F209 | Equity | 13,817 | $157,237 | dollars as filed | |
| EXPENSIFY INC | 30219Q106 | COM CL A | 48,368 | $157,196 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 31,861 | $155,944 | dollars as filed | |
| VECTOR GROUP LTD | 92240M108 | COM | 14,455 | $153,802 | dollars as filed | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 14,062 | $152,713 | dollars as filed | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 31,834 | $150,573 | dollars as filed | |
| SPIRE GLOBAL INC | 848560306 | COMMON STOCK | 30,369 | $148,504 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 29,841 | $148,310 | dollars as filed | |
| UNDER ARMOUR INC | 904311107 | CL A | 21,617 | $148,076 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 10,651 | $146,132 | dollars as filed | |
| LARGO INC | 517097101 | COM | 50,000 | $141,500 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 1,000 | $138,450 | dollars as filed | put |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 17,000 | $136,680 | dollars as filed | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 12,560 | $132,379 | dollars as filed | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 22,604 | $131,782 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 14,400 | $130,176 | dollars as filed | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 10,641 | $128,756 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 10,329 | $128,389 | dollars as filed | |
| NEXTPLAT CORP | 68557F209 | COM NEW | 70,001 | $126,702 | dollars as filed | |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 10,103 | $126,692 | dollars as filed | |
| SOLARWINDS CORP | 83417Q204 | COM NEW | 13,189 | $124,504 | dollars as filed | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 11,317 | $123,996 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 46,200 | $123,816 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 16,105 | $122,559 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 18,875 | $121,175 | dollars as filed | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 10,915 | $119,519 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 18,385 | $118,583 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 14,400 | $118,512 | dollars as filed | |
| Pagaya Technologies Ltd. | M7S64L115 | CL A | 75,000 | $118,500 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 20,839 | $116,120 | dollars as filed | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 15,077 | $115,339 | dollars as filed | |
| TPI Composites Inc | 87266J104 | Common Stock | 43,253 | $114,620 | dollars as filed | |
| REDFIN CORP | 75737F108 | COM | 16,118 | $113,471 | dollars as filed | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 13,831 | $112,803 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 13,500 | $112,590 | dollars as filed | |
| BERKELEY LTS INC | 084310101 | COM | 112,581 | $112,367 | dollars as filed | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 37,752 | $111,744 | dollars as filed | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 10,000 | $109,700 | dollars as filed | |
| VELO3D INC | 92259N104 | COM | 69,645 | $108,646 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 21,251 | $108,380 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 11,767 | $107,550 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 49,210 | $106,786 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 21,623 | $106,169 | dollars as filed | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 16,300 | $104,972 | dollars as filed | |
| SECUREWORKS CORP | 81374A105 | CL A | 16,508 | $102,515 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 22,708 | $101,959 | dollars as filed | |
| SPORTRADAR GROUP AG | H8088L103 | COM | 10,180 | $101,902 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 200 | $101,234 | dollars as filed | call |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 11,040 | $100,574 | dollars as filed | |
| 908 DEVICES INC COM | 65443P102 | Stock | 14,970 | $99,697 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 26,927 | $98,014 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 13,576 | $90,823 | dollars as filed | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 22,095 | $90,369 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 13,833 | $88,255 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 800 | $84,736 | dollars as filed | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 10,173 | $83,520 | dollars as filed | |
| BLEND LABS INC | 09352U108 | CL A | 60,855 | $83,371 | dollars as filed | |
| ALLAKOS INC | 01671P100 | COM | 36,570 | $83,014 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 17,797 | $81,154 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 81,957 | $80,130 | dollars as filed | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 12,131 | $77,396 | dollars as filed | |
| Boeing Company | 097023105 | COM | 400 | $76,672 | dollars as filed | call |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 12,090 | $75,953 | dollars as filed | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 31,210 | $75,528 | dollars as filed | |
| Leslie's Inc | 527064109 | Common Stock | 13,024 | $73,716 | dollars as filed | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 19,499 | $69,028 | dollars as filed | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 10,450 | $68,448 | dollars as filed | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 13,222 | $67,829 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 10,500 | $66,927 | dollars as filed | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 200 | $65,656 | dollars as filed | |
| 1847 HLDGS LLC | 28252B887 | COMMON SHARES | 66,200 | $64,068 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 25,000 | $63,000 | dollars as filed | |
| AMERICAN PUB ED INC | 02913V103 | COM | 12,156 | $60,537 | dollars as filed | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 21,618 | $56,496 | dollars as filed | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 10,596 | $55,629 | dollars as filed | |
| BARK Inc. | 68622E104 | COM | 44,850 | $53,820 | dollars as filed | |
| BRANCHOUT FOOD INC | 105230106 | COM | 25,448 | $53,441 | dollars as filed | |
| DIRECT DIGITAL HOLDINGS INC | 25461T105 | CLASS A COM | 20,000 | $51,200 | dollars as filed | |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 33,679 | $50,855 | dollars as filed | |
| VIMEO INC | 92719V100 | COMMON STOCK | 14,235 | $50,392 | dollars as filed | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 11,782 | $49,249 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 11,987 | $47,468 | dollars as filed | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 25,000 | $46,500 | dollars as filed | |
| ASTRA SPACE INC | 04634X202 | CL A NEW | 25,109 | $46,452 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 49,825 | $45,839 | dollars as filed | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 27,042 | $42,402 | dollars as filed | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 10,958 | $40,983 | dollars as filed | |
| UPHEALTH INC | 91532B200 | COM | 39,599 | $38,799 | dollars as filed | |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 16,336 | $38,390 | dollars as filed | |
| ALLEGO N V | N0796A100 | COM | 16,563 | $36,770 | dollars as filed | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 10,964 | $34,866 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 56,784 | $34,366 | dollars as filed | |
| VOLCON INC | 92864V103 | COM | 62,940 | $31,785 | dollars as filed | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 10,600 | $30,104 | dollars as filed | |
| FUEL TECH INC | 359523107 | COM | 25,500 | $30,090 | dollars as filed | |
| 2U INC | 90214J101 | COM | 11,924 | $29,452 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 13,521 | $27,312 | dollars as filed | |
| USA TODAY CO INC | 36472T109 | COM | 10,886 | $26,671 | dollars as filed | |
| XOS INC | 98423B108 | COM | 75,000 | $25,785 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 22,000 | $25,520 | dollars as filed | |
| SES AI CORPORATION | 78397Q109 | CL A COM | 10,450 | $23,722 | dollars as filed | |
| HYPERFINE INC | 44916K106 | Common Stock | 11,500 | $23,575 | dollars as filed | |
| PHUNWARE INC | 71948P100 | COMMON | 130,830 | $23,405 | dollars as filed | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 11,573 | $23,262 | dollars as filed | |
| ISUN INC | 465246106 | COMMON | 102,016 | $22,943 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 10,765 | $21,530 | dollars as filed | |
| SONENDO INC | 835431107 | Common Stocks | 28,181 | $21,017 | dollars as filed | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 11,025 | $20,837 | dollars as filed | |
| EYENOVIA INC | 30234E104 | COM | 12,500 | $20,750 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 14,850 | $19,454 | dollars as filed | |
| ADTHEORENT HOLDING COMPANY | 00739D109 | COM | 15,000 | $19,350 | dollars as filed | |
| Tuya Inc | 90114C107 | COM | 12,463 | $19,318 | dollars as filed | |
| PASSAGE BIO INC | 702712100 | COM | 23,725 | $15,611 | dollars as filed | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 12,376 | $15,470 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 10,011 | $14,216 | dollars as filed | |
| ABSCI CORPORATION | 00091E109 | COM | 10,758 | $14,201 | dollars as filed | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 37,500 | $13,875 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 100 | $13,185 | dollars as filed | call |
| AFFIMED N V | N01045108 | COM | 26,762 | $12,790 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 100 | $12,712 | dollars as filed | call |
| TINGO GROUP INC | 55328R109 | COM | 10,746 | $11,015 | dollars as filed | |
| TC BIOPHARM HOLDINGS PLC | 87807D202 | SPONSORD ADS NEW | 25,000 | $10,750 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 11,750 | $10,012 | dollars as filed | |
| GENPREX INC | 372446104 | COM | 17,000 | $6,713 | dollars as filed | |
| VIRNETX HLDG CORP | 92823T108 | COM | 20,000 | $5,082 | dollars as filed | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 16,000 | $4,774 | dollars as filed | |
| NEAR INTELLIGENCE INC | 639494103 | COM | 10,000 | $2,449 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-23-003857 | this filing | 2023-11-14 | acceptance time not in the bulk data set |