13F-HR filed by GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 2,991 holding rows worth $41,456,753,000.
- Accession
- 0001172661-14-001833
- Filer
- CIK 1283072
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 6,381 entries on the cover page, a total value of $41,456,753,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $41,456,753,000 with VALUE read as thousands by filing date, 13F file number 028-12836. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC028-11097
- included managerGUGGENHEIM FUNDS DISTRIBUTORS, LLC028-12550
- included managerSECURITY INVESTORS LLC028-01689
- included managerGuggenheim Investment Advisors (Hong Kong) Ltd028-14372
- included managerGuggenheim Partners Investment Management, LLC028-12837
- included managerGuggenheim Global Trading, LLC028-15268
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 614,050 | $7,761,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 569,694 | $7,748,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 561,032 | $7,742,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 77,030 | $7,710,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 212,208 | $7,696,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 40,611 | $7,676,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 245,177 | $7,643,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 655,803 | $7,634,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 223,608 | $7,603,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 1,594,005 | $7,571,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 140,796 | $7,548,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 487,018 | $7,540,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 291,799 | $7,532,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 87,820 | $7,522,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 113,135 | $7,508,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 180,121 | $7,497,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 405,804 | $7,496,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 274,182 | $7,436,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 422,341 | $7,413,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 234,115 | $7,396,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 670,423 | $7,381,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 179,792 | $7,362,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 371,806 | $7,340,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 150,627 | $7,335,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 81,940 | $7,326,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 144,765 | $7,310,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 489,644 | $7,291,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 258,166 | $7,259,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 286,379 | $7,253,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 172,089 | $7,250,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 495,748 | $7,227,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 104,345 | $7,214,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 125,883 | $7,205,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 249,330 | $7,196,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 261,814 | $7,189,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 310,762 | $7,164,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 1,090,806 | $7,102,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 95,876 | $7,099,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 515,321 | $7,086,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 165,001 | $7,074,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 266,977 | $7,064,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 170,107 | $7,028,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 2,342,888 | $7,028,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 825,103 | $7,022,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 404,678 | $7,016,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 1,270,724 | $6,990,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 29,510 | $6,985,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 235,276 | $6,984,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 333,161 | $6,949,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 749,490 | $6,947,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 186,298 | $6,927,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 349,000 | $6,910,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 626,058 | $6,870,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 918,860 | $6,864,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 167,762 | $6,862,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 168,102 | $6,854,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 309,936 | $6,845,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 67,800 | $6,831,000 | thousands by filing date | call |
| BRF SA | 10552T107 | SPONSORED ADR | 285,596 | $6,795,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 419,723 | $6,788,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 61,553 | $6,750,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 257,991 | $6,744,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 157,499 | $6,743,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 99,747 | $6,730,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 180,717 | $6,722,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 172,572 | $6,700,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 96,710 | $6,686,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 194,547 | $6,684,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 160,934 | $6,679,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 330,672 | $6,672,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 353,400 | $6,672,000 | thousands by filing date | call |
| VANGUARD | 92205F106 | Domestic Common | 242,210 | $6,651,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 363,218 | $6,603,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 75,461 | $6,593,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 265,576 | $6,593,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 513,623 | $6,547,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 448,559 | $6,535,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 121,709 | $6,499,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 134,511 | $6,477,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 9,255 | $6,475,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 238,745 | $6,463,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 286,455 | $6,452,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 116,361 | $6,445,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 396,880 | $6,434,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 452,555 | $6,422,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 524,389 | $6,419,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 288,721 | $6,404,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 144,067 | $6,394,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 92,506 | $6,382,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 304,940 | $6,341,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 185,417 | $6,324,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 55,992 | $6,320,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 199,911 | $6,309,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 928,654 | $6,305,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 66,853 | $6,274,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 86,412 | $6,238,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 141,119 | $6,214,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 584,560 | $6,214,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 166,106 | $6,210,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 445,744 | $6,200,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 375,354 | $6,176,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 361,699 | $6,174,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 216,684 | $6,173,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 428,716 | $6,144,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 81,178 | $6,122,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 300,963 | $6,118,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 54,513 | $6,109,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 101,039 | $6,097,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 377,171 | $6,073,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 455,217 | $6,073,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 470,659 | $6,025,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 192,119 | $6,016,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 109,047 | $6,008,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 131,944 | $5,982,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 129,531 | $5,930,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 569,929 | $5,905,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 55,987 | $5,894,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 242,133 | $5,889,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 351,625 | $5,873,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 214,412 | $5,873,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 107,541 | $5,860,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 310,300 | $5,859,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 194,965 | $5,837,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 75,779 | $5,832,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 135,806 | $5,815,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 72,412 | $5,796,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 222,925 | $5,796,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 49,791 | $5,786,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 111,853 | $5,766,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 239,980 | $5,751,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 112,770 | $5,738,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 293,494 | $5,699,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 146,955 | $5,699,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 264,706 | $5,691,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 170,691 | $5,677,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 207,238 | $5,652,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 337,551 | $5,644,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 563,822 | $5,639,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 132,442 | $5,629,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 241,605 | $5,628,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 120,687 | $5,565,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 73,475 | $5,561,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 376,610 | $5,559,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 181,802 | $5,555,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 104,669 | $5,552,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 832,707 | $5,547,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 556,604 | $5,538,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 169,443 | $5,522,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 181,626 | $5,510,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 373,158 | $5,501,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 103,817 | $5,500,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 88,137 | $5,499,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 188,258 | $5,462,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 62,087 | $5,461,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 440,635 | $5,454,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 218,871 | $5,452,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 108,400 | $5,437,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 58,102 | $5,435,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 317,143 | $5,420,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 91,877 | $5,412,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 200,904 | $5,398,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 92,546 | $5,390,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 398,694 | $5,377,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 152,990 | $5,375,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 50,800 | $5,364,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 128,734 | $5,331,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 243,792 | $5,302,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 528,156 | $5,297,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 395,711 | $5,287,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 160,155 | $5,281,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 70,391 | $5,272,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 239,319 | $5,268,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 58,100 | $5,265,000 | thousands by filing date | put |
| BIO RAD LABS INC | 090572207 | CL A | 46,216 | $5,241,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 293,886 | $5,241,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 143,624 | $5,228,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 410,010 | $5,219,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 118,603 | $5,213,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 132,769 | $5,210,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 46,755 | $5,183,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 360,043 | $5,148,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 52,250 | $5,125,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 115,337 | $5,120,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 56,841 | $5,108,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 79,863 | $5,083,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 91,740 | $5,078,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 858,308 | $5,073,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 343,718 | $5,070,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 29,375 | $5,068,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 387,123 | $5,049,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 361,948 | $5,041,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,435,540 | $5,010,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 215,092 | $5,008,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 60,511 | $5,005,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 106,428 | $5,002,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 250,264 | $4,983,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 257,001 | $4,981,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 342,676 | $4,970,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 254,811 | $4,964,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 162,938 | $4,956,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 137,614 | $4,950,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 538,531 | $4,917,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 63,040 | $4,917,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 83,345 | $4,906,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 330,803 | $4,902,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 400,933 | $4,900,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 96,188 | $4,889,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 183,853 | $4,881,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 40,442 | $4,875,000 | thousands by filing date | |
| NASDAQ PREM INCM & GRW FD IN | 63110R105 | COM | 252,556 | $4,872,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 143,559 | $4,863,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 132,769 | $4,853,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 32,036 | $4,849,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 186,370 | $4,844,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 103,830 | $4,836,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 429,477 | $4,835,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 52,526 | $4,830,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 208,803 | $4,821,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 355,479 | $4,814,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 163,365 | $4,812,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 135,600 | $4,811,000 | thousands by filing date | call |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 190,821 | $4,808,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 176,661 | $4,799,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 135,160 | $4,794,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 167,363 | $4,774,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 215,405 | $4,773,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 448,723 | $4,765,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 192,180 | $4,758,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 313,825 | $4,754,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 2,024,902 | $4,738,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 79,674 | $4,719,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 485,736 | $4,716,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 406,660 | $4,710,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 172,377 | $4,698,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 40,152 | $4,676,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 103,912 | $4,670,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 67,800 | $4,640,000 | thousands by filing date | call |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 200,724 | $4,627,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 230,871 | $4,623,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 85,611 | $4,608,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 134,549 | $4,599,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 79,210 | $4,598,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 554,420 | $4,592,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 128,024 | $4,573,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 329,998 | $4,567,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 350,007 | $4,564,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 74,002 | $4,540,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 64,610 | $4,534,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 126,693 | $4,514,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 367,809 | $4,508,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 65,548 | $4,508,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 111,915 | $4,500,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 110,989 | $4,472,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 305,630 | $4,453,000 | thousands by filing date | |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 4,500,000 | $4,449,000 | thousands by filing date | principal |
| REALTY INCOME CORP COM | 756109104 | REIT | 108,493 | $4,425,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 101,355 | $4,411,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 126,813 | $4,406,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 445,118 | $4,406,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 226,679 | $4,400,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 148,154 | $4,392,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 364,039 | $4,347,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 193,608 | $4,333,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 312,346 | $4,324,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 311,423 | $4,323,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 46,935 | $4,321,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 34,919 | $4,302,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 337,639 | $4,302,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 98,710 | $4,300,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 541,990 | $4,298,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 475,696 | $4,286,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 201,538 | $4,276,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 186,600 | $4,275,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 66,662 | $4,274,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 164,399 | $4,269,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 291,399 | $4,266,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 86,717 | $4,259,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 33,623 | $4,247,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 69,726 | $4,246,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 374,262 | $4,245,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 706,154 | $4,239,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 277,735 | $4,230,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 211,132 | $4,227,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 271,458 | $4,224,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 96,307 | $4,213,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 64,876 | $4,189,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 536,084 | $4,187,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 92,042 | $4,174,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 287,231 | $4,173,000 | thousands by filing date | |
| NUVEEN NJ INVT QUALITY MUN F | 670971100 | COM | 313,775 | $4,173,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 510,285 | $4,168,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 185,390 | $4,160,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 123,769 | $4,159,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 149,348 | $4,157,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 296,106 | $4,143,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 142,679 | $4,142,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 292,432 | $4,142,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 127,200 | $4,134,000 | thousands by filing date | call |
| PRIVATEBANCORP INC | 742962103 | COM | 137,909 | $4,125,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 252,147 | $4,122,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 89,000 | $4,118,000 | thousands by filing date | call |
| VECTREN CORP | 92240G101 | COM | 103,241 | $4,118,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 121,943 | $4,116,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 391,100 | $4,112,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 206,210 | $4,111,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 81,530 | $4,109,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 446,861 | $4,109,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 394,464 | $4,104,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 347,607 | $4,101,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 92,692 | $4,095,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 144,238 | $4,091,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 544,594 | $4,089,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 37,179 | $4,085,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 54,923 | $4,084,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 130,985 | $4,077,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 112,312 | $4,073,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 161,086 | $4,071,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 181,649 | $4,054,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 216,010 | $4,039,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 82,279 | $4,032,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 161,398 | $4,032,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 226,491 | $4,031,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 68,091 | $4,027,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 233,706 | $4,024,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 353,777 | $4,023,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 53,634 | $4,008,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 35,184 | $4,007,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 200,984 | $4,006,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 94,577 | $4,005,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 103,612 | $4,005,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 102,716 | $3,996,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 298,843 | $3,989,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 274,168 | $3,980,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 307,222 | $3,980,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 57,395 | $3,972,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 234,994 | $3,971,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 76,620 | $3,952,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 379,663 | $3,948,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 167,066 | $3,948,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 307,580 | $3,942,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 64,110 | $3,942,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 203,302 | $3,940,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 153,324 | $3,939,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 57,232 | $3,915,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 84,210 | $3,908,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 156,083 | $3,907,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 278,681 | $3,907,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 369,510 | $3,896,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 153,849 | $3,894,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 273,510 | $3,891,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 272,255 | $3,879,000 | thousands by filing date | |
| NUVEEN NJ PREM INCOME MUN FD | 67101N106 | COM | 284,147 | $3,867,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 85,187 | $3,864,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 270,329 | $3,862,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 67,800 | $3,820,000 | thousands by filing date | call |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 223,742 | $3,801,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 67,043 | $3,795,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 292,447 | $3,792,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 106,765 | $3,781,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 490,993 | $3,780,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 453,884 | $3,776,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 203,066 | $3,773,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 95,339 | $3,748,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 191,358 | $3,743,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 195,189 | $3,732,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 183,156 | $3,727,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 36,731 | $3,721,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 197,587 | $3,710,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 59,654 | $3,706,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 299,038 | $3,690,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 62,700 | $3,678,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 571,022 | $3,666,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 165,781 | $3,640,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 277,266 | $3,634,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 30,665 | $3,623,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 262,966 | $3,616,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 25,389 | $3,608,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 206,326 | $3,603,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 255,936 | $3,600,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 140,070 | $3,596,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 125,356 | $3,574,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 95,027 | $3,566,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 254,999 | $3,558,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 197,816 | $3,557,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 281,921 | $3,538,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 124,092 | $3,518,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 241,661 | $3,514,000 | thousands by filing date | |
| IJH | 464287507 | COM | 25,683 | $3,512,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 238,893 | $3,509,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 93,418 | $3,484,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 101,124 | $3,473,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 141,170 | $3,460,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 21,304 | $3,451,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 71,797 | $3,442,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 78,637 | $3,437,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 66,930 | $3,436,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 249,629 | $3,412,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 337,305 | $3,411,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 328,389 | $3,401,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 311,260 | $3,395,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 122,653 | $3,395,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 278,621 | $3,388,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 57,969 | $3,377,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 208,817 | $3,375,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 51,167 | $3,373,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD NJ QLTY | 09255A100 | COM | 241,473 | $3,367,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 187,811 | $3,365,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 124,104 | $3,364,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 183,030 | $3,361,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 80,095 | $3,355,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 86,342 | $3,348,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 109,240 | $3,347,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 92,687 | $3,346,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 251,151 | $3,336,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 38,505 | $3,334,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 28,312 | $3,328,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 221,053 | $3,322,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 200,285 | $3,313,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 228,700 | $3,308,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 76,812 | $3,307,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 253,445 | $3,285,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 127,750 | $3,283,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 357,414 | $3,282,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 40,000 | $3,280,000 | thousands by filing date | call |
| AVIS BUDGET GROUP INC | 053774105 | COM | 59,642 | $3,273,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 51,868 | $3,273,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 326,649 | $3,260,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 83,715 | $3,259,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 95,647 | $3,257,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 269,387 | $3,252,000 | thousands by filing date | |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 232,678 | $3,241,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 98,926 | $3,239,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 258,126 | $3,235,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 278,503 | $3,231,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 33,974 | $3,226,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 31,800 | $3,226,000 | thousands by filing date | call |
| ROCKWOOD HLDGS INC | 774415103 | COM | 42,069 | $3,216,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 766,688 | $3,213,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 428,132 | $3,213,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 234,218 | $3,211,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 316,836 | $3,206,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 272,233 | $3,204,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 68,187 | $3,204,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 37,596 | $3,202,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 80,055 | $3,195,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 35,286 | $3,195,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 373,941 | $3,194,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 551,399 | $3,192,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 201,975 | $3,189,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 91,839 | $3,189,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 228,639 | $3,178,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 71,696 | $3,177,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 202,106 | $3,175,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 69,054 | $3,174,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 140,009 | $3,166,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 26,688 | $3,162,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 228,296 | $3,159,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 197,925 | $3,157,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 270,667 | $3,154,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 151,009 | $3,127,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 43,205 | $3,117,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 181,066 | $3,109,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 136,956 | $3,099,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 52,611 | $3,098,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 184,369 | $3,096,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 383,737 | $3,085,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 69,183 | $3,082,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 256,539 | $3,078,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 172,075 | $3,072,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 67,095 | $3,072,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 69,699 | $3,059,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 67,274 | $3,058,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 49,708 | $3,057,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 258,248 | $3,051,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 91,281 | $3,047,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 230,722 | $3,044,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 194,185 | $3,043,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 179,869 | $3,030,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 44,731 | $3,023,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 559,392 | $3,021,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 90,790 | $3,007,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 70,885 | $2,999,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 59,002 | $2,995,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 321,189 | $2,994,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 20,457 | $2,994,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 123,455 | $2,978,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 85,143 | $2,975,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 66,145 | $2,972,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 158,975 | $2,970,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 278,965 | $2,965,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 25,682 | $2,964,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 40,494 | $2,963,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 324,094 | $2,949,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 90,314 | $2,949,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 189,467 | $2,948,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 177,489 | $2,938,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 133,751 | $2,937,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 115,249 | $2,929,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 216,594 | $2,926,000 | thousands by filing date | |
| QEP MIDSTREAM PARTNERS LP | 74735R115 | COM | 123,472 | $2,926,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-14-001833 | this filing | 2014-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001172661-14-001864 | added | 2014-11-17 | acceptance time not in the bulk data set |