13F-HR filed by GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 2,991 holding rows worth $41,456,753,000.
- Accession
- 0001172661-14-001833
- Filer
- CIK 1283072
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 6,381 entries on the cover page, a total value of $41,456,753,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $41,456,753,000 with VALUE read as thousands by filing date, 13F file number 028-12836. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC028-11097
- included managerGUGGENHEIM FUNDS DISTRIBUTORS, LLC028-12550
- included managerSECURITY INVESTORS LLC028-01689
- included managerGuggenheim Investment Advisors (Hong Kong) Ltd028-14372
- included managerGuggenheim Partners Investment Management, LLC028-12837
- included managerGuggenheim Global Trading, LLC028-15268
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 45,312 | $574,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 41,441 | $573,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 20,468 | $569,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 48,570 | $569,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 28,619 | $568,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 31,899 | $568,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 7,561 | $565,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 7,116 | $563,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 69,367 | $562,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 9,971 | $561,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 46,416 | $553,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 30,840 | $553,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 106,272 | $553,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 36,771 | $552,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 3,683 | $552,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 43,095 | $552,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 79,743 | $550,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 43,930 | $550,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 18,909 | $546,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 17,626 | $545,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 21,814 | $544,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 12,915 | $543,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 12,134 | $543,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 54,451 | $542,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 11,708 | $541,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 24,010 | $539,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 10,618 | $539,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 3,400 | $538,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 80,433 | $537,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 30,960 | $536,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 84,598 | $536,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 49,660 | $535,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 9,653 | $535,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 15,213 | $530,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 16,892 | $530,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 4,858 | $528,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 5,896 | $528,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 331,351 | $527,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 564,516 | $525,000 | thousands by filing date | |
| ENVENTIS CORP | 29402J101 | COM | 28,869 | $525,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 15,842 | $524,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 24,144 | $523,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 9,414 | $522,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 4,629 | $520,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 32,035 | $519,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 47,609 | $519,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 9,690 | $518,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 76,773 | $517,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 4,458 | $517,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 7,492 | $513,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 284,551 | $512,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 27,715 | $511,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 12,750 | $507,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 104,826 | $507,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 34,079 | $505,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 37,549 | $505,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 252,930 | $504,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 18,089 | $503,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 61,373 | $503,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 25,464 | $501,000 | thousands by filing date | |
| TERRAPIN 3 ACQUISITION CORP | 88104P203 | UNIT 06/27/2019 | 50,000 | $501,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 233,987 | $496,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 26,826 | $494,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 35,354 | $493,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 50,644 | $491,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 10,389 | $490,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 21,776 | $489,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 39,797 | $489,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 9,252 | $484,000 | thousands by filing date | |
| ISHARES TR | 46429B705 | MSCI RUSS INDX | 28,044 | $484,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 18,692 | $483,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 60,284 | $483,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 70,209 | $483,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 13,889 | $482,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 8,593 | $481,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 52,181 | $477,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 14,971 | $475,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R585 | RUSSIA SMALLCP | 15,965 | $474,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 47,221 | $471,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 31,875 | $471,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 6,180 | $470,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 23,521 | $469,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 29,031 | $468,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 12,770 | $465,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 39,014 | $464,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 37,698 | $463,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 45,419 | $462,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 3,898 | $459,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 17,651 | $458,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 14,288 | $456,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 4,000 | $456,000 | thousands by filing date | put |
| Crestwood Equity Partners | 226344109 | COM | 43,152 | $456,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 21,793 | $455,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 32,922 | $453,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 19,133 | $448,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 10,603 | $448,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 9,855 | $447,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 4,948 | $446,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 37,249 | $446,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 7,210 | $445,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 9,447 | $444,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 29,039 | $443,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 14,187 | $441,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 47,992 | $440,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 18,707 | $439,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 7,939 | $438,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 36,862 | $438,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 19,492 | $437,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 7,288 | $437,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 37,731 | $435,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 11,453 | $428,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 16,535 | $428,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 11,899 | $426,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 17,000 | $426,000 | thousands by filing date | call |
| VALMONT INDS INC COM | 920253101 | Stock | 3,148 | $425,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 7,936 | $425,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 4,928 | $425,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 17,215 | $425,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 4,204 | $424,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 3,477 | $423,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 156,595 | $423,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 8,953 | $423,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 9,598 | $422,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 42,392 | $420,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 7,341 | $418,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 7,326 | $414,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 22,798 | $414,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 10,348 | $410,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 31,592 | $409,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 13,173 | $408,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 11,616 | $406,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 9,106 | $404,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 34,186 | $404,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 34,051 | $403,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 17,961 | $402,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 17,092 | $399,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 51,558 | $399,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 10,719 | $397,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 29,335 | $397,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 15,770 | $395,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 13,895 | $391,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 12,737 | $389,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 3,773 | $386,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 3,500 | $385,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 3,850 | $385,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 6,509 | $385,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 28,619 | $385,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 22,570 | $381,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 17,148 | $378,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 10,078 | $375,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 10,883 | $374,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 5,806 | $374,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 8,346 | $373,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 68,065 | $373,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 7,796 | $373,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 58,285 | $372,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 9,500 | $371,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 13,727 | $371,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 44,279 | $371,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 21,853 | $369,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 22,495 | $367,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 27,225 | $366,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 14,722 | $365,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 7,236 | $364,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 5,937 | $363,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 26,092 | $361,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 32,601 | $360,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 6,257 | $357,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 23,378 | $354,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 15,505 | $353,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 28,736 | $353,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 13,055 | $352,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 35,776 | $352,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 10,295 | $352,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 9,200 | $350,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 31,083 | $348,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 18,587 | $348,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 25,501 | $348,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 15,579 | $348,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 48,479 | $346,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 5,700 | $345,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 16,823 | $345,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 6,105 | $344,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 4,511 | $343,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 14,157 | $340,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 33,076 | $340,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 19,430 | $337,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 21,693 | $337,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 32,810 | $336,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 114,155 | $335,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 5,976 | $333,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 4,395 | $333,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 6,074 | $333,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 28,696 | $332,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 15,734 | $332,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 16,800 | $332,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 47,027 | $331,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 42,271 | $330,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 7,778 | $330,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 9,127 | $329,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 11,864 | $327,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 23,793 | $326,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 8,199 | $324,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 21,743 | $324,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 23,853 | $323,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 7,345 | $322,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 7,892 | $321,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 5,346 | $319,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 13,899 | $319,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 32,960 | $318,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 40,686 | $317,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 13,098 | $316,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 7,906 | $315,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 13,143 | $315,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 4,604 | $312,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 30,700 | $311,000 | thousands by filing date | |
| Peregrine Semiconductor | 71366R703 | COM | 25,172 | $311,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 55,862 | $311,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 11,892 | $311,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 37,091 | $310,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 4,649 | $307,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 21,537 | $306,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 3,811 | $306,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 10,522 | $306,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 6,272 | $306,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 10,981 | $304,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 13,088 | $302,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 80,687 | $302,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 24,034 | $301,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 36,302 | $298,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 6,141 | $298,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 25,613 | $296,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 25,817 | $295,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 5,602 | $294,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 15,136 | $291,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 17,201 | $289,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 56,761 | $289,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 21,023 | $288,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 3,046 | $286,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 10,179 | $285,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 14,368 | $284,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 4,888 | $283,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 11,680 | $282,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 10,974 | $282,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 5,184 | $280,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 8,468 | $280,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 25,800 | $279,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 43,852 | $279,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 18,648 | $277,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 25,713 | $274,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 23,989 | $273,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 3,828 | $272,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 7,344 | $271,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 3,085 | $268,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 28,110 | $267,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 6,430 | $266,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 9,027 | $264,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 13,215 | $264,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 69,408 | $264,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 41,282 | $263,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 15,532 | $263,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 3,093 | $261,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 2,955 | $260,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 2,580 | $259,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 6,349 | $258,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 10,736 | $258,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 53,415 | $257,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 11,109 | $257,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 7,389 | $257,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 19,964 | $254,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 7,500 | $252,000 | thousands by filing date | put |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 4,194 | $252,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 15,000 | $252,000 | thousands by filing date | put |
| ADTRAN INC | 00738A106 | COMMON STOCK | 12,246 | $251,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 3,106 | $247,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 1,916 | $246,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 9,160 | $246,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 20,569 | $246,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 4,653 | $246,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 35,627 | $242,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 68,056 | $242,000 | thousands by filing date | |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 19,173 | $241,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 3,901 | $239,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 10,029 | $238,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 8,346 | $238,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 9,089 | $237,000 | thousands by filing date | |
| MONTAGE TECHNOLOGY GROUP LTD | G6209T105 | SHS | 11,320 | $236,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 5,889 | $233,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 12,692 | $232,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 42,431 | $231,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 8,791 | $231,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 4,066 | $231,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 5,432 | $230,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 70,015 | $230,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 10,062 | $226,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 7,728 | $225,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 6,080 | $225,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 14,388 | $225,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 2,962 | $220,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 16,287 | $220,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 16,639 | $219,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 7,588 | $219,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 11,629 | $219,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 5,935 | $219,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 2,431 | $218,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 6,483 | $218,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 3,501 | $218,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 7,001 | $217,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 8,998 | $214,000 | thousands by filing date | principal |
| WILEY JOHN & SONS INC | 968223206 | CL A | 3,792 | $213,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 8,470 | $213,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 5,473 | $213,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 2,975 | $212,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 10,217 | $211,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 11,416 | $209,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 24,829 | $209,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 5,938 | $208,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 3,301 | $208,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 4,087 | $208,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 10,000 | $207,000 | thousands by filing date | put |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 8,201 | $207,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 3,318 | $207,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 7,470 | $207,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 6,247 | $206,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 8,592 | $205,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 30,032 | $204,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 3,902 | $203,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 4,447 | $202,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 15,000 | $200,000 | thousands by filing date | call |
| MODINE MFG CO COM | 607828100 | Stock | 16,823 | $199,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 1,899 | $198,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 12,829 | $198,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 21,197 | $197,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 16,028 | $193,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 2,800 | $192,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 10,101 | $192,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 50,862 | $192,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 14,592 | $190,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 6,400 | $182,000 | thousands by filing date | call |
| MAVENIR SYS INC | 577675101 | COM | 13,983 | $176,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 11,344 | $175,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 10,779 | $174,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 12,041 | $173,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 2,937 | $172,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 17,576 | $171,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 2,950 | $170,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 56,059 | $170,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 31,621 | $167,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 13,154 | $166,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 17,115 | $166,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 13,364 | $162,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 59,801 | $162,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 12,890 | $162,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 14,702 | $159,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 11,167 | $159,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 10,000 | $156,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 10,456 | $156,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 13,034 | $155,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 89,325 | $154,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 29,749 | $153,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 13,473 | $151,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 3,635 | $149,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 13,380 | $148,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 10,249 | $147,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 12,280 | $147,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 13,817 | $147,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 10,915 | $146,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 30,000 | $145,000 | thousands by filing date | call |
| INCONTACT INC | 45336E109 | COM | 16,378 | $143,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 16,899 | $141,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 10,214 | $137,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 4,122 | $133,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 46,466 | $130,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 24,958 | $129,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 10,229 | $128,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 12,141 | $124,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 10,698 | $124,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 15,398 | $121,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 16,016 | $119,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 4,500 | $113,000 | thousands by filing date | put |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 11,652 | $113,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 13,651 | $113,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 12,060 | $108,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 18,155 | $107,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 20,108 | $107,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 30,919 | $106,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 18,182 | $105,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 42,659 | $102,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 11,412 | $101,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 27,255 | $100,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 11,169 | $98,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 16,658 | $97,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 10,135 | $96,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 12,752 | $95,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 40,569 | $95,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 15,252 | $94,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 18,479 | $93,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 10,789 | $89,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 1,500 | $88,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 26,142 | $88,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 14,447 | $85,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 7,200 | $85,000 | thousands by filing date | |
| DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19 | 246911101 | Stock | 308,156 | $85,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 25,631 | $84,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 12,496 | $80,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 13,676 | $76,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 16,949 | $76,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 17,830 | $72,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 20,063 | $71,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 4,915 | $68,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 10,126 | $67,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 10,238 | $67,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 27,378 | $67,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 47,798 | $64,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 15,989 | $63,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 15,439 | $61,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 19,573 | $59,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 12,808 | $58,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 13,150 | $58,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 16,827 | $57,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 23,739 | $56,000 | thousands by filing date | |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 18,960 | $55,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 25,932 | $54,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 16,466 | $54,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 10,828 | $53,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 17,199 | $52,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 25,610 | $51,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 13,963 | $51,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 19,766 | $49,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 10,150 | $48,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 14,154 | $48,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 23,626 | $48,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 35,336 | $48,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 10,250 | $48,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 10,315 | $47,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 14,488 | $45,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 13,990 | $44,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 11,255 | $43,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 11,249 | $43,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 39,573 | $42,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 23,938 | $41,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 13,401 | $41,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 29,146 | $37,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 11,876 | $36,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 15,572 | $35,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 17,952 | $34,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 12,365 | $34,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 11,806 | $33,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 11,631 | $32,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 725 | $32,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 1,516 | $31,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 26,855 | $31,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 26,202 | $30,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 18,581 | $30,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 25,401 | $29,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 20,174 | $29,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 19,325 | $28,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 22,895 | $27,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 17,115 | $27,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 21,522 | $26,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 10,307 | $26,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 21,254 | $25,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 15,304 | $25,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 17,278 | $24,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 10,746 | $21,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 10,537 | $20,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 15,518 | $20,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 13,248 | $19,000 | thousands by filing date | |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 17,571 | $19,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 12,756 | $18,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 10,097 | $17,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 19,860 | $16,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 14,095 | $16,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 10,111 | $13,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 12,387 | $13,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 20,480 | $12,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 10,101 | $11,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 13,023 | $11,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 16,755 | $11,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 10,480 | $10,000 | thousands by filing date | |
| JOES JEANS INC | 47777N101 | COM | 10,464 | $10,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 15,240 | $9,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 24,183 | $8,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 13,388 | $7,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 10,684 | $6,000 | thousands by filing date | |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 20,834 | $6,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 1,133 | $5,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 11,459 | $5,000 | thousands by filing date | |
| SILVER BULL RES INC | 827458100 | COM | 12,468 | $3,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 3,694 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-14-001833 | this filing | 2014-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001172661-14-001864 | added | 2014-11-17 | acceptance time not in the bulk data set |