13F-HR filed by GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 2,991 holding rows worth $41,456,753,000.
- Accession
- 0001172661-14-001833
- Filer
- CIK 1283072
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 6,381 entries on the cover page, a total value of $41,456,753,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $41,456,753,000 with VALUE read as thousands by filing date, 13F file number 028-12836. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC028-11097
- included managerGUGGENHEIM FUNDS DISTRIBUTORS, LLC028-12550
- included managerSECURITY INVESTORS LLC028-01689
- included managerGuggenheim Investment Advisors (Hong Kong) Ltd028-14372
- included managerGuggenheim Partners Investment Management, LLC028-12837
- included managerGuggenheim Global Trading, LLC028-15268
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VARIAN MED SYS INC | 92220P105 | COM | 355,782 | $28,506,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 589,898 | $28,452,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 3,401,667 | $28,337,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 576,962 | $28,168,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 383,463 | $28,046,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 639,345 | $27,876,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 452,545 | $27,868,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 278,389 | $27,828,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 272,381 | $27,714,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 646,372 | $27,621,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 607,175 | $27,474,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 881,400 | $27,474,000 | thousands by filing date | put |
| CITY NATL CORP | 178566105 | COM | 362,456 | $27,427,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 516,808 | $27,422,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 468,549 | $27,373,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 470,105 | $27,361,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 97,454 | $27,212,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 190,151 | $27,137,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 454,740 | $27,103,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 272,657 | $27,026,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 783,899 | $26,973,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 333,050 | $26,894,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 2,269,650 | $26,851,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 137,311 | $26,783,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 649,099 | $26,600,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 903,416 | $26,592,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 487,485 | $26,587,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 1,053,111 | $26,581,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 319,271 | $26,567,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 676,018 | $26,541,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 159,606 | $26,468,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 982,570 | $26,296,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 478,699 | $26,142,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 366,100 | $26,119,000 | thousands by filing date | call |
| HOSPIRA INC | 441060100 | COM | 500,929 | $26,064,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 339,598 | $26,040,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 438,213 | $25,974,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 192,291 | $25,926,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 4,111,332 | $25,778,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 564,483 | $25,741,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 143,526 | $25,656,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 1,083,720 | $25,619,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 731,598 | $25,548,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 180,323 | $25,420,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 1,198,651 | $25,399,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 1,188,302 | $25,346,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 483,649 | $25,315,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 449,445 | $25,245,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 614,457 | $25,093,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 681,102 | $25,050,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 421,599 | $25,039,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 784,036 | $24,948,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 413,385 | $24,898,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 329,194 | $24,880,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 658,120 | $24,811,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 708,732 | $24,770,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 517,284 | $24,767,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 1,031,289 | $24,669,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 112,464 | $24,628,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 1,154,388 | $24,600,000 | thousands by filing date | principal |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 1,385,766 | $24,542,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,826,954 | $24,509,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 96,897 | $24,385,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 633,360 | $24,279,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 790,243 | $24,103,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 190,460 | $24,100,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 311,888 | $24,089,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 380,112 | $24,088,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 544,301 | $24,075,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 362,197 | $24,021,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 546,079 | $24,002,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 1,363,403 | $23,996,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 447,514 | $23,978,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 188,603 | $23,970,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 240,506 | $23,930,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 980,540 | $23,924,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 643,655 | $23,861,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 774,643 | $23,843,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 345,804 | $23,811,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 628,887 | $23,809,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 204,094 | $23,789,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 347,873 | $23,774,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 1,055,761 | $23,722,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 195,471 | $23,691,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 748,501 | $23,623,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 4,026,820 | $23,477,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 159,992 | $23,406,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 891,035 | $23,399,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 444,783 | $23,337,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,847,110 | $23,273,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 139,361 | $22,957,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 497,549 | $22,912,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 263,757 | $22,791,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 205,919 | $22,785,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 1,023,197 | $22,623,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 289,233 | $22,586,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 666,441 | $22,580,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 449,530 | $22,571,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 555,453 | $22,540,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 484,421 | $22,501,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 1,306,304 | $22,481,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 612,355 | $22,473,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 310,106 | $22,321,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 698,343 | $22,283,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 2,481,442 | $22,257,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 351,102 | $22,215,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 336,254 | $22,174,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 393,371 | $22,170,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 227,804 | $22,138,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 743,148 | $22,101,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 403,268 | $22,095,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 385,597 | $22,052,000 | thousands by filing date | |
| SALIENT MLP & ENERGY INFRSTR | 79471T100 | COM SH BEN INT | 657,029 | $21,986,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 320,090 | $21,885,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 260,275 | $21,785,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 295,442 | $21,747,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 952,800 | $21,704,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 163,981 | $21,643,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 322,266 | $21,585,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 695,299 | $21,562,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 1,374,000 | $21,558,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 181,585 | $21,400,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 1,920,421 | $21,259,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 167,596 | $21,255,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 283,286 | $21,174,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 300,736 | $21,078,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 369,870 | $21,072,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 191,453 | $21,038,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 205,659 | $20,943,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 389,551 | $20,939,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 296,861 | $20,935,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 127,679 | $20,929,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 925,153 | $20,900,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 1,069,485 | $20,737,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,450,824 | $20,719,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 263,539 | $20,688,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 615,357 | $20,669,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 2,314,323 | $20,666,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 1,392,962 | $20,655,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 626,767 | $20,614,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 2,162,068 | $20,537,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 1,439,133 | $20,508,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 400,735 | $20,501,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 734,842 | $20,485,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 2,405,383 | $20,398,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 167,995 | $20,353,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 251,410 | $20,289,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 455,144 | $20,286,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 510,191 | $20,255,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 172,048 | $20,210,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 515,977 | $20,072,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 449,421 | $19,923,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 323,206 | $19,752,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 203,887 | $19,636,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 889,341 | $19,484,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 554,539 | $19,482,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 621,660 | $19,439,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 1,108,674 | $19,412,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 129,117 | $19,341,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 2,409,923 | $19,329,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 463,522 | $19,325,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 1,834,741 | $19,320,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 1,172,777 | $19,316,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 1,580,694 | $19,269,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 314,024 | $19,262,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 479,155 | $19,253,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 252,739 | $19,241,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 648,079 | $19,229,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,013,407 | $19,224,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 1,983,247 | $19,178,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 803,482 | $19,155,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 585,224 | $19,108,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 414,809 | $18,922,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 397,488 | $18,793,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 1,359,785 | $18,696,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 967,257 | $18,620,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 474,726 | $18,445,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 487,552 | $18,429,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 188,664 | $18,347,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1,607,149 | $18,336,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 1,514,043 | $18,260,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 257,703 | $18,204,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 1,130,294 | $18,186,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 771,127 | $17,851,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 537,813 | $17,844,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 226,723 | $17,843,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 472,844 | $17,840,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 3,590,566 | $17,809,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 571,336 | $17,808,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 246,742 | $17,735,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 276,886 | $17,718,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 498,750 | $17,615,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 470,475 | $17,539,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 256,200 | $17,530,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 699,427 | $17,367,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 757,932 | $17,280,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 499,630 | $17,267,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 538,224 | $17,250,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 568,998 | $17,150,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 151,582 | $17,142,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 343,203 | $17,040,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 475,858 | $17,021,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 163,075 | $16,993,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 180,108 | $16,955,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 725,621 | $16,929,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 233,378 | $16,890,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,492,927 | $16,854,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 207,553 | $16,821,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 385,776 | $16,796,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 1,064,474 | $16,734,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 1,384,624 | $16,713,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 720,620 | $16,696,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 1,571,877 | $16,692,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 2,664,609 | $16,601,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 822,762 | $16,570,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 348,810 | $16,481,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 1,109,046 | $16,470,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 658,635 | $16,450,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 152,935 | $16,431,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 165,945 | $16,394,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 841,857 | $16,383,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 1,803,374 | $16,320,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 762,310 | $16,244,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 497,159 | $16,216,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 393,878 | $16,204,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 476,596 | $15,843,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 590,740 | $15,767,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 201,255 | $15,751,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 141,877 | $15,735,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 237,156 | $15,732,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 587,761 | $15,723,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 590,035 | $15,719,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 2,326,584 | $15,705,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 166,164 | $15,658,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 196,144 | $15,621,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 211,973 | $15,612,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 23,076 | $15,576,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 866,989 | $15,571,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 131,561 | $15,554,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 1,037,037 | $15,494,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 783,225 | $15,414,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 120,800 | $15,388,000 | thousands by filing date | call |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 222,488 | $15,359,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,128,132 | $15,342,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 880,299 | $15,335,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 522,557 | $15,175,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 1,288,971 | $15,145,000 | thousands by filing date | |
| UNITED STATIONERS INC | 913004107 | COM | 402,853 | $15,136,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 656,323 | $15,123,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 303,154 | $15,061,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 1,059,855 | $14,901,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 509,873 | $14,878,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 642,813 | $14,829,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 268,444 | $14,824,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 174,822 | $14,774,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 191,277 | $14,695,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 171,051 | $14,671,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 692,255 | $14,622,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 770,745 | $14,482,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 349,349 | $14,404,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 597,723 | $14,346,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 985,825 | $14,255,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,463,986 | $13,981,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 1,049,528 | $13,959,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 427,673 | $13,899,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 1,020,384 | $13,887,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 298,495 | $13,842,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 823,492 | $13,833,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,412,526 | $13,828,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 916,337 | $13,818,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 246,297 | $13,783,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 97,291 | $13,768,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 828,579 | $13,738,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 1,763,176 | $13,718,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 197,510 | $13,710,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 727,455 | $13,692,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 430,636 | $13,682,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 228,831 | $13,670,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 220,568 | $13,653,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 383,100 | $13,592,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 223,597 | $13,431,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 362,905 | $13,392,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 345,505 | $13,326,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 128,691 | $13,172,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 763,890 | $13,093,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,592,465 | $13,060,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 644,699 | $13,016,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 1,199,514 | $12,991,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 246,150 | $12,879,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 217,415 | $12,797,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 660,533 | $12,754,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 541,941 | $12,752,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 115,299 | $12,720,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 1,153,318 | $12,687,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 333,045 | $12,609,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 469,484 | $12,603,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 293,884 | $12,567,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 733,737 | $12,563,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 196,194 | $12,512,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 435,173 | $12,460,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 796,501 | $12,447,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 473,400 | $12,394,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 448,423 | $12,327,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 465,936 | $12,320,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 456,997 | $12,316,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 109,670 | $12,290,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 333,769 | $12,255,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 148,509 | $12,217,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 236,173 | $12,205,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 448,593 | $12,180,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 228,900 | $12,166,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 169,598 | $12,146,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 724,833 | $12,125,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 416,494 | $12,105,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 577,960 | $12,091,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,056,537 | $12,023,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 274,954 | $12,009,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 413,715 | $11,978,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 241,400 | $11,971,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 391,720 | $11,960,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 388,780 | $11,955,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 178,200 | $11,884,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 189,669 | $11,857,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 239,926 | $11,852,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 492,050 | $11,770,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 493,163 | $11,767,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 263,971 | $11,763,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 109,081 | $11,704,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,781,792 | $11,671,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 248,940 | $11,647,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 367,982 | $11,636,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 564,111 | $11,626,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 224,392 | $11,567,000 | thousands by filing date | |
| CONVERSANT INC | 21249J105 | COM | 335,504 | $11,491,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 249,698 | $11,480,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 205,456 | $11,461,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 1,278,555 | $11,430,000 | thousands by filing date | |
| TW TELECOM INC | 87311L104 | COM | 274,018 | $11,402,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 305,578 | $11,398,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 920,955 | $11,374,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 240,455 | $11,345,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 422,931 | $11,246,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 126,329 | $11,244,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 156,314 | $11,168,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 180,423 | $11,162,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 846,631 | $11,136,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 184,552 | $11,093,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 153,445 | $11,073,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 491,390 | $11,011,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 1,285,197 | $11,001,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 380,973 | $10,995,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 260,813 | $10,991,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 165,472 | $10,987,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 548,684 | $10,903,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 779,738 | $10,823,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 401,607 | $10,783,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 482,961 | $10,766,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 677,666 | $10,754,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 874,056 | $10,750,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 259,000 | $10,647,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 147,112 | $10,644,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 215,459 | $10,568,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 426,969 | $10,531,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 494,098 | $10,508,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 428,806 | $10,502,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 202,121 | $10,447,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 508,361 | $10,419,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 621,301 | $10,317,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 180,710 | $10,251,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 42,171 | $10,234,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 781,488 | $10,207,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 718,393 | $10,195,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 717,120 | $10,170,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 200,090 | $10,162,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 190,600 | $10,131,000 | thousands by filing date | put |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 3,255,251 | $10,124,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 1,227,323 | $10,113,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 48,697 | $10,103,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 746,078 | $10,095,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 244,100 | $10,042,000 | thousands by filing date | put |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 187,514 | $10,037,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 3,297,019 | $10,022,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 308,770 | $10,004,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 461,047 | $9,990,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 268,163 | $9,981,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 361,726 | $9,976,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 403,122 | $9,966,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 691,036 | $9,944,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 529,918 | $9,941,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 38,237 | $9,905,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 83,983 | $9,863,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 134,824 | $9,840,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 89,809 | $9,799,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 406,537 | $9,777,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 1,461,014 | $9,774,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 428,546 | $9,763,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 273,575 | $9,734,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 145,417 | $9,699,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 135,600 | $9,674,000 | thousands by filing date | put |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 391,517 | $9,674,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 725,400 | $9,656,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 676,565 | $9,648,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 535,464 | $9,643,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 594,215 | $9,608,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 238,546 | $9,579,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 113,716 | $9,574,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 786,212 | $9,552,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 1,031,142 | $9,539,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 1,017,850 | $9,535,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 556,593 | $9,518,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 156,737 | $9,481,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 127,819 | $9,457,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 449,392 | $9,429,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 337,946 | $9,399,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 466,410 | $9,334,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 1,289,446 | $9,309,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 2,793,658 | $9,247,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 458,127 | $9,188,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 324,506 | $9,138,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 521,720 | $9,134,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 551,932 | $9,107,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 141,834 | $9,081,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 776,333 | $9,080,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 445,571 | $9,072,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 7,517 | $9,039,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 78,371 | $9,035,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 91,334 | $9,030,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 457,192 | $8,993,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 213,208 | $8,985,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 191,064 | $8,983,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 262,437 | $8,973,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 241,931 | $8,949,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 379,075 | $8,947,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 603,178 | $8,915,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 49,348 | $8,912,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 95,307 | $8,891,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 161,118 | $8,888,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 683,794 | $8,830,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 218,981 | $8,818,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 290,666 | $8,789,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 111,360 | $8,777,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 307,918 | $8,759,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 455,172 | $8,753,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 452,860 | $8,745,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 138,060 | $8,723,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 717,722 | $8,699,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 1,067,883 | $8,661,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 321,879 | $8,652,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 226,085 | $8,642,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 103,615 | $8,628,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 315,940 | $8,612,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 293,556 | $8,610,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 169,779 | $8,607,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 66,894 | $8,596,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 184,214 | $8,583,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 390,003 | $8,569,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 282,313 | $8,568,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 190,893 | $8,540,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 273,734 | $8,524,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 538,685 | $8,501,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 122,624 | $8,490,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 143,725 | $8,444,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 597,842 | $8,436,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 591,649 | $8,431,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 192,403 | $8,429,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 497,581 | $8,419,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 367,742 | $8,373,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 203,400 | $8,368,000 | thousands by filing date | call |
| IPG PHOTONICS CORP | 44980X109 | COM | 121,485 | $8,356,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 165,966 | $8,350,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 197,269 | $8,316,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 551,228 | $8,263,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 621,630 | $8,244,000 | thousands by filing date | |
| NEWCASTLE INVESTMENT CORP | 65105M504 | COM | 648,233 | $8,219,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 684,775 | $8,172,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 718,615 | $8,156,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 474,533 | $8,148,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 271,378 | $8,132,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 205,388 | $8,128,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 975,612 | $8,107,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 77,505 | $8,069,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 217,057 | $8,055,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 117,532 | $8,053,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 159,174 | $8,039,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 101,700 | $8,038,000 | thousands by filing date | call |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 168,756 | $8,036,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 743,601 | $8,023,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 33,625 | $8,022,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 141,076 | $7,961,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 454,237 | $7,952,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 1,527,246 | $7,942,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 360,023 | $7,922,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 562,264 | $7,905,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 199,035 | $7,897,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 218,835 | $7,875,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 698,844 | $7,847,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 216,336 | $7,822,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 283,082 | $7,799,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 100,483 | $7,790,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 99,576 | $7,777,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-14-001833 | this filing | 2014-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001172661-14-001864 | added | 2014-11-17 | acceptance time not in the bulk data set |