13F-HR filed by GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 3,177 holding rows worth $32,909,948,000.
- Accession
- 0001172661-14-000710
- Filer
- CIK 1283072
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 6,749 entries on the cover page, a total value of $32,909,948,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $32,909,948,000 with VALUE read as thousands by filing date, 13F file number 028-12836. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC028-11097
- included managerGUGGENHEIM FUNDS DISTRIBUTORS, INC.028-12550
- included managerSECURITY INVESTORS LLC028-01689
- included managerGuggenheim Investment Advisors (Hong Kong) Ltd028-14372
- included managerGuggenheim Partners Investment Management, LLC028-12837
- included managerGuggenheim Global Trading, LLC028-15268
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 262,838 | $2,752,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 62,007 | $2,743,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 39,900 | $2,734,000 | thousands by filing date | put |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 38,813 | $2,733,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 166,515 | $2,732,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 46,092 | $2,732,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 26,011 | $2,729,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 233,222 | $2,726,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 37,568 | $2,718,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 213,614 | $2,712,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 239,177 | $2,707,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 46,800 | $2,706,000 | thousands by filing date | put |
| CELADON GROUP INC | 150838100 | COM | 138,706 | $2,702,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 24,534 | $2,697,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 35,581 | $2,686,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 62,917 | $2,684,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 79,443 | $2,672,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 69,664 | $2,668,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 50,988 | $2,666,000 | thousands by filing date | |
| HARRIS TEETER SUPERMARKETS I | 414585109 | COM | 53,967 | $2,663,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 52,910 | $2,661,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 23,066 | $2,657,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 281,291 | $2,650,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 46,291 | $2,646,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 77,355 | $2,645,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 202,985 | $2,643,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 175,212 | $2,641,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 164,470 | $2,639,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 85,590 | $2,638,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 105,718 | $2,637,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 53,586 | $2,633,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 143,552 | $2,633,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 227,001 | $2,631,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 57,164 | $2,627,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 123,367 | $2,624,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 102,500 | $2,623,000 | thousands by filing date | put |
| OPENTABLE INC | 68372A104 | COM | 33,043 | $2,623,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 50,405 | $2,622,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 69,023 | $2,611,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 46,604 | $2,603,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 365,111 | $2,603,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 36,564 | $2,597,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 38,526 | $2,596,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 139,561 | $2,596,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 51,219 | $2,595,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 16,088 | $2,590,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 77,397 | $2,588,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 657,778 | $2,585,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 53,242 | $2,581,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 126,918 | $2,580,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 63,089 | $2,579,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 256,379 | $2,578,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 48,219 | $2,574,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 144,710 | $2,572,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 57,474 | $2,567,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 95,658 | $2,566,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 88,284 | $2,558,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 28,000 | $2,557,000 | thousands by filing date | call |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 61,826 | $2,554,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 219,131 | $2,553,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 216,412 | $2,548,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 184,336 | $2,546,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 211,868 | $2,541,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 174,846 | $2,539,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 45,916 | $2,531,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 43,934 | $2,530,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 54,787 | $2,528,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 142,814 | $2,527,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 117,583 | $2,524,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 137,766 | $2,523,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 160,494 | $2,522,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 156,241 | $2,513,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 43,055 | $2,502,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 67,323 | $2,499,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 25,531 | $2,498,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 155,567 | $2,498,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 150,492 | $2,497,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 139,767 | $2,495,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 50,202 | $2,489,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 62,952 | $2,486,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 138,163 | $2,484,000 | thousands by filing date | |
| UNS ENERGY CORP | 903119105 | COM | 41,478 | $2,483,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 68,225 | $2,475,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 14,001 | $2,474,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 34,795 | $2,473,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 195,055 | $2,469,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 466,100 | $2,466,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 76,976 | $2,459,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 49,310 | $2,459,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 201,778 | $2,459,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 106,276 | $2,453,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 41,571 | $2,451,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 123,764 | $2,448,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 331,128 | $2,444,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 73,874 | $2,443,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 78,244 | $2,440,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 34,585 | $2,440,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 93,008 | $2,440,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 70,201 | $2,439,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 60,222 | $2,435,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 45,368 | $2,433,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 92,595 | $2,431,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 197,050 | $2,430,000 | thousands by filing date | |
| ARKANSAS BEST CORP | 040790107 | COM | 72,134 | $2,429,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 25,353 | $2,428,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 130,875 | $2,424,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 204,721 | $2,424,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 75,000 | $2,422,000 | thousands by filing date | put |
| VIRTUSA CORP | 92827P102 | COM | 63,469 | $2,418,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 482,613 | $2,418,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 584,031 | $2,418,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 205,639 | $2,407,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 140,781 | $2,405,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 155,196 | $2,404,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 56,096 | $2,400,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 130,890 | $2,398,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 26,149 | $2,393,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 548,242 | $2,392,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 78,969 | $2,387,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 112,400 | $2,386,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 49,458 | $2,384,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 85,770 | $2,383,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 35,485 | $2,377,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 258,375 | $2,377,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 38,431 | $2,374,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 63,455 | $2,370,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 394,301 | $2,370,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 253,374 | $2,367,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 105,033 | $2,358,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 70,745 | $2,357,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 77,432 | $2,355,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 83,385 | $2,355,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 47,918 | $2,353,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 265,436 | $2,349,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 87,784 | $2,347,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 50,602 | $2,344,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 39,171 | $2,341,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 53,627 | $2,339,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 32,812 | $2,339,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 220,000 | $2,339,000 | thousands by filing date | put |
| MANITOWOC COMPANY INC | 563571108 | COM | 100,200 | $2,338,000 | thousands by filing date | put |
| UMB FINL CORP | 902788108 | COM | 36,320 | $2,335,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 116,440 | $2,330,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 72,321 | $2,329,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 222,078 | $2,329,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 351,045 | $2,324,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 164,783 | $2,322,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 54,701 | $2,322,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 86,446 | $2,312,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 60,535 | $2,310,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 283,264 | $2,307,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 23,354 | $2,306,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 118,025 | $2,305,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 272,269 | $2,304,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 174,827 | $2,304,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 34,166 | $2,302,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 64,851 | $2,302,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 38,611 | $2,302,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 261,861 | $2,296,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 20,399 | $2,295,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 54,822 | $2,291,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 90,628 | $2,288,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 35,784 | $2,286,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 87,653 | $2,285,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 50,000 | $2,284,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 135,264 | $2,281,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 163,676 | $2,280,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 136,959 | $2,278,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 211,886 | $2,276,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 79,320 | $2,273,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 15,800 | $2,272,000 | thousands by filing date | call |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 68,977 | $2,270,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 282,787 | $2,265,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 263,448 | $2,264,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 73,333 | $2,262,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 107,522 | $2,262,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 221,196 | $2,258,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 225,702 | $2,253,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 65,829 | $2,250,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 96,520 | $2,247,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 164,023 | $2,245,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 143,197 | $2,245,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 40,117 | $2,245,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 93,405 | $2,245,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 17,722 | $2,244,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 203,512 | $2,242,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 135,578 | $2,242,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 106,200 | $2,236,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 100,000 | $2,235,000 | thousands by filing date | call |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 31,805 | $2,234,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 184,047 | $2,234,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 49,378 | $2,234,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 47,264 | $2,225,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 189,431 | $2,222,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 120,929 | $2,218,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 36,128 | $2,216,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 219,021 | $2,216,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 67,127 | $2,215,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 61,196 | $2,213,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 60,876 | $2,210,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 40,000 | $2,208,000 | thousands by filing date | call |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 328,565 | $2,208,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 101,429 | $2,206,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 178,622 | $2,205,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 28,000 | $2,204,000 | thousands by filing date | put |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 21,396 | $2,202,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 58,243 | $2,199,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 172,462 | $2,188,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 62,047 | $2,188,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 104,421 | $2,180,000 | thousands by filing date | |
| PACTERA TECHNOLOGY INTERNATIONAL | 695255109 | COMMON STOCK-FO | 304,632 | $2,177,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 175,557 | $2,177,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 69,218 | $2,175,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 60,756 | $2,175,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 34,107 | $2,171,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 18,476 | $2,170,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 54,784 | $2,167,000 | thousands by filing date | |
| NUVEEN NEW JERSEY DIVID | 67071T109 | COM | 175,520 | $2,167,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 120,291 | $2,166,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 113,128 | $2,164,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 100,297 | $2,156,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 88,470 | $2,156,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 162,530 | $2,155,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 41,599 | $2,154,000 | thousands by filing date | |
| STERLING FINL CORP WASH | 859319303 | COM NEW | 63,205 | $2,154,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 161,192 | $2,152,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 385,270 | $2,142,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 106,532 | $2,140,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 184,552 | $2,138,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 159,485 | $2,134,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 298,545 | $2,131,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 52,838 | $2,130,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 22,523 | $2,129,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 85,045 | $2,129,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 69,464 | $2,128,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 47,690 | $2,125,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 134,839 | $2,122,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 97,225 | $2,114,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 117,437 | $2,114,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 84,891 | $2,111,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 22,549 | $2,106,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 50,000 | $2,104,000 | thousands by filing date | put |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 127,395 | $2,104,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 8,693 | $2,102,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 172,469 | $2,101,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 78,941 | $2,095,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 90,547 | $2,094,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 22,467 | $2,088,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 165,037 | $2,082,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 340,975 | $2,077,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 39,469 | $2,075,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 39,786 | $2,074,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 64,830 | $2,073,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 41,213 | $2,071,000 | thousands by filing date | |
| FIRST FINANCIAL HOLDINGS INC | 32023E105 | COM | 31,131 | $2,071,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 45,554 | $2,069,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 147,019 | $2,067,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 52,923 | $2,064,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 50,617 | $2,062,000 | thousands by filing date | |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 120,123 | $2,062,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 668,809 | $2,060,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 170,317 | $2,060,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 27,649 | $2,058,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 105,409 | $2,057,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 293,481 | $2,055,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 181,351 | $2,055,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 160,082 | $2,054,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 103,608 | $2,054,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 35,542 | $2,052,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 115,079 | $2,052,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 126,089 | $2,050,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 48,496 | $2,048,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 50,000 | $2,044,000 | thousands by filing date | call |
| ENERNOC INC | 292764107 | COMMON STOCK | 118,725 | $2,043,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 242,305 | $2,031,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 90,776 | $2,028,000 | thousands by filing date | |
| CBEYOND INC | 149847105 | COM | 293,758 | $2,027,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 43,000 | $2,026,000 | thousands by filing date | put |
| MILLERKNOLL INC | 600544100 | COM | 68,662 | $2,026,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 38,320 | $2,025,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 167,787 | $2,025,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 400,000 | $2,024,000 | thousands by filing date | put |
| BRIGHTCOVE INC | 10921T101 | COM | 143,081 | $2,023,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 19,487 | $2,022,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 20,831 | $2,021,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 371,453 | $2,020,000 | thousands by filing date | |
| ASIAINFO-LINKAGE INC | 04518A104 | COM | 168,641 | $2,018,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 60,468 | $2,016,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 50,761 | $2,015,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 198,766 | $2,011,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 83,797 | $2,011,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 160,432 | $2,010,000 | thousands by filing date | |
| CROWN CASTLE CNV PFD | 228227500 | PFDs, REITs, | 20,000 | $2,008,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 17,116 | $2,006,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 104,400 | $1,999,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 78,738 | $1,998,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 104,426 | $1,994,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 205,679 | $1,983,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 161,377 | $1,983,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 25,000 | $1,983,000 | thousands by filing date | put |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 25,000 | $1,983,000 | thousands by filing date | call |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 195,639 | $1,983,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 60,926 | $1,982,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 53,079 | $1,980,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 80,000 | $1,979,000 | thousands by filing date | call |
| IHS INC | 451734107 | CL A | 16,513 | $1,977,000 | thousands by filing date | |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 167,518 | $1,977,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 50,956 | $1,975,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 615,764 | $1,971,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 158,174 | $1,963,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 54,113 | $1,960,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 72,750 | $1,953,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 193,659 | $1,952,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 86,719 | $1,951,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 76,367 | $1,950,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 45,226 | $1,940,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 146,754 | $1,938,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 61,899 | $1,937,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 156,325 | $1,935,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 36,257 | $1,933,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 235,439 | $1,928,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 83,244 | $1,926,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 79,770 | $1,924,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 13,408 | $1,924,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 130,735 | $1,922,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 31,738 | $1,922,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 59,511 | $1,916,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 183,116 | $1,915,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 126,959 | $1,913,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 36,873 | $1,911,000 | thousands by filing date | |
| DWS HIGH INCOME TR | 23337C208 | SHS NEW | 209,016 | $1,910,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 102,494 | $1,907,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 67,904 | $1,907,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 129,037 | $1,906,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 113,265 | $1,906,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 17,357 | $1,905,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 477,382 | $1,905,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 52,326 | $1,904,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 30,000 | $1,898,000 | thousands by filing date | call |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 126,033 | $1,891,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 78,387 | $1,890,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 86,806 | $1,887,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 123,498 | $1,886,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 28,455 | $1,885,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 68,628 | $1,884,000 | thousands by filing date | |
| NUVEEN NY DIV ADVANTG MUN FD | 67070A101 | COM | 150,320 | $1,883,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 36,598 | $1,881,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 23,904 | $1,875,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 129,097 | $1,873,000 | thousands by filing date | |
| TEXAS INDUSTRIES INC | 882491103 | COM | 27,114 | $1,870,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 58,653 | $1,869,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 18,761 | $1,869,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 153,095 | $1,859,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 37,043 | $1,858,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 144,322 | $1,858,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 149,132 | $1,857,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 18,151 | $1,854,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 90,916 | $1,854,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 35,479 | $1,852,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 40,000 | $1,849,000 | thousands by filing date | put |
| DUKE REALTY CORP | 264411505 | COM NEW | 122,532 | $1,842,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 30,531 | $1,840,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 132,258 | $1,838,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 21,505 | $1,837,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 42,549 | $1,835,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 50,091 | $1,832,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 25,459 | $1,827,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 19,247 | $1,826,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 142,017 | $1,823,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 44,135 | $1,820,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 30,732 | $1,819,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 56,627 | $1,809,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 45,061 | $1,797,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 155,271 | $1,796,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 40,000 | $1,795,000 | thousands by filing date | call |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 106,691 | $1,787,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 55,946 | $1,784,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 108,363 | $1,783,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 340,134 | $1,782,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 40,909 | $1,776,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 110,201 | $1,771,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 23,865 | $1,771,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 29,830 | $1,767,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 33,829 | $1,764,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 64,537 | $1,764,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 62,860 | $1,760,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 21,496 | $1,760,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 33,016 | $1,757,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 15,900 | $1,752,000 | thousands by filing date | |
| RDA MICROELECTRONICS INC | 749394102 | SPONSORED ADR | 97,996 | $1,752,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 66,957 | $1,750,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 203,586 | $1,747,000 | thousands by filing date | |
| LENDER PROCESSING SVCS INC | 52602E102 | COM | 46,661 | $1,745,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 80,196 | $1,742,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 188,038 | $1,740,000 | thousands by filing date | |
| PAA NAT GAS STORAGE L P | 693139107 | COM UNIT LTD | 75,465 | $1,736,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 128,687 | $1,731,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 30,556 | $1,729,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 30,191 | $1,722,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 50,598 | $1,716,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 119,131 | $1,715,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 127,892 | $1,715,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 69,894 | $1,713,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 50,417 | $1,712,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 246,888 | $1,711,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 116,161 | $1,710,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 504,336 | $1,704,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 89,361 | $1,702,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 15,646 | $1,699,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 30,816 | $1,698,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 47,382 | $1,697,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 220,471 | $1,697,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 183,069 | $1,682,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 33,322 | $1,678,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 281,881 | $1,678,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 23,853 | $1,676,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 90,512 | $1,676,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 9,823 | $1,676,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 51,732 | $1,673,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 110,824 | $1,670,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 47,938 | $1,665,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 18,247 | $1,664,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 41,841 | $1,662,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 24,006 | $1,656,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 24,009 | $1,655,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 36,504 | $1,655,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 82,294 | $1,652,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 22,431 | $1,650,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 51,017 | $1,649,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 68,558 | $1,648,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 115,940 | $1,647,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 20,360 | $1,644,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 58,181 | $1,643,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 52,108 | $1,642,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 179,111 | $1,641,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 56,000 | $1,630,000 | thousands by filing date | call |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 37,258 | $1,626,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 13,840 | $1,625,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 8,508 | $1,624,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 148,562 | $1,624,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 219,193 | $1,622,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 69,940 | $1,621,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 17,873 | $1,621,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 89,356 | $1,615,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 47,213 | $1,612,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 62,014 | $1,612,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 65,809 | $1,611,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 18,002 | $1,609,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 22,954 | $1,608,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 38,996 | $1,607,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 42,151 | $1,606,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 62,049 | $1,592,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 17,094 | $1,592,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 97,180 | $1,590,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 84,291 | $1,584,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 114,520 | $1,583,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 35,138 | $1,581,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 53,097 | $1,581,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 234,899 | $1,581,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 67,201 | $1,580,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 212,852 | $1,580,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 19,307 | $1,578,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 31,197 | $1,577,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 17,518 | $1,574,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 120,108 | $1,571,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 30,000 | $1,568,000 | thousands by filing date | put |
| ARTIVION INC | 228903100 | COM | 141,137 | $1,565,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 34,992 | $1,564,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 48,333 | $1,560,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 32,474 | $1,558,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 56,066 | $1,558,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 26,621 | $1,553,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 122,644 | $1,551,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 171,192 | $1,549,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 11,473 | $1,546,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 19,568 | $1,543,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 51,764 | $1,542,000 | thousands by filing date | |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 86,707 | $1,541,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 21,809 | $1,536,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 186,283 | $1,535,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 139,443 | $1,534,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 108,691 | $1,533,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 104,097 | $1,531,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 10,112 | $1,530,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 110,134 | $1,530,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 12,464 | $1,528,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 40,166 | $1,526,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 25,764 | $1,523,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 22,642 | $1,523,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 98,886 | $1,520,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 29,035 | $1,520,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 40,841 | $1,518,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 159,007 | $1,518,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 226,356 | $1,517,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 26,870 | $1,516,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 48,408 | $1,515,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 20,419 | $1,506,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 21,044 | $1,503,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 119,065 | $1,503,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 88,124 | $1,501,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-14-000710 | this filing | 2014-02-14 | acceptance time not in the bulk data set |