13F-HR filed by GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 3,177 holding rows worth $32,909,948,000.
- Accession
- 0001172661-14-000710
- Filer
- CIK 1283072
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 6,749 entries on the cover page, a total value of $32,909,948,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $32,909,948,000 with VALUE read as thousands by filing date, 13F file number 028-12836. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC028-11097
- included managerGUGGENHEIM FUNDS DISTRIBUTORS, INC.028-12550
- included managerSECURITY INVESTORS LLC028-01689
- included managerGuggenheim Investment Advisors (Hong Kong) Ltd028-14372
- included managerGuggenheim Partners Investment Management, LLC028-12837
- included managerGuggenheim Global Trading, LLC028-15268
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 207,482 | $6,123,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 136,992 | $6,107,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 1,208,887 | $6,093,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 49,194 | $6,081,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 178,928 | $6,061,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 383,504 | $6,047,000 | thousands by filing date | |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 224,393 | $6,021,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 82,179 | $6,007,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 839,029 | $5,985,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 72,160 | $5,968,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 127,932 | $5,949,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 297,848 | $5,938,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 688,128 | $5,932,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 94,832 | $5,901,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 123,738 | $5,900,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 194,163 | $5,895,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 588,062 | $5,879,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 69,793 | $5,879,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 182,474 | $5,871,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 279,716 | $5,869,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 189,307 | $5,869,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 278,864 | $5,820,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 282,036 | $5,801,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 116,247 | $5,778,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 681,863 | $5,755,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 162,037 | $5,753,000 | thousands by filing date | |
| IJH | 464287507 | COM | 42,931 | $5,747,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 72,675 | $5,713,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 258,145 | $5,706,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 85,874 | $5,691,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 382,422 | $5,687,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,117,819 | $5,657,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 60,906 | $5,657,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 402,501 | $5,645,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 607,848 | $5,641,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 403,910 | $5,639,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 501,621 | $5,639,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 778,361 | $5,597,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 77,892 | $5,588,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 192,181 | $5,560,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 380,932 | $5,546,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 324,900 | $5,530,000 | thousands by filing date | call |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 88,856 | $5,497,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 704,351 | $5,487,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 107,864 | $5,471,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 100,077 | $5,465,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 254,223 | $5,459,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 109,937 | $5,456,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 229,557 | $5,447,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 108,400 | $5,438,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 346,893 | $5,423,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 584,221 | $5,404,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 115,009 | $5,396,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 54,579 | $5,396,000 | thousands by filing date | |
| BROOKFIELD OFFICE PPTYS INC | 112900105 | COM | 279,973 | $5,389,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 428,360 | $5,376,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 101,636 | $5,375,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 237,416 | $5,366,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 184,190 | $5,350,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 109,983 | $5,347,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 102,152 | $5,338,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 132,815 | $5,333,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 77,987 | $5,319,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 47,849 | $5,296,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 230,457 | $5,289,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 306,946 | $5,286,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 149,357 | $5,276,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 368,510 | $5,271,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 112,706 | $5,265,000 | thousands by filing date | |
| NRG YIELD INC | 62942X108 | CL C | 130,879 | $5,236,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 149,422 | $5,218,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 464,911 | $5,216,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 554,239 | $5,193,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 90,542 | $5,193,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 432,836 | $5,189,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 302,704 | $5,182,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 404,965 | $5,135,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 400,283 | $5,131,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 223,563 | $5,131,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 109,228 | $5,126,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 71,223 | $5,113,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 232,773 | $5,107,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 178,561 | $5,105,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 114,271 | $5,102,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 156,646 | $5,083,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 105,543 | $5,067,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 385,847 | $5,065,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 194,085 | $5,051,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 166,439 | $5,044,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 93,376 | $5,007,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 246,066 | $5,004,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 527,311 | $4,997,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 60,709 | $4,990,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 219,370 | $4,982,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 70,087 | $4,974,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 123,282 | $4,967,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 548,058 | $4,960,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 169,471 | $4,948,000 | thousands by filing date | |
| NUVEEN CALIF QUALITY INCM MU | 670985100 | COM | 344,244 | $4,944,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 136,186 | $4,919,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 300,999 | $4,919,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 196,405 | $4,908,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 99,447 | $4,876,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 369,918 | $4,854,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 85,770 | $4,852,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 46,844 | $4,850,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 556,457 | $4,846,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 208,215 | $4,833,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 269,675 | $4,828,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 191,629 | $4,810,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 510,673 | $4,793,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 369,662 | $4,791,000 | thousands by filing date | |
| ING INFRASTRUCTURE INDLS & M | 45685U100 | COM | 278,336 | $4,764,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 114,710 | $4,762,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 385,410 | $4,758,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 195,848 | $4,742,000 | thousands by filing date | |
| NUVEEN CA SELECT QUALITY MUN | 670975101 | COM | 344,072 | $4,738,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 220,000 | $4,734,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 91,600 | $4,727,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 281,178 | $4,707,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 759,034 | $4,706,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 524,335 | $4,702,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 286,988 | $4,696,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 375,670 | $4,682,000 | thousands by filing date | |
| NUVEEN NJ INVT QUALITY MUN F | 670971100 | COM | 362,956 | $4,678,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 71,052 | $4,669,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 158,000 | $4,664,000 | thousands by filing date | call |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 58,071 | $4,649,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 127,093 | $4,647,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 369,420 | $4,636,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 339,696 | $4,634,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 34,556 | $4,628,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 259,247 | $4,602,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 53,551 | $4,599,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 381,278 | $4,592,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 181,600 | $4,586,000 | thousands by filing date | call |
| HCA Healthcare Inc | 40412C101 | COM | 96,090 | $4,584,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 76,089 | $4,571,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 752,289 | $4,566,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 222,964 | $4,565,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 112,805 | $4,559,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 469,680 | $4,557,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 96,620 | $4,541,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 1,633,492 | $4,525,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 85,976 | $4,522,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 402,478 | $4,516,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 153,297 | $4,511,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 327,165 | $4,510,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 235,866 | $4,510,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 329,222 | $4,497,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 497,121 | $4,484,000 | thousands by filing date | |
| ING ASIA PAC HGH DIVID EQ IN | 44983J107 | COM | 350,177 | $4,462,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 141,322 | $4,457,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 93,872 | $4,456,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 246,626 | $4,453,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 127,965 | $4,450,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 97,712 | $4,449,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 100,807 | $4,447,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 59,522 | $4,429,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 81,406 | $4,415,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 156,410 | $4,404,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 120,897 | $4,372,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 80,043 | $4,359,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 2,734,749 | $4,349,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 406,776 | $4,337,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 239,118 | $4,335,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 988,659 | $4,329,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 150,000 | $4,319,000 | thousands by filing date | call |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 345,567 | $4,317,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 100,878 | $4,308,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 183,651 | $4,301,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 352,887 | $4,296,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 150,000 | $4,294,000 | thousands by filing date | put |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 77,354 | $4,289,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 71,022 | $4,280,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 518,281 | $4,280,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 70,352 | $4,273,000 | thousands by filing date | |
| Nuveen Cal Performance | 67062Q106 | COM | 320,652 | $4,268,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 315,235 | $4,256,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 128,590 | $4,255,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 243,681 | $4,251,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 153,957 | $4,251,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 117,929 | $4,246,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 90,739 | $4,237,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 162,110 | $4,232,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 290,300 | $4,211,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 3,806 | $4,206,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 85,029 | $4,203,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 67,589 | $4,203,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 146,365 | $4,202,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 67,395 | $4,194,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 325,185 | $4,177,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 90,901 | $4,175,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 73,225 | $4,173,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 30,110 | $4,171,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 117,205 | $4,161,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 367,214 | $4,161,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 372,842 | $4,161,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 384,104 | $4,160,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 292,031 | $4,159,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 224,420 | $4,159,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 205,785 | $4,155,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 148,396 | $4,151,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 262,616 | $4,149,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 326,357 | $4,148,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 461,657 | $4,146,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 88,367 | $4,144,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 41,318 | $4,137,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 342,317 | $4,134,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 175,133 | $4,109,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 72,180 | $4,106,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 110,000 | $4,106,000 | thousands by filing date | put |
| AMER STATES WTR CO COM | 029899101 | Stock | 142,777 | $4,102,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 23 | $4,092,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 143,026 | $4,085,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 314,105 | $4,084,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 107,888 | $4,082,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 62,396 | $4,067,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 50,000 | $4,062,000 | thousands by filing date | call |
| NUVEEN NJ PREM INCOME MUN FD | 67101N106 | COM | 310,962 | $4,061,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 274,628 | $4,059,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 967,026 | $4,053,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 62,607 | $4,052,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 25,217 | $4,038,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 174,436 | $4,024,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 132,357 | $4,020,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 771,387 | $4,019,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 209,382 | $4,011,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 39,143 | $4,008,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 29,777 | $4,005,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 44,643 | $4,004,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 18,409 | $3,993,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 45,653 | $3,979,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 161,400 | $3,976,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 207,395 | $3,972,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 204,042 | $3,968,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 697,264 | $3,963,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 19,742 | $3,956,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 443,752 | $3,955,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 131,819 | $3,945,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 37,412 | $3,945,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 146,958 | $3,944,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 694,468 | $3,931,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 58,761 | $3,929,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 245,075 | $3,923,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 75,000 | $3,919,000 | thousands by filing date | put |
| LINDSAY CORPORATION | 535555106 | COM | 47,332 | $3,917,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 410,394 | $3,907,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 307,480 | $3,905,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 87,026 | $3,896,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 357,376 | $3,892,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 70,000 | $3,890,000 | thousands by filing date | put |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 112,027 | $3,858,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 315,553 | $3,858,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 722,262 | $3,835,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 126,425 | $3,834,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 57,130 | $3,832,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 334,497 | $3,821,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 55,714 | $3,804,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 556,030 | $3,792,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 140,089 | $3,776,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 65,000 | $3,765,000 | thousands by filing date | put |
| CROSSTEX ENERGY L P | 22765U102 | COM | 136,393 | $3,765,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 273,063 | $3,736,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 142,551 | $3,717,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 74,726 | $3,713,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 58,619 | $3,709,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 45,126 | $3,701,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 118,663 | $3,687,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 278,893 | $3,686,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD NJ QLTY | 09255A100 | COM | 284,110 | $3,686,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 288,971 | $3,666,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 213,154 | $3,665,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 69,357 | $3,652,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 29,901 | $3,650,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 130,509 | $3,650,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 299,983 | $3,648,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 365,071 | $3,647,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 83,272 | $3,638,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 40,000 | $3,635,000 | thousands by filing date | put |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 179,787 | $3,632,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 34,079 | $3,628,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 286,794 | $3,610,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 240,595 | $3,607,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 298,094 | $3,606,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 192,605 | $3,603,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 67,108 | $3,590,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 68,638 | $3,590,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 275,756 | $3,588,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 242,641 | $3,574,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 130,093 | $3,572,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 500,923 | $3,572,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS | 45857P400 | COMMON STOCK-FO | 106,459 | $3,558,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 144,880 | $3,545,000 | thousands by filing date | |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 70,746 | $3,527,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 149,085 | $3,525,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 84,697 | $3,520,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 287,350 | $3,508,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 46,210 | $3,505,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 41,838 | $3,500,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 308,382 | $3,500,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 267,096 | $3,499,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 213,181 | $3,493,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 107,950 | $3,486,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 279,384 | $3,486,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 26,187 | $3,475,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 65,686 | $3,471,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 239,109 | $3,468,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 85,525 | $3,464,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 591,285 | $3,459,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 297,697 | $3,456,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 43,364 | $3,443,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 121,709 | $3,432,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 139,833 | $3,423,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 258,707 | $3,422,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 133,099 | $3,419,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 82,116 | $3,403,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 44,710 | $3,401,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 139,779 | $3,400,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 83,069 | $3,395,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 270,316 | $3,385,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 90,986 | $3,382,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 240,850 | $3,382,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 45,701 | $3,379,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 59,151 | $3,369,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 145,966 | $3,369,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 100,000 | $3,364,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 85,506 | $3,358,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 112,654 | $3,357,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 206,485 | $3,354,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 218,860 | $3,342,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 104,687 | $3,338,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 103,992 | $3,337,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 77,167 | $3,330,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 142,678 | $3,326,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 47,815 | $3,319,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 223,120 | $3,316,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 324,201 | $3,306,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 170,010 | $3,296,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 42,784 | $3,295,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 76,358 | $3,292,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 112,794 | $3,289,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 110,743 | $3,286,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 529,839 | $3,285,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 51,727 | $3,282,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 234,018 | $3,280,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 85,000 | $3,278,000 | thousands by filing date | put |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 246,152 | $3,275,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 21,007 | $3,274,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 515,668 | $3,269,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 178,595 | $3,263,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 35,214 | $3,252,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 218,992 | $3,247,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 546,024 | $3,237,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 13,331 | $3,234,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 118,201 | $3,223,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 106,484 | $3,221,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 219,150 | $3,215,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 29,686 | $3,213,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 50,868 | $3,211,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 522,924 | $3,206,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 57,160 | $3,202,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 289,212 | $3,202,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 115,087 | $3,200,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 130,000 | $3,198,000 | thousands by filing date | put |
| Mallinckrodt Plc | G5785G107 | SHS | 61,151 | $3,197,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 34,777 | $3,193,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 29,191 | $3,193,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 29,549 | $3,192,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 269,100 | $3,192,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 237,383 | $3,190,000 | thousands by filing date | |
| ZALECORPNEW | 988858106 | COM | 193,851 | $3,189,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 265,737 | $3,189,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 50,746 | $3,188,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 201,904 | $3,188,000 | thousands by filing date | |
| NUVEEN CA INVT QUALITY MUN F | 67062A101 | COM | 241,637 | $3,185,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 376,680 | $3,180,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 30,259 | $3,178,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 241,203 | $3,177,000 | thousands by filing date | |
| NASDAQ PREM INCM & GRW FD IN | 63110R105 | COM | 177,772 | $3,164,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 149,370 | $3,159,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 37,933 | $3,153,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 371,631 | $3,152,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 81,324 | $3,150,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 257,624 | $3,149,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 232,606 | $3,148,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 229,047 | $3,144,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 67,275 | $3,136,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 94,800 | $3,131,000 | thousands by filing date | call |
| ROYCE VALUE TRUST | 780910105 | COM | 195,525 | $3,129,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 88,055 | $3,125,000 | thousands by filing date | |
| USA MOBILITY INC | 90341G103 | COM | 218,711 | $3,124,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 254,916 | $3,122,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 339,234 | $3,121,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 97,489 | $3,120,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 122,413 | $3,115,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 132,141 | $3,108,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 105,140 | $3,106,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 99,019 | $3,105,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 319,993 | $3,103,000 | thousands by filing date | |
| ING EMERGING MKTS HGH DIV EQ | 45685X104 | COM | 263,847 | $3,100,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 95,991 | $3,098,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 51,513 | $3,087,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 138,857 | $3,084,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 37,609 | $3,082,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 203,295 | $3,080,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 54,668 | $3,076,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 25,800 | $3,070,000 | thousands by filing date | put |
| TECH DATA CORP | 878237106 | COM | 59,420 | $3,066,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 52,887 | $3,064,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 108,597 | $3,062,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 79,636 | $3,060,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 48,432 | $3,059,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 76,349 | $3,058,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 496,857 | $3,056,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 126,333 | $3,050,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 88,044 | $3,046,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 52,898 | $3,039,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 150,344 | $3,035,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 121,358 | $3,027,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 527,077 | $3,025,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 72,300 | $3,021,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 67,701 | $3,017,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 110,374 | $3,008,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 153,953 | $3,007,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 147,444 | $3,003,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 21,716 | $3,002,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 247,087 | $2,995,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 97,211 | $2,994,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 35,500 | $2,994,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 349,495 | $2,989,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 329,915 | $2,986,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 70,733 | $2,980,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 129,438 | $2,976,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 22,443 | $2,972,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 40,680 | $2,967,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 174,982 | $2,965,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 100,049 | $2,953,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 62,716 | $2,949,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 88,277 | $2,948,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 201,084 | $2,945,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 163,230 | $2,941,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 113,587 | $2,939,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 222,257 | $2,939,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 67,564 | $2,934,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 342,216 | $2,932,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 153,468 | $2,928,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 286,209 | $2,922,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 447,116 | $2,919,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 68,411 | $2,917,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 174,392 | $2,912,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 222,210 | $2,911,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 248,840 | $2,909,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 90,585 | $2,905,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 64,305 | $2,905,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 385,625 | $2,904,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 219,753 | $2,903,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 70,544 | $2,903,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 642,300 | $2,903,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 294,559 | $2,895,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 173,293 | $2,894,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 33,847 | $2,891,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 368,606 | $2,891,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 343,035 | $2,891,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 299,209 | $2,887,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 111,630 | $2,878,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 101,684 | $2,874,000 | thousands by filing date | |
| SPARTAN STORES INC | 846822104 | COM | 118,344 | $2,873,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 57,401 | $2,871,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 29,686 | $2,869,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 50,000 | $2,866,000 | thousands by filing date | call |
| UDR INC COM | 902653104 | REIT | 122,479 | $2,861,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 253,949 | $2,858,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 38,981 | $2,854,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 19,381 | $2,853,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 359,912 | $2,851,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 55,155 | $2,847,000 | thousands by filing date | |
| NUVEEN CA MUN MKT OPPORTUNT | 67062U107 | COM | 209,638 | $2,843,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 96,513 | $2,840,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 126,215 | $2,837,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 15,327 | $2,832,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 58,666 | $2,820,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 217,031 | $2,811,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 27,400 | $2,810,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 136,289 | $2,810,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 416,087 | $2,809,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 126,433 | $2,809,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 158,638 | $2,805,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 37,183 | $2,803,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 156,546 | $2,798,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 50,550 | $2,796,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 238,267 | $2,792,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 283,535 | $2,789,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 65,467 | $2,779,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 224,925 | $2,778,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 54,358 | $2,775,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 71,548 | $2,772,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 201,135 | $2,758,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 198,534 | $2,758,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 153,373 | $2,758,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-14-000710 | this filing | 2014-02-14 | acceptance time not in the bulk data set |