13F-HR filed by GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 3,177 holding rows worth $32,909,948,000.
- Accession
- 0001172661-14-000710
- Filer
- CIK 1283072
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 6,749 entries on the cover page, a total value of $32,909,948,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $32,909,948,000 with VALUE read as thousands by filing date, 13F file number 028-12836. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC028-11097
- included managerGUGGENHEIM FUNDS DISTRIBUTORS, INC.028-12550
- included managerSECURITY INVESTORS LLC028-01689
- included managerGuggenheim Investment Advisors (Hong Kong) Ltd028-14372
- included managerGuggenheim Partners Investment Management, LLC028-12837
- included managerGuggenheim Global Trading, LLC028-15268
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HARRIS CORP INC | 413875105 | COM | 328,250 | $22,916,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 794,767 | $22,865,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 270,619 | $22,856,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 383,876 | $22,853,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 193,395 | $22,852,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 47,782 | $22,837,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 1,155,364 | $22,818,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 34,363 | $22,793,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 323,284 | $22,729,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 300,416 | $22,714,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 1,113,749 | $22,688,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 459,438 | $22,678,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 622,373 | $22,654,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 236,428 | $22,590,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 282,479 | $22,547,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 975,376 | $22,531,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 238,992 | $22,467,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 283,137 | $22,459,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 297,702 | $22,422,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 491,556 | $22,362,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 453,321 | $22,335,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 371,756 | $22,316,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 1,254,235 | $22,211,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 814,097 | $22,201,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 264,115 | $22,122,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 480,020 | $22,115,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 994,671 | $22,112,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 156,815 | $22,105,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 339,428 | $21,956,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 728,688 | $21,933,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 263,853 | $21,929,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 893,579 | $21,902,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 668,813 | $21,864,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 472,345 | $21,834,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 961,771 | $21,708,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 288,306 | $21,664,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 316,701 | $21,555,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 580,272 | $21,552,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 275,416 | $21,524,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 991,344 | $21,442,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 1,221,927 | $21,420,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 365,985 | $21,407,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 449,996 | $21,379,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 598,983 | $21,342,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 1,675,241 | $21,309,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 2,257,227 | $21,286,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 396,204 | $21,213,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 636,256 | $21,175,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 396,312 | $21,154,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 288,014 | $21,149,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 539,910 | $21,099,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,220,053 | $21,070,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 406,149 | $21,067,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 183,920 | $21,006,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 143,689 | $20,927,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 2,102,451 | $20,793,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 521,200 | $20,791,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 520,616 | $20,731,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 571,861 | $20,678,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 137,176 | $20,648,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 772,211 | $20,641,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 1,254,602 | $20,613,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 336,134 | $20,594,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 239,110 | $20,558,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 384,518 | $20,529,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 376,588 | $20,505,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 494,415 | $20,305,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 337,229 | $20,277,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 1,036,445 | $20,263,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 542,714 | $20,255,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 510,282 | $20,190,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 742,801 | $20,160,000 | thousands by filing date | |
| UNITED STATIONERS INC | 913004107 | COM | 438,809 | $20,137,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 202,033 | $20,051,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 113,553 | $20,050,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 1,114,902 | $19,990,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 614,580 | $19,919,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 2,277,424 | $19,859,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 733,490 | $19,848,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 311,784 | $19,758,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 510,100 | $19,675,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 1,599,527 | $19,581,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 214,198 | $19,570,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 374,179 | $19,535,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 635,010 | $19,465,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 250,726 | $19,450,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 313,712 | $19,409,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 261,272 | $19,404,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 5,441,991 | $19,319,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 248,316 | $19,293,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 330,297 | $19,268,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 455,826 | $19,263,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 844,361 | $19,226,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 383,169 | $19,166,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 164,832 | $19,149,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 432,678 | $19,146,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 247,196 | $19,141,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 515,143 | $19,034,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 254,502 | $18,926,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 162,329 | $18,900,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 187,852 | $18,855,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 2,253,487 | $18,841,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,093,898 | $18,837,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 140,572 | $18,827,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 528,386 | $18,820,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 456,248 | $18,812,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 236,620 | $18,799,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 478,649 | $18,744,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 46,802 | $18,719,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 301,014 | $18,717,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 1,331,415 | $18,654,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 253,828 | $18,628,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 370,627 | $18,602,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 440,500 | $18,589,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 165,193 | $18,477,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 198,279 | $18,472,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 235,018 | $18,438,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 361,202 | $18,418,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 197,121 | $18,370,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 379,786 | $18,366,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 321,725 | $18,280,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 370,515 | $18,271,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 182,615 | $18,261,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 912,532 | $18,196,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 368,882 | $18,171,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 671,031 | $18,138,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 293,111 | $18,130,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 533,346 | $18,082,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 562,894 | $18,041,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 203,068 | $18,031,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 206,318 | $18,012,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 925,542 | $17,993,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 787,974 | $17,974,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 406,683 | $17,971,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 1,390,039 | $17,931,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 229,675 | $17,903,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 428,964 | $17,707,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 315,275 | $17,697,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 375,813 | $17,676,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 1,292,915 | $17,674,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 340,346 | $17,570,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 189,358 | $17,569,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 148,256 | $17,529,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 290,584 | $17,528,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 415,159 | $17,486,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 2,392,794 | $17,348,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 250,939 | $17,337,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 950,371 | $17,258,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 354,104 | $17,167,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 969,087 | $17,164,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1,570,060 | $17,145,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 217,184 | $17,133,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 907,415 | $17,096,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 66,928 | $17,094,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 434,303 | $17,083,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 578,663 | $17,071,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 979,422 | $17,042,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 848,648 | $17,033,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 1,304,763 | $17,027,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 516,366 | $17,020,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 715,810 | $17,006,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 275,864 | $16,993,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 124,892 | $16,987,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 963,357 | $16,935,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,389,459 | $16,924,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 439,019 | $16,880,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,855,015 | $16,825,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 405,817 | $16,720,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 469,391 | $16,673,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 225,251 | $16,634,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 858,458 | $16,629,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 241,132 | $16,607,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 277,936 | $16,515,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 193,175 | $16,488,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 148,383 | $16,414,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 316,203 | $16,335,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 588,797 | $16,311,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 597,106 | $16,255,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 217,925 | $16,109,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 530,679 | $16,107,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 246,104 | $16,075,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 587,081 | $16,055,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 651,542 | $16,047,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 346,793 | $15,914,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 814,704 | $15,911,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 129,512 | $15,898,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 612,834 | $15,878,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 3,130,573 | $15,819,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 300,197 | $15,812,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 155,223 | $15,789,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 113,615 | $15,756,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 383,409 | $15,750,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 412,731 | $15,700,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 552,413 | $15,655,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 796,120 | $15,637,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 483,033 | $15,593,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 1,726,222 | $15,573,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 264,444 | $15,550,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,956,373 | $15,533,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 471,618 | $15,516,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 587,082 | $15,440,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 351,048 | $15,264,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 545,458 | $15,224,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 510,163 | $15,209,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 653,673 | $15,152,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 290,035 | $15,151,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 608,108 | $15,135,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 370,000 | $14,963,000 | thousands by filing date | put |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,540,246 | $14,955,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 355,655 | $14,935,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 2,029,662 | $14,923,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 728,159 | $14,912,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 1,267,129 | $14,762,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 1,597,662 | $14,664,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 475,391 | $14,637,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 253,688 | $14,523,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 164,676 | $14,501,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 484,453 | $14,446,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 696,184 | $14,341,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 270,186 | $14,158,000 | thousands by filing date | |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 14,000,000 | $14,149,000 | thousands by filing date | principal |
| CYS INVTS INC | 12673A108 | COM | 1,897,322 | $14,060,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 479,484 | $14,050,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 393,897 | $13,940,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 462,745 | $13,934,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 1,597,103 | $13,927,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 573,462 | $13,803,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 187,575 | $13,763,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 259,520 | $13,760,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 1,177,771 | $13,758,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 193,025 | $13,707,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 285,174 | $13,700,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 129,545 | $13,660,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 1,444,026 | $13,602,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 205,557 | $13,386,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 1,332,961 | $13,261,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 198,731 | $13,245,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 166,304 | $13,243,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 578,888 | $13,234,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 1,018,538 | $13,231,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 922,266 | $13,170,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 280,572 | $13,112,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 339,700 | $13,089,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 138,301 | $13,047,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 256,319 | $13,037,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 1,818,927 | $12,968,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 490,251 | $12,938,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 160,148 | $12,870,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 202,809 | $12,834,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 835,606 | $12,785,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 196,487 | $12,771,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 426,545 | $12,743,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 139,729 | $12,685,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 131,765 | $12,656,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,417,732 | $12,576,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 457,969 | $12,525,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 2,018,338 | $12,514,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 700,089 | $12,509,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 140,900 | $12,471,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 125,909 | $12,469,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 254,243 | $12,422,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 348,510 | $12,381,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 184,200 | $12,310,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 817,097 | $12,304,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 231,480 | $12,278,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 1,428,078 | $12,253,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 945,395 | $12,158,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 546,422 | $12,125,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 287,892 | $12,114,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 811,920 | $12,092,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 196,899 | $12,080,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 922,532 | $12,048,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 633,198 | $12,046,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 225,814 | $12,013,000 | thousands by filing date | |
| ING GLBL ADV & PREM OPP FUND | 44982N109 | COM | 1,013,034 | $11,914,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 239,051 | $11,752,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 504,163 | $11,742,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 919,725 | $11,662,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 251,858 | $11,601,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 891,688 | $11,584,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 149,586 | $11,582,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 600,340 | $11,580,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 183,318 | $11,577,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 284,826 | $11,417,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 1,242,330 | $11,393,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 141,014 | $11,374,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 481,125 | $11,348,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 364,657 | $11,348,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 478,895 | $11,279,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 221,650 | $11,269,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 604,237 | $11,218,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 347,092 | $11,190,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 814,022 | $11,126,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 102,989 | $11,063,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 577,503 | $11,054,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 2,295,459 | $11,042,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 969,181 | $10,991,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 155,794 | $10,949,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 626,687 | $10,941,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 943,338 | $10,934,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 209,628 | $10,892,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 258,622 | $10,887,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 102,200 | $10,811,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 113,666 | $10,712,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 914,398 | $10,699,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 785,850 | $10,663,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 100,100 | $10,653,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 112,300 | $10,574,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 797,244 | $10,572,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 135,057 | $10,551,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 372,968 | $10,535,000 | thousands by filing date | |
| GEO GROUP INC | 36159R103 | COMMON STOCK | 325,665 | $10,493,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 595,961 | $10,428,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 363,349 | $10,400,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 177,309 | $10,269,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 1,407,993 | $10,264,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 88,068 | $10,262,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 205,628 | $10,252,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 154,203 | $10,223,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 426,696 | $10,211,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 418,399 | $10,180,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 2,949,154 | $10,174,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 162,208 | $10,149,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 408,164 | $10,143,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 218,546 | $10,127,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 98,061 | $10,118,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 217,378 | $10,073,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 46,421 | $10,068,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 411,515 | $10,000,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 765,003 | $9,997,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 688,380 | $9,912,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 226,014 | $9,882,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 379,876 | $9,880,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 336,651 | $9,880,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 119,603 | $9,856,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 358,769 | $9,730,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 623,546 | $9,721,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 200,022 | $9,700,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 191,359 | $9,689,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 359,343 | $9,688,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 688,115 | $9,641,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 391,382 | $9,628,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 87,458 | $9,614,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 207,300 | $9,582,000 | thousands by filing date | |
| SALIENT MLP & ENERGY INFRSTR | 79471T100 | COM SH BEN INT | 339,823 | $9,552,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 161,735 | $9,483,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 240,369 | $9,334,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 1,334,601 | $9,224,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 762,169 | $9,207,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 130,838 | $9,194,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 973,753 | $9,164,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,147,883 | $9,126,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 497,559 | $9,117,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 84,741 | $9,101,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 294,259 | $9,081,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 503,789 | $9,073,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 433,107 | $9,021,000 | thousands by filing date | |
| Cole Real Estate Investments | 19329V105 | COM | 641,554 | $9,007,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 1,342,401 | $8,888,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 702,487 | $8,878,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 333,731 | $8,865,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 523,382 | $8,861,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 485,712 | $8,850,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 300,952 | $8,770,000 | thousands by filing date | |
| VALUECLICK INC | 92046N102 | COM | 370,200 | $8,651,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 75,000 | $8,648,000 | thousands by filing date | put |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 386,611 | $8,631,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 217,930 | $8,612,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 50,892 | $8,608,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 463,824 | $8,594,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 694,963 | $8,533,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 62,176 | $8,503,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 391,614 | $8,489,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 699,850 | $8,488,000 | thousands by filing date | |
| ING RISK MANAGED NAT RES FD | 449810100 | COM | 862,574 | $8,461,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 102,917 | $8,444,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 466,040 | $8,422,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 108,840 | $8,413,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 634,341 | $8,412,000 | thousands by filing date | |
| VALASSIS COMMUNICATIONS INC | 918866104 | COM | 245,523 | $8,409,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 409,356 | $8,405,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 493,122 | $8,373,000 | thousands by filing date | |
| TORTOISE NORTH AMRN ENRGY CO | 89147T103 | COM | 300,910 | $8,359,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 227,764 | $8,347,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 497,417 | $8,344,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 79,472 | $8,310,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 686,524 | $8,300,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 267,760 | $8,291,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 123,605 | $8,174,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 913,067 | $8,170,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 578,942 | $8,140,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 429,732 | $8,100,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 113,423 | $8,092,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 624,393 | $8,073,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 412,257 | $8,047,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 154,992 | $8,024,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 120,000 | $8,020,000 | thousands by filing date | put |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 545,974 | $8,020,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 2,407,252 | $8,016,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 666,470 | $7,998,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 239,528 | $7,983,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 44,584 | $7,912,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 483,031 | $7,878,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 545,481 | $7,855,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 514,360 | $7,843,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 625,639 | $7,840,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 138,361 | $7,831,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 699,923 | $7,784,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 349,597 | $7,774,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 545,972 | $7,754,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 427,176 | $7,733,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 119,764 | $7,728,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 572,341 | $7,692,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 184,094 | $7,684,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 85,456 | $7,677,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 448,167 | $7,671,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 121,364 | $7,626,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 217,530 | $7,611,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 50,524 | $7,598,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 308,138 | $7,580,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 286,686 | $7,564,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 120,829 | $7,557,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 64,669 | $7,512,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 213,784 | $7,494,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 387,823 | $7,456,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 337,889 | $7,451,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 608,922 | $7,440,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 441,706 | $7,395,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 866,425 | $7,313,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 296,119 | $7,309,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 182,672 | $7,287,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 123,036 | $7,283,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 111,295 | $7,260,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 523,951 | $7,221,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 206,243 | $7,212,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 450,052 | $7,196,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 479,759 | $7,178,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 658,992 | $7,175,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 81,719 | $7,175,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 194,033 | $7,175,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 352,333 | $7,149,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 177,863 | $7,086,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 121,348 | $7,050,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 447,524 | $7,024,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 172,203 | $7,002,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 293,435 | $6,986,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 61,107 | $6,983,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 611,949 | $6,976,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 283,098 | $6,969,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 109,203 | $6,969,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 352,481 | $6,968,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 225,535 | $6,960,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 133,202 | $6,952,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 494,011 | $6,940,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 471,858 | $6,927,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 87,958 | $6,922,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 387,337 | $6,913,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 506,414 | $6,913,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 208,271 | $6,865,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 135,763 | $6,839,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 235,909 | $6,794,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 90,474 | $6,775,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 50,000 | $6,775,000 | thousands by filing date | call |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 453,173 | $6,742,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 264,226 | $6,742,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 155,300 | $6,739,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 476,933 | $6,735,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 1,037,971 | $6,726,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 174,084 | $6,723,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 1,151,606 | $6,703,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 284,094 | $6,695,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 251,345 | $6,666,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 438,398 | $6,571,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 178,444 | $6,571,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 73,822 | $6,569,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 387,532 | $6,530,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 578,464 | $6,520,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 150,384 | $6,510,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 191,700 | $6,499,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 143,430 | $6,489,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 100,747 | $6,481,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 159,681 | $6,425,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 554,023 | $6,425,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 138,710 | $6,415,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 92,094 | $6,414,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 506,155 | $6,403,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 836,723 | $6,401,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 178,533 | $6,365,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 122,315 | $6,342,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 301,437 | $6,330,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 371,721 | $6,292,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 149,565 | $6,241,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 176,006 | $6,200,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,774,634 | $6,193,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 445,225 | $6,188,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 80,000 | $6,171,000 | thousands by filing date | put |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 488,767 | $6,152,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 75,891 | $6,145,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 91,365 | $6,143,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 64,809 | $6,136,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-14-000710 | this filing | 2014-02-14 | acceptance time not in the bulk data set |