13F-HR/A filed by GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC filed this 13F-HR/A for the quarter ended 2013-06-30, filed 2013-08-22, with 3,034 holding rows worth $23,775,492,000.
- Accession
- 0001172661-13-001230
- Filer
- CIK 1283072
- Filed
- 2013-08-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, amendment of type restatement, 5,996 entries on the cover page, a total value of $23,775,492,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $23,775,492,000 with VALUE read as thousands by filing date, 13F file number 028-12836. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC028-11097
- included managerGUGGENHEIM FUNDS DISTRIBUTORS, INC.028-12550
- included managerSECURITY INVESTORS LLC028-01689
- included managerGuggenheim Investment Advisors (Hong Kong) Ltd028-14372
- included managerGuggenheim Partners Investment Management, LLC028-12837
- included managerGuggenheim Global Trading, LLC028-15268
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 581,431 | $5,676,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 792,847 | $5,629,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 181,416 | $5,626,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 673,226 | $5,587,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,087,397 | $5,548,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 201,226 | $5,539,000 | thousands by filing date | |
| NUVEEN NJ INVT QUALITY MUN F | 670971100 | COM | 403,859 | $5,532,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 141,320 | $5,485,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 55,663 | $5,478,000 | thousands by filing date | |
| ING EMERGING MKTS HGH DIV EQ | 45685X104 | COM | 402,983 | $5,476,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 1,628,278 | $5,455,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 369,540 | $5,453,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 398,386 | $5,449,000 | thousands by filing date | |
| ELAN PLC | 284131208 | ADR | 384,100 | $5,432,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 368,999 | $5,427,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 119,265 | $5,421,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 132,814 | $5,410,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 274,761 | $5,405,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 112,569 | $5,376,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 295,872 | $5,370,000 | thousands by filing date | |
| NUVEEN CALIF QUALITY INCM MU | 670985100 | COM | 347,980 | $5,366,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 131,018 | $5,328,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 173,807 | $5,327,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 106,913 | $5,316,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 198,321 | $5,299,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 590,064 | $5,294,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 196,428 | $5,278,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 395,743 | $5,268,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 70,081 | $5,265,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 238,175 | $5,240,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 273,152 | $5,239,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 821,263 | $5,231,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 391,921 | $5,224,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 165,880 | $5,194,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 135,619 | $5,187,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 218,383 | $5,177,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 703,809 | $5,173,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 369,904 | $5,172,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 340,989 | $5,168,000 | thousands by filing date | |
| NUVEEN CA SELECT QUALITY MUN | 670975101 | COM | 339,405 | $5,139,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 339,013 | $5,119,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 857,129 | $5,108,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 189,890 | $5,102,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 220,024 | $5,088,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 373,499 | $5,072,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 375,548 | $5,070,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 304,052 | $5,062,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 94,072 | $5,054,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 110,177 | $5,030,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 200,000 | $5,022,000 | thousands by filing date | call |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 74,012 | $5,016,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 60,280 | $5,009,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 101,761 | $5,002,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 542,245 | $4,999,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 315,635 | $4,971,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 285,392 | $4,969,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 312,340 | $4,959,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 173,263 | $4,955,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 178,691 | $4,936,000 | thousands by filing date | |
| NUVEEN NJ PREM INCOME MUN FD | 67101N106 | COM | 345,970 | $4,920,000 | thousands by filing date | |
| SPRINT NEXTEL CORP | 852061100 | COM SER 1 | 700,000 | $4,914,000 | thousands by filing date | call |
| VALASSIS COMMUNICATIONS INC | 918866104 | COM | 199,115 | $4,896,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 128,932 | $4,870,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 192,943 | $4,866,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 214,276 | $4,820,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 155,911 | $4,810,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 338,554 | $4,803,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 228,389 | $4,801,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 150,082 | $4,796,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 261,866 | $4,778,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 473,574 | $4,766,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 88,597 | $4,756,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 371,114 | $4,753,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 42,347 | $4,751,000 | thousands by filing date | |
| Nuveen Cal Performance | 67062Q106 | COM | 324,789 | $4,742,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 149,620 | $4,707,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 364,379 | $4,690,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 318,371 | $4,687,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 94,337 | $4,668,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 111,167 | $4,663,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 546,591 | $4,651,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 54,995 | $4,650,000 | thousands by filing date | |
| PIONEER SOUTHWEST ENERGY | 72388B106 | COMMON STOCK | 135,592 | $4,648,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 304,563 | $4,645,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 275,000 | $4,640,000 | thousands by filing date | call |
| LUFKIN INDS INC | 549764108 | COM | 52,298 | $4,627,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 334,704 | $4,619,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 341,803 | $4,618,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 124,557 | $4,604,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 340,140 | $4,588,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 473,932 | $4,577,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 411,410 | $4,575,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 268,237 | $4,568,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 225,488 | $4,561,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 88,477 | $4,558,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 1,405,908 | $4,556,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 248,636 | $4,554,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD NJ QLTY | 09255A100 | COM | 319,683 | $4,544,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 73,557 | $4,539,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 324,131 | $4,538,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 502,651 | $4,533,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 449,402 | $4,521,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 182,584 | $4,519,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 66,488 | $4,512,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 102,880 | $4,494,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 211,731 | $4,491,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 59,681 | $4,474,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 752,908 | $4,472,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 95,289 | $4,467,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 148,066 | $4,453,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 113,872 | $4,442,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 331,855 | $4,428,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 350,960 | $4,410,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 123,773 | $4,408,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 389,854 | $4,406,000 | thousands by filing date | |
| NUVEEN CA INVT QUALITY MUN F | 67062A101 | COM | 308,418 | $4,402,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 116,822 | $4,387,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 383,684 | $4,367,000 | thousands by filing date | |
| BELO CORP | 080555105 | COM SER A | 312,439 | $4,359,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 292,772 | $4,354,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 67,939 | $4,351,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 113,840 | $4,332,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 318,820 | $4,306,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 322,863 | $4,280,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 232,669 | $4,276,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 118,211 | $4,263,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 295,085 | $4,247,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 83,979 | $4,243,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 385,629 | $4,238,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 28,000 | $4,235,000 | thousands by filing date | put |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 501,083 | $4,230,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 142,787 | $4,228,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 61,998 | $4,228,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 283,256 | $4,215,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 389,718 | $4,208,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 95,311 | $4,202,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 193,489 | $4,188,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 233,758 | $4,187,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 82,792 | $4,166,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 135,423 | $4,166,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 164,487 | $4,163,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 163,160 | $4,162,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 778,035 | $4,161,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 417,145 | $4,151,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 107,927 | $4,149,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 255,730 | $4,148,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 247,954 | $4,136,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 32,609 | $4,134,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 668,268 | $4,129,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 219,483 | $4,128,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 83,522 | $4,127,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 121,950 | $4,104,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 499,404 | $4,085,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 752,138 | $4,084,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 109,224 | $4,083,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 101,482 | $4,036,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 461,523 | $4,020,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 164,779 | $4,017,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 60,936 | $4,015,000 | thousands by filing date | |
| WARNER CHILCOTT PLC IRELAND | G94368100 | SHS A | 201,860 | $4,013,000 | thousands by filing date | |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 273,707 | $3,997,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 327,605 | $3,987,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 427,465 | $3,984,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 63,032 | $3,983,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 117,739 | $3,983,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 419,125 | $3,970,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 237,180 | $3,970,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 199,347 | $3,969,000 | thousands by filing date | |
| NATIONAL FINANCIAL PARTNERS | 63607P208 | COM | 156,704 | $3,966,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 115,090 | $3,961,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 48,698 | $3,952,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 333,313 | $3,949,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 86,987 | $3,943,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 71,804 | $3,935,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 147,700 | $3,928,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 180,321 | $3,904,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 59,600 | $3,889,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 52,453 | $3,888,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 146,968 | $3,886,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 204,633 | $3,882,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 271,149 | $3,878,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 135,920 | $3,871,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 92,007 | $3,869,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 118,383 | $3,862,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 114,450 | $3,862,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 209,630 | $3,848,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 54,741 | $3,841,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 141,986 | $3,830,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 273,679 | $3,815,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 67,681 | $3,809,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 79,273 | $3,808,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 23,938 | $3,804,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 157,521 | $3,790,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 283,711 | $3,770,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 67,835 | $3,768,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 150,000 | $3,767,000 | thousands by filing date | put |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 36,490 | $3,765,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 200,466 | $3,759,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 200,000 | $3,742,000 | thousands by filing date | call |
| AIRCASTLE LTD | G0129K104 | COM | 233,228 | $3,730,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 322,643 | $3,726,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 150,058 | $3,688,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 75,084 | $3,658,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 263,301 | $3,653,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 269,690 | $3,642,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 68,078 | $3,638,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 109,922 | $3,626,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 130,850 | $3,623,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 164,450 | $3,613,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 62,138 | $3,595,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 258,078 | $3,595,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 80,000 | $3,576,000 | thousands by filing date | put |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 427,490 | $3,565,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 128,921 | $3,547,000 | thousands by filing date | |
| ARKANSAS BEST CORP | 040790107 | COM | 154,547 | $3,547,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 235,646 | $3,525,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 192,027 | $3,521,000 | thousands by filing date | |
| HARRIS TEETER SUPERMARKETS I | 414585109 | COM | 75,058 | $3,517,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 302,184 | $3,513,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 220,931 | $3,473,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 533,315 | $3,467,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 596,105 | $3,457,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 168,895 | $3,449,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 151,353 | $3,424,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 241,039 | $3,423,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 599,449 | $3,421,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 39,390 | $3,419,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 192,600 | $3,417,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 237,349 | $3,416,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 75,010 | $3,411,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 53,662 | $3,399,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 82,697 | $3,392,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 226,241 | $3,389,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 1,929,528 | $3,377,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 232,360 | $3,374,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 91,235 | $3,367,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 72,280 | $3,361,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 324,260 | $3,356,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 87,142 | $3,347,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 214,572 | $3,345,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 73,880 | $3,335,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 55,803 | $3,331,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 235,726 | $3,331,000 | thousands by filing date | |
| CROSSTEX ENERGY L P | 22765U102 | COM | 160,825 | $3,317,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 479,636 | $3,314,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 133,825 | $3,298,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 129,119 | $3,296,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 173,485 | $3,295,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 535,289 | $3,292,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 64,788 | $3,291,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 107,466 | $3,290,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 32,722 | $3,289,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 139,675 | $3,284,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 227,402 | $3,284,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 363,816 | $3,271,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 283,704 | $3,266,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 50,000 | $3,261,000 | thousands by filing date | put |
| NUVEEN CA MUN MKT OPPORTUNT | 67062U107 | COM | 221,206 | $3,259,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 64,533 | $3,256,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 451,871 | $3,231,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 48,799 | $3,229,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 52,380 | $3,228,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 300,516 | $3,227,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 517,377 | $3,219,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 67,726 | $3,217,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 250,000 | $3,215,000 | thousands by filing date | call |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 417,249 | $3,213,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 104,366 | $3,211,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 36,460 | $3,198,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 284,811 | $3,198,000 | thousands by filing date | |
| NEWS CORP | 65248E203 | CL B | 173,473 | $3,196,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 443,663 | $3,194,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 79,887 | $3,183,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 259,377 | $3,183,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 37,000 | $3,180,000 | thousands by filing date | put |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 79,664 | $3,179,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC | 84860F109 | COM | 178,505 | $3,163,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 94,005 | $3,158,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 215,215 | $3,156,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 400,000 | $3,152,000 | thousands by filing date | put |
| INVACARE CORP | 461203101 | COMMON STOCK | 219,217 | $3,148,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 193,587 | $3,132,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 494,849 | $3,118,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 23,471 | $3,095,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 53,930 | $3,094,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 468,186 | $3,090,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 184,670 | $3,064,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 222,105 | $3,055,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 99,779 | $3,053,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 110,640 | $3,052,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 138,415 | $3,051,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 119,671 | $3,051,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 156,270 | $3,049,000 | thousands by filing date | |
| Inergy, LP | 456615103 | LTD | 189,863 | $3,041,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 77,983 | $3,038,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 115,972 | $3,037,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 116,876 | $3,037,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 448,352 | $3,036,000 | thousands by filing date | |
| BLACKROCK STRTGC BOND TR | 09249G106 | COM | 232,336 | $3,036,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 116,740 | $3,027,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 156,818 | $3,020,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 204,304 | $3,017,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 30,170 | $3,013,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 204,062 | $3,012,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 40,606 | $3,008,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 192,717 | $3,008,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 158,223 | $2,987,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370104 | COM | 297,171 | $2,978,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 256,637 | $2,964,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 90,115 | $2,955,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 59,660 | $2,948,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 41,499 | $2,945,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 86,835 | $2,937,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 135,000 | $2,931,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 364,998 | $2,931,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 138,665 | $2,909,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 62,063 | $2,902,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 85,712 | $2,886,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 71,498 | $2,885,000 | thousands by filing date | |
| BROOKFIELD OFFICE PPTYS INC | 112900105 | COM | 172,709 | $2,881,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 50,758 | $2,874,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 200,503 | $2,870,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 60,098 | $2,867,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 512,019 | $2,867,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 156,973 | $2,865,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 33,996 | $2,856,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 264,577 | $2,846,000 | thousands by filing date | |
| DWS HIGH INCOME TR | 23337C208 | SHS NEW | 302,853 | $2,829,000 | thousands by filing date | |
| ELAN PLC | 284131208 | ADR | 200,000 | $2,828,000 | thousands by filing date | call |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 38,800 | $2,822,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 68,576 | $2,816,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 65,600 | $2,797,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 52,683 | $2,793,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 71,005 | $2,792,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 100,000 | $2,775,000 | thousands by filing date | put |
| BLACKROCK MUN BD TR | 09249H104 | COM | 185,753 | $2,771,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 430,877 | $2,766,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 100,000 | $2,761,000 | thousands by filing date | call |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 55,720 | $2,721,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 49,896 | $2,719,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 30,062 | $2,713,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 41,840 | $2,711,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 331,486 | $2,701,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 343,109 | $2,700,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 128,242 | $2,693,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 36,000 | $2,691,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 56,097 | $2,690,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 338,202 | $2,685,000 | thousands by filing date | |
| NUVEEN NEW JERSEY DIVID | 67071T109 | COM | 201,330 | $2,684,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 84,589 | $2,662,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 234,813 | $2,653,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 30,000 | $2,646,000 | thousands by filing date | put |
| CALPINE CORP | 131347304 | COM | 124,149 | $2,636,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 22,887 | $2,631,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 340,419 | $2,631,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 112,247 | $2,631,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 212,098 | $2,628,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 147,669 | $2,618,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 93,016 | $2,608,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 1,218,387 | $2,608,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 873,892 | $2,604,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 79,810 | $2,599,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 59,255 | $2,588,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 254,815 | $2,585,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 124,483 | $2,584,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 62,732 | $2,576,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 59,364 | $2,571,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 10,000 | $2,569,000 | thousands by filing date | put |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 114,546 | $2,568,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 193,629 | $2,568,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 123,811 | $2,553,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 138,529 | $2,550,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 59,359 | $2,549,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 163,912 | $2,544,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 27,847 | $2,543,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 51,176 | $2,542,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 34,515 | $2,541,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 68,493 | $2,538,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 19,308 | $2,532,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 448,926 | $2,532,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 111,127 | $2,527,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 191,926 | $2,522,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 93,549 | $2,518,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 83,159 | $2,511,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 28,448 | $2,509,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 57,043 | $2,508,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 78,774 | $2,507,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 40,973 | $2,504,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 57,285 | $2,492,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 68,118 | $2,485,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 138,808 | $2,483,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 80,000 | $2,474,000 | thousands by filing date | put |
| DRESSER-RAND GROUP INC | 261608103 | COM | 41,224 | $2,473,000 | thousands by filing date | |
| U S AIRWAYS GROUP INC | 90341W108 | COM | 150,000 | $2,463,000 | thousands by filing date | call |
| TIDEWATER INC | 886423102 | COM | 43,227 | $2,463,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 172,665 | $2,461,000 | thousands by filing date | |
| COLONIAL PROPERTIES TRUST | 195872106 | COM | 101,451 | $2,447,000 | thousands by filing date | |
| NASDAQ PREM INCM & GRW FD IN | 63110R105 | COM | 155,937 | $2,443,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 224,753 | $2,437,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 125,000 | $2,436,000 | thousands by filing date | put |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 166,942 | $2,436,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 45,000 | $2,436,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 87,298 | $2,426,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 30,432 | $2,421,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 173,589 | $2,420,000 | thousands by filing date | |
| CRESTWOOD MIDSTREAM PARTNERS | 226372100 | COMMON STOCK | 96,745 | $2,414,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 385,508 | $2,413,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 63,873 | $2,412,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 173,075 | $2,407,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 71,593 | $2,405,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 46,547 | $2,396,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 256,066 | $2,394,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 101,937 | $2,394,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 192,603 | $2,393,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 60,000 | $2,390,000 | thousands by filing date | put |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 262,525 | $2,389,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 207,038 | $2,389,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 128,253 | $2,387,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 97,410 | $2,382,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 177,246 | $2,380,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 158,656 | $2,379,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 1,137,701 | $2,378,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 53,556 | $2,375,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 177,379 | $2,374,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 61,079 | $2,369,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 172,105 | $2,358,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 106,938 | $2,350,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 315,750 | $2,346,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 73,336 | $2,343,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 161,964 | $2,339,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 116,477 | $2,339,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 84,030 | $2,326,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 40,000 | $2,322,000 | thousands by filing date | call |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 318,585 | $2,319,000 | thousands by filing date | |
| FRANCE TELECOM | 35177Q105 | SPONSORED ADR | 244,926 | $2,316,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 60,229 | $2,315,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 48,508 | $2,314,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 101,155 | $2,301,000 | thousands by filing date | |
| ARBITRON INC | 03875Q108 | COM | 49,536 | $2,301,000 | thousands by filing date | |
| NUVEEN NY DIV ADVANTG MUN FD | 67070A101 | COM | 165,087 | $2,298,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 123,612 | $2,292,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 44,758 | $2,291,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 72,263 | $2,291,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 294,915 | $2,289,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 240,000 | $2,287,000 | thousands by filing date | put |
| MEDASSETS INC | 584045108 | COM | 128,188 | $2,274,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 219,210 | $2,273,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 31,768 | $2,272,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 87,014 | $2,272,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 50,512 | $2,272,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 49,009 | $2,262,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 40,000 | $2,256,000 | thousands by filing date | put |
| EMERITUS CORP | 291005106 | COMMON STOCK | 97,086 | $2,251,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 197,415 | $2,250,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 43,542 | $2,249,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 69,692 | $2,247,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 94,142 | $2,245,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 1,246,122 | $2,243,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 56,824 | $2,238,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 175,379 | $2,234,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 47,902 | $2,233,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 246,348 | $2,227,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 212,517 | $2,221,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 47,095 | $2,218,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 257,475 | $2,214,000 | thousands by filing date | |
| TRUE RELIGION APPAREL INC | 89784N104 | COM | 69,878 | $2,213,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 229,840 | $2,211,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 29,130 | $2,208,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 351,995 | $2,206,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 110,537 | $2,205,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 170,700 | $2,197,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 50,000 | $2,193,000 | thousands by filing date | put |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 50,000 | $2,193,000 | thousands by filing date | call |
| COLONY CAP INC | 19624R106 | CL A | 110,178 | $2,192,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 120,000 | $2,166,000 | thousands by filing date | put |
| Ashland | 044209104 | Common | 25,937 | $2,166,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 50,206 | $2,165,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 131,445 | $2,165,000 | thousands by filing date | |
| WMS INDUSTRIES INC | 929297109 | COM | 84,878 | $2,165,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 45,000 | $2,162,000 | thousands by filing date | call |
| COVANCE INC | 222816100 | COM | 28,213 | $2,148,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 32,313 | $2,147,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 161,719 | $2,144,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 155,697 | $2,140,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 50,061 | $2,139,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 1,018,367 | $2,139,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 42,903 | $2,136,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 37,185 | $2,135,000 | thousands by filing date | |
| Intrcontinentalexchange | 45865V100 | COM | 12,000 | $2,133,000 | thousands by filing date | put |
| RELIANCE INC | 759509102 | COM | 32,526 | $2,132,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 85,809 | $2,131,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 12,226 | $2,126,000 | thousands by filing date | |
| OFFICEMAX INC DEL | 67622P101 | COM | 207,565 | $2,123,000 | thousands by filing date | |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 162,790 | $2,116,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 32,969 | $2,108,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 19,165 | $2,106,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 161,047 | $2,105,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 29,522 | $2,103,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 227,957 | $2,102,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 143,026 | $2,098,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-13-001186 | superseded | 2013-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001172661-13-001230 | this filing | 2013-08-22 | acceptance time not in the bulk data set |