13F-HR/A filed by GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC filed this 13F-HR/A for the quarter ended 2013-06-30, filed 2013-08-22, with 3,034 holding rows worth $23,775,492,000.
- Accession
- 0001172661-13-001230
- Filer
- CIK 1283072
- Filed
- 2013-08-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, amendment of type restatement, 5,996 entries on the cover page, a total value of $23,775,492,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $23,775,492,000 with VALUE read as thousands by filing date, 13F file number 028-12836. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC028-11097
- included managerGUGGENHEIM FUNDS DISTRIBUTORS, INC.028-12550
- included managerSECURITY INVESTORS LLC028-01689
- included managerGuggenheim Investment Advisors (Hong Kong) Ltd028-14372
- included managerGuggenheim Partners Investment Management, LLC028-12837
- included managerGuggenheim Global Trading, LLC028-15268
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VERSO PAPER CORP | 92531L108 | COM | 13,321 | $15,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 13,510 | $15,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 13,026 | $15,000 | thousands by filing date | |
| QUANTUM FUEL SYS TECH WORLDW | 74765E208 | COM NEW | 25,557 | $14,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 40,581 | $14,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 26,875 | $13,000 | thousands by filing date | |
| CELSION CORPORATION | 15117N305 | COM NEW | 13,030 | $13,000 | thousands by filing date | |
| LUCAS ENERGY INC | 549333201 | COM NEW | 10,365 | $13,000 | thousands by filing date | |
| SAVIENT PHARMACEUTICALS INC | 80517Q100 | COM | 20,643 | $12,000 | thousands by filing date | |
| OVERLAND STORAGE INC | 690310206 | COM NEW | 10,315 | $12,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 12,304 | $11,000 | thousands by filing date | |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 13,209 | $11,000 | thousands by filing date | |
| USEC INC | 90333E108 | COM | 38,443 | $11,000 | thousands by filing date | |
| WAVE SYSTEMS CORP | 943526301 | COM NEW | 38,268 | $11,000 | thousands by filing date | |
| Delcath Systems Inc | 24661p104 | COM | 27,330 | $10,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 44,395 | $10,000 | thousands by filing date | |
| TENGASCO INC | 88033R205 | COM NEW | 19,952 | $10,000 | thousands by filing date | |
| SILVER BULL RES INC | 827458100 | COM | 23,698 | $9,000 | thousands by filing date | |
| STRATEGIC DIAGNOSTICS INC | 862700101 | COM | 10,475 | $9,000 | thousands by filing date | |
| TRANZYME INC | 89413J102 | COM | 19,465 | $9,000 | thousands by filing date | |
| DARA BIOSCIENCES INC | 23703P205 | COM NEW | 14,450 | $9,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 463 | $8,000 | thousands by filing date | |
| MINES MGMT INC | 603432105 | COM | 14,389 | $8,000 | thousands by filing date | |
| OI S.A. | 670851104 | SPONSORED ADR | 3,842 | $7,000 | thousands by filing date | |
| AASTROM BIOSCIENCES INC | 00253U305 | COM NEW | 17,560 | $7,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 20,091 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 40 | $4,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 76 | $4,000 | thousands by filing date | |
| TRANSWITCH CORP | 894065309 | COM | 12,486 | $4,000 | thousands by filing date | |
| CARDIUM THERAPEUTICS INC | 141916106 | COM | 59,045 | $4,000 | thousands by filing date | |
| PERMA-FIX ENVIRONMENTAL SVCS | 714157104 | COM | 12,229 | $4,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 1,052 | $1,000 | thousands by filing date | |
| PROSPECT GLOBAL RES INC | 74348X103 | COM | 10,900 | $1,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-13-001186 | superseded | 2013-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001172661-13-001230 | this filing | 2013-08-22 | acceptance time not in the bulk data set |