13F-HR/A filed by GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC filed this 13F-HR/A for the quarter ended 2013-06-30, filed 2013-08-22, with 3,034 holding rows worth $23,775,492,000.
- Accession
- 0001172661-13-001230
- Filer
- CIK 1283072
- Filed
- 2013-08-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, amendment of type restatement, 5,996 entries on the cover page, a total value of $23,775,492,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $23,775,492,000 with VALUE read as thousands by filing date, 13F file number 028-12836. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC028-11097
- included managerGUGGENHEIM FUNDS DISTRIBUTORS, INC.028-12550
- included managerSECURITY INVESTORS LLC028-01689
- included managerGuggenheim Investment Advisors (Hong Kong) Ltd028-14372
- included managerGuggenheim Partners Investment Management, LLC028-12837
- included managerGuggenheim Global Trading, LLC028-15268
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 671,992 | $15,335,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 284,737 | $15,322,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 331,670 | $15,223,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 211,469 | $15,218,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 990,627 | $15,166,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 1,196,836 | $15,152,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 332,044 | $15,151,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 419,923 | $15,133,000 | thousands by filing date | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 201,501 | $15,125,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 247,194 | $15,118,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 290,664 | $15,115,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 386,136 | $15,113,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 707,101 | $15,048,000 | thousands by filing date | |
| ING GLBL ADV & PREM OPP FUND | 44982N109 | COM | 1,213,245 | $15,023,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 260,198 | $15,021,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 237,700 | $15,021,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 918,797 | $14,949,000 | thousands by filing date | |
| POWER-ONE INC | 73930R102 | COMMON STOCK | 2,365,483 | $14,949,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 341,366 | $14,936,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 151,160 | $14,935,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 348,399 | $14,925,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 247,906 | $14,911,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 173,907 | $14,911,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 931,045 | $14,896,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 899,295 | $14,892,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 552,089 | $14,891,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 214,503 | $14,873,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 221,224 | $14,867,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 477,477 | $14,845,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 169,781 | $14,841,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 187,315 | $14,841,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 247,485 | $14,834,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 301,113 | $14,831,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 563,890 | $14,830,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 1,075,253 | $14,752,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 244,156 | $14,731,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 242,313 | $14,730,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 633,549 | $14,693,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 223,209 | $14,689,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 223,259 | $14,684,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 189,703 | $14,664,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 263,538 | $14,618,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 215,263 | $14,540,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 496,975 | $14,526,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 187,031 | $14,525,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 392,818 | $14,475,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 352,068 | $14,434,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 621,791 | $14,407,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 149,307 | $14,374,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 706,274 | $14,373,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 294,825 | $14,356,000 | thousands by filing date | |
| ING RISK MANAGED NAT RES FD | 449810100 | COM | 1,326,377 | $14,350,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 2,743,567 | $14,349,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 261,598 | $14,340,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 224,627 | $14,331,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 472,030 | $14,313,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 975,454 | $14,300,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 1,552,479 | $14,297,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 1,534,846 | $14,227,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 1,070,285 | $14,212,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 612,759 | $14,100,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 129,920 | $14,090,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 972,737 | $14,086,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 1,160,078 | $14,059,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 721,277 | $14,058,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 777,231 | $14,029,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 917,347 | $14,026,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 224,434 | $14,015,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 586,153 | $14,003,000 | thousands by filing date | |
| VALUECLICK INC | 92046N102 | COM | 566,052 | $13,970,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 171,694 | $13,950,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 253,025 | $13,949,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 221,377 | $13,918,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 238,656 | $13,870,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 731,859 | $13,818,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 400,786 | $13,811,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 273,021 | $13,798,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 244,961 | $13,793,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 330,402 | $13,791,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 336,358 | $13,777,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 301,414 | $13,727,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 54,356 | $13,707,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 125,798 | $13,672,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 119,424 | $13,657,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 388,647 | $13,654,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 319,198 | $13,648,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 143,471 | $13,630,000 | thousands by filing date | |
| PERRIGO CO PLC F | 714290103 | COM | 112,561 | $13,620,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 644,685 | $13,558,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 554,462 | $13,545,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 180,565 | $13,531,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 795,812 | $13,528,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 1,127,836 | $13,512,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 770,307 | $13,503,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 1,040,038 | $13,500,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 514,454 | $13,488,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 713,137 | $13,472,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 308,343 | $13,462,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 167,525 | $13,462,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 220,320 | $13,453,000 | thousands by filing date | |
| WASHINGTON POST CO | 939640108 | CL B | 27,792 | $13,445,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 395,047 | $13,408,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 271,634 | $13,378,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 542,529 | $13,370,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 220,082 | $13,343,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 3,399,786 | $13,292,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 533,122 | $13,253,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 918,266 | $13,233,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 575,938 | $13,229,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 296,189 | $13,228,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 345,035 | $13,218,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 269,391 | $13,190,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 1,099,270 | $13,180,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 780,810 | $13,172,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 316,319 | $13,140,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 328,804 | $13,126,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 2,495,631 | $13,102,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 673,397 | $13,096,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 130,818 | $13,088,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 75,114 | $13,049,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 4,464,375 | $13,036,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 222,625 | $13,031,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 381,808 | $13,008,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 3,210,692 | $13,004,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 1,652,065 | $13,004,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 123,195 | $12,993,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 885,704 | $12,984,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 163,435 | $12,967,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 129,231 | $12,935,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 290,960 | $12,919,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 302,007 | $12,888,000 | thousands by filing date | |
| GARDNER DENVER INC | 365558105 | COM | 171,382 | $12,884,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 246,877 | $12,807,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 733,427 | $12,798,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 486,268 | $12,793,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 547,570 | $12,792,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 412,502 | $12,792,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,391,824 | $12,763,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 294,100 | $12,741,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 634,991 | $12,713,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 159,794 | $12,683,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 1,383,503 | $12,673,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 184,211 | $12,672,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 264,650 | $12,655,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 850,173 | $12,650,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 331,184 | $12,588,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 479,943 | $12,503,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 148,282 | $12,491,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 117,807 | $12,483,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 722,270 | $12,482,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 341,367 | $12,471,000 | thousands by filing date | |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 14,000,000 | $12,434,000 | thousands by filing date | principal |
| CIENA CORP COM NEW | 171779309 | Stock | 639,675 | $12,422,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 638,866 | $12,410,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 506,899 | $12,409,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 487,654 | $12,396,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 2,512,231 | $12,386,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 843,546 | $12,383,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 110,756 | $12,377,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 638,597 | $12,331,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 203,933 | $12,330,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 189,095 | $12,318,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 945,326 | $12,301,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 158,965 | $12,292,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 232,924 | $12,267,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 845,300 | $12,266,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 296,349 | $12,243,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 196,185 | $12,225,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 1,280,854 | $12,207,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 959,914 | $12,171,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 206,223 | $12,153,000 | thousands by filing date | |
| MOLEX INC | 608554101 | COM | 413,529 | $12,133,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 1,093,150 | $12,123,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 179,474 | $12,105,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 287,829 | $12,097,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 1,112,659 | $12,095,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 661,166 | $12,075,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 1,806,200 | $12,050,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 162,668 | $12,049,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 190,951 | $12,045,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 837,100 | $12,038,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 186,044 | $12,031,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 496,694 | $12,030,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 197,232 | $12,026,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,939,003 | $11,991,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 152,900 | $11,972,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 317,550 | $11,940,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 425,917 | $11,892,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 694,323 | $11,860,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 956,030 | $11,843,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 894,304 | $11,824,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 554,954 | $11,782,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 140,500 | $11,772,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 111,420 | $11,724,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 305,700 | $11,722,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 216,688 | $11,704,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 164,784 | $11,703,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 257,686 | $11,629,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 815,360 | $11,627,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 209,043 | $11,606,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 260,442 | $11,548,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 120,703 | $11,523,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 401,208 | $11,491,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 227,863 | $11,487,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 376,661 | $11,484,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 215,608 | $11,469,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 334,294 | $11,462,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 476,895 | $11,421,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 234,865 | $11,398,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 67,790 | $11,353,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 102,525 | $11,347,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 597,090 | $11,326,000 | thousands by filing date | |
| ELAN PLC | 284131208 | ADR | 799,494 | $11,305,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 150,162 | $11,287,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 282,413 | $11,248,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 337,625 | $11,202,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 198,030 | $11,184,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 668,301 | $11,167,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,717,729 | $11,113,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 632,197 | $11,100,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 826,619 | $11,094,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 133,101 | $11,066,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 88,859 | $11,038,000 | thousands by filing date | |
| Intrcontinentalexchange | 45865V100 | COM | 61,976 | $11,017,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 272,569 | $11,004,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 218,993 | $11,001,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 995,977 | $10,996,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 390,506 | $10,954,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 453,865 | $10,939,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 194,168 | $10,928,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 597,345 | $10,859,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 892,360 | $10,849,000 | thousands by filing date | |
| NV ENERGY INC | 67073Y106 | COM | 462,378 | $10,847,000 | thousands by filing date | |
| SYMMETRICOM INC | 871543104 | COM | 2,414,733 | $10,842,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 412,315 | $10,835,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 1,155,012 | $10,821,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 222,153 | $10,815,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 275,115 | $10,784,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 47,369 | $10,706,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 74,687 | $10,688,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 591,726 | $10,633,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 189,594 | $10,578,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 166,428 | $10,554,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 843,957 | $10,541,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 250,965 | $10,524,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 1,398,399 | $10,516,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 907,766 | $10,485,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 157,649 | $10,472,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 207,553 | $10,467,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 553,232 | $10,413,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 823,453 | $10,409,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 374,358 | $10,400,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 842,644 | $10,398,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 182,059 | $10,394,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 708,485 | $10,373,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 180,980 | $10,365,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 553,713 | $10,360,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 3,441,535 | $10,324,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 238,562 | $10,315,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 708,802 | $10,313,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 470,848 | $10,308,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 456,485 | $10,307,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 665,050 | $10,294,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 212,516 | $10,288,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 331,579 | $10,281,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 62,708 | $10,280,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 604,437 | $10,238,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 982,494 | $10,227,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 597,590 | $10,218,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 133,013 | $10,202,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 720,763 | $10,105,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 214,851 | $10,094,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 407,602 | $10,084,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 145,488 | $10,083,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 84,479 | $10,057,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 103,033 | $10,040,000 | thousands by filing date | |
| TORTOISE NORTH AMRN ENRGY CO | 89147T103 | COM | 316,877 | $10,038,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 130,700 | $10,029,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 399,865 | $10,009,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 791,934 | $9,995,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 375,436 | $9,990,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 451,920 | $9,988,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 276,399 | $9,983,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 150,000 | $9,958,000 | thousands by filing date | put |
| TOLL BROTHERS INC COM | 889478103 | Stock | 302,924 | $9,885,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 1,146,894 | $9,864,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 1,428,060 | $9,768,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 385,593 | $9,767,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 282,901 | $9,730,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 106,135 | $9,712,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 496,706 | $9,711,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 832,292 | $9,687,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 694,283 | $9,671,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 274,479 | $9,652,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 300,134 | $9,636,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 186,561 | $9,627,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 396,202 | $9,612,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 81,345 | $9,567,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 1,132,133 | $9,567,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 525,078 | $9,560,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 80,130 | $9,547,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 127,209 | $9,520,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 616,111 | $9,509,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 397,661 | $9,468,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 208,868 | $9,451,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 285,103 | $9,394,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 538,002 | $9,393,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 1,233,337 | $9,388,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 145,349 | $9,380,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 711,917 | $9,361,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 812,921 | $9,348,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 100,845 | $9,343,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 193,441 | $9,293,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 185,576 | $9,290,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 599,580 | $9,282,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 121,678 | $9,234,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 202,150 | $9,220,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 707,435 | $9,218,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 106,897 | $9,129,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 126,321 | $9,120,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 95,031 | $9,099,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 267,963 | $9,076,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 180,000 | $9,061,000 | thousands by filing date | call |
| IAMGOLD CORP COM | 450913108 | Stock | 2,076,372 | $8,991,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 507,386 | $8,991,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 353,822 | $8,987,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 331,505 | $8,984,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD III | 09255M104 | COM | 1,210,647 | $8,971,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 208,665 | $8,853,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 451,019 | $8,849,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 473,545 | $8,832,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 432,362 | $8,796,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 747,364 | $8,753,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 1,592,358 | $8,742,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 164,947 | $8,731,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 680,494 | $8,726,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 495,203 | $8,714,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 210,785 | $8,683,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 396,391 | $8,681,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 261,950 | $8,642,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 242,556 | $8,637,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 820,650 | $8,635,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 167,296 | $8,602,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 568,465 | $8,560,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 225,039 | $8,544,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 389,263 | $8,450,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 613,606 | $8,444,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 126,717 | $8,427,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 193,910 | $8,416,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 272,751 | $8,401,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 465,091 | $8,386,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 1,021,396 | $8,345,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 260,022 | $8,284,000 | thousands by filing date | |
| SALIENT MLP & ENERGY INFRSTR | 79471T100 | COM SH BEN INT | 288,057 | $8,267,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 679,584 | $8,222,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 664,103 | $8,202,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 198,728 | $8,153,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 119,939 | $8,142,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 414,046 | $8,140,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 339,369 | $8,132,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 312,157 | $8,119,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 48 | $8,093,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 669,617 | $8,070,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 45,204 | $8,060,000 | thousands by filing date | |
| ONYX PHARMACEUTICALS INC | 683399109 | COM | 92,510 | $8,032,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 221,547 | $7,983,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 127,969 | $7,954,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 111,922 | $7,914,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 157,450 | $7,902,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 431,087 | $7,902,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 208,550 | $7,902,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 908,039 | $7,892,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 259,773 | $7,845,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 428,813 | $7,845,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 94,348 | $7,833,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 606,654 | $7,826,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 267,446 | $7,824,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 184,704 | $7,814,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 157,019 | $7,775,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 1,028,997 | $7,675,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 312,899 | $7,661,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 230,625 | $7,656,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 93,953 | $7,646,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 474,374 | $7,599,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 174,186 | $7,589,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 140,957 | $7,585,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 488,693 | $7,557,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 339,800 | $7,537,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 96,695 | $7,490,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908413 | S&P 500 ETF SH | 101,785 | $7,471,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 511,031 | $7,466,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 658,129 | $7,392,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 487,718 | $7,384,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 165,156 | $7,374,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 28,042 | $7,363,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 305,909 | $7,343,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M431 | GUGG BULL 2014 | 280,000 | $7,342,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 385,514 | $7,303,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 111,289 | $7,274,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 170,680 | $7,264,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 91,042 | $7,235,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 85,166 | $7,226,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 206,790 | $7,213,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 300,986 | $7,208,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 335,222 | $7,197,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 107,218 | $7,168,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 476,016 | $7,155,000 | thousands by filing date | |
| ING ASIA PAC HGH DIVID EQ IN | 44983J107 | COM | 522,979 | $7,118,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 552,135 | $7,112,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 77,961 | $7,106,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 360,865 | $7,094,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 248,319 | $7,082,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 172,154 | $7,082,000 | thousands by filing date | |
| TW TELECOM INC | 87311L104 | COM | 249,849 | $7,031,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 140,000 | $7,021,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 327,357 | $6,997,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 501,248 | $6,992,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 763,780 | $6,989,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 883,986 | $6,985,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 116,240 | $6,954,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 483,441 | $6,899,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 112,982 | $6,892,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 118,959 | $6,891,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 264,243 | $6,873,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 674,511 | $6,840,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 169,040 | $6,836,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 524,407 | $6,817,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 509,202 | $6,803,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 82,814 | $6,733,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 201,185 | $6,694,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 242,551 | $6,694,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 664,896 | $6,688,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 443,621 | $6,664,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 717,833 | $6,655,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 277,735 | $6,643,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 169,309 | $6,633,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 151,457 | $6,588,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 239,735 | $6,570,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 252,877 | $6,559,000 | thousands by filing date | |
| BRE PROPERTIES INC | 05564E106 | CL A | 131,012 | $6,554,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 329,452 | $6,547,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 814,320 | $6,523,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 640,474 | $6,502,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 369,342 | $6,496,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 178,114 | $6,479,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 498,245 | $6,477,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 426,325 | $6,459,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 369,045 | $6,434,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 64,768 | $6,411,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 254,563 | $6,397,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 426,063 | $6,378,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 129,165 | $6,355,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 127,285 | $6,345,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 194,728 | $6,331,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 219,672 | $6,300,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 208,660 | $6,299,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 464,550 | $6,288,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 241,961 | $6,275,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 172,966 | $6,268,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 134,727 | $6,262,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 506,619 | $6,247,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 421,026 | $6,227,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 435,053 | $6,209,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 123,390 | $6,203,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 513,917 | $6,197,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 128,528 | $6,187,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 452,783 | $6,171,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 440,150 | $6,162,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 426,818 | $6,124,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 131,783 | $6,121,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 441,682 | $6,098,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 224,128 | $6,056,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 291,409 | $6,033,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 87,088 | $6,022,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 615,794 | $6,010,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 777,126 | $5,999,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 480,719 | $5,981,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 215,257 | $5,979,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 325,687 | $5,947,000 | thousands by filing date | |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 217,353 | $5,933,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 1,428,186 | $5,926,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 622,891 | $5,924,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 1,014,112 | $5,922,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 140,713 | $5,921,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 172,069 | $5,919,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 287,044 | $5,906,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 398,788 | $5,894,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 336,767 | $5,890,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 494,361 | $5,883,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 389,692 | $5,878,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 634,458 | $5,868,000 | thousands by filing date | |
| IJH | 464287507 | COM | 50,722 | $5,859,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 88,347 | $5,855,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 122,563 | $5,847,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 92,312 | $5,835,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 44,493 | $5,834,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 122,748 | $5,818,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 283,795 | $5,769,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 394,638 | $5,730,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 151,213 | $5,685,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-13-001186 | superseded | 2013-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001172661-13-001230 | this filing | 2013-08-22 | acceptance time not in the bulk data set |