13F-HR filed by MANUFACTURERS LIFE INSURANCE COMPANY, THE
MANUFACTURERS LIFE INSURANCE COMPANY, THE filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 4,368 holding rows worth $67,519,765,000.
- Accession
- 0001145443-16-002300
- Filer
- CIK 928047
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 1 entries on the cover page, a total value of $67,519,765,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $67,519,822,000 with VALUE read as thousands by filing date, 13F file number 028-04428. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMANULIFE FINANCIAL CORP028-11519
- included managerManulife Asset Management Ltd028-11524
- included managerJOHN HANCOCK LIFE INSURANCE CO USA028-15079
- included managerMANULIFE ASSET MANAGEMENT (US) LLC028-03673
- included managerManulife Asset Management (North America) Ltd028-10490
- included managerSignator Investors, Inc.028-16472
- included managerManulife Asset Management (Hong Kong) Ltd028-15006
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 61 | $3,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 114 | $3,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 1,717 | $3,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 1,000 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 163 | $3,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 1,147 | $3,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 912 | $3,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 96 | $3,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 369 | $3,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 169 | $3,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 143 | $3,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 1,562 | $3,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 522 | $3,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 100 | $3,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 1,601 | $3,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 959 | $3,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 1,316 | $3,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 325 | $3,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 371 | $3,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 164 | $3,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 959 | $3,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 1,132 | $3,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 1,942 | $3,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 1,271 | $3,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 2,354 | $3,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 4,825 | $3,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 846 | $3,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 1,772 | $3,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 1,818 | $3,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 678 | $3,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 2,828 | $3,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 6,637 | $3,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 2,978 | $3,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 1,321 | $3,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 2,093 | $3,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 653 | $3,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 382,479 | $3,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 799 | $3,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 768 | $3,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 1,507 | $3,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 524 | $3,000 | thousands by filing date | |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 1,940 | $3,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M307 | COM PAR 0.01 | 22,676 | $3,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 463 | $3,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P100 | COM | 557 | $3,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 277 | $2,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 1,489 | $2,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 288 | $2,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 29 | $2,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 57 | $2,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 106 | $2,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 200 | $2,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 888 | $2,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 108 | $2,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 200 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 120 | $2,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 228 | $2,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 300 | $2,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 200 | $2,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 152 | $2,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 200 | $2,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 135 | $2,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 150 | $2,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 72 | $2,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 81 | $2,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 126 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 176 | $2,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 36 | $2,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 808 | $2,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 221 | $2,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 1,777 | $2,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 2,173 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 39 | $2,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 36 | $2,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 481 | $2,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 110 | $2,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 1,540 | $2,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 186 | $2,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 469 | $2,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 1,531 | $2,000 | thousands by filing date | |
| ORAGENICS INC | 684023203 | COM NEW | 4,305 | $2,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 1,155 | $2,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 4,577 | $2,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 1,420 | $2,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 521 | $2,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 906 | $2,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 1,138 | $2,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 2,940 | $2,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 3,090 | $2,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 1,749 | $2,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 924 | $2,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 1,039 | $2,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 2,364 | $2,000 | thousands by filing date | |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 887 | $2,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 81 | $2,000 | thousands by filing date | |
| TRUETT-HURST INC THST | 897871109 | COMMON | 1,254 | $2,000 | thousands by filing date | |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 64 | $2,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 1,006 | $2,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 734 | $2,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P500 | COM PAR | 884 | $2,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 614 | $2,000 | thousands by filing date | |
| SYNLOGIC | 60470J103 | Stock | 1,126 | $2,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 453 | $2,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 449 | $2,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 992 | $2,000 | thousands by filing date | |
| AMERICAN FARMLA | 02589Y100 | Common Stock | 201 | $2,000 | thousands by filing date | |
| STONE ENERGY CORP COM NEW | 861642304 | Stock | 156 | $2,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 507 | $2,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 5,438 | $2,000 | thousands by filing date | |
| Carbylan Therapeutics Inc. | 141384107 | COM | 4,366 | $2,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 12 | $1,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 85 | $1,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 44 | $1,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 66 | $1,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 45 | $1,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 136 | $1,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 94 | $1,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 68 | $1,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 130 | $1,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 100 | $1,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 135 | $1,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 33 | $1,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 807 | $1,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 184 | $1,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 43 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 29 | $1,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 2,565 | $1,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 78 | $1,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 59 | $1,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 100 | $1,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 112 | $1,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 217 | $1,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 82 | $1,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 85 | $1,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 88 | $1,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 136 | $1,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 60 | $1,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 65 | $1,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 55 | $1,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 83 | $1,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 61 | $1,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 49 | $1,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 252 | $1,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 211 | $1,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 131 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 20 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 49 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 52 | $1,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 317 | $1,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 228 | $1,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 64 | $1,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 403 | $1,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 93 | $1,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 327 | $1,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 98 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 37 | $1,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC COM | 00509L802 | COM | 389 | $1,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 276 | $1,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 96 | $1,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 1,029 | $1,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 71 | $1,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 79 | $1,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 37 | $1,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 41 | $1,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 1,265 | $1,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 841 | $1,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 40 | $1,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 505 | $1,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 391 | $1,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 300 | $1,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 338 | $1,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 149 | $1,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 107 | $1,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 115 | $1,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 314 | $1,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 277 | $1,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 2,431 | $1,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 257 | $1,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 75 | $1,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 197 | $1,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 3,311 | $1,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 534 | $1,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 618 | $1,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 115 | $1,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 34 | $1,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 72 | $1,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 200 | $1,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 115 | $1,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 252 | $1,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 206 | $1,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 651 | $1,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 1,780 | $1,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 1,190 | $1,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 1,791 | $1,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 2,586 | $1,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 243 | $1,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 1,447 | $1,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 238 | $1,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 77 | $1,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 515 | $1,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 94 | $1,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 96 | $1,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 371 | $1,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 1,140 | $1,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 84 | $1,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 450 | $1,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 1,084 | $1,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 363 | $1,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 234 | $1,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 245 | $1,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 894 | $1,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 3,073 | $1,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 4,142 | $1,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 807 | $1,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 983 | $1,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 186 | $1,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 127 | $1,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 175 | $1,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 1,037 | $1,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 415 | $1,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 693 | $1,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 1,261 | $1,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 120 | $1,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 96 | $1,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 307 | $1,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 1,897 | $1,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 606 | $1,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 462 | $1,000 | thousands by filing date | |
| CCA INDUSTRIES INC | 124867102 | COMM STK | 244 | $1,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 174 | $1,000 | thousands by filing date | |
| Poage Bankshares, Inc. | 730206109 | Common Stock | 56 | $1,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 319 | $1,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 337 | $1,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 144 | $1,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 169 | $1,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 113 | $1,000 | thousands by filing date | |
| GIGA TRONICS INC | 375175106 | COM | 769 | $1,000 | thousands by filing date | |
| PORTER BANCORP INC | 736233107 | COM | 600 | $1,000 | thousands by filing date | |
| BROADVISION INC | 111412706 | COM | 172 | $1,000 | thousands by filing date | |
| CAROLINA BK HLDGS INC GREENS | 143785103 | COM | 63 | $1,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 57 | $1,000 | thousands by filing date | |
| TOR MINERALS INTL INC | 890878309 | COM NEW | 109 | $1,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K866 | PS CR OIL LG ETN | 300 | $1,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 555 | $1,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 550 | $1,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 205 | $1,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 170 | $1,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 340 | $1,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 57 | $1,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 168 | $1,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104209 | Common Stock | 647 | $1,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 181 | $1,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 338 | $1,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 101 | $1,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 118 | $1,000 | thousands by filing date | |
| ECHELON CORP | 27874N303 | COM NEW | 157 | $1,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 182 | $1,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 133 | $1,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 179 | $1,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 1,070 | $1,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F203 | COM NEW | 589 | $1,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 40 | $1,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 92 | $1,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 318 | $1,000 | thousands by filing date | |
| MELROSE BANCORP INC | 585553100 | COM | 65 | $1,000 | thousands by filing date | |
| SAJAN INC | 79379T202 | COM NEW | 203 | $1,000 | thousands by filing date | |
| ITUS CORP | 45069V203 | COM NEW | 137 | $1,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC COM NEW | 23305L107 | Stock | 499 | $1,000 | thousands by filing date | |
| FXCM INC | 302693205 | Common Stock | 135 | $1,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 386 | $1,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 123 | $1,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 421 | $1,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC COM | 591018882 | Stock | 1,534 | $1,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 1,023 | $1,000 | thousands by filing date | |
| Sierra Oncology, Inc. | 74346L101 | common | 791 | $1,000 | thousands by filing date | |
| YUMA ENERGY INC | 98872E108 | COM | 2,484 | $1,000 | thousands by filing date | |
| VESTIN RLTY MTG II INC | 92549X300 | COM PAR | 256 | $1,000 | thousands by filing date | |
| ENDOCHOICE HLDGS INC COM | 29272U103 | COM | 144 | $1,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 95 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 212 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 157 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 221 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Zedge Inc | 98923T104 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 379 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 146 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 295 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETLIST INC | 64118P109 | COM | 315 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZION OIL & GAS INC | 989696109 | COM | 332 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 2,672 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cinedigm Corp CL A | 172406209 | COM NEW | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERASTEM INC | 92337C104 | COM | 210 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 486 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 483 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 327 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 542 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 238 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEI PHARMA INC | 55279B202 | COM NEW | 198 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REX ENERGY CORPORATION | 761565100 | COM | 298 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAST THERAPEUTICS INC | 576314108 | COM | 2,139 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 388 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOSYS INC COM | 619718109 | COM | 540 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 947 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 218 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUICKLOGIC CORP | 74837P108 | COM | 404 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 2,073 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTIVE POWER INC | 00504W308 | COM NEW | 1,433 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOLTARI CORP NEW | 92870X309 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Misonix Inc | 604871103 | COM | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCALON MED CORP CMN STK | 296074305 | Cmn | 646 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IKONICS CORP | 45172K102 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANCER GENETICS INC. | 13739u104 | COM | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 234 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 426 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 161 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 221 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 1,412 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINDTREE THERAPEUTICS INC | 97382D105 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHOTOMEDEX INC | 719358400 | COM PAR NEW | 115 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERCONDUCTOR TECHNOLOGIES | 867931503 | COM PAR NEW | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEAT BIOLOGICS INC | 42237K102 | COM | 177 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CERULEAN PHARMA INC | 15708Q105 | COM | 193 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cenveo Inc (NV) | 15670S402 | CS | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| StemCells, Inc. | 85857R303 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Asterias Biothera 16 Wts | 04624N115 | Warrants | 492 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 544 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S ENERGY CORP WYO | 911805208 | COM NEW | 229 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICAL INC | 925602203 | COM NEW | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Prism Technologies Group Inc | 74273Y100 | US Small Cap | 341 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERE 3D CORP NEW | 84841L100 | COM | 162 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCONOVA THERAPEUTICS INC COM PAR | 68232V306 | Stock | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 290 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 128 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEVO INC COM PAR | 374396208 | Stock | 541 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLARITYTE INC COM | 560690406 | Stock | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGELLAN PETE CORP COM NEW | 559091608 | Stock | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENNOVA HEALTH INC COM | 759757107 | Stock | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOWERSTREAM CORP COM NEW | 892000209 | Stock | 152 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CATALYST | 14888D109 | COM | 178 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 246 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEXTERA SURGICAL INC COM | 252366109 | CS | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMEDICA CORP COM PAR | 023435209 | Stock | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARTESIAN INC | 146534102 | COM ADDED | 257 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONDOR HOSPITALITY TR INC | 20676Y106 | COM | 157 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAXPOINT INTERACTIVE INC | 57777M201 | COM NEW | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTERTAINMENT GAMING ASIA IN | 29383V305 | COM PAR | 152 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUROMETRIX INC | 641255500 | COM PAR NEW | 205 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Lpath Inc | 548910405 | Equities | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERPACE DIAGNOSTICS GROUP | 46062X105 | Cmn | 969 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VENAXIS INC | 92262A206 | COM NEW | 116 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001145443-16-002300 | this filing | 2016-11-14 | acceptance time not in the bulk data set |