13F-HR filed by MANUFACTURERS LIFE INSURANCE COMPANY, THE
MANUFACTURERS LIFE INSURANCE COMPANY, THE filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 4,368 holding rows worth $67,519,765,000.
- Accession
- 0001145443-16-002300
- Filer
- CIK 928047
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 1 entries on the cover page, a total value of $67,519,765,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $67,519,822,000 with VALUE read as thousands by filing date, 13F file number 028-04428. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMANULIFE FINANCIAL CORP028-11519
- included managerManulife Asset Management Ltd028-11524
- included managerJOHN HANCOCK LIFE INSURANCE CO USA028-15079
- included managerMANULIFE ASSET MANAGEMENT (US) LLC028-03673
- included managerManulife Asset Management (North America) Ltd028-10490
- included managerSignator Investors, Inc.028-16472
- included managerManulife Asset Management (Hong Kong) Ltd028-15006
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CVR ENERGY, INC. | 12662P108 | COM | 10,578 | $146,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 7,118 | $146,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 44,479 | $146,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 3,950 | $145,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 233,719 | $145,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 6,544 | $145,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 11,090 | $145,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 32,938 | $145,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 6,021 | $144,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,194 | $144,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 8,067 | $144,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 8,067 | $144,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 49,627 | $144,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 5,386 | $143,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 9,792 | $143,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 8,783 | $143,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 6,465 | $143,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 1,807 | $142,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 5,040 | $142,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 8,156 | $142,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 2,283 | $142,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 20,728 | $142,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 5,064 | $142,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 5,031 | $142,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 20,559 | $142,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 5,894 | $142,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 10,476 | $141,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 3,094 | $141,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 8,192 | $141,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 2,514 | $139,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 5,165 | $139,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 10,947 | $139,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 11,966 | $139,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 1,105 | $139,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 9,401 | $139,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 5,653 | $138,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 59,703 | $138,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 930 | $137,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 4,760 | $137,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 5,084 | $137,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 4,971 | $136,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 9,626 | $136,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 8,624 | $136,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 8,555 | $136,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 10,183 | $135,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 97,430 | $135,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 43,092 | $135,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 2,245 | $135,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 21,512 | $135,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 5,486 | $134,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 4,250 | $134,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 24,356 | $134,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 25,182 | $134,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 21,418 | $134,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 4,972 | $133,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 14,117 | $133,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 1,916 | $132,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 4,072 | $132,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 25,563 | $132,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 14,604 | $132,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 31,756 | $132,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,128 | $131,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 2,703 | $131,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 11,402 | $131,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 10,801 | $131,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 5,537 | $131,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 3,879 | $131,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 12,876 | $131,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 51,233 | $131,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 1,278 | $130,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 1,131 | $130,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 14,665 | $130,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 12,825 | $130,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 7,510 | $130,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 12,461 | $130,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 945 | $129,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 2,468 | $129,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 2,399 | $128,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 7,173 | $128,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 15,114 | $128,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 14,340 | $128,000 | thousands by filing date | |
| LAKE SUNAPEE BK GROUP | 510866106 | COM | 7,076 | $128,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 2,022 | $127,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 2,025 | $127,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 2,510 | $127,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 2,873 | $127,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 14,827 | $127,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 16,973 | $127,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 2,625 | $127,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 2,412 | $126,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 3,433 | $126,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 17,981 | $126,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 2,927 | $126,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 15,606 | $126,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 8,735 | $126,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 2,511 | $125,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 3,031 | $125,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 7,437 | $125,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 5,646 | $125,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 4,417 | $125,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 2,812 | $124,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 4,346 | $124,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 4,227 | $124,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 12,402 | $124,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 2,055 | $123,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 8,803 | $123,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 8,608 | $123,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 28,338 | $123,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 14,421 | $123,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 9,502 | $123,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 15,070 | $122,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 4,155 | $122,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 10,888 | $122,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 11,197 | $122,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 1,577 | $121,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 56,392 | $121,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 4,064 | $121,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 6,603 | $121,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 711 | $120,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 5,095 | $120,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 15,709 | $120,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 6,260 | $120,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 6,980 | $120,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 5,351 | $120,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 2,733 | $119,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 2,164 | $119,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 31,962 | $119,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 47,193 | $118,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 1,054 | $118,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 14,204 | $117,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 579 | $117,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 3,073 | $117,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 5,378 | $117,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 19,164 | $117,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 6,106 | $117,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 3,763 | $116,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 7,585 | $116,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 140 | $116,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 20,410 | $116,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 7,319 | $116,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 12,232 | $116,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 11,308 | $116,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 18,901 | $116,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 3,972 | $115,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 25,861 | $115,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 7,130 | $115,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 3,720 | $115,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 13,363 | $115,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 106,896 | $115,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 4,418 | $115,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 14,963 | $115,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 693 | $114,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 21,814 | $114,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 2,346 | $113,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 4,926 | $113,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 3,195 | $113,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 12,593 | $113,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 9,375 | $113,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 3,114 | $113,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 18,449 | $113,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 9,625 | $112,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 8,338 | $112,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 7,623 | $112,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 10,514 | $112,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 6,086 | $112,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 3,485 | $111,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 2,243 | $111,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 4,245 | $111,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 1,419 | $111,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 19,199 | $111,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 20,343 | $110,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 2,300 | $109,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 6,727 | $109,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 3,613 | $109,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 4,528 | $109,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 28,423 | $109,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 13,257 | $109,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 3,046 | $108,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 6,948 | $108,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 2,163 | $108,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 3,437 | $108,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 12,014 | $107,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 4,672 | $106,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 1,632 | $106,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 1,864 | $106,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 2,752 | $105,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 4,064 | $105,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 9,243 | $104,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 17,800 | $104,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 2,406 | $104,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 1,305 | $103,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 2,565 | $103,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 3,975 | $103,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 6,112 | $103,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 3,638 | $103,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 36,510 | $103,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 46,599 | $102,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 11,977 | $102,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 17,161 | $102,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 29,463 | $102,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 5,204 | $101,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 3,482 | $101,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 1,900 | $101,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 1,265 | $101,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 16,715 | $101,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 8,722 | $101,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 729 | $100,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 14,903 | $100,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 5,328 | $100,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 8,043 | $100,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 5,150 | $100,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 36,639 | $100,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 1,244 | $99,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 4,919 | $99,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 6,937 | $99,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 4,497 | $98,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 5,469 | $97,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 36,027 | $97,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 9,980 | $97,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 3,303 | $96,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 5,660 | $96,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 6,217 | $95,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 1,975 | $95,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 2,448 | $95,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 940 | $94,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 9,944 | $94,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 2,458 | $94,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 838 | $94,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 12,280 | $94,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 3,925 | $93,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 8,148 | $93,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 882 | $92,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 720 | $92,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 758 | $92,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 3,040 | $92,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 4,937 | $91,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 5,705 | $91,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 5,208 | $91,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 3,279 | $91,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 13,130 | $91,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 2,711 | $91,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 1,955 | $91,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 1,593 | $91,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 16,796 | $91,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 9,414 | $91,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 9,184 | $90,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 1,627 | $90,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 3,202 | $90,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 3,202 | $90,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 5,905 | $90,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 26,974 | $90,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 2,137 | $89,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 911 | $89,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 2,977 | $89,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 2,993 | $88,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 2,395 | $87,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 5,059 | $87,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 62,465 | $87,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 645 | $86,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 2,762 | $86,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 5,148 | $86,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 4,787 | $86,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 16,495 | $85,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 18,334 | $85,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 1,944 | $85,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 8,433 | $85,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 2,683 | $84,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 1,102 | $84,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 7,463 | $84,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 6,500 | $84,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 1,773 | $84,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 6,501 | $83,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 5,271 | $83,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 5,814 | $83,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 5,409 | $83,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 11,270 | $83,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 3,924 | $82,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 2,873 | $82,000 | thousands by filing date | |
| BATS GLOBAL MKTS INC COM | 05491G109 | Stock | 2,734 | $82,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 774 | $81,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 10,710 | $81,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 5,000 | $81,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 13,338 | $80,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 4,854 | $80,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 10,628 | $80,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 14,144 | $80,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 42,915 | $80,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 21,243 | $80,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 5,814 | $80,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 1,161 | $79,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 5,822 | $79,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 5,241 | $79,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 4,806 | $79,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924127 | *W EXP 01/17/201 | 32,820 | $79,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 2,611 | $78,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 1,429 | $78,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 3,942 | $78,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 8,812 | $78,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 14,165 | $78,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 4,952 | $77,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 1,473 | $77,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 7,511 | $77,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 612 | $76,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 2,987 | $76,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 7,123 | $76,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 2,590 | $75,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 4,603 | $75,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 22,461 | $75,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 2,912 | $75,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 1,000 | $74,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 7,292 | $74,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 9,016 | $74,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 10,661 | $74,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 6,609 | $74,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 25,020 | $73,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 1,256 | $73,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 5,000 | $73,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 5,769 | $73,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 786 | $72,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 6,467 | $72,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 2,100 | $72,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 11,172 | $71,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 5,276 | $71,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 7,983 | $71,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 4,072 | $71,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 23,113 | $71,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 21,680 | $71,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 3,598 | $70,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 1,545 | $70,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 979 | $70,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 1,134 | $70,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 10,179 | $70,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 15,506 | $70,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 15,700 | $70,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 2,400 | $70,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 1,883 | $69,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 1,353 | $69,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 5,346 | $69,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 1,387 | $68,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 2,003 | $68,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 1,168 | $68,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 1,102 | $67,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 3,661 | $67,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 1,300 | $65,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 2,320 | $65,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 1,835 | $64,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 2,489 | $64,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 722 | $63,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 519 | $63,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 623 | $63,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 770 | $63,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 2,527 | $63,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 2,097 | $62,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 3,165 | $62,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 7,121 | $62,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 1,487 | $61,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 4,162 | $61,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 1,870 | $61,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 2,664 | $60,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 11,405 | $60,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 1,719 | $59,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 10,147 | $59,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 3,792 | $58,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 1,201 | $58,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 2,352 | $58,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 1,636 | $57,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 806 | $57,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 3,131 | $57,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 504 | $57,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 2,064 | $56,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 1,048 | $56,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 1,054 | $56,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 2,675 | $56,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 1,771 | $56,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R802 | CORE BD ETF | 1,056 | $56,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 26,262 | $56,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 11,076 | $55,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 2,295 | $55,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 2,743 | $54,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 1,280 | $54,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 1,176 | $54,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 1,350 | $53,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 1,685 | $53,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 4,827 | $53,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X350 | SOLACTIVE GERMNY | 987 | $52,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 9,981 | $51,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 3,010 | $51,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 1,540 | $51,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 1,018 | $51,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 1,515 | $51,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 478 | $50,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 1,158 | $50,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 1,995 | $50,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 1,400 | $50,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 2,383 | $49,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 969 | $49,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 6,700 | $49,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 6,235 | $49,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 894 | $48,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 2,483 | $48,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 12,229 | $48,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 1,131 | $48,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 2,941 | $47,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 1,223 | $47,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 6,211 | $47,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 543 | $47,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 4,931 | $47,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 3,743 | $46,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 564 | $46,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 371 | $46,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 3,806 | $46,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 923 | $46,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 20,545 | $46,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 2,837 | $46,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 861 | $45,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 2,024 | $45,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 1,949 | $45,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 5,115 | $44,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 440 | $44,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 7,388 | $44,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 943 | $44,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 11,091 | $44,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 2,048 | $44,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 1,189 | $44,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 1,670 | $44,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 3,992 | $43,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 2,347 | $42,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 1,220 | $42,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 3,100 | $42,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 13,310 | $42,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 6,617 | $41,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 1,557 | $41,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 21,739 | $41,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 2,894 | $40,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 5,855 | $40,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 2,206 | $40,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 1,982 | $40,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 2,688 | $40,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 2,295 | $40,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 853 | $39,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 259 | $39,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 524 | $39,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 1,583 | $39,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 2,944 | $39,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 1,370 | $38,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 3,236 | $38,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 2,449 | $38,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 4,285 | $38,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 8,386 | $37,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 268 | $37,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 2,328 | $37,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 1,280 | $37,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 1,457 | $37,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 2,401 | $37,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 358 | $36,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 729 | $36,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 1,235 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 837 | $36,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 3,127 | $36,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 3,085 | $36,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 1,394 | $36,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 2,456 | $35,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 571 | $35,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 3,917 | $35,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 275 | $35,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 1,266 | $35,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 1,462 | $35,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 2,180 | $35,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 391 | $34,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 1,515 | $34,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 1,135 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 1,000 | $34,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 1,206 | $34,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 1,296 | $34,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 1,449 | $34,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 297 | $33,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 290 | $33,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 311 | $33,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 437 | $33,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 2,458 | $33,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 1,125 | $33,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 5,823 | $33,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 5,909 | $33,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 691 | $32,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 948 | $32,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 1,249 | $32,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 19,092 | $32,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 313 | $31,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 3,590 | $31,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 630 | $31,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 1,091 | $31,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 1,639 | $31,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 3,836 | $31,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 809 | $31,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 2,185 | $31,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 1,809 | $30,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1,921 | $30,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 2,050 | $30,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 2,420 | $30,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 4,128 | $30,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001145443-16-002300 | this filing | 2016-11-14 | acceptance time not in the bulk data set |