13F-HR filed by MANUFACTURERS LIFE INSURANCE COMPANY, THE
MANUFACTURERS LIFE INSURANCE COMPANY, THE filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 4,368 holding rows worth $67,519,765,000.
- Accession
- 0001145443-16-002300
- Filer
- CIK 928047
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 1 entries on the cover page, a total value of $67,519,765,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $67,519,822,000 with VALUE read as thousands by filing date, 13F file number 028-04428. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMANULIFE FINANCIAL CORP028-11519
- included managerManulife Asset Management Ltd028-11524
- included managerJOHN HANCOCK LIFE INSURANCE CO USA028-15079
- included managerMANULIFE ASSET MANAGEMENT (US) LLC028-03673
- included managerManulife Asset Management (North America) Ltd028-10490
- included managerSignator Investors, Inc.028-16472
- included managerManulife Asset Management (Hong Kong) Ltd028-15006
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 1,640 | $30,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 227 | $29,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 1,647 | $29,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 2,648 | $29,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 600 | $29,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 700 | $29,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 469 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 400 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 817 | $28,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 324 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 162 | $28,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 828 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 1,300 | $28,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 1,069 | $28,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 2,176 | $28,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 790 | $28,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 251 | $27,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 2,082 | $27,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 3,311 | $27,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 9,440 | $27,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 1,993 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 774 | $27,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 1,815 | $27,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 1,953 | $27,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 486 | $26,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 537 | $26,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 1,956 | $26,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 3,612 | $26,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 6,841 | $25,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 235 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 791 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 535 | $25,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 1,576 | $25,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 1,489 | $25,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 2,482 | $25,000 | thousands by filing date | |
| COLUCID PHARMACEUTICALS INC | 19716T101 | COM | 647 | $25,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,765 | $24,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 238 | $24,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 4,000 | $24,000 | thousands by filing date | |
| TOBIRA THERAPEUTICS INC COM | 88883P101 | COM | 609 | $24,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 2,945 | $23,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 906 | $23,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,115 | $23,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1,100 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 417 | $23,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 718 | $23,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 813 | $23,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 141 | $22,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1,995 | $22,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 2,500 | $22,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 3,561 | $22,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 686 | $22,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 1,426 | $22,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 185 | $21,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 462 | $21,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 257 | $21,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 1,062 | $21,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 1,617 | $21,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 9,257 | $21,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 811 | $21,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 200 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 319 | $20,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 1,162 | $20,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 984 | $20,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 232 | $19,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 520 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 642 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 145 | $19,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 624 | $19,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 1,047 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 1,000 | $19,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 465 | $19,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 147 | $19,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 609 | $19,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 1,236 | $19,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 612 | $18,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 586 | $18,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 2,999 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 211 | $18,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 443 | $18,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 1,081 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 1,706 | $18,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 143 | $18,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 509 | $17,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 864 | $17,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 2,788 | $17,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 1,078 | $17,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 169 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 693 | $17,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 280 | $17,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 647 | $17,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 799 | $17,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 1,109 | $17,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 2,500 | $17,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 366 | $16,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 244 | $16,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 2,169 | $16,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 930 | $16,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 1,091 | $16,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 3,139 | $16,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 1,500 | $16,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 2,034 | $16,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 884 | $16,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 572 | $16,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 375 | $16,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 408 | $15,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 855 | $15,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 908 | $15,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 401 | $15,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 668 | $15,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 909 | $15,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 511 | $15,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 361 | $15,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 884 | $15,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 1,500 | $15,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 1,757 | $15,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 41,965 | $15,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 1,049 | $15,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 5,500 | $15,000 | thousands by filing date | |
| RECON CAP NASDAQ 100 COVERED C | 75623u102 | INDX FD | 683 | $15,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 311 | $14,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 563 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 394 | $14,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 1,455 | $14,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 549 | $14,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 90 | $14,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 312 | $14,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 1,197 | $14,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 2,788 | $14,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 519 | $14,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 2,417 | $14,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 10,488 | $14,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 169 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 100 | $13,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 423 | $13,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,254 | $13,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,050 | $13,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 677 | $13,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 251 | $13,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 1,184 | $13,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 1,321 | $13,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 349 | $13,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 1,984 | $13,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 2,116 | $13,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 4,856 | $13,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 485 | $13,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 1,110 | $13,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 200 | $12,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 89 | $12,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 600 | $12,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 1,626 | $12,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 779 | $12,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 612 | $12,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 300 | $12,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 1,228 | $12,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 748 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 266 | $12,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 902 | $12,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 1,494 | $12,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 3,177 | $12,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 622 | $12,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 349 | $12,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 2,283 | $12,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 777 | $12,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 452 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 272 | $11,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 685 | $11,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 709 | $11,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 493 | $11,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,580 | $11,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 684 | $11,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 496 | $11,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 1,224 | $11,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 379 | $11,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 17,523 | $11,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 1,178 | $11,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 1,011 | $11,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 2,341 | $11,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 114 | $10,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,810 | $10,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 1,645 | $10,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 208 | $10,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 1,244 | $10,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 148 | $10,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 728 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 500 | $10,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 1,544 | $10,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 598 | $10,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 700 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 68 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 243 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 124 | $10,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 709 | $10,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 1,205 | $10,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 2,367 | $10,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 774 | $10,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 2,276 | $10,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 6,300 | $10,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 1,334 | $10,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 205 | $10,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 937 | $10,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 3,221 | $10,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 1,702 | $10,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 1,679 | $10,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F395 | TREAS HEDGED HIG | 450 | $10,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 215 | $9,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 200 | $9,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 505 | $9,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 141 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 81 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 229 | $9,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 312 | $9,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 613 | $9,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 162 | $9,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 950 | $9,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 570 | $9,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 1,270 | $9,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 511 | $9,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 1,328 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 326 | $9,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 345 | $9,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 339 | $9,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 700 | $9,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 2,109 | $9,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 450 | $9,000 | thousands by filing date | |
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| BBX CAPITAL CORP-A | 05540P100 | CL A | 428 | $9,000 | thousands by filing date | |
| GOLDEN ENTERPRISES | 381010107 | COM | 781 | $9,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 585 | $9,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 1,539 | $9,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 83 | $9,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 1,899 | $9,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 1,048 | $9,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 1,317 | $9,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 1,595 | $9,000 | thousands by filing date | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 497 | $9,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 300 | $8,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 1,014 | $8,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 755 | $8,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 2,686 | $8,000 | thousands by filing date | |
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| CHEMOCENTRYX INC | 16383L106 | COM | 1,339 | $8,000 | thousands by filing date | |
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| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 342 | $8,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 300 | $8,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 751 | $8,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 296 | $8,000 | thousands by filing date | |
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| Ampio Pharmaceuticals | 03209T109 | COM | 11,931 | $8,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 1,057 | $8,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 598 | $8,000 | thousands by filing date | |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 727 | $8,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 650 | $8,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 290 | $8,000 | thousands by filing date | |
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| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 948 | $8,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 242 | $7,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 59 | $7,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 78 | $7,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 145 | $7,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 124 | $7,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 826 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 136 | $7,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 139 | $7,000 | thousands by filing date | |
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| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 600 | $7,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 506 | $7,000 | thousands by filing date | |
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| STELLUS CAP INVT CORP | 858568108 | COM | 637 | $7,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 1,000 | $7,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 1,416 | $7,000 | thousands by filing date | |
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| CUSHING RENAISSANCE FD | 231647108 | COM | 400 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 250 | $7,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 1,164 | $7,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 565 | $7,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 288 | $7,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 555 | $7,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 564 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 100 | $7,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 941 | $7,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 1,450 | $7,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 259 | $7,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 1,210 | $7,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 1,364 | $7,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 812 | $7,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 1,413 | $7,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 807 | $7,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 402 | $7,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 864 | $7,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 1,098 | $7,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,046 | $7,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 921 | $7,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 373 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 222 | $7,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 466 | $7,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 1,531 | $7,000 | thousands by filing date | |
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| USMD HLDGS INC | 903313104 | COM | 309 | $7,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 1,462 | $7,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 1,847 | $7,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 620 | $7,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 1,853 | $7,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 42 | $6,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 53 | $6,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 21 | $6,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 30 | $6,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 904 | $6,000 | thousands by filing date | |
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| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 394 | $6,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 584 | $6,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 418 | $6,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 400 | $6,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 448 | $6,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 756 | $6,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 1,218 | $6,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 304 | $6,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 382 | $6,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 590 | $6,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 577 | $6,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 147 | $6,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 677 | $6,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 2,403 | $6,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 152 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 264 | $6,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 3,822 | $6,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 6,166 | $6,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 250 | $6,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 3,427 | $6,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 1,255 | $6,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 804 | $6,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 529 | $6,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 7,706 | $6,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 802 | $6,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 815 | $6,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 473 | $6,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 1,096 | $6,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 803 | $6,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 854 | $6,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 388 | $6,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 2,409 | $6,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC COM | 14740B101 | Stock | 3,535 | $6,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 782 | $6,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 194 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 43 | $5,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 555 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 136 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 194 | $5,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 521 | $5,000 | thousands by filing date | |
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| WHITEHORSE FINANCE INC | 96524V106 | COM | 443 | $5,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 569 | $5,000 | thousands by filing date | |
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| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 435 | $5,000 | thousands by filing date | |
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| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 185 | $5,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 1,622 | $5,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 560 | $5,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 307 | $5,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 280 | $5,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 1,205 | $5,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 1,224 | $5,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 1,151 | $5,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 547 | $5,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 200 | $5,000 | thousands by filing date | |
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| ISHARES TR | 464288695 | GLOBAL MATER ETF | 101 | $5,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 351 | $5,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 1,409 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 187 | $5,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 1,160 | $5,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 1,760 | $5,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 365 | $5,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 658 | $5,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 708 | $5,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 868 | $5,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 466 | $5,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 2,635 | $5,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 1,053 | $5,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 1,126 | $5,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 2,111 | $5,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 1,116 | $5,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 225 | $5,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 2,788 | $5,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 58 | $5,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 533 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 232 | $5,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 2,731 | $5,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 1,481 | $5,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 536 | $5,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A107 | COM | 9,025 | $5,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 954 | $5,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 1,022 | $5,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 865 | $5,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 912 | $5,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 763 | $5,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 312 | $5,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 5,000 | $5,000 | thousands by filing date | principal |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 1,755 | $5,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 21 | $4,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 79 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 54 | $4,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 34 | $4,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 533 | $4,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 120 | $4,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 129 | $4,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 308 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 147 | $4,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 69 | $4,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 129 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 106 | $4,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 2,229 | $4,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 422 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 132 | $4,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 286 | $4,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 3,218 | $4,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 671 | $4,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 1,210 | $4,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 1,251 | $4,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 1,524 | $4,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 698 | $4,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 2,979 | $4,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 203 | $4,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 216 | $4,000 | thousands by filing date | |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 825 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 150 | $4,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 255 | $4,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 494 | $4,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 894 | $4,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 322 | $4,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 1,181 | $4,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 243 | $4,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 785 | $4,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 775 | $4,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 242 | $4,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 5,196 | $4,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 381 | $4,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 2,425 | $4,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 534 | $4,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 177 | $4,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 1,197 | $4,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 958 | $4,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 744 | $4,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 1,300 | $4,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 326 | $4,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 1,452 | $4,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 1,496 | $4,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 341 | $4,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 1,177 | $4,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 2,233 | $4,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 2,427 | $4,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 45 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 378 | $4,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 1,351 | $4,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 3,221 | $4,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 550 | $4,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 1,702 | $4,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 2,405 | $4,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 780 | $4,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 1,017 | $4,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 93 | $4,000 | thousands by filing date | |
| URANIUM RES INC | 916901705 | COM | 3,468 | $4,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 1,300 | $4,000 | thousands by filing date | |
| FQF TR | 351680848 | O SHS FTSE EUR | 192 | $4,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 194 | $4,000 | thousands by filing date | |
| WESTMORELAND RESOURCE PARTNE COM UNIT RP LP | 96108P103 | Stock | 775 | $4,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 3,157 | $4,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 1,517 | $4,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 375 | $4,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 712 | $4,000 | thousands by filing date | |
| CAMBER ENERGY INC COM | 549333300 | Stock | 1,204 | $4,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 463 | $4,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 74 | $3,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 2,704 | $3,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 300 | $3,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 667 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 29 | $3,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 368 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 56 | $3,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 1,807 | $3,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 189 | $3,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 563 | $3,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 200 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 200 | $3,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 722 | $3,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 3,223 | $3,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 274 | $3,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 320 | $3,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 600 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001145443-16-002300 | this filing | 2016-11-14 | acceptance time not in the bulk data set |