13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-15, with 4,918 holding rows worth $6,261,573,000.
- Accession
- 0001144204-16-119451
- Filer
- CIK 1029730
- Filed
- 2016-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 12,343 entries on the cover page, a total value of $6,261,573,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,261,573,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 698 | $63,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 1,480 | $63,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 859 | $63,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 4,692 | $63,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 1,492 | $63,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 2,300 | $63,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 2,472 | $63,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 1,649 | $63,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 4,780 | $63,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 1,940 | $63,000 | thousands by filing date | |
| DEXTERA SURGICAL INC COM | 252366109 | CS | 34,814 | $63,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 1,945 | $62,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 3,560 | $62,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 887 | $62,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 3,450 | $62,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 2,126 | $62,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 4,183 | $62,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 4,347 | $62,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 5,013 | $62,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 7,180 | $62,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 13,690 | $62,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 1,728 | $62,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 9,364 | $62,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 3,839 | $62,000 | thousands by filing date | |
| POWERSHARES ETF TR II EURO CUR HDG | 73937B514 | ETF | 2,615 | $62,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 20,700 | $61,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 3,228 | $61,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 2,545 | $61,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 1,595 | $61,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 3,622 | $61,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 2,580 | $61,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 1,344 | $61,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 1,490 | $61,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 1,929 | $61,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 972 | $61,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 514 | $61,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 4,900 | $61,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 1,183 | $61,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 7,782 | $61,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 2,424 | $61,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 4,822 | $60,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 1,248 | $60,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 2,250 | $60,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 630 | $60,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 2,217 | $60,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 6,281 | $60,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 6,548 | $60,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 4,559 | $60,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 15,085 | $60,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 5,678 | $60,000 | thousands by filing date | |
| PARNELL PHARMACEUT HLDGS LIMITED SHS | Q73622104 | Foreign Ordinary Shares | 36,800 | $60,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 1,172 | $59,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 1,526 | $59,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 1,030 | $59,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 1,599 | $59,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 3,645 | $59,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 2,423 | $59,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 1,050 | $59,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 5,608 | $59,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 3,559 | $59,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 1,460 | $59,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 20,389 | $58,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,199 | $58,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 4,775 | $58,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 3,689 | $58,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 1,800 | $58,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 2,616 | $58,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 1,601 | $58,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 3,868 | $58,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 1,215 | $58,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 4,750 | $57,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 1,673 | $57,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 3,443 | $57,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 3,919 | $57,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 3,300 | $57,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 1,356 | $57,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 4,899 | $57,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 1,100 | $57,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 1,538 | $57,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 3,500 | $57,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 2,503 | $57,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 2,182 | $57,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 4,537 | $57,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 5,464 | $56,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 1,587 | $56,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 926 | $56,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,122 | $56,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 1,586 | $56,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 2,081 | $56,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 3,136 | $56,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 1,370 | $56,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 2,200 | $56,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 2,607 | $56,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 526 | $56,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 5,000 | $56,000 | thousands by filing date | |
| USCF ETF TR | 90290T106 | STK SPLT IDX FD | 3,600 | $56,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 4,899 | $55,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 1,599 | $55,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 3,935 | $55,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 1,445 | $55,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 22,282 | $55,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 7,274 | $55,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 796 | $55,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 2,141 | $55,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 3,002 | $55,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 1,100 | $55,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 4,317 | $55,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 456 | $54,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 647 | $54,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 1,242 | $54,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 2,631 | $54,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 1,618 | $54,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 1,984 | $54,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 3,865 | $54,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 2,342 | $54,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 2,930 | $54,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 485 | $54,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 2,415 | $54,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 2,480 | $54,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 45,560 | $54,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 4,429 | $54,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 10,435 | $54,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 2,340 | $54,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 9,593 | $54,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 712 | $54,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 1,504 | $54,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 2,133 | $54,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 1,038 | $53,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 950 | $53,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 738 | $53,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 997 | $53,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 2,103 | $53,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 760 | $53,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 1,804 | $53,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 1,056 | $53,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 2,202 | $53,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 2,043 | $53,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 1,565 | $53,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 2,107 | $53,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 8,498 | $52,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 1,072 | $52,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 2,681 | $52,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 1,558 | $52,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 1,088 | $52,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 917 | $52,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 1,765 | $52,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 763 | $52,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 918 | $52,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 2,304 | $52,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 1,507 | $52,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 1,889 | $52,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 4,300 | $52,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 3,500 | $52,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 1,018 | $51,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 560 | $51,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 10,350 | $51,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 1,257 | $51,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 3,748 | $51,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 2,013 | $51,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 2,232 | $51,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 1,504 | $51,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 831 | $51,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 867 | $51,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 1,426 | $51,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 1,135 | $51,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 1,890 | $51,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 2,267 | $51,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 1,521 | $51,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 2,878 | $51,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 2,025 | $51,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 4,000 | $50,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 747 | $50,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 3,164 | $50,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 4,681 | $50,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 1,722 | $50,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 1,308 | $50,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 2,787 | $50,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 2,780 | $50,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 1,554 | $50,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 1,352 | $50,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 647 | $50,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 9,361 | $50,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 2,799 | $50,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 396 | $50,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 957 | $49,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 891 | $49,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 1,291 | $49,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 1,540 | $49,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 88,550 | $49,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 3,256 | $49,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 956 | $49,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 2,896 | $49,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 907 | $49,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 1,926 | $49,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 2,733 | $49,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 10,429 | $49,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 2,900 | $49,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 37,104 | $49,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 1,653 | $49,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 1,389 | $49,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 1,345 | $49,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 3,052 | $49,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 14,000 | $49,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 1,860 | $49,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 1,912 | $49,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 703 | $48,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 1,516 | $48,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 2,327 | $48,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 2,710 | $48,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 1,154 | $48,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 7,479 | $48,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 2,806 | $48,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 1,350 | $47,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 3,495 | $47,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 657 | $47,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 4,145 | $47,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 3,345 | $47,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 903 | $47,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 280 | $47,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 1,337 | $47,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 1,146 | $47,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 4,403 | $47,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 8,506 | $47,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 10,651 | $47,000 | thousands by filing date | |
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| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 1,200 | $47,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 950 | $47,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 930 | $46,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 700 | $46,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 1,085 | $46,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 1,663 | $46,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 1,783 | $46,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 1,637 | $46,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 2,370 | $46,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 4,500 | $46,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 2,481 | $46,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 1,299 | $46,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 1,432 | $46,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 3,475 | $46,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 540 | $46,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 1,984 | $46,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E358 | GLB X PERMETF | 1,828 | $46,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 699 | $45,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 656 | $45,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 1,708 | $45,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 1,374 | $45,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 892 | $45,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 3,363 | $45,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 648 | $45,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 3,990 | $45,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 896 | $45,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 1,848 | $45,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 3,089 | $45,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 424 | $45,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 2,000 | $45,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 9,844 | $45,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 843 | $45,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 6,997 | $45,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 3,487 | $45,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 19,480 | $45,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 1,104 | $45,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 15,113 | $45,000 | thousands by filing date | |
| WAYNE SAVINGS BANCSHARES INC | 94624Q101 | COMMON | 3,599 | $45,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 2,000 | $45,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 862 | $45,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 1,290 | $44,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 859 | $44,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 2,788 | $44,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 877 | $44,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 2,558 | $44,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 534 | $44,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 1,697 | $44,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 34 | $44,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 3,066 | $44,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 1,587 | $44,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 689 | $44,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 2,000 | $44,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 1,537 | $44,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 2,763 | $44,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 1,283 | $44,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 7,018 | $44,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 4,141 | $44,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 2,964 | $44,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 28,300 | $44,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 7,081 | $44,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 3,000 | $44,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 2,214 | $43,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 821 | $43,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 4,901 | $43,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 439 | $43,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 11,006 | $43,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 1,412 | $43,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 637 | $43,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 1,762 | $43,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 3,572 | $43,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 1,506 | $43,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 1,369 | $43,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 2,700 | $43,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 1,661 | $43,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 2,927 | $43,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 1,049 | $43,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 1,457 | $43,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 2,989 | $43,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 7,946 | $43,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 10,000 | $43,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 3,740 | $43,000 | thousands by filing date | |
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| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 1,300 | $43,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 42,000 | $43,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 576 | $42,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 675 | $42,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 1,176 | $42,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 2,500 | $42,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 1,421 | $42,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 866 | $42,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 373 | $42,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 2,181 | $42,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 1,661 | $42,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 2,181 | $42,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 852 | $42,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 695 | $42,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 980 | $42,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 712 | $41,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 2,815 | $41,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 1,024 | $41,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 2,586 | $41,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 810 | $41,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 473 | $41,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 823 | $41,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 900 | $41,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 1,484 | $41,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 2,135 | $41,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 1,192 | $41,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 1,136 | $41,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 2,800 | $41,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 5,562 | $41,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 1,402 | $41,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 1,300 | $41,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 3,605 | $41,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 2,672 | $41,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 438 | $41,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 1,732 | $41,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 3,746 | $41,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 326 | $41,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 1,998 | $40,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 644 | $40,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 787 | $40,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 897 | $40,000 | thousands by filing date | |
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| AZZ INC COM | 002474104 | Stock | 661 | $40,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 1,217 | $40,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 1,434 | $40,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 15,356 | $40,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 1,550 | $40,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 5,978 | $40,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 1,489 | $40,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 440 | $40,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 1,768 | $40,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 3,102 | $40,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 1,865 | $40,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 12,613 | $40,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 7,225 | $40,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 1,289 | $40,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 931 | $40,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 1,188 | $40,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 5,000 | $40,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 1,222 | $39,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 1,100 | $39,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 556 | $39,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 1,700 | $39,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 2,021 | $39,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 642 | $39,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 1,609 | $39,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 1,950 | $39,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 1,700 | $39,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 1,358 | $39,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 1,582 | $39,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 3,705 | $39,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 8,657 | $39,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 1,066 | $39,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 876 | $39,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461639 | EGSHR BYND BRC | 2,523 | $39,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 2,082 | $39,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 4,554 | $39,000 | thousands by filing date | |
| RECON CAP NASDAQ 100 COVERED C | 75623u102 | INDX FD | 1,800 | $39,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 1,232 | $38,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 2,700 | $38,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 1,539 | $38,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 608 | $38,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 2,000 | $38,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 2,770 | $38,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 690 | $38,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 2,952 | $38,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 1,760 | $38,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 1,062 | $38,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 1,264 | $38,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 4,977 | $38,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 1,142 | $38,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 327 | $38,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 633 | $38,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 639 | $38,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 2,438 | $38,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 2,426 | $38,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 224 | $37,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 1,369 | $37,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 921 | $37,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 606 | $37,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 683 | $37,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 1,004 | $37,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 2,906 | $37,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 587 | $37,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 886 | $37,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 2,394 | $37,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 1,547 | $37,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 4,182 | $37,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 960 | $37,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 839 | $37,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 1,870 | $37,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 900 | $37,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 11,190 | $37,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 1,191 | $37,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 251 | $37,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 3,714 | $37,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 826 | $37,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 40,000 | $37,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 911 | $37,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 1,893 | $36,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 785 | $36,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 1,150 | $36,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 1,199 | $36,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 2,663 | $36,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 1,586 | $36,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 1,138 | $36,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,939 | $36,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 714 | $36,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 831 | $36,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 8,500 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 1,820 | $36,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 5,575 | $36,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 2,657 | $36,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 306 | $36,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 64,836 | $36,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 497 | $36,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 2,261 | $36,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 795 | $36,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 2,944 | $36,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 3,000 | $36,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 9,730 | $36,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 1,380 | $36,000 | thousands by filing date | |
| STEADYMED LTD | M84920103 | SHS | 11,150 | $36,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 192 | $35,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 4,000 | $35,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 377 | $35,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 1,319 | $35,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 508 | $35,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 1,086 | $35,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 876 | $35,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 2,574 | $35,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 2,200 | $35,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 1,353 | $35,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 5,340 | $35,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 1,372 | $35,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 3,500 | $35,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 2,640 | $35,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 1,607 | $35,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 2,382 | $35,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 1,800 | $35,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Germany ETF | 97717W638 | COM | 1,412 | $35,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 1,847 | $34,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1,318 | $34,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 2,081 | $34,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 1,455 | $34,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 181 | $34,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 1,523 | $34,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 2,136 | $34,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 1,375 | $34,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 502 | $34,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 700 | $34,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 2,118 | $34,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 1,653 | $34,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 820 | $34,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 1,228 | $34,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 2,325 | $34,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 1,216 | $34,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 250 | $34,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 4,224 | $34,000 | thousands by filing date | |
| LAKE SUNAPEE BK GROUP | 510866106 | COM | 2,000 | $34,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 216 | $33,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 1,170 | $33,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 3,591 | $33,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 969 | $33,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 1,415 | $33,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 1,979 | $33,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 1,733 | $33,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 870 | $33,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 2,226 | $33,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 8,300 | $33,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 2,024 | $33,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 697 | $33,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 2,435 | $33,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-16-119451 | this filing | 2016-08-15 | acceptance time not in the bulk data set |