13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-15, with 4,918 holding rows worth $6,261,573,000.
- Accession
- 0001144204-16-119451
- Filer
- CIK 1029730
- Filed
- 2016-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 12,343 entries on the cover page, a total value of $6,261,573,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,261,573,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 538 | $16,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 884 | $16,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 143 | $16,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 332 | $16,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 5,363 | $16,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 680 | $16,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 1,000 | $16,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 1,631 | $16,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 1,922 | $16,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 1,500 | $16,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 1,420 | $16,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 1,365 | $16,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 190 | $16,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 882 | $16,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 154 | $16,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 3,367 | $16,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 300 | $16,000 | thousands by filing date | |
| ISHARES TR | 46434VAJ9 | Cmn | 622 | $16,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 437 | $15,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 573 | $15,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 1,072 | $15,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 251 | $15,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 500 | $15,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 1,984 | $15,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 257 | $15,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 364 | $15,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 455 | $15,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 692 | $15,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 1,000 | $15,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 3,413 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 535 | $15,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 1,047 | $15,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 661 | $15,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 203 | $15,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 18,200 | $15,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 2,800 | $15,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 500 | $15,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 1,105 | $15,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 11,500 | $15,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 671 | $15,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 2,400 | $15,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 600 | $15,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 1,000 | $15,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 1,021 | $15,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 296 | $14,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,749 | $14,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 2,317 | $14,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 2,000 | $14,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 6,187 | $14,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 443 | $14,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 778 | $14,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,079 | $14,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 347 | $14,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 142 | $14,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 300 | $14,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 151 | $14,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 128 | $14,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 1,737 | $14,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 1,116 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1,000 | $14,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 673 | $14,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 700 | $14,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 1,139 | $14,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 1,557 | $14,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 889 | $14,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 874 | $14,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 1,060 | $14,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 445 | $14,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 235 | $14,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 1,382 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 530 | $14,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 5,625 | $14,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 984 | $14,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 1,018 | $14,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 567 | $14,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 644 | $14,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 505 | $14,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 397 | $14,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 775 | $14,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 3,500 | $14,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 3,962 | $14,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 1,290 | $14,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 343 | $14,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 1,442 | $14,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 200 | $14,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 488 | $14,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 1,252 | $14,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 10,000 | $14,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 600 | $14,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 854 | $14,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 1,069 | $14,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 1,537 | $14,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 763 | $14,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 249 | $14,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 200 | $14,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 21,600 | $14,000 | thousands by filing date | |
| YOUR CMNTY BANKSHARES INC | 98779U106 | COM | 367 | $14,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 238 | $13,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 290 | $13,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 259 | $13,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 596 | $13,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 533 | $13,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 218 | $13,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 2,618 | $13,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 530 | $13,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 214 | $13,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 323 | $13,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 551 | $13,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 387 | $13,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 260 | $13,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 880 | $13,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 1,715 | $13,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 1,500 | $13,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 320 | $13,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 1,500 | $13,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 1,200 | $13,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 510 | $13,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 25,000 | $13,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 4,000 | $13,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 645 | $13,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 427 | $13,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 1,181 | $13,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 3,000 | $13,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 497 | $13,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 200 | $13,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 1,206 | $13,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 300 | $13,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 412 | $13,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 7,053 | $13,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 5,000 | $13,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 600 | $13,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 781 | $13,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 28,875 | $13,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 1,002 | $13,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 2,308 | $13,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 900 | $13,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 1,348 | $13,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 269 | $13,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227AA2 | NOTE 7.000% 4/0 | 13,000 | $13,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 1,000 | $13,000 | thousands by filing date | |
| FIRST TRUST MULTI STRGY ALTER ETF | 73935B870 | ALT MULTI STRG | 564 | $13,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 369 | $13,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 1,800 | $13,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 883 | $13,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 1,300 | $13,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 350 | $13,000 | thousands by filing date | |
| ISHARES TR | 46435G797 | CURR HD INTL HI | 517 | $13,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 279 | $12,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 451 | $12,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 2,004 | $12,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 186 | $12,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 446 | $12,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 244 | $12,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 292 | $12,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 715 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 435 | $12,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 644 | $12,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 594 | $12,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 489 | $12,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 946 | $12,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 666 | $12,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 1,732 | $12,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 303 | $12,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 494 | $12,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 130 | $12,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 534 | $12,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 560 | $12,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 608 | $12,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 416 | $12,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 710 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 300 | $12,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 200 | $12,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 1,550 | $12,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 538 | $12,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 1,646 | $12,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 1,192 | $12,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 821 | $12,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 200 | $12,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 315 | $12,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 1,500 | $12,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 400 | $12,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 2,795 | $12,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 5,782 | $12,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 2,819 | $12,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 659 | $12,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 900 | $12,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 5,250 | $12,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 4,000 | $12,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 1,081 | $12,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 1,108 | $12,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R802 | CORE BD ETF | 219 | $12,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 2,138 | $12,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 725 | $12,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 800 | $12,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 453 | $12,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 1,930 | $12,000 | thousands by filing date | |
| MATEON THERAPEUTICS INC COM | 57667K109 | Stock | 16,000 | $12,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 4,952 | $12,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 483 | $12,000 | thousands by filing date | |
| ADVISORSHARES GARTMAN GOLD/YEN ETF | 00768Y685 | ETF | 1,000 | $12,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D100 | ETN STOXX EUR 50 | 135 | $12,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605208 | COM CL B | 510 | $12,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 400 | $11,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 350 | $11,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 219 | $11,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 400 | $11,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 90 | $11,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 387 | $11,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 603 | $11,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 292 | $11,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 737 | $11,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 900 | $11,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 317 | $11,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 1,285 | $11,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 857 | $11,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 277 | $11,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 320 | $11,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 1,276 | $11,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 162 | $11,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 178 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 323 | $11,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 375 | $11,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 880 | $11,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 500 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 830 | $11,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 400 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 525 | $11,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 220 | $11,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 2,000 | $11,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 805 | $11,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 28 | $11,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 1,000 | $11,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 544 | $11,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 295 | $11,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 4,507 | $11,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 448 | $11,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 1,608 | $11,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 1,500 | $11,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 296 | $11,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 187 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 339 | $11,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 1,500 | $11,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 380 | $11,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 1,056 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74348A749 | USD COVERED BD | 110 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 278 | $11,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 1,000 | $11,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 809 | $11,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 400 | $11,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 282 | $11,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 360 | $11,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 100 | $11,000 | thousands by filing date | |
| WISDOMTREE JAPAN HDG QLY | 97717X586 | COM | 550 | $11,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 1,018 | $11,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C409 | PERP PFD CNV B | 35 | $11,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 1,200 | $11,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 937 | $11,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 1,747 | $11,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 111 | $10,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 700 | $10,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 168 | $10,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 228 | $10,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 832 | $10,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 750 | $10,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 161 | $10,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 706 | $10,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 2,263 | $10,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 154 | $10,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 1,228 | $10,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 161 | $10,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 691 | $10,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 218 | $10,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 1,250 | $10,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 1,800 | $10,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 1,902 | $10,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 300 | $10,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 1,580 | $10,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 3,665 | $10,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,500 | $10,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 550 | $10,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 320 | $10,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 700 | $10,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 241 | $10,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 815 | $10,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 339 | $10,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 398 | $10,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 608 | $10,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 419 | $10,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 1,595 | $10,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 734 | $10,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 3,000 | $10,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 2,720 | $10,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 259 | $10,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 10,725 | $10,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 586 | $10,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 460 | $10,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 511 | $10,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 35,497 | $10,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 443 | $10,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 373 | $10,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 1,149 | $10,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 387 | $10,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 457 | $10,000 | thousands by filing date | |
| CITIZENS FIRST CORP | 17462Q107 | COM | 700 | $10,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 400 | $10,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 7,536 | $10,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 714 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 250 | $10,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 400 | $10,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 748 | $10,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 373 | $10,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 500 | $10,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 506 | $10,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 1,111 | $10,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 910 | $10,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 1,225 | $10,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 200 | $9,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 1,000 | $9,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 300 | $9,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 1,850 | $9,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 123 | $9,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 253 | $9,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 152 | $9,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 126 | $9,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 369 | $9,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 166 | $9,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 900 | $9,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 500 | $9,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 1,167 | $9,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 57 | $9,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 291 | $9,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 1,375 | $9,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 839 | $9,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 750 | $9,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 560 | $9,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 444 | $9,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 500 | $9,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 210 | $9,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 373 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 100 | $9,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 199 | $9,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 1,720 | $9,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 390 | $9,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 313 | $9,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 2,000 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 400 | $9,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 1,100 | $9,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 773 | $9,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 3,585 | $9,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 68 | $9,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 7,000 | $9,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 1,000 | $9,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 479 | $9,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 530 | $9,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 303 | $9,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 8,260 | $9,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 500 | $9,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 890 | $9,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 1,510 | $9,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 1,394 | $9,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 750 | $9,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 200 | $9,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 120,000 | $9,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 710 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 400 | $9,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 1,892 | $9,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 800 | $9,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 500 | $9,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 265 | $9,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 222 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B589 | LAD 0-5Y CR BD | 360 | $9,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 245 | $9,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 100 | $9,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M175 | GUGGENHEIM ETF | 321 | $9,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 2,955 | $8,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 346 | $8,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 292 | $8,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 612 | $8,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 296 | $8,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 775 | $8,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 373 | $8,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 4,700 | $8,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 302 | $8,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 268 | $8,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 151 | $8,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 860 | $8,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 4,550 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 200 | $8,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 152 | $8,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 623 | $8,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 608 | $8,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 108 | $8,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 176 | $8,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 537 | $8,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 210 | $8,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 420 | $8,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 135 | $8,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 3,590 | $8,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 1,238 | $8,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 785 | $8,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 1,101 | $8,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K331 | DAIL MS INDI ETF | 164 | $8,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 301 | $8,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 525 | $8,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 1,467 | $8,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 745 | $8,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 590 | $8,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 4,610 | $8,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 317 | $8,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 1,000 | $8,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 687 | $8,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 10,000 | $8,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 1,205 | $8,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 2,000 | $8,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 200 | $8,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 921 | $8,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 1,650 | $8,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 1,980 | $8,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 500 | $8,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 1,620 | $8,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 550 | $8,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 1,476 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 352 | $8,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 685 | $8,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 850 | $8,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 1,302 | $8,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 483 | $8,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 16,600 | $8,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 234 | $8,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 500 | $8,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 140 | $7,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 680 | $7,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 150 | $7,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 3,400 | $7,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 136 | $7,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,064 | $7,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 257 | $7,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 53 | $7,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 321 | $7,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 307 | $7,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 197 | $7,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 287 | $7,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 133 | $7,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 1,274 | $7,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 641 | $7,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 312 | $7,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 300 | $7,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 1,550 | $7,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 152 | $7,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 211 | $7,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 250 | $7,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 700 | $7,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 261 | $7,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 136 | $7,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 500 | $7,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 189 | $7,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 1,000 | $7,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 619 | $7,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 444 | $7,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 1,645 | $7,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 426 | $7,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 419 | $7,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 310 | $7,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 719 | $7,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 1,152 | $7,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 271 | $7,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 446 | $7,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 240 | $7,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 1,013 | $7,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 302 | $7,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 280 | $7,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 107 | $7,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 197 | $7,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 658 | $7,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 600 | $7,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 1,000 | $7,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 819 | $7,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 290 | $7,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 4,395 | $7,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 3,027 | $7,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 648 | $7,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 140 | $7,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 3,156 | $7,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 2,173 | $7,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 146 | $7,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 100 | $7,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 165 | $7,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 486 | $7,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 159 | $7,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 850 | $7,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 2,000 | $7,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 119 | $7,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 1,300 | $7,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 689 | $7,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 3,000 | $7,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 900 | $7,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K874 | PS CR OIL SH ETN | 81 | $7,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 600 | $7,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 418 | $7,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 508 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-16-119451 | this filing | 2016-08-15 | acceptance time not in the bulk data set |