13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-15, with 4,918 holding rows worth $6,261,573,000.
- Accession
- 0001144204-16-119451
- Filer
- CIK 1029730
- Filed
- 2016-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 12,343 entries on the cover page, a total value of $6,261,573,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,261,573,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
- included managerKMS FINANCIAL SERVICES, INC028-15569
- included managerArbor Point Advisors, LLC028-16922
- included managerSSN Advisory, Inc.028-16924
- included managerTriad Hybrid Solutions, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRIANGLE CAP CORP | 895848109 | COM | 13,487 | $260,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 17,936 | $260,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 17,997 | $259,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 41,989 | $258,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 5,405 | $258,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 4,963 | $257,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,993 | $257,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 3,935 | $256,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 20,516 | $256,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 17,111 | $255,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 21,530 | $255,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 24,448 | $254,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 2,915 | $254,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 11,527 | $254,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 33,248 | $253,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 2,223 | $253,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 16,998 | $253,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 10,390 | $253,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 12,294 | $253,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 8,040 | $253,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 7,596 | $252,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 34,370 | $252,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 8,906 | $252,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 32,592 | $251,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 6,345 | $251,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 4,498 | $250,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 16,075 | $250,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 4,496 | $250,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 38,567 | $250,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 11,002 | $249,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 17,274 | $249,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 6,396 | $249,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 18,247 | $249,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 19,500 | $248,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 28,682 | $248,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 14,691 | $248,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 16,378 | $248,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 10,129 | $247,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 9,018 | $247,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 19,336 | $246,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 5,122 | $246,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 6,008 | $246,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 7,358 | $246,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 24,081 | $246,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 16,121 | $245,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 14,181 | $245,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 3,865 | $244,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 34,749 | $244,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 12,743 | $244,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 4,600 | $244,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 19,847 | $244,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 1,751 | $244,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 12,003 | $243,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 14,583 | $242,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 8,337 | $242,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 21,085 | $242,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 12,337 | $242,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 41,912 | $241,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 42,035 | $240,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 20,383 | $240,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 11,317 | $240,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,678 | $240,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 5,016 | $240,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 4,742 | $240,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 9,250 | $239,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 15,170 | $238,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 4,709 | $238,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 28,256 | $238,000 | thousands by filing date | |
| Tortoise North Amer Pipleline | 611776204 | COM | 10,704 | $238,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 50,145 | $237,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 7,959 | $237,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 15,706 | $237,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 17,179 | $236,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 19,150 | $236,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 14,711 | $236,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 5,311 | $235,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 5,317 | $235,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 10,458 | $235,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 6,197 | $235,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 3,665 | $234,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,274 | $233,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 4,203 | $233,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 17,113 | $233,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 7,970 | $233,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 21,533 | $233,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 6,582 | $233,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 3,907 | $231,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 13,228 | $231,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 13,881 | $230,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 4,343 | $230,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 29,664 | $230,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 4,843 | $229,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 12,347 | $229,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 6,572 | $229,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,696 | $228,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2,177 | $228,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 3,867 | $228,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 3,656 | $228,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 5,537 | $227,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 4,951 | $227,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 4,285 | $227,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 3,968 | $227,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 3,795 | $226,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 13,965 | $226,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 7,545 | $225,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 7,796 | $224,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,703 | $224,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 20,000 | $224,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 4,859 | $224,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 6,664 | $224,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 4,849 | $224,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 12,011 | $223,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 11,958 | $223,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 14,568 | $223,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 13,567 | $223,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 3,435 | $222,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 2,049 | $222,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,582 | $221,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 7,494 | $221,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 4,802 | $220,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 10,208 | $220,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 15,783 | $218,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 2,247 | $218,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 8,640 | $218,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 18,164 | $218,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 8,759 | $217,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 5,023 | $217,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 3,628 | $217,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 29,778 | $217,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 27,490 | $217,000 | thousands by filing date | |
| INNOVATOR IBD 50 | 004006508 | COM | 10,100 | $217,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 7,179 | $216,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 26,562 | $216,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 3,100 | $215,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 3,680 | $215,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 7,268 | $215,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 6,368 | $215,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 3,958 | $214,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 3,904 | $214,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 19,718 | $214,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 1,742 | $213,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 6,829 | $213,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 8,297 | $212,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 3,178 | $212,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 15,315 | $212,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 18,620 | $212,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 30,458 | $211,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 5,207 | $211,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 1,110 | $209,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 54,829 | $209,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 206,000 | $209,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 2,566 | $208,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 2,919 | $208,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 47,625 | $208,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 1,976 | $208,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 2,025 | $207,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 4,534 | $207,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 1,568 | $207,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 2,658 | $207,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 8,238 | $207,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 7,600 | $207,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 8,981 | $207,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 5,563 | $206,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 12,460 | $206,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 2,276 | $206,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 8,056 | $206,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 4,410 | $206,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 8,094 | $205,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 4,677 | $205,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 12,449 | $205,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 30,883 | $204,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 4,402 | $204,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 3,877 | $204,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,206 | $203,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,510 | $203,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 4,388 | $202,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 2,681 | $202,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 15,640 | $202,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 14,231 | $202,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 19,488 | $202,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 2,653 | $201,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 11,888 | $201,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 32,142 | $201,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 4,933 | $200,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 3,878 | $200,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 3,587 | $200,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 105,251 | $200,000 | thousands by filing date | |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 2,951 | $200,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 4,042 | $199,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 2,292 | $199,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 8,026 | $199,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 2,712 | $199,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 14,664 | $198,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 1,592 | $198,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 5,721 | $198,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 10,798 | $198,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 17,645 | $197,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 12,665 | $197,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 40,139 | $197,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 4,335 | $195,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 38,223 | $195,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 2,712 | $194,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 3,494 | $194,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 4,182 | $194,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 12,479 | $194,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 3,394 | $192,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 9,693 | $192,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 13,560 | $192,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 13,450 | $192,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 10,443 | $192,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 12,438 | $191,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 8,101 | $191,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 7,460 | $190,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 3,421 | $190,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 1,797 | $189,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 3,276 | $189,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 1,810 | $189,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 5,402 | $189,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 6,333 | $189,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 13,863 | $189,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 6,754 | $188,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 1,509 | $188,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 7,151 | $188,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 4,730 | $188,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 7,865 | $188,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 6,833 | $187,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 12,742 | $187,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 3,758 | $186,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 2,178 | $185,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 8,508 | $185,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 8,784 | $185,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 19,226 | $185,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 23,000 | $185,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 7,437 | $185,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 30,942 | $184,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 7,973 | $184,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 6,615 | $184,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 7,759 | $184,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 3,305 | $184,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 6,248 | $184,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 33,333 | $183,000 | thousands by filing date | |
| ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF | 46431W846 | ETF | 1,825 | $183,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 11,003 | $182,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 5,319 | $181,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 4,090 | $181,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 1,902 | $180,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 2,759 | $180,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 4,172 | $180,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1,970 | $180,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 12,406 | $180,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 19,451 | $180,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 3,531 | $180,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 3,099 | $179,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 11,265 | $179,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 6,425 | $179,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 7,509 | $179,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 7,137 | $179,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 7,370 | $178,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 3,423 | $178,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 19,526 | $178,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 8,285 | $178,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 2,919 | $178,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 3,859 | $178,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 3,913 | $178,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 4,559 | $178,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 1,907 | $177,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 8,827 | $177,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 15,695 | $177,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 18,224 | $177,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 3,627 | $177,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 5,904 | $176,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 4,086 | $174,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 7,318 | $174,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 5,120 | $174,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 2,116 | $174,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 5,519 | $173,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 2,303 | $172,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 4,601 | $172,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 4,823 | $172,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 7,144 | $172,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 174,000 | $172,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 4,467 | $171,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 12,642 | $171,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 6,490 | $170,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 3,683 | $170,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 2,295 | $170,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 42,017 | $169,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 6,893 | $169,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 5,883 | $169,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 1,193 | $168,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 6,227 | $168,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 3,958 | $168,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 1,196 | $168,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 9,950 | $168,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 8,565 | $168,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 4,463 | $168,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 3,655 | $167,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 633 | $167,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 10,819 | $167,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 4,143 | $166,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 10,415 | $166,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 10,469 | $166,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 30,530 | $166,000 | thousands by filing date | |
| JAN VELOCITY VELOCITY HED | 00162Q791 | Equities | 5,796 | $166,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 1,156 | $165,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 5,461 | $165,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 6,768 | $163,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 1,933 | $163,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 769 | $163,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 11,048 | $163,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 2,097 | $162,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 12,145 | $162,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 4,032 | $162,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 4,008 | $162,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 1,388 | $161,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 14,005 | $161,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,521 | $160,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 14,700 | $159,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 2,777 | $159,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 5,054 | $159,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 17,415 | $159,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 4,906 | $158,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,496 | $158,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 5,464 | $158,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 4,482 | $158,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 3,969 | $158,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 14,310 | $158,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 4,874 | $157,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 4,596 | $157,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 7,357 | $157,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 6,730 | $157,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 4,173 | $157,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 4,664 | $156,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 25,519 | $156,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 2,978 | $156,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 4,393 | $156,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 11,293 | $155,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 5,425 | $155,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 2,182 | $155,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 3,007 | $155,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 1,232 | $155,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 8,570 | $154,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 5,452 | $154,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 5,539 | $154,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 1,519 | $153,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 14,401 | $153,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 10,309 | $153,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 8,772 | $153,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 85,000 | $153,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 5,015 | $152,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 4,483 | $152,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 16,019 | $152,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 2,694 | $152,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 6,088 | $152,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 2,525 | $152,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 3,132 | $152,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 6,748 | $151,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 1,331 | $151,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 4,480 | $150,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 4,108 | $150,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 8,184 | $150,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 10,900 | $149,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 9,898 | $149,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 8,800 | $149,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 24,355 | $149,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 10,806 | $149,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 12,157 | $149,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 3,125 | $148,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 3,041 | $148,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 1,090 | $148,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 8,030 | $148,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 15,455 | $148,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 76,254 | $148,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 5,471 | $147,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 1,706 | $147,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 2,668 | $147,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 3,195 | $147,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 19,150 | $147,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 7,160 | $147,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 8,351 | $147,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 145,000 | $147,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 12,482 | $146,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 1,407 | $146,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 4,301 | $145,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 9,281 | $145,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 5,670 | $145,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 26,062 | $145,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 8,856 | $145,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 1,226 | $144,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 2,010 | $144,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 14,841 | $144,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 2,125 | $144,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 9,085 | $144,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 3,052 | $144,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 3,209 | $144,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 13,120 | $144,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 1,362 | $143,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 1,398 | $143,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 3,428 | $143,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 2,989 | $143,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 19,589 | $143,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 15,280 | $143,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 2,486 | $142,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 3,208 | $142,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 5,884 | $142,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 2,224 | $141,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 24,644 | $141,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 4,205 | $141,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 9,097 | $141,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 4,622 | $141,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 4,002 | $141,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 9,358 | $141,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 6,188 | $141,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 2,104 | $140,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 1,402 | $140,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 1,425 | $139,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 4,112 | $139,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 16,325 | $139,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 4,802 | $139,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 20,863 | $139,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461761 | INDIA CONSUMER | 4,162 | $139,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 1,749 | $138,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 7,325 | $138,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 2,808 | $138,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 3,324 | $137,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 1,259 | $137,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 768 | $137,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 41,957 | $137,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 5,875 | $137,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 45,386 | $136,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 10,569 | $136,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 5,005 | $136,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 18,643 | $136,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 3,755 | $136,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 9,297 | $136,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 133,000 | $136,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 1,791 | $135,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 1,688 | $135,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 8,015 | $135,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 41,540 | $135,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 15,162 | $135,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 6,420 | $135,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 27,220 | $134,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 3,075 | $134,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 4,241 | $134,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 8,000 | $134,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 28,717 | $134,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 4,973 | $134,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 8,666 | $134,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 4,609 | $134,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 3,591 | $133,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 3,659 | $133,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 4,500 | $133,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 2,771 | $133,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 6,850 | $133,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 4,255 | $132,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 2,300 | $132,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 1,915 | $132,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 3,350 | $132,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 5,677 | $132,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 1,661 | $131,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 4,984 | $131,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 5,302 | $131,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 4,352 | $131,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 2,826 | $131,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 8,356 | $131,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 5,423 | $131,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 2,042 | $130,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 1,883 | $130,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 4,350 | $130,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 2,284 | $130,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,944 | $129,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 747 | $129,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 7,150 | $129,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 12,075 | $129,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 3,991 | $129,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 9,536 | $129,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 2,106 | $128,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 6,760 | $128,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 5,503 | $128,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 2,736 | $128,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 7,905 | $128,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 4,463 | $128,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 3,057 | $127,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 6,490 | $127,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 1,467 | $127,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 2,929 | $127,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 8,331 | $126,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 10,739 | $126,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 13,053 | $126,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 23,740 | $126,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 10,928 | $125,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 11,973 | $125,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 1,036 | $125,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 856 | $125,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 12,600 | $125,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 3,994 | $125,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 9,214 | $125,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 867 | $124,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 15,388 | $124,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-16-119451 | this filing | 2016-08-15 | acceptance time not in the bulk data set |