13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 3,804 holding rows worth $2,802,131,000.
- Accession
- 0001144204-13-045886
- Filer
- CIK 1029730
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 4,476 entries on the cover page, a total value of $2,802,131,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,802,131,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GREAT NORTHERN IRON OR PPTY | 391064102 | COM | 500 | $34,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 2,360 | $34,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 2,771 | $33,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 557 | $33,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 1,005 | $33,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 256 | $33,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 2,411 | $33,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 317 | $33,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 1,667 | $33,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 515 | $33,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 1,790 | $33,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 1,300 | $33,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 2,386 | $33,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 3,101 | $33,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 2,392 | $33,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 450 | $33,000 | thousands by filing date | |
| U S AIRWAYS GROUP INC | 90341W108 | COM | 2,026 | $33,000 | thousands by filing date | |
| LENDER PROCESSING SVCS INC | 52602E102 | COM | 1,035 | $33,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 962 | $33,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 798 | $33,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 4,200 | $33,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 1,080 | $33,000 | thousands by filing date | |
| ISHARES FTSE | 464288554 | INDL OFF CAP IDX | 1,094 | $33,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 368 | $32,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 1,825 | $32,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 3,223 | $32,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 2,000 | $32,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 308 | $32,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 1,121 | $32,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 1,500 | $32,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 2,762 | $32,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 5,051 | $32,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 1,815 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 824 | $32,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 1,268 | $32,000 | thousands by filing date | |
| SANTARUS INC | 802817304 | COM | 1,526 | $32,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 3,750 | $32,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 6,070 | $32,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 3,111 | $32,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 1,303 | $32,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 19,589 | $32,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 27,175 | $32,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 287 | $31,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 6,900 | $31,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 503 | $31,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 2,781 | $31,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 1,000 | $31,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 1,596 | $31,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 436 | $31,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 600 | $31,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 4,266 | $31,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 716 | $31,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 2,114 | $31,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 2,058 | $31,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 5,269 | $31,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 541 | $31,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 1,140 | $31,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 2,106 | $31,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 2,257 | $31,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 1,056 | $31,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 2,200 | $31,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 4,876 | $31,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 1,150 | $31,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 249 | $30,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 1,612 | $30,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 1,118 | $30,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 591 | $30,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 2,400 | $30,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 2,288 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 613 | $30,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 323 | $30,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 1,986 | $30,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 1,500 | $30,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 1,152 | $30,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 725 | $30,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 1,459 | $30,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 1,165 | $30,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 984 | $30,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 3,797 | $30,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 1,515 | $30,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 780 | $30,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 350 | $30,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 1,430 | $30,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 1,144 | $30,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 2,550 | $30,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 2,361 | $30,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 1,513 | $30,000 | thousands by filing date | |
| MTR GAMING GROUP INC | 553769100 | COM | 9,000 | $30,000 | thousands by filing date | |
| MARKET VECTORS RARE EARTH/ST | 57060U472 | CMN | 3,110 | $30,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 4,326 | $29,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 512 | $29,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 562 | $29,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 524 | $29,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 643 | $29,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 926 | $29,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 412 | $29,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 372 | $29,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 1,165 | $29,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 346 | $29,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 1,288 | $29,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 1,169 | $29,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 1,500 | $29,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 364 | $29,000 | thousands by filing date | |
| NUVEEN | 67071W102 | EXCHANGE TRADED | 2,225 | $29,000 | thousands by filing date | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 653 | $29,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 468 | $29,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 4,108 | $29,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 1,641 | $29,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 1,300 | $29,000 | thousands by filing date | |
| Berry Petroleum | 085789105 | COM | 674 | $29,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 768 | $29,000 | thousands by filing date | |
| ADMINISTRADORA FONDOS PENSIO | 00709P108 | SPONSORED ADR | 335 | $29,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 7,129 | $29,000 | thousands by filing date | |
| NEW HAMPSHIRE THRIFT BANCSHS | 644722100 | COM | 2,000 | $29,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 220 | $29,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 1,313 | $29,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W257 | RENMIN/USD ETN | 700 | $29,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 1,144 | $28,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 891 | $28,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 949 | $28,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1,006 | $28,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 675 | $28,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 1,209 | $28,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 293 | $28,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 569 | $28,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 335 | $28,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 393 | $28,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 651 | $28,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 1,330 | $28,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 1,746 | $28,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 1,001 | $28,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 800 | $28,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 666 | $28,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 7,410 | $28,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 498 | $28,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 5,000 | $28,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 5,000 | $28,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 1,654 | $28,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 1,003 | $28,000 | thousands by filing date | |
| ARDEN GROUP INC-A | 039762109 | CL A | 250 | $28,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 6,644 | $28,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 710 | $28,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 894 | $28,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 735 | $28,000 | thousands by filing date | |
| DEUTSCHE BANK | 25153Q708 | ELE MORN TTL22 | 1,700 | $28,000 | thousands by filing date | |
| PROSHARES VIX | 74347W684 | VIX MDTRM FUTR | 1,000 | $28,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 1,400 | $28,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 2,300 | $27,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 2,000 | $27,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 513 | $27,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 623 | $27,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 456 | $27,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 1,656 | $27,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 440 | $27,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 1,794 | $27,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 353 | $27,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 500 | $27,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 369 | $27,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 700 | $27,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 3,440 | $27,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 796 | $27,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 800 | $27,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 174 | $27,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 1,191 | $27,000 | thousands by filing date | |
| COINSTAR INC | 19259P300 | COM | 465 | $27,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 1,040 | $27,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 544 | $27,000 | thousands by filing date | |
| TRAVELZOO INC | 89421Q106 | COM | 1,006 | $27,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 604 | $26,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 400 | $26,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,956 | $26,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 4,022 | $26,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 1,433 | $26,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 175 | $26,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 1,111 | $26,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 4,134 | $26,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 639 | $26,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 1,700 | $26,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 460 | $26,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 1,988 | $26,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 1,640 | $26,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 475 | $26,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 5,007 | $26,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 21,500 | $26,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 621 | $26,000 | thousands by filing date | |
| DOLAN CO/THE | 25659P402 | COM | 16,005 | $26,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 2,023 | $26,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 1,455 | $26,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 6,800 | $26,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 673 | $25,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 799 | $25,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 542 | $25,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 151 | $25,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 491 | $25,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 900 | $25,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 255 | $25,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 386 | $25,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 1,523 | $25,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 1,859 | $25,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 2,089 | $25,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 533 | $25,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 1,270 | $25,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 692 | $25,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 833 | $25,000 | thousands by filing date | |
| NASDAQ OMX GROUP INC 2.500 | 631103AA6 | NOTE 2.500% 8/1 | 25,000 | $25,000 | thousands by filing date | |
| PROSHARES SHORT SMALLCAP600 | 74347R784 | COM | 1,419 | $25,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 2,564 | $25,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 682 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 971 | $25,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 700 | $24,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 582 | $24,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 650 | $24,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 1,800 | $24,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 1,397 | $24,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 1,474 | $24,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 400 | $24,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 1,000 | $24,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 2,250 | $24,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 1,817 | $24,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 786 | $24,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 1,015 | $24,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 910 | $24,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 1,131 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 1,133 | $24,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 500 | $24,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 364 | $24,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 2,769 | $24,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 4,036 | $24,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 552 | $24,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 1,148 | $24,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 1,468 | $24,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 6,000 | $24,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 1,000 | $24,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 3,868 | $24,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 555 | $24,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 451 | $23,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 1,003 | $23,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 881 | $23,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 353 | $23,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 655 | $23,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 1,073 | $23,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 560 | $23,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 108 | $23,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 300 | $23,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 792 | $23,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 650 | $23,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 931 | $23,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 915 | $23,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 1,503 | $23,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 5,080 | $23,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 1,799 | $23,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 686 | $23,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 1,054 | $23,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 1,786 | $23,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 734 | $23,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 425 | $23,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 450 | $23,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 990 | $23,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 3,000 | $23,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 1,000 | $23,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 268 | $23,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 1,743 | $23,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 230 | $23,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 1,367 | $23,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 3,800 | $23,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 945 | $23,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 886 | $23,000 | thousands by filing date | |
| PAA NAT GAS STORAGE L P | 693139107 | COM UNIT LTD | 1,084 | $23,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 3,400 | $23,000 | thousands by filing date | |
| PEOPLES FED BANCSHARES INC | 711037101 | COM | 1,250 | $23,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 584 | $22,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 567 | $22,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 505 | $22,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 446 | $22,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 1,101 | $22,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 412 | $22,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 838 | $22,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 830 | $22,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 322 | $22,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 600 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 440 | $22,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 664 | $22,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 268 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 530 | $22,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 391 | $22,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 930 | $22,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 1,750 | $22,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 370 | $22,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 1,544 | $22,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 445 | $22,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 2,042 | $22,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 382 | $22,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 1,560 | $22,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 1,200 | $22,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 759 | $22,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 719 | $22,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 205 | $22,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 3,876 | $22,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 3,932 | $22,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 1,566 | $22,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 830 | $22,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 591 | $22,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 340 | $22,000 | thousands by filing date | |
| PPL CORP | 69351T601 | PREF CONV | 416 | $22,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 2,040 | $22,000 | thousands by filing date | |
| POWERSHARES MENA | 73936Q603 | MENA FRNTR ETF | 2,000 | $22,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 5,223 | $22,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 1,206 | $21,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 526 | $21,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 224 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 1,130 | $21,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 613 | $21,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 584 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 952 | $21,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 311 | $21,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 285 | $21,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 1,727 | $21,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 6,695 | $21,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 1,638 | $21,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 273 | $21,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 581 | $21,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 3,500 | $21,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 940 | $21,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 282 | $21,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 427 | $21,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 1,322 | $21,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 895 | $21,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E106 | COM | 4,474 | $21,000 | thousands by filing date | |
| NUVEEN NJ PREM INCOME MUN FD | 67101N106 | COM | 1,461 | $21,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 1,512 | $21,000 | thousands by filing date | |
| ING ASIA PAC HGH DIVID EQ IN | 44983J107 | COM | 1,546 | $21,000 | thousands by filing date | |
| HELIOS HIGH YIELD FD | 42328Q109 | COM | 2,200 | $21,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 335 | $20,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 265 | $20,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 741 | $20,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 792 | $20,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 911 | $20,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 860 | $20,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 595 | $20,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 318 | $20,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 535 | $20,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 358 | $20,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 560 | $20,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 1,798 | $20,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 613 | $20,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 500 | $20,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 304 | $20,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 1,086 | $20,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 395 | $20,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 379 | $20,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 1,025 | $20,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 1,300 | $20,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 717 | $20,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 612 | $20,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 2,523 | $20,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 460 | $20,000 | thousands by filing date | |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 1,368 | $20,000 | thousands by filing date | |
| AMCOL INTERNATIONAL CORP | 02341W103 | COMMON STOCK | 637 | $20,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 311 | $20,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 1,515 | $20,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 545 | $20,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 1,959 | $20,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 1,950 | $20,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 348 | $20,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 2,500 | $20,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 1,657 | $20,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 1,500 | $20,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 797 | $20,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 800 | $20,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 8,693 | $20,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 667 | $20,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 1,368 | $19,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 1,103 | $19,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 1,035 | $19,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 566 | $19,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 4,485 | $19,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 776 | $19,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 245 | $19,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 212 | $19,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 1,250 | $19,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 1,333 | $19,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 974 | $19,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 800 | $19,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 1,063 | $19,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 5,000 | $19,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 961 | $19,000 | thousands by filing date | |
| BMC SOFTWARE INC | 055921100 | COM | 421 | $19,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 800 | $19,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 1,007 | $19,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 1,330 | $19,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 6,000 | $19,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 1,375 | $19,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 2,200 | $19,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 2,800 | $19,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R759 | CDA BD IDX FD | 200 | $19,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 940 | $19,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 1,927 | $18,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 961 | $18,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 1,097 | $18,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 497 | $18,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 700 | $18,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 725 | $18,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 453 | $18,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 1,275 | $18,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 350 | $18,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 628 | $18,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 600 | $18,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 1,392 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 1,300 | $18,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,249 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 435 | $18,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 729 | $18,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 1,000 | $18,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 482 | $18,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 640 | $18,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 536 | $18,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 747 | $18,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 1,800 | $18,000 | thousands by filing date | |
| Nuveen Cal Performance | 67062Q106 | COM | 1,220 | $18,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 400 | $18,000 | thousands by filing date | |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 2,435 | $18,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 291 | $18,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 646 | $18,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 441 | $18,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 1,329 | $17,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 2,397 | $17,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 439 | $17,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 396 | $17,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 250 | $17,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 250 | $17,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 527 | $17,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 1,000 | $17,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 95 | $17,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 579 | $17,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 600 | $17,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 42 | $17,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 1,000 | $17,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 1,314 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 412 | $17,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 124 | $17,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 531 | $17,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 2,900 | $17,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 321 | $17,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 846 | $17,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 2,500 | $17,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 350 | $17,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 185 | $17,000 | thousands by filing date | |
| COLONIAL PROPERTIES TRUST | 195872106 | COM | 711 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 407 | $17,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 4,669 | $17,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 8,000 | $17,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 3,914 | $17,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 765 | $17,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 491 | $17,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 1,070 | $17,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 246 | $16,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 773 | $16,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 149 | $16,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 906 | $16,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 428 | $16,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 202 | $16,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 699 | $16,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 250 | $16,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 1,184 | $16,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 964 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 600 | $16,000 | thousands by filing date | |
| POWER-ONE INC | 73930R102 | COMMON STOCK | 2,600 | $16,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 1,956 | $16,000 | thousands by filing date | |
| ISHARES ESG AWARE MSCI EM ETF | 464288463 | ETF | 494 | $16,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 1,000 | $16,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 1,256 | $16,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 200 | $16,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 880 | $16,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 5,000 | $16,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 15,004 | $16,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 846 | $16,000 | thousands by filing date | |
| ZOLTEK COS INC | 98975W104 | COM | 1,252 | $16,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 221 | $16,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 1,120 | $16,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 5,000 | $16,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 923 | $16,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 600 | $16,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227AA2 | NOTE 7.000% 4/0 | 13,000 | $16,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 199 | $15,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 10,240 | $15,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 336 | $15,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 251 | $15,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 2,000 | $15,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 297 | $15,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 305 | $15,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 7,200 | $15,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 629 | $15,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 420 | $15,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 174 | $15,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 312 | $15,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 399 | $15,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 1,000 | $15,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 2,125 | $15,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,411 | $15,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 602 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-13-045886 | this filing | 2013-08-14 | acceptance time not in the bulk data set |