13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 3,804 holding rows worth $2,802,131,000.
- Accession
- 0001144204-13-045886
- Filer
- CIK 1029730
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 4,476 entries on the cover page, a total value of $2,802,131,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,802,131,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ZYNGA INC. | 98986T108 | CL A | 25,119 | $70,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 812 | $70,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 1,845 | $70,000 | thousands by filing date | |
| UNS ENERGY CORP | 903119105 | COM | 1,555 | $70,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 4,600 | $70,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 6,653 | $70,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 3,230 | $70,000 | thousands by filing date | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 8,000 | $70,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 4,907 | $69,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 779 | $69,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 5,919 | $69,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 1,635 | $69,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 1,111 | $69,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 2,202 | $69,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 1,579 | $69,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 4,251 | $69,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 15,000 | $69,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 22,559 | $69,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 2,996 | $69,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 3,759 | $68,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 2,650 | $68,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 2,612 | $68,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 6,214 | $68,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 11,533 | $68,000 | thousands by filing date | |
| BRE PROPERTIES INC | 05564E106 | CL A | 1,349 | $68,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 12,814 | $68,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 5,679 | $67,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 633 | $67,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 7,340 | $67,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 9,933 | $67,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 618 | $67,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 3,979 | $67,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 1,766 | $67,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 30,298 | $67,000 | thousands by filing date | |
| HELIOS MULTI SEC HI INC FD I | 42327Y202 | COM NEW | 11,777 | $67,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 2,069 | $66,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 1,957 | $66,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 4,970 | $66,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 906 | $66,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 1,225 | $66,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 6,323 | $66,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 2,473 | $66,000 | thousands by filing date | |
| FISHER ENHANCED BIG CAP GROWTH ETN(FBG) | 90267L508 | ETF | 1,920 | $66,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 839 | $65,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 3,500 | $65,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 2,075 | $65,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 5,701 | $65,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 11,146 | $65,000 | thousands by filing date | |
| TW TELECOM INC | 87311L104 | COM | 2,322 | $65,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 3,846 | $65,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 8,050 | $65,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 1,563 | $65,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 3,657 | $64,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 870 | $64,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 6,842 | $64,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 5,058 | $64,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 2,725 | $64,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 824 | $64,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 2,617 | $64,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 1,279 | $64,000 | thousands by filing date | |
| AMERICAN GREETINGS CORP CL A | 026375105 | COM | 3,506 | $64,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 1,225 | $63,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 953 | $63,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 2,277 | $63,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 3,030 | $63,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 8,263 | $63,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 4,638 | $63,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 2,524 | $63,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 4,131 | $63,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 1,479 | $63,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 1,094 | $63,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 1,585 | $63,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 768 | $63,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 1,285 | $63,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 900 | $62,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 2,494 | $62,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 4,785 | $62,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 963 | $62,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 1,726 | $62,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 1,036 | $62,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 3,200 | $62,000 | thousands by filing date | |
| ORIENT EXPRESS HOTELS LTD -A | G67743107 | CL A | 5,135 | $62,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 1,397 | $62,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 1,963 | $61,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 2,368 | $61,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 1,922 | $61,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 3,832 | $61,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 5,540 | $61,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 4,015 | $61,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 1,723 | $61,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 6,013 | $61,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 603 | $61,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 630 | $61,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 321 | $61,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 3,021 | $61,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 849 | $61,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 10,308 | $61,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 5,446 | $61,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 1,504 | $61,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 4,000 | $61,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 907 | $60,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 844 | $60,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 820 | $60,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 11,246 | $60,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 5,141 | $60,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 4,631 | $60,000 | thousands by filing date | |
| SOURCEFIRE INC | 83616T108 | COMMON STOCK | 1,079 | $60,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 7,170 | $60,000 | thousands by filing date | |
| CADENCE PHARMACEUTICALS INC | 12738T100 | COM | 8,850 | $60,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 10,294 | $60,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 5,582 | $60,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 5,200 | $60,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 6,900 | $60,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 32,500 | $60,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 7,200 | $60,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 2,590 | $60,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 1,521 | $59,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 853 | $59,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 725 | $59,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 1,800 | $59,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 632 | $59,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 1,347 | $59,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 5,150 | $59,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 704 | $59,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 8,186 | $59,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 903 | $59,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 1,000 | $59,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 7,106 | $59,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 1,375 | $59,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 39,500 | $59,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 16,000 | $59,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 14,538 | $58,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 1,018 | $58,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 1,590 | $58,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 1,434 | $58,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 4,251 | $58,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 1,310 | $58,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 4,364 | $58,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 8,075 | $58,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 2,025 | $58,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 1,976 | $58,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 776 | $58,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 55,000 | $58,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 1,122 | $58,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 1,772 | $58,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 1,472 | $58,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 3,500 | $58,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 884 | $57,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 4,979 | $57,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 3,850 | $57,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 4,250 | $57,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 8,407 | $57,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 1,248 | $57,000 | thousands by filing date | |
| NV ENERGY INC | 67073Y106 | COM | 2,426 | $57,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 1,240 | $57,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 3,768 | $57,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 1,226 | $57,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 2,270 | $57,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 700 | $56,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 2,878 | $56,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 1,060 | $56,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 1,367 | $56,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 817 | $56,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 1,300 | $56,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 493 | $56,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 1,727 | $56,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 2,607 | $56,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 755 | $56,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 4,090 | $56,000 | thousands by filing date | |
| FRANCE TELECOM | 35177Q105 | SPONSORED ADR | 5,888 | $56,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 2,851 | $56,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 2,200 | $56,000 | thousands by filing date | |
| BB&T CORPORATION 5.20% SER G NON-CUM PFD | 054937800 | PFD | 2,462 | $56,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 1,150 | $56,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 450 | $56,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 1,530 | $55,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 1,183 | $55,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 3,017 | $55,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 703 | $55,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 1,748 | $55,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 1,813 | $55,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 3,268 | $55,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 2,090 | $55,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 1,924 | $55,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 4,830 | $55,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 1,620 | $55,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 2,300 | $55,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 800 | $55,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1,406 | $54,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 1,740 | $54,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 1,288 | $54,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 722 | $54,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 4,630 | $54,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 7,211 | $54,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 1,225 | $54,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 25,000 | $54,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 1,275 | $54,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 5,750 | $54,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 1,080 | $54,000 | thousands by filing date | |
| ISHARES TR | 464289404 | S&P TARGET 20 | 1,475 | $54,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 525 | $53,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 4,744 | $53,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 756 | $53,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 920 | $53,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 1,405 | $53,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 2,777 | $53,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 12,617 | $53,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 1,382 | $53,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 1,773 | $53,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 3,922 | $53,000 | thousands by filing date | |
| CTPARTNERS EXECUTIVE SEARCH IN | 22945C105 | COMM STK | 12,083 | $53,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 968 | $52,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 1,557 | $52,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 17,500 | $52,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 543 | $52,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 1,974 | $52,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 691 | $52,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 1,399 | $52,000 | thousands by filing date | |
| BELO CORP | 080555105 | COM SER A | 3,705 | $52,000 | thousands by filing date | |
| VALUECLICK INC | 92046N102 | COM | 2,107 | $52,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD NJ QLTY | 09255A100 | COM | 3,651 | $52,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 21,300 | $51,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 11,750 | $51,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 855 | $51,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 2,400 | $51,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 1,895 | $51,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 1,496 | $51,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 1,126 | $51,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 1,501 | $51,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 826 | $51,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 1,396 | $51,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 2,793 | $51,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 12,100 | $51,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 2,357 | $51,000 | thousands by filing date | |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 6,223 | $51,000 | thousands by filing date | |
| INERGY MIDSTREAM LP | 45671U106 | U LTD PARTNERS | 2,282 | $51,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 4,059 | $50,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 664 | $50,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 6,571 | $50,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 2,515 | $50,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 1,052 | $50,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 5,559 | $50,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90268A691 | FISH GR RK OFF | 2,450 | $50,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y735 | PRING TRNR BUS | 1,970 | $50,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,208 | $49,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 8,338 | $49,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 1,145 | $49,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 2,717 | $49,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 1,145 | $49,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 1,050 | $49,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 1,239 | $49,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 12,425 | $49,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 607 | $49,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 2,237 | $49,000 | thousands by filing date | |
| DBX ETF TR | 233051309 | XTRAK MSCI BRAZL | 3,000 | $49,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 350 | $48,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 725 | $48,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 1,065 | $48,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 1,655 | $48,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,252 | $48,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 400 | $48,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 931 | $48,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 2,037 | $48,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 4,608 | $48,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 949 | $48,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 1,850 | $48,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 1,489 | $48,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 2,899 | $48,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 1,622 | $48,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 1,651 | $48,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 1,200 | $48,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 6,914 | $48,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 12,358 | $48,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 775 | $47,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 1,080 | $47,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 698 | $47,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,082 | $47,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 772 | $47,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 879 | $47,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 997 | $47,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 2,740 | $47,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 1,075 | $47,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 2,371 | $47,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 1,819 | $47,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 2,326 | $47,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 3,000 | $47,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U589 | JR GOLD MINERS E | 5,172 | $47,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 3,418 | $47,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 2,145 | $47,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 641 | $47,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 1,593 | $47,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 572 | $46,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 1,427 | $46,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 1,686 | $46,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 901 | $46,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 4,014 | $46,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 1,951 | $46,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 416 | $46,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 4,031 | $46,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 1,349 | $46,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 944 | $45,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 2,270 | $45,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 1,512 | $45,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 1,112 | $45,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,803 | $45,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 524 | $45,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 1,309 | $45,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 10,000 | $45,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 946 | $45,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 1,091 | $45,000 | thousands by filing date | |
| HARRIS TEETER SUPERMARKETS I | 414585109 | COM | 960 | $45,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 943 | $45,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 1,100 | $44,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 1,505 | $44,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 676 | $44,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 1,310 | $44,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 2,128 | $44,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 429 | $44,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 1,430 | $44,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 558 | $44,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 2,191 | $44,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 2,500 | $44,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 2,333 | $43,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 1,962 | $43,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 942 | $43,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 28,000 | $43,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 654 | $43,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 3,100 | $43,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 1,364 | $43,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 3,209 | $43,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 1,959 | $43,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 2,800 | $43,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 1,767 | $43,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 4,000 | $43,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 21,014 | $43,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 13,415 | $43,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 943 | $43,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268100 | COM | 5,610 | $43,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 14,591 | $43,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 1,563 | $42,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 925 | $42,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 2,652 | $42,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 1,100 | $42,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 3,517 | $42,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 3,022 | $42,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 3,601 | $42,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 3,590 | $42,000 | thousands by filing date | |
| ELAN PLC | 284131208 | ADR | 2,944 | $42,000 | thousands by filing date | |
| CLEARWIRE CORP NEW | 18538Q105 | CL A | 8,500 | $42,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 3,768 | $42,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 26,882 | $42,000 | thousands by filing date | |
| UNITED FINANCIAL BANCORP INC | 91030T109 | COM | 2,784 | $42,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 2,677 | $42,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 1,650 | $42,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 600 | $41,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 3,050 | $41,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 6,385 | $41,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 399 | $41,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 1,677 | $41,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 2,881 | $41,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 970 | $41,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 2,083 | $41,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 500 | $41,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 6,070 | $41,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 3,300 | $41,000 | thousands by filing date | |
| CUBIC ENERGY INC | 229675103 | COM | 136,000 | $41,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 740 | $41,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 1,618 | $41,000 | thousands by filing date | |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 40,100 | $41,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 645 | $40,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 1,066 | $40,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 1,887 | $40,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 1,300 | $40,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 1,534 | $40,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 2,400 | $40,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 1,205 | $40,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 740 | $40,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 1,778 | $40,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 1,443 | $40,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 679 | $40,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 2,952 | $40,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 7,670 | $40,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 629 | $40,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 657 | $39,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 468 | $39,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 1,155 | $39,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 2,625 | $39,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 2,600 | $39,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 3,387 | $39,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 595 | $39,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 2,000 | $39,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 2,275 | $39,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 1,512 | $39,000 | thousands by filing date | |
| CAPITALSOURCE INC | 14055X102 | COM | 4,133 | $39,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 1,037 | $39,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 1,106 | $39,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 4,403 | $38,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 689 | $38,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 1,075 | $38,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 657 | $38,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 1,270 | $38,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 673 | $38,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 1,557 | $38,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 368 | $38,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 341 | $38,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 1,590 | $38,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 2,888 | $38,000 | thousands by filing date | |
| SIMS LTD SPON ADR EA | 829160100 | Common Stock | 5,008 | $38,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 1,365 | $38,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 5,408 | $38,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264F205 | COM | 999 | $38,000 | thousands by filing date | |
| MICROS SYS INC | 594901100 | COM | 851 | $38,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 2,645 | $38,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 1,417 | $38,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 709 | $38,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 742 | $38,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 1,200 | $38,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 1,025 | $38,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 401 | $37,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 1,591 | $37,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 1,896 | $37,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 1,836 | $37,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 299 | $37,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 936 | $37,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 649 | $37,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 4,360 | $37,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 548 | $37,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 468 | $37,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 418 | $37,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 2,500 | $37,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 715 | $37,000 | thousands by filing date | |
| MOLEX INC | 608554101 | COM | 1,251 | $37,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 1,148 | $37,000 | thousands by filing date | |
| AMERICAN INCOME FD INC | 02672T109 | COM | 4,815 | $37,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 3,000 | $37,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 507 | $36,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 713 | $36,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 2,446 | $36,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 4,663 | $36,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 4,983 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 999 | $36,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 269 | $36,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 650 | $36,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 2,583 | $36,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 794 | $36,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 1,404 | $36,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 2,970 | $36,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 511 | $36,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 1,526 | $36,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 968 | $36,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 2,170 | $36,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 1,506 | $36,000 | thousands by filing date | |
| SAKS INC | 79377W108 | COM | 2,654 | $36,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 700 | $36,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 531 | $36,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 450 | $35,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 6,785 | $35,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 1,200 | $35,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 937 | $35,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 1,246 | $35,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 885 | $35,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 838 | $35,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 739 | $35,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 2,989 | $35,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 2,865 | $35,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 531 | $35,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 1,875 | $35,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 1,986 | $35,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 917 | $35,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 2,300 | $35,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 698 | $35,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 536 | $35,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 2,440 | $35,000 | thousands by filing date | |
| CH ENERGY GROUP INC | 12541M102 | COM | 535 | $35,000 | thousands by filing date | |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 2,700 | $35,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 1,075 | $35,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 508 | $35,000 | thousands by filing date | |
| ISHARES TR | 464288232 | S&P NUCIDX ETF | 1,057 | $35,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 562 | $34,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 1,612 | $34,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 709 | $34,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 609 | $34,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 4,444 | $34,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 210 | $34,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 816 | $34,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 846 | $34,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 2,650 | $34,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 1,599 | $34,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 1,756 | $34,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 927 | $34,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 644 | $34,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 1,250 | $34,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 1,796 | $34,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 1,715 | $34,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 506 | $34,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 1,104 | $34,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 6,589 | $34,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 1,586 | $34,000 | thousands by filing date | |
| NEWS CORP | 65248E203 | CL B | 1,034 | $34,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 860 | $34,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-13-045886 | this filing | 2013-08-14 | acceptance time not in the bulk data set |