13F-HR filed by LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 3,804 holding rows worth $2,802,131,000.
- Accession
- 0001144204-13-045886
- Filer
- CIK 1029730
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 4,476 entries on the cover page, a total value of $2,802,131,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,802,131,000 with VALUE read as thousands by filing date, 13F file number 028-14689. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSECURITIES AMERICA ADVISORS INC028-12574
- included managerLadenburg Thalmann Asset Management028-13809
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 2,358 | $187,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 11,470 | $186,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 6,507 | $186,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 2,193 | $186,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 4,067 | $186,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,382 | $185,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 12,576 | $185,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,629 | $184,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 11,801 | $184,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 12,935 | $184,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 2,584 | $183,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 11,750 | $183,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 9,225 | $183,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 164 | $182,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 11,111 | $182,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 64,557 | $182,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 2,497 | $182,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 12,746 | $182,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 2,999 | $181,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 3,526 | $181,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 10,847 | $181,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 9,550 | $181,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 15,771 | $181,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 2,023 | $181,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 24,622 | $181,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 10,309 | $180,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 3,005 | $179,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 3,077 | $178,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 4,232 | $178,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 1,703 | $178,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 5,169 | $178,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 19,064 | $177,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,177 | $177,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 7,091 | $177,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 4,987 | $177,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 10,608 | $176,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 2,711 | $176,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 3,100 | $175,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 17,200 | $175,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 4,319 | $175,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 6,657 | $174,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 57,111 | $174,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 2,943 | $173,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 2,879 | $173,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 5,921 | $173,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,586 | $172,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 4,293 | $172,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 8,086 | $172,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 3,000 | $172,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 1,133 | $172,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 2,746 | $171,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 9,747 | $171,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 2,170 | $170,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 45,271 | $169,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 4,143 | $169,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 791 | $168,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 17,164 | $168,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 1,974 | $168,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 10,054 | $168,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 4,957 | $167,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 13,809 | $167,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 8,520 | $167,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 13,003 | $167,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 3,207 | $167,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 13,189 | $167,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 5,996 | $167,000 | thousands by filing date | |
| RESEARCH IN MOTION LTD | 760975102 | COM | 15,876 | $166,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 7,217 | $165,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 3,255 | $164,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 3,436 | $162,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 12,154 | $162,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 3,183 | $161,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 3,116 | $161,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 13,880 | $161,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 3,314 | $161,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,786 | $160,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 16,732 | $160,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 5,824 | $159,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 5,413 | $159,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 3,036 | $158,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 2,287 | $158,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 2,506 | $158,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 2,450 | $157,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 2,854 | $156,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 16,648 | $156,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 12,928 | $156,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 18,410 | $156,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 2,285 | $155,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 20,140 | $155,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 2,035 | $155,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 5,746 | $155,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 8,248 | $155,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 6,301 | $154,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 2,539 | $154,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 7,789 | $154,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 2,925 | $154,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 1,414 | $153,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 4,246 | $153,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06741L609 | IPATH DYNM VIX | 3,581 | $153,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 5,349 | $152,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 6,160 | $152,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,246 | $152,000 | thousands by filing date | |
| ING GLBL ADV & PREM OPP FUND | 44982N109 | COM | 12,240 | $152,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 52,808 | $151,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 5,954 | $151,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 13,853 | $151,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 3,791 | $151,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 2,348 | $151,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,376 | $150,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 3,120 | $150,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 14,242 | $150,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 11,000 | $150,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 8,353 | $150,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 2,474 | $149,000 | thousands by filing date | |
| MAKO SURGICAL CORP | 560879108 | COM | 12,402 | $149,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 1,814 | $149,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 2,488 | $148,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 2,774 | $148,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 2,030 | $148,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 2,115 | $148,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 1,432 | $147,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 15,562 | $147,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 3,668 | $147,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 3,640 | $146,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD III | 09255M104 | COM | 19,750 | $146,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 5,749 | $145,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 18,850 | $145,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 14,368 | $145,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 2,888 | $144,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 9,830 | $143,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 5,722 | $143,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 4,330 | $141,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 14,877 | $141,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 3,362 | $141,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 5,900 | $141,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 2,724 | $141,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 805 | $140,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 2,700 | $140,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 10,094 | $140,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 3,370 | $140,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 4,650 | $140,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 10,793 | $139,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 8,241 | $139,000 | thousands by filing date | |
| ISHARES INC | 464286459 | EMKTS VALU IDX | 3,227 | $139,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 7,882 | $138,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 4,036 | $138,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 5,343 | $138,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 6,780 | $138,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,371 | $137,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 2,695 | $137,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 9,351 | $137,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 7,479 | $137,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 9,395 | $137,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 2,860 | $137,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 5,745 | $137,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 9,770 | $137,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 5,075 | $137,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 2,665 | $136,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 13,320 | $136,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 2,845 | $136,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 2,620 | $136,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 6,426 | $135,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 3,891 | $134,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 1,631 | $134,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 9,283 | $134,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 5,182 | $134,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 15,512 | $133,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 6,052 | $133,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 1,205 | $133,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 2,603 | $132,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 5,025 | $132,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 8,984 | $132,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 3,626 | $131,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 2,425 | $131,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 9,859 | $131,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 10,296 | $130,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 2,861 | $130,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 5,200 | $130,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 2,404 | $130,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 5,213 | $130,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 3,460 | $129,000 | thousands by filing date | |
| NUVERRA ENVIRNMNTL SOLUTIO | 67091K104 | COM | 44,500 | $129,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 1,272 | $129,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 5,500 | $128,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,282 | $128,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 2,357 | $128,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 106 | $127,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 10,307 | $127,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 1,593 | $126,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 1,292 | $126,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 1,705 | $126,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 3,240 | $126,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 15,082 | $126,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 1,522 | $125,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,912 | $125,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 3,600 | $125,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 8,113 | $125,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 3,657 | $125,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 10,665 | $124,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 2,547 | $124,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 1,115 | $124,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 5,465 | $124,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 18,812 | $124,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 7,175 | $124,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 4,309 | $123,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 1,300 | $123,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 2,113 | $123,000 | thousands by filing date | |
| NYSE EURONEXT | 629491101 | COM | 2,974 | $123,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 74,162 | $123,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 4,792 | $123,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,809 | $122,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 15,723 | $122,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 12,667 | $122,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 6,826 | $122,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 4,680 | $122,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 4,375 | $122,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 1,728 | $121,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 18,125 | $121,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 35,200 | $121,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 10,324 | $121,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 8,126 | $121,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 3,177 | $121,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 2,440 | $120,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 1,689 | $120,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 3,139 | $120,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 4,300 | $120,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,479 | $120,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 6,715 | $120,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 8,082 | $120,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 2,545 | $120,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 1,086 | $119,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 2,384 | $119,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 928 | $119,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 1,473 | $119,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 39,685 | $119,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 1,787 | $119,000 | thousands by filing date | |
| ONYX PHARMACEUTICALS INC | 683399109 | COM | 1,352 | $119,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 3,943 | $119,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 19,263 | $119,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 3,860 | $119,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,536 | $117,000 | thousands by filing date | |
| DIREXION DAILY | 25459Y306 | TL BD MKT BEAR | 3,235 | $117,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,833 | $116,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 2,912 | $116,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 1,994 | $116,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 4,513 | $115,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 4,800 | $115,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 21,294 | $115,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 8,510 | $114,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 5,150 | $114,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 1,119 | $114,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 8,427 | $114,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 4,553 | $113,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,882 | $113,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 1,683 | $113,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 1,525 | $113,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 2,607 | $113,000 | thousands by filing date | |
| NEWS CORP INC | 65248E104 | COMMON STOCK | 3,464 | $113,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 2,110 | $113,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 3,340 | $112,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 7,719 | $112,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 3,333 | $112,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 4,650 | $111,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 2,700 | $110,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,104 | $110,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 2,200 | $110,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 3,385 | $109,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 592 | $109,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 1,345 | $108,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 1,867 | $108,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 12,990 | $108,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 16,400 | $107,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 37,200 | $107,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 1,085 | $106,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 2,801 | $106,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 2,630 | $106,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 5,077 | $106,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 5,380 | $106,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 4,450 | $105,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 4,564 | $105,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 5,852 | $105,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 14,000 | $104,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 1,651 | $104,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 2,649 | $104,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 484 | $104,000 | thousands by filing date | |
| COHEN & STEERS DIV MJRS FDIN | 19248G106 | COM | 7,294 | $104,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 3,585 | $104,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 7,006 | $103,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 3,352 | $103,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 4,262 | $103,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,081 | $103,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 3,931 | $102,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 1,504 | $102,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,518 | $102,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 2,423 | $102,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 1,428 | $102,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 7,674 | $102,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 1,578 | $102,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 4,844 | $102,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 4,251 | $102,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 4,285 | $102,000 | thousands by filing date | |
| NUVEEN CALIF QUALITY INCM MU | 670985100 | COM | 6,600 | $102,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 2,565 | $101,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 2,534 | $101,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 7,205 | $101,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 7,543 | $101,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 4,582 | $101,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 4,500 | $101,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 4,763 | $101,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 10,786 | $101,000 | thousands by filing date | |
| SAIC INC | 78390X101 | COM | 7,231 | $101,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 3,524 | $100,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 6,353 | $100,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 3,690 | $100,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 3,190 | $100,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 3,025 | $100,000 | thousands by filing date | |
| NUPATHE INC | 67059M100 | COM | 32,782 | $100,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 2,533 | $100,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 3,373 | $99,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 4,500 | $99,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 2,598 | $99,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 2,943 | $99,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 2,814 | $99,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 1,614 | $99,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 1,289 | $98,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 3,556 | $98,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 6,502 | $98,000 | thousands by filing date | |
| BLACKROCK CORPOR HIGH YLD FD | 09255L106 | COM | 13,444 | $98,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 13,700 | $97,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 7,650 | $97,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 1,063 | $97,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 1,632 | $97,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 3,325 | $97,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 3,842 | $97,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 6,519 | $97,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 3,518 | $96,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 7,603 | $96,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 1,425 | $96,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 2,408 | $96,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 3,908 | $96,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 4,462 | $96,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 2,186 | $96,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 2,047 | $95,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 6,607 | $95,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 1,340 | $95,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 4,485 | $95,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 7,259 | $95,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 1,586 | $94,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 2,066 | $94,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 546 | $94,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 3,560 | $94,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 3,383 | $94,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 2,100 | $94,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 6,249 | $93,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,877 | $93,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 160 | $93,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 5,702 | $93,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 3,343 | $92,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 6,970 | $92,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 5,800 | $92,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 4,427 | $92,000 | thousands by filing date | |
| TORTOISE NORTH AMRN ENRGY CO | 89147T103 | COM | 2,900 | $92,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 3,528 | $91,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 1,806 | $91,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 16,500 | $91,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 967 | $91,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 18,898 | $90,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 706 | $90,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 7,183 | $90,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 1,813 | $89,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 2,387 | $89,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,927 | $89,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 3,020 | $89,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 2,085 | $89,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 40,380 | $89,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 12,722 | $89,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 8,332 | $89,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 1,656 | $88,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 4,000 | $88,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 4,505 | $88,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 7,200 | $88,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 2,300 | $88,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 1,751 | $88,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 2,263 | $87,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 1,915 | $87,000 | thousands by filing date | |
| TRIUS THERAPEUTICS INC | 89685K100 | COM | 10,775 | $87,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 8,149 | $86,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 1,220 | $86,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 2,260 | $86,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 1,868 | $86,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 2,204 | $86,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 1,880 | $86,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 1,075 | $86,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 2,003 | $85,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 496 | $85,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 6,717 | $85,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 7,042 | $85,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 1,836 | $85,000 | thousands by filing date | |
| BOISE INC | 09746Y105 | COMMON STOCK | 10,000 | $85,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 3,423 | $85,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 1,632 | $85,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 1,786 | $85,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 2,610 | $85,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 160 | $84,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 16,191 | $84,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 3,173 | $84,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 5,384 | $84,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 4,337 | $84,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 2,897 | $84,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 1,540 | $83,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 3,215 | $83,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 1,347 | $83,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 3,875 | $83,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 4,905 | $83,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 4,180 | $83,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 4,757 | $83,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 3,840 | $82,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 6,912 | $82,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 2,936 | $82,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 4,683 | $82,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 4,700 | $82,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 1,260 | $82,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 13,185 | $82,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 18,000 | $82,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 881 | $81,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 1,707 | $81,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 1,645 | $80,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 1,667 | $80,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 2,027 | $80,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 3,220 | $80,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 2,581 | $79,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 896 | $79,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 1,039 | $79,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 940 | $79,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 3,215 | $79,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 10,916 | $79,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 9,590 | $79,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 2,455 | $78,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 1,773 | $78,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 2,822 | $78,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 1,844 | $78,000 | thousands by filing date | |
| Inergy, LP | 456615103 | LTD | 4,892 | $78,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 5,017 | $78,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 38,940 | $78,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 5,700 | $78,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 980 | $77,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 463 | $77,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 2,467 | $77,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 5,000 | $77,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 4,200 | $77,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 5,372 | $77,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 1,145 | $76,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664707 | PFD SER K | 3,100 | $76,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 3,025 | $76,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 749 | $75,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 734 | $75,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 2,347 | $75,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 2,831 | $75,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 2,021 | $75,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 2,605 | $75,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 1,853 | $75,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 3,353 | $75,000 | thousands by filing date | |
| DOW 30 PREMIUM & DIV INC FD | 260582101 | COM | 5,125 | $75,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 2,543 | $75,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 1,439 | $74,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 628 | $74,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 1,650 | $74,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 887 | $74,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 4,045 | $74,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U431 | LATAM AGGR BD | 3,133 | $74,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 5,258 | $73,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 3,070 | $73,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 1,175 | $73,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 1,608 | $72,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 6,900 | $72,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 3,402 | $72,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 3,203 | $72,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 11,352 | $72,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 1,466 | $72,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 39,673 | $72,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 1,328 | $71,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 5,077 | $71,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 2,000 | $71,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 1,703 | $71,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 1,908 | $71,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 4,536 | $71,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 1,000 | $71,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 927 | $71,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 1,104 | $71,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 3,263 | $71,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 5,450 | $71,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 4,750 | $71,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 3,690 | $71,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 1,847 | $70,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 1,871 | $70,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 801 | $70,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 262 | $70,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,206 | $70,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 1,399 | $70,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,467 | $70,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001144204-13-045886 | this filing | 2013-08-14 | acceptance time not in the bulk data set |