13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 1,732 holding rows worth $4,198,950,000.
- Accession
- 0001141802-15-000010
- Filer
- CIK 1141802
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A combination report, 1,732 entries on the cover page, a total value of $4,198,950,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,198,950,000 with VALUE read as thousands by filing date, 13F file number 028-11160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAffinity Investment Advisors, LLC 028-14467
- reports for this filerAlta Capital Management, LLC 028-05119
- reports for this filerApex Capital Management 028-11050
- reports for this filerCampbell Newman Asset Management Inc 028-02903
- reports for this filerChilton Capital Management, LLC 028-12632
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerContravisory Investment Management Inc 028-11954
- reports for this filerDana Investment Advisors, Inc. 028-13023
- reports for this filerDavis Selected Advisers 028-04121
- reports for this filerEagle Asset Management Inc 028-01666
- reports for this filerEssex Investment Management Company, LLC 028-00878
- reports for this filerFairpointe Capital LLC 028-14514
- reports for this filerFirst Trust Advisors, LP 028-06487
- reports for this filerFrank Russell Co 028-01190
- reports for this filerGW&K Investment Management, LLC 028-04145
- reports for this filerHahn Capital Management LLC 028-10195
- reports for this filerInvesco Advisors, Inc 028-00255
- reports for this filerLazard Asset Management LLC 028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerLondon Co of Virginia 028-10665
- reports for this filerNeuberger Berman Group LLC 028-13573
- reports for this filerNFJ Investment Group LLC 028-10770
- reports for this filerParametric Portfolio Associates LLC 028-04558
- reports for this filerPinnacle Associates Ltd. 028-01669
- reports for this filerPolen Capital Management LLC 028-03687
- reports for this filerQuantum Capital Management 028-10887
- reports for this filerRaub Brock Capital Management, LP 028-15157
- reports for this filerRiverbridge Partners LLC 028-05655
- reports for this filerRobeco Investment Management, Inc. 028-12484
- reports for this filerSchwartz Investment Counsel Inc 028-05434
- reports for this filerScout Investments, Inc. 028-10260
- reports for this filerStrategic Global Advisors, LLC 028-16442
- reports for this filerThornburg Investment Management Inc 028-06605
- reports for this filerTodd Asset Management, LLC 028-04171
- reports for this filerWCM Investment Management 028-07104
- reports for this filerZacks Investment Management, Inc 028-04587
- reports for this filerZiegler Capital Management, LLC 028-10982
- included managerNORTHWESTERN MUTUAL LIFE INSURANCE CO028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DST SYS INC DEL | 233326107 | COM | 19 | $2,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 83 | $2,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 111 | $2,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 128 | $2,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 405 | $2,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 2,000 | $2,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 69 | $2,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 80 | $2,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 235 | $2,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 7,000 | $2,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 120 | $2,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 250 | $2,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 120 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 100 | $2,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 64 | $2,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 100 | $2,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 190 | $2,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 175 | $2,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 62 | $1,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 41 | $1,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 160 | $1,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 22 | $1,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 37 | $1,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 14 | $1,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 25 | $1,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 10 | $1,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 106 | $1,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 200 | $1,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 45 | $1,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 8 | $1,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 100 | $1,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 20 | $1,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 30 | $1,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 28 | $1,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 24 | $1,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 23 | $1,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 30 | $1,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 40 | $1,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 256 | $1,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 42 | $1,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 12 | $1,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 10 | $1,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 32 | $1,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 30 | $1,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 14 | $1,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 17 | $1,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 32 | $1,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 66 | $1,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 55 | $1,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 115 | $1,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 15 | $1,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 34 | $1,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 384 | $1,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 19 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 29 | $1,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 172 | $1,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 42 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 14 | $1,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 46 | $1,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 22 | $1,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 17 | $1,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 33 | $1,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 41 | $1,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 100 | $1,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 31 | $1,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 7 | $1,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 14 | $1,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 44 | $1,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 28 | $1,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 25 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 44 | $1,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 132 | $1,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 2 | $1,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 17 | $1,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 76 | $1,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 60 | $1,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 31 | $1,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 76 | $1,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 21 | $1,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 65 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 21 | $1,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 29 | $1,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 9 | $1,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 148 | $1,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 232 | $1,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 275 | $1,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 70 | $1,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 166 | $1,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 100 | $1,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 46 | $1,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 17 | $1,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 25 | $1,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 7 | $1,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 4 | $1,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 42 | $1,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 26 | $1,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 20 | $1,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 126 | $1,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 20 | $1,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 48 | $1,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 18 | $1,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 73 | $1,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 1,000 | $1,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 56 | $1,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 32 | $1,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 155 | $1,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 75 | $1,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 7 | $1,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 81 | $1,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 545 | $1,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 27 | $1,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 45 | $1,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 9 | $1,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 122 | $1,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 110 | $1,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 20 | $1,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 58 | $1,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 22 | $1,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 21 | $1,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 30 | $1,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 105 | $1,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 15 | $1,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 103 | $1,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 60 | $1,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 19 | $1,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 49 | $1,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 440 | $1,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 90 | $1,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 50 | $1,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 34 | $1,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 11 | $1,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 55 | $1,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 440 | $1,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 40 | $1,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 12 | $1,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 74 | $1,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 192 | $1,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 76 | $1,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 18 | $1,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 225 | $1,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 130 | $1,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 89 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 64 | $1,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 104 | $1,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 82 | $1,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 200 | $1,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 384 | $1,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 1,000 | $1,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 100 | $1,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 45 | $1,000 | thousands by filing date | |
| CORDIA BANCORP INC | 218513109 | COM | 159 | $1,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 49 | $1,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 159 | $1,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 70 | $1,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 27 | $1,000 | thousands by filing date | |
| HANSEN MEDICAL INC COM NEW | 411307200 | Stock | 200 | $1,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288372 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRINKER INTL INC COM | 109641100 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CDW CORP COM | 12514G108 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHART INDS INC | 16115Q308 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCORP INC DEL | 05969A105 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| V2X INC | 92242T101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 330 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROVISION INC DEL | 594960304 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRANE CO | 224399105 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNPOWER CORP | 867652406 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENVIRI CORP | 415864107 | COM | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRUBRIDGE INC | 205306103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 275 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIRKS GROUP INC | 09088U109 | CL A COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVERI HLDGS INC | 30034T103 | COM | 82 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC NEW DEL | 26817R108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVANTAX INC | 095229100 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GROUPON INC | 399473107 | COMMON STOCK | 116 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANGER INC | 41043F208 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERITOR INC | 59001K100 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Waste Connections | 941053100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHARMERICA CORP | 71714F104 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENN WEST PETE LTD NEW | 707887105 | COM | 1,084 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCWEN FINL CORP | 675746309 | COM NEW | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEY ENERGY SVCS INC | 492914106 | COM | 220 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC | 886423102 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REX ENERGY CORPORATION | 761565100 | COM | 175 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AG MTG INVT TR INC | 001228105 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUSTAR INC | 64126X201 | CL A | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVACOPPER INC | 66988K102 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDSON GLOBAL INC | 443787106 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHELON CORP | 27874N105 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICE ENERGY INC | 762760106 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIVEO CORP CDA | 17878Y108 | COM | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001141802-15-000010 | this filing | 2015-11-16 | acceptance time not in the bulk data set |