13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 1,732 holding rows worth $4,198,950,000.
- Accession
- 0001141802-15-000010
- Filer
- CIK 1141802
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A combination report, 1,732 entries on the cover page, a total value of $4,198,950,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,198,950,000 with VALUE read as thousands by filing date, 13F file number 028-11160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAffinity Investment Advisors, LLC 028-14467
- reports for this filerAlta Capital Management, LLC 028-05119
- reports for this filerApex Capital Management 028-11050
- reports for this filerCampbell Newman Asset Management Inc 028-02903
- reports for this filerChilton Capital Management, LLC 028-12632
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerContravisory Investment Management Inc 028-11954
- reports for this filerDana Investment Advisors, Inc. 028-13023
- reports for this filerDavis Selected Advisers 028-04121
- reports for this filerEagle Asset Management Inc 028-01666
- reports for this filerEssex Investment Management Company, LLC 028-00878
- reports for this filerFairpointe Capital LLC 028-14514
- reports for this filerFirst Trust Advisors, LP 028-06487
- reports for this filerFrank Russell Co 028-01190
- reports for this filerGW&K Investment Management, LLC 028-04145
- reports for this filerHahn Capital Management LLC 028-10195
- reports for this filerInvesco Advisors, Inc 028-00255
- reports for this filerLazard Asset Management LLC 028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerLondon Co of Virginia 028-10665
- reports for this filerNeuberger Berman Group LLC 028-13573
- reports for this filerNFJ Investment Group LLC 028-10770
- reports for this filerParametric Portfolio Associates LLC 028-04558
- reports for this filerPinnacle Associates Ltd. 028-01669
- reports for this filerPolen Capital Management LLC 028-03687
- reports for this filerQuantum Capital Management 028-10887
- reports for this filerRaub Brock Capital Management, LP 028-15157
- reports for this filerRiverbridge Partners LLC 028-05655
- reports for this filerRobeco Investment Management, Inc. 028-12484
- reports for this filerSchwartz Investment Counsel Inc 028-05434
- reports for this filerScout Investments, Inc. 028-10260
- reports for this filerStrategic Global Advisors, LLC 028-16442
- reports for this filerThornburg Investment Management Inc 028-06605
- reports for this filerTodd Asset Management, LLC 028-04171
- reports for this filerWCM Investment Management 028-07104
- reports for this filerZacks Investment Management, Inc 028-04587
- reports for this filerZiegler Capital Management, LLC 028-10982
- included managerNORTHWESTERN MUTUAL LIFE INSURANCE CO028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TYSON FOODS INC CL A | 902494103 | Stock | 350 | $15,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 1,680 | $15,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 252 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 417 | $15,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 1,100 | $15,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 1,549 | $15,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 800 | $15,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 2,000 | $15,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 600 | $15,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 382 | $15,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 150 | $15,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 118 | $14,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 200 | $14,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 463 | $14,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 221 | $14,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 249 | $14,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 282 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 186 | $14,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 404 | $14,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 529 | $14,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 501 | $14,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 500 | $14,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 800 | $14,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 551 | $14,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 327 | $14,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 230 | $14,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 800 | $14,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 1,676 | $14,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 361 | $13,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 205 | $13,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 23 | $13,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 1,000 | $13,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 3,535 | $13,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 1,000 | $13,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 450 | $13,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 184 | $13,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 478 | $13,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 758 | $13,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 749 | $13,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 871 | $13,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 180 | $12,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 245 | $12,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 132 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 250 | $12,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 320 | $12,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 215 | $12,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 150 | $12,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 492 | $12,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 257 | $12,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 1,861 | $12,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 88 | $11,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 208 | $11,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 200 | $11,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 140 | $11,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 317 | $11,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 628 | $11,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 400 | $11,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 72 | $11,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 500 | $11,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 174 | $11,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 9 | $11,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 1,168 | $11,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 632 | $11,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 700 | $11,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 436 | $11,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 1,000 | $11,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 710 | $11,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 544 | $11,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 254 | $11,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 205 | $11,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 700 | $11,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 1,000 | $11,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 393 | $11,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 266 | $11,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 1,005 | $11,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 704 | $11,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 1,666 | $11,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 1,450 | $11,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 500 | $11,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 700 | $10,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 100 | $10,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 395 | $10,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 64 | $10,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 190 | $10,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 175 | $10,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 134 | $10,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 429 | $10,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 1,450 | $10,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 1,000 | $10,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 671 | $10,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 167 | $10,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 276 | $10,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 393 | $10,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 181 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 100 | $10,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 600 | $10,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 142 | $10,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 350 | $10,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 400 | $10,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 10,000 | $10,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 4,000 | $10,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 771 | $10,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 187 | $9,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,384 | $9,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 266 | $9,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 170 | $9,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 688 | $9,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 835 | $9,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 332 | $9,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 833 | $9,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 383 | $9,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 210 | $9,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 400 | $9,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 1,107 | $9,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 265 | $9,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 314 | $9,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 666 | $9,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 837 | $9,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 330 | $9,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 498 | $9,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 650 | $9,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 3,123 | $9,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 3,000 | $9,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 1,000 | $9,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 843 | $9,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 179 | $9,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 2,250 | $9,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 534 | $8,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 223 | $8,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 199 | $8,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 59 | $8,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 299 | $8,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 95 | $8,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 135 | $8,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 1,245 | $8,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 300 | $8,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 283 | $8,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 182 | $8,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 110 | $8,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 313 | $8,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 200 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 351 | $8,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 212 | $8,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 400 | $8,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 525 | $8,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 231 | $8,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 211 | $8,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 975 | $8,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 1,520 | $8,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 573 | $8,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 467 | $8,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 500 | $8,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 436 | $8,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 183 | $8,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 465 | $8,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 207 | $8,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 1,000 | $8,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 2,984 | $8,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 128 | $7,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 102 | $7,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 204 | $7,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 132 | $7,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 546 | $7,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 47 | $7,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 757 | $7,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 590 | $7,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 99 | $7,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 287 | $7,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 185 | $7,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 650 | $7,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 156 | $7,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 915 | $7,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 554 | $7,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 525 | $7,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,000 | $7,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 200 | $7,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 454 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 97 | $7,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 73 | $7,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 350 | $7,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 505 | $7,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 123 | $7,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 60 | $7,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 237 | $7,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 2,715 | $7,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 4,379 | $7,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 244 | $7,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 500 | $7,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 216 | $7,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 115 | $7,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 333 | $7,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 40 | $6,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 240 | $6,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 88 | $6,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 80 | $6,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 135 | $6,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 200 | $6,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 101 | $6,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 100 | $6,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 75 | $6,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 164 | $6,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 90 | $6,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 150 | $6,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 500 | $6,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 200 | $6,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 220 | $6,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 389 | $6,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 360 | $6,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 600 | $6,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 86 | $6,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 231 | $6,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 194 | $6,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 122 | $6,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 120 | $6,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 40 | $6,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 460 | $6,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 277 | $6,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 88 | $6,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 300 | $6,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 215 | $6,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 141 | $6,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 373 | $6,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 126 | $6,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 136 | $6,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 181 | $6,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 200 | $6,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 383 | $6,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 357 | $6,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 10,100 | $6,000 | thousands by filing date | |
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| UTI WORLDWIDE INC | G87210103 | ORD | 1,304 | $6,000 | thousands by filing date | |
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| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 340 | $6,000 | thousands by filing date | |
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| QUANTA SVCS INC | 74762E102 | COM | 200 | $5,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 234 | $5,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 132 | $5,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 310 | $5,000 | thousands by filing date | |
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| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 97 | $5,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 70 | $5,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 48 | $5,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 68 | $5,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 103 | $5,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 100 | $5,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 1,526 | $5,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 27 | $5,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 700 | $5,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 50 | $5,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 40 | $5,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 138 | $5,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 195 | $5,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 59 | $5,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,220 | $5,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 105 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 44 | $5,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 529 | $5,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 50 | $5,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 116 | $5,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 53 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 150 | $5,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 550 | $5,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 158 | $5,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 691 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 200 | $5,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 246 | $5,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 227 | $5,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 391 | $5,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 220 | $5,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 474 | $5,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 224 | $5,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 289 | $5,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 533 | $5,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 309 | $5,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 179 | $5,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 185 | $5,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 55 | $5,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 331 | $5,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 516 | $5,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 2,018 | $5,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 186 | $5,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 209 | $5,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 195 | $5,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 137 | $5,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y149 | SHS NEW 2014 | 5,000 | $5,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 40 | $4,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 43 | $4,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 42 | $4,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 25 | $4,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 168 | $4,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 275 | $4,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 34 | $4,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 133 | $4,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 49 | $4,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 68 | $4,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 71 | $4,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 163 | $4,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 139 | $4,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 130 | $4,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 16 | $4,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 74 | $4,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 200 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 138 | $4,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 270 | $4,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 1,000 | $4,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 144 | $4,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 120 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 25 | $4,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 659 | $4,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 150 | $4,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 300 | $4,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 518 | $4,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 512 | $4,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 78 | $4,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 285 | $4,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 140 | $4,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 76 | $4,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 128 | $4,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 632 | $4,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 57 | $4,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 409 | $4,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 89 | $4,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 107 | $4,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 125 | $4,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 248 | $4,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 1,571 | $4,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 89 | $4,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 95 | $4,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 240 | $4,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 150 | $4,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 400 | $4,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 255 | $4,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 355 | $4,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 315 | $4,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 152 | $4,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 150 | $4,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 275 | $4,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 1,800 | $4,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 10,000 | $4,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 160 | $4,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 225 | $4,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 120 | $4,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 460 | $4,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,900 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 36 | $3,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 31 | $3,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,667 | $3,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 115 | $3,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 42 | $3,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 182 | $3,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 76 | $3,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 265 | $3,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 41 | $3,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 64 | $3,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 502 | $3,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 54 | $3,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 87 | $3,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 180 | $3,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 205 | $3,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 100 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 100 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 57 | $3,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 233 | $3,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 160 | $3,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 30 | $3,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 108 | $3,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 95 | $3,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 199 | $3,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 268 | $3,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 56 | $3,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 99 | $3,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 63 | $3,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 60 | $3,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 88 | $3,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 88 | $3,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 120 | $3,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 511 | $3,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 58 | $3,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 42 | $3,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 700 | $3,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 300 | $3,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 70 | $3,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 200 | $3,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 135 | $3,000 | thousands by filing date | |
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| TRI POINTE HOMES INC | 87265H109 | COM | 220 | $3,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 95 | $3,000 | thousands by filing date | |
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| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 125 | $3,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 205 | $3,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 280 | $3,000 | thousands by filing date | |
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| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 173 | $3,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 79 | $3,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 130 | $3,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 140 | $3,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 272 | $3,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 600 | $3,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 5,999 | $3,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 35 | $3,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 100 | $3,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 100 | $3,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 50 | $3,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 85 | $3,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 45 | $3,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 38 | $3,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 219 | $3,000 | thousands by filing date | |
| COSTCO COMPANIES INC | 22160QAC6 | NOTE 8/1 | 1,000 | $3,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 210 | $3,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 1,000 | $3,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 401 | $3,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 23 | $2,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 50 | $2,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 80 | $2,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 83 | $2,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 27 | $2,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 199 | $2,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 115 | $2,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 12 | $2,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 28 | $2,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 18 | $2,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 58 | $2,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 9 | $2,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 70 | $2,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 80 | $2,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 98 | $2,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 95 | $2,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 146 | $2,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 250 | $2,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 44 | $2,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 31 | $2,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 100 | $2,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 68 | $2,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 165 | $2,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 34 | $2,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 92 | $2,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 500 | $2,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 49 | $2,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 61 | $2,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 250 | $2,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 82 | $2,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 9 | $2,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 57 | $2,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 185 | $2,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 130 | $2,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 60 | $2,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 85 | $2,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 43 | $2,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 590 | $2,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 595 | $2,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 40 | $2,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 166 | $2,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 99 | $2,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 217 | $2,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 100 | $2,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 133 | $2,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 166 | $2,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 95 | $2,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 318 | $2,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 66 | $2,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 175 | $2,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 25 | $2,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 74 | $2,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 4 | $2,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 500 | $2,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 30 | $2,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 130 | $2,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 40 | $2,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 135 | $2,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 33 | $2,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 47 | $2,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 140 | $2,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 42 | $2,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 33 | $2,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 41 | $2,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 65 | $2,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 465 | $2,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 100 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 40 | $2,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 41 | $2,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 200 | $2,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 15 | $2,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 125 | $2,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 74 | $2,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 47 | $2,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 250 | $2,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 55 | $2,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 142 | $2,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 115 | $2,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 36 | $2,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 35 | $2,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 360 | $2,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 184 | $2,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 41 | $2,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 45 | $2,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 60 | $2,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 600 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001141802-15-000010 | this filing | 2015-11-16 | acceptance time not in the bulk data set |