13F-HR filed by NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 1,732 holding rows worth $4,198,950,000.
- Accession
- 0001141802-15-000010
- Filer
- CIK 1141802
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A combination report, 1,732 entries on the cover page, a total value of $4,198,950,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,198,950,000 with VALUE read as thousands by filing date, 13F file number 028-11160. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAffinity Investment Advisors, LLC 028-14467
- reports for this filerAlta Capital Management, LLC 028-05119
- reports for this filerApex Capital Management 028-11050
- reports for this filerCampbell Newman Asset Management Inc 028-02903
- reports for this filerChilton Capital Management, LLC 028-12632
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerContravisory Investment Management Inc 028-11954
- reports for this filerDana Investment Advisors, Inc. 028-13023
- reports for this filerDavis Selected Advisers 028-04121
- reports for this filerEagle Asset Management Inc 028-01666
- reports for this filerEssex Investment Management Company, LLC 028-00878
- reports for this filerFairpointe Capital LLC 028-14514
- reports for this filerFirst Trust Advisors, LP 028-06487
- reports for this filerFrank Russell Co 028-01190
- reports for this filerGW&K Investment Management, LLC 028-04145
- reports for this filerHahn Capital Management LLC 028-10195
- reports for this filerInvesco Advisors, Inc 028-00255
- reports for this filerLazard Asset Management LLC 028-10469
- reports for this filerLegg Mason Private Portfolio Group, LLC 028-12558
- reports for this filerLondon Co of Virginia 028-10665
- reports for this filerNeuberger Berman Group LLC 028-13573
- reports for this filerNFJ Investment Group LLC 028-10770
- reports for this filerParametric Portfolio Associates LLC 028-04558
- reports for this filerPinnacle Associates Ltd. 028-01669
- reports for this filerPolen Capital Management LLC 028-03687
- reports for this filerQuantum Capital Management 028-10887
- reports for this filerRaub Brock Capital Management, LP 028-15157
- reports for this filerRiverbridge Partners LLC 028-05655
- reports for this filerRobeco Investment Management, Inc. 028-12484
- reports for this filerSchwartz Investment Counsel Inc 028-05434
- reports for this filerScout Investments, Inc. 028-10260
- reports for this filerStrategic Global Advisors, LLC 028-16442
- reports for this filerThornburg Investment Management Inc 028-06605
- reports for this filerTodd Asset Management, LLC 028-04171
- reports for this filerWCM Investment Management 028-07104
- reports for this filerZacks Investment Management, Inc 028-04587
- reports for this filerZiegler Capital Management, LLC 028-10982
- included managerNORTHWESTERN MUTUAL LIFE INSURANCE CO028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 2,157 | $173,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 6,001 | $172,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 5,053 | $171,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 2,020 | $169,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 2,175 | $167,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,420 | $167,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 4,054 | $167,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 4,043 | $166,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 4,809 | $166,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 5,398 | $165,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 13,005 | $164,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 12,303 | $164,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 3,799 | $161,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 852 | $161,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 1,654 | $160,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 7,517 | $159,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 3,827 | $158,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 831 | $158,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 805 | $156,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 2,700 | $156,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 30,000 | $155,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 1,408 | $155,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 5,904 | $155,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,421 | $154,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 8,634 | $153,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 24,056 | $153,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 4,370 | $152,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 1,805 | $150,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 3,925 | $149,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 3,410 | $148,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 2,350 | $147,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 3,950 | $145,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 6,036 | $145,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 3,807 | $144,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 1,186 | $142,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 7,865 | $142,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 3,553 | $141,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 5,017 | $138,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 2,821 | $138,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 4,543 | $136,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 2,916 | $134,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 10,249 | $132,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 1,764 | $132,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 3,947 | $132,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 4,070 | $131,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 3,031 | $129,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 2,451 | $128,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 9,512 | $127,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 4,100 | $125,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 10,000 | $125,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 269 | $124,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 4,577 | $124,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 8,984 | $122,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 3,925 | $122,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 3,999 | $120,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 2,194 | $119,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 11,515 | $118,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 8,628 | $118,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 4,291 | $117,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,212 | $116,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 2,712 | $113,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 3,854 | $112,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 11,375 | $112,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 977 | $112,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,624 | $111,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 624 | $111,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,234 | $110,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 2,887 | $110,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 7,374 | $109,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 2,384 | $109,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 2,695 | $109,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 1,695 | $107,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 4,637 | $104,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 2,180 | $103,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 1,926 | $103,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 7,444 | $103,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 8,070 | $102,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 2,535 | $101,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 7,698 | $101,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 8,688 | $101,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 2,114 | $100,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 7,308 | $100,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 5,114 | $100,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 7,077 | $100,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 6,492 | $99,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 8,303 | $99,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 2,150 | $98,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,950 | $97,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 15,861 | $97,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 2,604 | $96,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 560 | $96,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 1,865 | $96,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 3,095 | $96,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 2,020 | $95,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 661 | $95,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 6,872 | $95,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 7,581 | $95,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 4,503 | $93,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 7,469 | $93,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 10,584 | $92,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 1,602 | $92,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 1,775 | $91,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 1,129 | $90,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 1,806 | $90,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 892 | $90,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 422 | $89,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 2,008 | $89,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 1,520 | $88,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 2,365 | $88,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 1,546 | $88,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 12,590 | $88,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,095 | $86,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 728 | $86,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 2,895 | $86,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 2,674 | $85,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 6,585 | $85,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 2,223 | $84,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 5,072 | $83,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 4,998 | $83,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 4,551 | $82,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 4,612 | $82,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 385 | $81,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 7,321 | $81,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 3,864 | $81,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 4,375 | $81,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 1,370 | $81,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 4,060 | $80,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 2,954 | $80,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 2,386 | $80,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 930 | $79,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 18,907 | $79,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 447 | $79,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 503 | $76,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,048 | $76,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 1,781 | $76,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,088 | $75,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 1,146 | $74,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 11,544 | $74,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 2,680 | $74,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 4,730 | $73,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 20,000 | $73,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 2,738 | $73,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 1,090 | $73,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 8,155 | $73,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 1,856 | $73,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 636 | $72,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 1,220 | $72,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 2,653 | $72,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 401 | $72,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 1,194 | $72,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 533 | $71,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 2,100 | $71,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 5,250 | $70,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 1,775 | $69,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 757 | $68,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 1,112 | $68,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,478 | $67,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 3,424 | $67,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 6,220 | $67,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 1,275 | $66,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 968 | $66,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 1,298 | $66,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 5,519 | $66,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 12,294 | $65,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 4,425 | $65,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 3,342 | $64,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 13,892 | $64,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 1,500 | $64,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 3,137 | $63,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 531 | $63,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 5,482 | $63,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 6,609 | $63,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1,233 | $62,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 1,556 | $62,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 1,325 | $62,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 2,465 | $62,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 1,910 | $61,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 2,825 | $60,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 1,669 | $60,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 6,670 | $60,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 1,242 | $59,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 18,433 | $59,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 1,818 | $59,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 1,067 | $58,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 2,310 | $58,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 2,324 | $58,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 2,845 | $57,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 798 | $57,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 3,503 | $56,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 4,070 | $56,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 788 | $55,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 9,342 | $55,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 1,054 | $55,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 9,430 | $54,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 2,223 | $54,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 1,621 | $53,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 519 | $53,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 1,856 | $53,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 2,267 | $53,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 1,194 | $53,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 1,081 | $53,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 1,233 | $53,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 1,066 | $52,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 420 | $52,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 1,428 | $51,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 577 | $51,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 1,600 | $50,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 511 | $50,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 340 | $50,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 3,239 | $50,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 1,955 | $50,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 5,047 | $50,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 785 | $49,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 2,192 | $49,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 1,612 | $49,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 1,001 | $49,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 677 | $49,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 304 | $48,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 6,550 | $48,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 3,205 | $48,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 1,078 | $48,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 1,831 | $48,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 470 | $47,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 535 | $47,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 965 | $47,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 58 | $46,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 3,312 | $46,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 1,369 | $46,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 3,608 | $46,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 791 | $46,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 434 | $46,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 672 | $45,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 1,136 | $45,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 1,225 | $44,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 973 | $44,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 1,064 | $44,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 1,056 | $44,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 1,088 | $44,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 5,797 | $43,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 1,488 | $43,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 918 | $42,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 500 | $42,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 1,730 | $42,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 950 | $42,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 758 | $42,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 1,021 | $42,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 1,489 | $41,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 752 | $41,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 1,000 | $41,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 663 | $41,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 641 | $41,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 1,591 | $41,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 4,301 | $41,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 420 | $40,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 391 | $40,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 2,118 | $40,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 761 | $40,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 142 | $39,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 1,118 | $39,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 1,037 | $39,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 1,713 | $39,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 911 | $39,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 3,000 | $39,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 368 | $39,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 532 | $38,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 1,043 | $38,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,107 | $38,000 | thousands by filing date | |
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| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 132 | $38,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 180 | $38,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 1,231 | $38,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 210 | $38,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 723 | $37,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 726 | $37,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 727 | $37,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 1,157 | $37,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 2,040 | $36,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 943 | $36,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 526 | $36,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 859 | $35,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 804 | $35,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 300 | $35,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 600 | $35,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 1,200 | $35,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 934 | $35,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 1,296 | $35,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 2,353 | $35,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 129,673 | $35,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 1,996 | $34,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 400 | $34,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 1,775 | $34,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 1,200 | $34,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 320 | $34,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 781 | $33,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 2,655 | $33,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 639 | $33,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 157 | $33,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 10,025 | $33,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 620 | $32,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 1,337 | $32,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 470 | $32,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 456 | $32,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 832 | $32,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 307 | $31,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 1,751 | $31,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 500 | $31,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 587 | $31,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 615 | $31,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 832 | $31,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 2,207 | $31,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 1,023 | $30,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 449 | $30,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 397 | $30,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 520 | $30,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 479 | $30,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 800 | $30,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 1,607 | $30,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 5,836 | $30,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 2,370 | $30,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 1,789 | $30,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 1,945 | $30,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 148,350 | $30,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 3,540 | $30,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 935 | $29,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 478 | $29,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 952 | $29,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 1,079 | $29,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 610 | $29,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 300 | $29,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 6,603 | $29,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 710 | $29,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 319 | $28,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 265 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 200 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 200 | $28,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 207 | $28,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 956 | $28,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 700 | $28,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 257 | $27,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 468 | $27,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 2,768 | $27,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 385 | $27,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 387 | $27,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 2,382 | $27,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 480 | $27,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 602 | $27,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 2,037 | $27,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 254 | $26,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 323 | $26,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 1,250 | $26,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 1,429 | $26,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 1,014 | $26,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 275 | $26,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 2,625 | $26,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 300 | $26,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 900 | $26,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 486 | $26,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 300 | $25,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 243 | $25,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 2,562 | $25,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 443 | $25,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 365 | $25,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 793 | $25,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 400 | $25,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 368 | $25,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 4,000 | $25,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 26,000 | $25,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 437 | $24,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 272 | $24,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 444 | $24,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 1,500 | $24,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 568 | $24,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 2,339 | $24,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 3,881 | $24,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 561 | $24,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 1,432 | $24,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 452 | $24,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 500 | $24,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 456 | $23,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 1,333 | $23,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 518 | $23,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 558 | $23,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 597 | $23,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 483 | $23,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 948 | $23,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 790 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 401 | $23,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 2,762 | $23,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 501 | $23,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 200 | $23,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 171 | $23,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 560 | $23,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 1,500 | $23,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 775 | $23,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 1,165 | $22,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 250 | $22,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 1,641 | $22,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 2,000 | $22,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 500 | $22,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 500 | $22,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 1,344 | $21,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 348 | $21,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 139 | $21,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 1,086 | $21,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 173 | $21,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 1,225 | $21,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 357 | $21,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 5,409 | $21,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 534 | $21,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 300 | $21,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 424 | $20,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 113 | $20,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 460 | $20,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 150 | $20,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 3,120 | $20,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 968 | $20,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 227 | $20,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 1,330 | $20,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 1,160 | $20,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 565 | $20,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 1,356 | $20,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 5,846 | $20,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 276 | $19,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 526 | $19,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 1,970 | $19,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 493 | $19,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 695 | $19,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 422 | $19,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 659 | $19,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 6,071 | $19,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 2,500 | $19,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 1,320 | $19,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 1,140 | $19,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 600 | $19,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 17,000 | $19,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 400 | $18,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 180 | $18,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 350 | $18,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 277 | $18,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 500 | $18,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 350 | $18,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 1,372 | $18,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 620 | $18,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 297 | $18,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 533 | $18,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 785 | $18,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 342 | $18,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 350 | $18,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 343 | $18,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 354 | $18,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 457 | $18,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 1,402 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 440 | $18,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 580 | $18,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 1,207 | $18,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 1,220 | $18,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 136 | $18,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 735 | $18,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 414 | $18,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 7,650 | $18,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 800 | $18,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 823 | $18,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 738 | $17,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 232 | $17,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 256 | $17,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 194 | $17,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 134 | $17,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 538 | $17,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 1,202 | $17,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 3,732 | $17,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 646 | $17,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 119 | $17,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 272 | $17,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 725 | $17,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 226 | $17,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 631 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 500 | $17,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 331 | $17,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 1,000 | $17,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 417 | $16,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 388 | $16,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 878 | $16,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 531 | $16,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 310 | $16,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 1,250 | $16,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 208 | $16,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 2,728 | $16,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 332 | $16,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 863 | $16,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 400 | $16,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 500 | $16,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 361 | $16,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 637 | $16,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 386 | $16,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 555 | $16,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 1,000 | $16,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 392 | $15,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 156 | $15,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 182 | $15,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 94 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001141802-15-000010 | this filing | 2015-11-16 | acceptance time not in the bulk data set |