13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-11-14, with 6,980 holding rows worth $489,789,593,000.
- Accession
- 0001140361-24-046848
- Filer
- CIK 1000275
- Filed
- 2024-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A holdings report, 28,210 entries on the cover page, a total value of $489,789,593,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $489,789,593,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
- included managerRBC Indigo Asset Management Inc028-15539
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 80,214 | $2,008,000 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 22,200 | $1,999,000 | dollars as filed | call |
| ANGIODYNAMICS INC | 03475V101 | COM | 257,021 | $1,999,000 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 13,300 | $1,991,000 | dollars as filed | call |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 72,105 | $1,989,000 | dollars as filed | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 190,520 | $1,989,000 | dollars as filed | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 32,553 | $1,986,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 33,250 | $1,981,000 | dollars as filed | |
| KANZHUN LIMITED | 48553T106 | SPONSORED ADS | 113,742 | $1,975,000 | dollars as filed | |
| INARI MED INC | 45332Y109 | COM | 47,863 | $1,975,000 | dollars as filed | |
| OMEROS CORP | 682143102 | COM | 496,981 | $1,973,000 | dollars as filed | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 20,784 | $1,966,000 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 209,164 | $1,963,000 | dollars as filed | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 14,718 | $1,963,000 | dollars as filed | |
| ZYNEX INC | 98986MAD5 | NOTE 5.000% 5/1 | 2,000,000 | $1,960,000 | dollars as filed | principal |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 166,440 | $1,954,000 | dollars as filed | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F827 | NYLI MACKAY MUN | 79,222 | $1,949,000 | dollars as filed | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 151,165 | $1,947,000 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 172,728 | $1,945,000 | dollars as filed | |
| AMERIS BANCORP | 03076K108 | COM | 31,135 | $1,943,000 | dollars as filed | |
| VERITEX HLDGS INC | 923451108 | COM | 73,832 | $1,943,000 | dollars as filed | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 42,854 | $1,940,000 | dollars as filed | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 2,043,000 | $1,939,000 | dollars as filed | principal |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 9,098 | $1,936,000 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 123,200 | $1,933,000 | dollars as filed | call |
| TXNM ENERGY INC COM | 69349H107 | Stock | 44,032 | $1,928,000 | dollars as filed | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 54,532 | $1,928,000 | dollars as filed | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 20,551 | $1,918,000 | dollars as filed | |
| CREDIT SUISSE NASSAU BRANC | 22542D233 | ENTRACS GOLD SHS | 12,309 | $1,915,000 | dollars as filed | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 72,660 | $1,910,000 | dollars as filed | |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 43,076 | $1,908,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 15,279 | $1,908,000 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 302,427 | $1,903,000 | dollars as filed | |
| DILLARDS INC CL A | 254067101 | Stock | 4,957 | $1,902,000 | dollars as filed | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 32,696 | $1,900,000 | dollars as filed | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 64,310 | $1,898,000 | dollars as filed | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 26,787 | $1,895,000 | dollars as filed | |
| DEL MONTE CORP ORD | G36738105 | Stock | 63,929 | $1,888,000 | dollars as filed | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 149,438 | $1,886,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 81,122 | $1,880,000 | dollars as filed | |
| COHEN & STEERS REAL ESTATE O | 19249Q103 | SHS BENFIN INT | 109,617 | $1,873,000 | dollars as filed | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 60,064 | $1,860,000 | dollars as filed | |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 35,948 | $1,856,000 | dollars as filed | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 47,612 | $1,855,000 | dollars as filed | |
| DUCKHORN PORTFOLIO INC | 26414D106 | COM | 319,331 | $1,855,000 | dollars as filed | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 23,000 | $1,853,000 | dollars as filed | call |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 64,746 | $1,852,000 | dollars as filed | |
| ARCHROCK INC | 03957W106 | COM | 91,453 | $1,849,000 | dollars as filed | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 25,137 | $1,848,000 | dollars as filed | |
| SAMSARA INC COM CL A | 79589L106 | Stock | 38,350 | $1,847,000 | dollars as filed | |
| SILA REALTY TRUST INC | 146280508 | COMMON STOCK | 72,725 | $1,839,000 | dollars as filed | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 163,945 | $1,838,000 | dollars as filed | |
| ALLIENT INC | 019330109 | COM | 96,462 | $1,831,000 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 40,000 | $1,829,000 | dollars as filed | put |
| ARBOR REALTY TRUST INC | 038923108 | COM | 117,414 | $1,827,000 | dollars as filed | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 64,603 | $1,826,000 | dollars as filed | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 122,975 | $1,826,000 | dollars as filed | |
| PAPA JOHNS INTL INC | 698813102 | COM | 33,894 | $1,825,000 | dollars as filed | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 158,050 | $1,823,000 | dollars as filed | |
| NEWS CORP NEW | 65249B208 | CL B | 65,188 | $1,822,000 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 496,068 | $1,821,000 | dollars as filed | |
| UIPATH INC | 90364P105 | CL A | 142,230 | $1,821,000 | dollars as filed | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 97,464 | $1,821,000 | dollars as filed | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 37,700 | $1,821,000 | dollars as filed | |
| EA SERIES TRUST | 02072L722 | STRI US ENER ETF | 64,698 | $1,817,000 | dollars as filed | |
| SPROTT FDS TR | 85208P303 | URANI MINER ETF | 39,551 | $1,815,000 | dollars as filed | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 46,712 | $1,805,000 | dollars as filed | |
| DOUBLELINE ETF TRUST | 25861R303 | COMMERCIAL REAL | 34,691 | $1,803,000 | dollars as filed | |
| Bloom Energy Corp | 093712AK3 | Bond | 1,959,000 | $1,801,000 | dollars as filed | principal |
| MASIMO CORP COM | 574795100 | Stock | 13,485 | $1,798,000 | dollars as filed | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 72,299 | $1,795,000 | dollars as filed | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 86,186 | $1,794,000 | dollars as filed | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 35,083 | $1,792,000 | dollars as filed | |
| JPMORGAN INTERNATIONAL GROWTH ETF | 46641Q324 | COM | 26,537 | $1,789,000 | dollars as filed | |
| CONCENTRIX CORP | 20602D101 | COM | 34,871 | $1,786,000 | dollars as filed | |
| BARNES GROUP INC | 067806109 | COM | 44,159 | $1,785,000 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 54,192 | $1,782,000 | dollars as filed | |
| RADNET INC | 750491102 | COM | 25,662 | $1,780,000 | dollars as filed | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 1,831,000 | $1,778,000 | dollars as filed | principal |
| ISHARES TR | 46436E460 | IBONDS DEC 2031 | 85,208 | $1,774,000 | dollars as filed | |
| C3 AI INC | 12468P104 | CL A | 73,129 | $1,773,000 | dollars as filed | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 147,257 | $1,769,000 | dollars as filed | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 85,514 | $1,765,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 81,946 | $1,762,000 | dollars as filed | |
| ALLEGRO MICROSYSTEMS INC | 01749D105 | COM | 75,452 | $1,758,000 | dollars as filed | |
| GENESCO INC | 371532102 | COM | 64,529 | $1,753,000 | dollars as filed | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 42,306 | $1,753,000 | dollars as filed | |
| ACV AUCTIONS INC | 00091G104 | COM CL A | 85,974 | $1,748,000 | dollars as filed | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 20,581 | $1,743,000 | dollars as filed | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 105,950 | $1,743,000 | dollars as filed | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 18,185 | $1,741,000 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 60,000 | $1,736,000 | dollars as filed | put |
| GMS INC | 36251C103 | COM | 19,167 | $1,736,000 | dollars as filed | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 114,836 | $1,734,000 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 167,364 | $1,734,000 | dollars as filed | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 23,359 | $1,734,000 | dollars as filed | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 20,116 | $1,730,000 | dollars as filed | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 13,245 | $1,727,000 | dollars as filed | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 132,866 | $1,725,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092360 | FUNDAMENTAL LARG | 37,604 | $1,717,000 | dollars as filed | |
| SAUL CTRS INC COM | 804395101 | REIT | 40,896 | $1,716,000 | dollars as filed | |
| Hartford Schroders Tax-Aware Bond ETF | 41653L404 | ETF | 86,529 | $1,714,000 | dollars as filed | |
| GIBRALTAR INDS INC | 374689107 | COM | 24,469 | $1,711,000 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 1,663,000 | $1,711,000 | dollars as filed | principal |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 1,834,000 | $1,707,000 | dollars as filed | principal |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 69,294 | $1,706,000 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 25,400 | $1,705,000 | dollars as filed | put |
| HECLA MNG CO | 422704106 | COM | 255,664 | $1,705,000 | dollars as filed | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 14,526 | $1,705,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 37,417 | $1,701,000 | dollars as filed | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 185,000 | $1,700,000 | dollars as filed | call |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 260,000 | $1,698,000 | dollars as filed | put |
| ASSOCIATED BANC-CORP | 045487105 | COM | 78,779 | $1,697,000 | dollars as filed | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 38,142 | $1,694,000 | dollars as filed | |
| ONE GAS INC COM | 68235P108 | Stock | 22,702 | $1,690,000 | dollars as filed | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 30,003 | $1,690,000 | dollars as filed | |
| MOBILEYE GLOBAL INC | 60741F104 | COMMON CLASS A | 123,041 | $1,685,000 | dollars as filed | |
| SL GREEN RLTY CORP COM | 78440X887 | REIT | 24,142 | $1,680,000 | dollars as filed | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 152,475 | $1,677,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 14,768 | $1,677,000 | dollars as filed | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 85,535 | $1,676,000 | dollars as filed | |
| Net Lease Office Properties | 64110Y108 | COM | 54,686 | $1,675,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q815 | SUST MUNI IN ETF | 32,745 | $1,671,000 | dollars as filed | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 40,091 | $1,667,000 | dollars as filed | |
| PACER FDS TR | 69374H428 | PAC ASSET FLTG | 35,079 | $1,666,000 | dollars as filed | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 163,230 | $1,663,000 | dollars as filed | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 25,477 | $1,661,000 | dollars as filed | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 182,198 | $1,656,000 | dollars as filed | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 32,883 | $1,655,000 | dollars as filed | |
| FORTREA HLDGS INC COMMON STOCK | 34965K107 | Stock | 82,759 | $1,654,000 | dollars as filed | |
| GOLAR LNG LTD | G9456A100 | SHS | 44,902 | $1,651,000 | dollars as filed | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 107,191 | $1,650,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 80,285 | $1,650,000 | dollars as filed | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 42,129 | $1,644,000 | dollars as filed | |
| FLEXSHARES TR | 33939L696 | CMN | 12,107 | $1,644,000 | dollars as filed | |
| EVENTBRITE INC | 29975E109 | COM CL A | 602,285 | $1,644,000 | dollars as filed | |
| JELD-WEN HLDG INC | 47580P103 | COM | 103,393 | $1,635,000 | dollars as filed | |
| JANUS INTERNATIONAL GROUP IN | 47103N106 | COMMON STOCK | 161,456 | $1,633,000 | dollars as filed | |
| ALARM COM HLDGS INC | 011642AB1 | NOTE 1/1 | 1,748,000 | $1,631,000 | dollars as filed | principal |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 9,100 | $1,630,000 | dollars as filed | put |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 9,100 | $1,630,000 | dollars as filed | call |
| NUVALENT INC COM | 670703107 | Stock | 15,894 | $1,626,000 | dollars as filed | |
| ALGOMA STL GROUP INC | 015658107 | COM | 157,900 | $1,615,000 | dollars as filed | call |
| R1 RCM INC | 77634L105 | COM | 113,959 | $1,614,000 | dollars as filed | |
| REV Group Inc | 749527107 | Common Stock | 57,490 | $1,613,000 | dollars as filed | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 52,537 | $1,611,000 | dollars as filed | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 20,233 | $1,610,000 | dollars as filed | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 18,868 | $1,606,000 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 181,657 | $1,606,000 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 167,283 | $1,606,000 | dollars as filed | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 166,754 | $1,603,000 | dollars as filed | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 51,093 | $1,603,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F862 | FT VEST US EQT | 34,762 | $1,590,000 | dollars as filed | |
| Surmodics Inc | 868873100 | Common Stock | 40,893 | $1,586,000 | dollars as filed | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 46,364 | $1,583,000 | dollars as filed | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 46,650 | $1,579,000 | dollars as filed | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 62,351 | $1,577,000 | dollars as filed | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 17,004 | $1,574,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 19,206 | $1,573,000 | dollars as filed | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 46,191 | $1,573,000 | dollars as filed | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 26,186 | $1,572,000 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 30,400 | $1,567,000 | dollars as filed | call |
| ISHARES ESG SELECT SCREENED S&P 500 ETF | 46436E569 | ETF | 35,405 | $1,566,000 | dollars as filed | |
| BRAZE INC | 10576N102 | COM CL A | 48,346 | $1,565,000 | dollars as filed | |
| VARONIS SYS INC | 922280AB8 | BOND | 850,000 | $1,565,000 | dollars as filed | principal |
| KNIFE RIVER CORP COMMON STOCK | 498894104 | Stock | 17,500 | $1,564,000 | dollars as filed | |
| ISHARES TR | 46436E551 | ESG SELECT SCRE | 36,953 | $1,563,000 | dollars as filed | |
| GLOBAL-E ONLINE LTD NPV | M5216V106 | SHS | 40,583 | $1,560,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46139W825 | BUL 2033 COR ETF | 72,313 | $1,560,000 | dollars as filed | |
| ALBANY INTL CORP | 012348108 | CL A | 17,552 | $1,559,000 | dollars as filed | |
| UMB FINL CORP | 902788108 | COM | 14,805 | $1,556,000 | dollars as filed | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 155,494 | $1,555,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 35,862 | $1,555,000 | dollars as filed | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 95,261 | $1,550,000 | dollars as filed | |
| ROBLOX CORP CL A | 771049103 | Stock | 35,000 | $1,549,000 | dollars as filed | put |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 146,420 | $1,548,000 | dollars as filed | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 35,729 | $1,546,000 | dollars as filed | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 100,000 | $1,545,000 | dollars as filed | put |
| GLOBALFOUNDRIES INC | G39387108 | ORDINARY SHARES | 38,310 | $1,542,000 | dollars as filed | |
| NBT BANCORP INC COM | 628778102 | Stock | 34,807 | $1,540,000 | dollars as filed | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 72,309 | $1,540,000 | dollars as filed | |
| GREYSTONE HOUSING IMPACT INV | 02364V206 | BEN UNIT CTF | 109,644 | $1,539,000 | dollars as filed | |
| HONEST CO INC | 438333106 | COM | 431,300 | $1,539,000 | dollars as filed | |
| GXO LOGISTICS INCORPORATED COMMON STOCK | 36262G101 | Stock | 29,484 | $1,536,000 | dollars as filed | |
| MORGAN STANLEY DIRECT LENDIN | 61774A103 | Common Stock | 77,633 | $1,536,000 | dollars as filed | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 193,875 | $1,535,000 | dollars as filed | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 137,348 | $1,534,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 23,967 | $1,531,000 | dollars as filed | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 49,895 | $1,531,000 | dollars as filed | |
| SYLVAMO CORP | 871332102 | COMMON STOCK | 17,844 | $1,531,000 | dollars as filed | |
| 1ST FINL BANCORP | 320209109 | COM | 60,601 | $1,530,000 | dollars as filed | |
| ECOVYST INC | 27923Q109 | COM | 223,264 | $1,530,000 | dollars as filed | |
| RENASANT CORP | 75970E107 | COM | 46,988 | $1,527,000 | dollars as filed | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 150,000 | $1,526,000 | dollars as filed | call |
| GLOBAL X FDS | 37960A859 | DOW 30 CO CA ETF | 66,163 | $1,524,000 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 262,196 | $1,521,000 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 73,360 | $1,521,000 | dollars as filed | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 49,523 | $1,515,000 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 167,618 | $1,512,000 | dollars as filed | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 14,680 | $1,511,000 | dollars as filed | |
| VISTA OUTDOOR INC | 928377100 | COM | 38,560 | $1,510,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 12,108 | $1,504,000 | dollars as filed | |
| NCINO INC | 63947X101 | COM | 47,562 | $1,502,000 | dollars as filed | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 22,537 | $1,500,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U505 | FT VEST UQ EQT | 34,217 | $1,498,000 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 114,841 | $1,498,000 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 62,377 | $1,498,000 | dollars as filed | |
| EVERTEC INC | 30040P103 | COM | 44,187 | $1,497,000 | dollars as filed | |
| SCHRODINGER INC COM | 80810D103 | Stock | 80,451 | $1,492,000 | dollars as filed | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 25,106 | $1,492,000 | dollars as filed | |
| CABLE ONE INC | 12685J105 | COM | 4,267 | $1,492,000 | dollars as filed | |
| O-I GLASS INC | 67098H104 | COM | 113,552 | $1,490,000 | dollars as filed | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 44,858 | $1,490,000 | dollars as filed | |
| ALPS ETF TR | 00162Q361 | OSHS GBL INTER | 35,636 | $1,490,000 | dollars as filed | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 35,470 | $1,489,000 | dollars as filed | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 51,166 | $1,489,000 | dollars as filed | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 30,352 | $1,488,000 | dollars as filed | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 48,865 | $1,488,000 | dollars as filed | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 98,398 | $1,487,000 | dollars as filed | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 40,316 | $1,487,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 65,411 | $1,486,000 | dollars as filed | |
| FLEX LNG LTD | G35947202 | SHS | 58,375 | $1,485,000 | dollars as filed | |
| PROG HOLDINGS INC | 74319R101 | COM NPV | 30,631 | $1,485,000 | dollars as filed | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 37,636 | $1,482,000 | dollars as filed | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 10,641 | $1,482,000 | dollars as filed | |
| BAR HBR BANKSHARES | 066849100 | COM | 47,984 | $1,479,000 | dollars as filed | |
| NOV INC | 62955J103 | COM | 92,618 | $1,478,000 | dollars as filed | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 35,500 | $1,478,000 | dollars as filed | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 85,000 | $1,476,000 | dollars as filed | call |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 18,565 | $1,476,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 18,529 | $1,476,000 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 1,506,000 | $1,476,000 | dollars as filed | principal |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 18,281 | $1,475,000 | dollars as filed | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 113,215 | $1,467,000 | dollars as filed | |
| HCI GROUP INC | 40416E103 | COM | 13,689 | $1,466,000 | dollars as filed | |
| ISHARES TR | 46436E536 | US SML CP VALUE | 45,516 | $1,466,000 | dollars as filed | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 87,645 | $1,465,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 15,723 | $1,463,000 | dollars as filed | |
| ORMAT TECHNOLOGIES INC | 686688AB8 | NOTE 2.500% 7/1 | 1,395,000 | $1,462,000 | dollars as filed | principal |
| UNITED STATES STL CORP NEW | 912909108 | COM | 41,319 | $1,460,000 | dollars as filed | |
| PROCEPT BIOROBOTICS CORP COM | 74276L105 | Stock | 18,160 | $1,454,000 | dollars as filed | |
| JPMORGAN BETABUILD INTERL EQY ETF | 46641Q373 | COM | 23,050 | $1,453,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 21,931 | $1,451,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 31,388 | $1,449,000 | dollars as filed | |
| VARONIS SYS INC | 922280102 | COM | 25,608 | $1,447,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U208 | FT VEST US EQT | 30,053 | $1,446,000 | dollars as filed | |
| SANMINA CORP COM | 801056102 | Stock | 20,967 | $1,436,000 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 34,445 | $1,436,000 | dollars as filed | |
| NATIXIS ETF TR | 63873X307 | GATEWAY QUALITY | 26,399 | $1,434,000 | dollars as filed | |
| GOLUB CAP BDC INC | 38173M102 | COM | 94,673 | $1,430,000 | dollars as filed | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 35,303 | $1,426,000 | dollars as filed | |
| BANK HAWAII CORP | 062540109 | COM | 22,695 | $1,426,000 | dollars as filed | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 10,587 | $1,424,000 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 156,182 | $1,424,000 | dollars as filed | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 76,254 | $1,423,000 | dollars as filed | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 24,512 | $1,423,000 | dollars as filed | |
| TRI CONTL CORP | 895436103 | COM | 42,856 | $1,416,000 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 37,036 | $1,415,000 | dollars as filed | |
| NERDWALLET INC CL A | 64082B102 | COMMON STOCK | 111,332 | $1,415,000 | dollars as filed | |
| XP INC CL A | G98239109 | Stock | 78,821 | $1,414,000 | dollars as filed | |
| B & G FOODS INC | 05508R106 | COM | 159,196 | $1,413,000 | dollars as filed | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 37,926 | $1,408,000 | dollars as filed | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 19,757 | $1,406,000 | dollars as filed | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 15,648 | $1,405,000 | dollars as filed | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 74,029 | $1,404,000 | dollars as filed | |
| IMMUNOCORE HLDGS PLC ADS | 45258D105 | ADR | 44,970 | $1,400,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 61,609 | $1,400,000 | dollars as filed | |
| MCEWEN INC. | 58039P305 | COM NEW | 150,000 | $1,395,000 | dollars as filed | put |
| M/I HOMES INC | 55305B101 | COM | 8,126 | $1,393,000 | dollars as filed | |
| HAYWARD HLDGS INC | 421298100 | COM | 90,682 | $1,391,000 | dollars as filed | |
| ENOVA INTL INC | 29357K103 | COM | 16,580 | $1,390,000 | dollars as filed | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 53,181 | $1,390,000 | dollars as filed | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 57,655 | $1,388,000 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L877 | ROYCE QUANT SML | 33,021 | $1,387,000 | dollars as filed | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 43,549 | $1,386,000 | dollars as filed | |
| FORWARD AIR CORP | 349853101 | COM | 39,102 | $1,385,000 | dollars as filed | |
| VALARIS LTD | G9460G101 | CL A | 24,752 | $1,380,000 | dollars as filed | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 13,185 | $1,379,000 | dollars as filed | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 64,165 | $1,379,000 | dollars as filed | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 44,593 | $1,377,000 | dollars as filed | |
| OFG BANCORP | 67103X102 | COM | 30,625 | $1,376,000 | dollars as filed | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 30,456 | $1,373,000 | dollars as filed | |
| VICTORIAS SECRET AND CO COMMON STOCK | 926400102 | Stock | 53,186 | $1,366,000 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 295,916 | $1,366,000 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 154,311 | $1,366,000 | dollars as filed | |
| HEALTH CATALYST INC | 42225T107 | COM | 167,088 | $1,361,000 | dollars as filed | |
| ARCH RESOURCES INC | 03940R107 | CL A | 9,823 | $1,359,000 | dollars as filed | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 29,940 | $1,358,000 | dollars as filed | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 31,521 | $1,355,000 | dollars as filed | |
| ALKERMES PLC | G01767105 | SHS | 48,414 | $1,355,000 | dollars as filed | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 12,378 | $1,353,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 16,449 | $1,351,000 | dollars as filed | |
| ZIFF DAVIS INC | 48123VAE2 | NOTE 1.75% 11/01/2026 | 1,458,000 | $1,346,000 | dollars as filed | principal |
| FRANKLIN TEMPLETON ETF TR | 35473P595 | SENIOR LOAN ETF | 55,424 | $1,345,000 | dollars as filed | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 14,417 | $1,344,000 | dollars as filed | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 21,409 | $1,341,000 | dollars as filed | |
| INGLES MKTS INC CL A | 457030104 | Stock | 17,955 | $1,340,000 | dollars as filed | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 17,367 | $1,337,000 | dollars as filed | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 75,931 | $1,335,000 | dollars as filed | |
| ZIFF DAVIS INC | 48123V102 | COM | 27,382 | $1,333,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 37,187 | $1,332,000 | dollars as filed | |
| RYDER SYS INC COM | 783549108 | Stock | 9,129 | $1,331,000 | dollars as filed | |
| JPMORGAN INTERNATIONAL VALUE ETF | 46654Q757 | COM | 22,219 | $1,331,000 | dollars as filed | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 55,149 | $1,328,000 | dollars as filed | |
| SHARKNINJA INC COM SHS | G8068L108 | Stock | 12,200 | $1,326,000 | dollars as filed | put |
| URBAN EDGE PPTYS | 91704F104 | COM | 62,025 | $1,326,000 | dollars as filed | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 84,816 | $1,322,000 | dollars as filed | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 2,977 | $1,320,000 | dollars as filed | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 32,816 | $1,318,000 | dollars as filed | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 36,196 | $1,315,000 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229771 | COM LBTY ONE S A | 18,372 | $1,314,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 55,288 | $1,313,000 | dollars as filed | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 56,137 | $1,312,000 | dollars as filed | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 198,233 | $1,312,000 | dollars as filed | |
| LITMAN GREGORY FDS TR | 53700T827 | IMGP DBI MAN ETF | 46,596 | $1,311,000 | dollars as filed | |
| MAPLEBEAR INC COM | 565394103 | Stock | 32,140 | $1,309,000 | dollars as filed | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 57,857 | $1,304,000 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 90,270 | $1,303,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q682 | FUN LAR COR ETF | 23,537 | $1,303,000 | dollars as filed | |
| LENDINGTREE INC | 52603B107 | COM | 22,434 | $1,302,000 | dollars as filed | |
| VANECK ETF TRUST | 92189H102 | DURABLE HGH DIV | 37,260 | $1,295,000 | dollars as filed | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 16,071 | $1,293,000 | dollars as filed | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 7,788 | $1,292,000 | dollars as filed | |
| NEW MTN FIN CORP | 647551100 | COM | 107,726 | $1,291,000 | dollars as filed | |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 74,865 | $1,290,000 | dollars as filed | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 23,764 | $1,289,000 | dollars as filed | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 26,514 | $1,287,000 | dollars as filed | |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 108,601 | $1,287,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V849 | NATL MUN BD ETF | 26,473 | $1,285,000 | dollars as filed | |
| INGEVITY CORP COM | 45688C107 | Stock | 32,917 | $1,284,000 | dollars as filed | |
| UPWORK INC | 91688F104 | COM | 122,947 | $1,284,000 | dollars as filed | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 50,063 | $1,283,000 | dollars as filed | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 12,164 | $1,280,000 | dollars as filed | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 72,697 | $1,278,000 | dollars as filed | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 61,917 | $1,278,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 22,519 | $1,275,000 | dollars as filed | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 28,200 | $1,274,000 | dollars as filed | put |
| PENUMBRA INC COM | 70975L107 | Stock | 6,530 | $1,269,000 | dollars as filed | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 239,127 | $1,267,000 | dollars as filed | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 20,000 | $1,266,000 | dollars as filed | call |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 5,028 | $1,266,000 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 34,000 | $1,265,000 | dollars as filed | put |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 37,836 | $1,263,000 | dollars as filed | |
| CADENCE BANK | 12740C103 | COM | 39,576 | $1,261,000 | dollars as filed | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 9,009 | $1,260,000 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 105,214 | $1,258,000 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 188,242 | $1,257,000 | dollars as filed | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 95,146 | $1,256,000 | dollars as filed | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 21,000 | $1,255,000 | dollars as filed | put |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 28,901 | $1,255,000 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 8,500 | $1,252,000 | dollars as filed | call |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 15,462 | $1,249,000 | dollars as filed | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 29,900 | $1,248,000 | dollars as filed | call |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 103,308 | $1,244,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N525 | MBS ETF | 24,152 | $1,243,000 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 98,760 | $1,242,000 | dollars as filed | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 10,922 | $1,241,000 | dollars as filed | |
| CAREDX INC | 14167L103 | COM | 39,778 | $1,241,000 | dollars as filed | |
| PIMCO EQUITY SER | 72201T342 | RAFI ESG US | 33,331 | $1,241,000 | dollars as filed | |
| ALIGHT INC | 01626W101 | COM CL A | 167,513 | $1,239,000 | dollars as filed | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 41,538 | $1,238,000 | dollars as filed | |
| FOOT LOCKER INC | 344849104 | COM | 47,784 | $1,234,000 | dollars as filed | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 10,360 | $1,230,000 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 135,714 | $1,230,000 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 193,389 | $1,228,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 11,310 | $1,225,000 | dollars as filed | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 17,737 | $1,224,000 | dollars as filed | |
| ASTRONICS CORP COM | 046433108 | Stock | 62,843 | $1,224,000 | dollars as filed | |
| AVADEL PHARMACEUTICALS PLC | G29687103 | COM SHS | 93,422 | $1,224,000 | dollars as filed | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 149,217 | $1,223,000 | dollars as filed | |
| Leslie's Inc | 527064109 | Common Stock | 386,846 | $1,223,000 | dollars as filed | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 20,000 | $1,222,000 | dollars as filed | put |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 107,314 | $1,219,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 23,346 | $1,217,000 | dollars as filed | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 22,253 | $1,216,000 | dollars as filed | |
| KOSMOS ENERGY LTD | 500688106 | COM | 301,801 | $1,216,000 | dollars as filed | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 91,516 | $1,215,000 | dollars as filed | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 33,559 | $1,214,000 | dollars as filed | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 35,596 | $1,214,000 | dollars as filed | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 39,494 | $1,213,000 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 285,181 | $1,212,000 | dollars as filed | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 5,632 | $1,212,000 | dollars as filed | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 48,218 | $1,212,000 | dollars as filed | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 117,219 | $1,210,000 | dollars as filed | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 49,026 | $1,210,000 | dollars as filed | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 109,675 | $1,210,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072505 | DIVERSIFIED MU | 23,508 | $1,209,000 | dollars as filed | |
| BUCKLE INC COM | 118440106 | Stock | 27,437 | $1,207,000 | dollars as filed | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 40,603 | $1,205,000 | dollars as filed | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 34,152 | $1,200,000 | dollars as filed | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 20,820 | $1,198,000 | dollars as filed | |
| AZZ INC COM | 002474104 | Stock | 14,467 | $1,195,000 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 103,664 | $1,195,000 | dollars as filed | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 110,174 | $1,194,000 | dollars as filed | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 5,000 | $1,189,000 | dollars as filed | call |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 182,000 | $1,188,000 | dollars as filed | call |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 56,533 | $1,187,000 | dollars as filed | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 105,570 | $1,183,000 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T107 | US LRG CP CORE | 10,795 | $1,183,000 | dollars as filed | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 26,150 | $1,182,000 | dollars as filed | |
| ISHARES TR | 46436E478 | IBON 2027 TE ETF | 52,347 | $1,182,000 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 204,001 | $1,181,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 18,226 | $1,181,000 | dollars as filed | |
| CLEAR SECURE INC | 18467V109 | COM CL A | 35,599 | $1,180,000 | dollars as filed | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 51,078 | $1,179,000 | dollars as filed | |
| ISHARES TR | 46436E148 | IBONDS DEC 2033 | 46,974 | $1,179,000 | dollars as filed | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 23,374 | $1,177,000 | dollars as filed | |
| BLACKROCK ETF TRUST II | 092528405 | ISHA FLOA LN ETF | 22,383 | $1,176,000 | dollars as filed | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 51,274 | $1,175,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 18,831 | $1,174,000 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 8,600 | $1,173,000 | dollars as filed | put |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 48,717 | $1,172,000 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 11,896 | $1,172,000 | dollars as filed | |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 54,456 | $1,169,000 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 108,441 | $1,167,000 | dollars as filed | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 54,135 | $1,166,000 | dollars as filed | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 15,000 | $1,164,000 | dollars as filed | put |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 13,000 | $1,164,000 | dollars as filed | put |
| PREMIER INC | 74051N102 | CL A | 58,172 | $1,164,000 | dollars as filed | |
| BRINKER INTL INC COM | 109641100 | Stock | 15,200 | $1,163,000 | dollars as filed | put |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 417,002 | $1,163,000 | dollars as filed | |
| CRESCENT CAP BDC INC | 225655109 | COM | 62,599 | $1,158,000 | dollars as filed | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 81,473 | $1,156,000 | dollars as filed | |
| STERICYCLE INC | 858912108 | COM | 18,903 | $1,153,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092535 | INTL MULTIFACTOR | 39,009 | $1,153,000 | dollars as filed | |
| UNITED STS NAT GAS FD LP | 912318409 | UNIT PAR | 70,373 | $1,149,000 | dollars as filed | |
| COSAN S A ADS | 22113B103 | ADR | 120,015 | $1,147,000 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y821 | CMN | 53,578 | $1,147,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P397 | WESTN ASSET BD | 43,423 | $1,147,000 | dollars as filed | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 14,836 | $1,146,000 | dollars as filed | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 3,558 | $1,144,000 | dollars as filed | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 18,728 | $1,142,000 | dollars as filed | |
| MERCURY GENL CORP NEW | 589400100 | COM | 18,137 | $1,142,000 | dollars as filed | |
| ARCBEST CORP COM | 03937C105 | Stock | 10,521 | $1,140,000 | dollars as filed | |
| FLEXSHARES TR | 33939L654 | US QT LW VLTY | 17,140 | $1,140,000 | dollars as filed | |
| CHATHAM LODGING TR | 16208T102 | COM | 133,622 | $1,138,000 | dollars as filed | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 9,393 | $1,132,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 28,168 | $1,131,000 | dollars as filed | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 76,578 | $1,131,000 | dollars as filed | |
| PROSHARES TR | 74347G234 | NASDAQ 100 HIGH | 26,981 | $1,128,000 | dollars as filed | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 56,932 | $1,127,000 | dollars as filed | |
| CLARIVATE PLC | G21810109 | ORD SHS | 158,546 | $1,126,000 | dollars as filed | |
| MGE ENERGY INC | 55277P104 | COM | 12,307 | $1,125,000 | dollars as filed | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 62,656 | $1,125,000 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 10,800 | $1,121,000 | dollars as filed | put |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 66,741 | $1,120,000 | dollars as filed | |
| LITHIUM AMERICAS ARGENTINA C | 53681K100 | COM SHS | 342,989 | $1,118,000 | dollars as filed | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 60,342 | $1,117,000 | dollars as filed | |
| MAXLINEAR INC | 57776J100 | COM | 77,126 | $1,116,000 | dollars as filed | |
| PIONEER MUN HIGH INCOME OPPO | 723760104 | COMMON STOCK | 90,000 | $1,116,000 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 13,900 | $1,114,000 | dollars as filed | call |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 29,200 | $1,114,000 | dollars as filed | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 23,070 | $1,113,000 | dollars as filed | |
| WESBANCO INC | 950810101 | COM | 37,267 | $1,110,000 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 60,000 | $1,109,000 | dollars as filed | put |
| PEABODY ENGR CORP | 704551100 | COM | 41,737 | $1,108,000 | dollars as filed | |
| SEMTECH CORP COM | 816850101 | Stock | 24,279 | $1,107,000 | dollars as filed | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 18,000 | $1,107,000 | dollars as filed | call |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 76,607 | $1,107,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 24,931 | $1,106,000 | dollars as filed | |
| ASTEC INDS INC | 046224101 | COM | 34,596 | $1,106,000 | dollars as filed | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 12,112 | $1,106,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P504 | INCOME EQT FOCUS | 18,993 | $1,106,000 | dollars as filed | |
| THE ODP CORP | 88337F105 | COM | 37,092 | $1,104,000 | dollars as filed | |
| INTAPP INC | 45827U109 | COM | 23,028 | $1,102,000 | dollars as filed | |
| BEL FUSE INC | 077347300 | CL B | 14,025 | $1,101,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 17,652 | $1,101,000 | dollars as filed | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 35,156 | $1,099,000 | dollars as filed | |
| CAMBRIA EMERGING SHAREHOLDER YIELD ETF | 132061706 | ETF | 31,694 | $1,097,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 17,578 | $1,096,000 | dollars as filed | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 127,819 | $1,095,000 | dollars as filed | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 30,423 | $1,094,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 10,352 | $1,094,000 | dollars as filed | |
| DOUBLEVERIFY HLDGS INC COM | 25862V105 | Stock | 64,893 | $1,093,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V823 | US REAL ESTA ETF | 42,629 | $1,093,000 | dollars as filed | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 8,971 | $1,092,000 | dollars as filed | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 81,179 | $1,091,000 | dollars as filed | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 192,985 | $1,089,000 | dollars as filed | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 69,332 | $1,088,000 | dollars as filed | |
| GRAYSCALE BITCOIN TRUST ETF | 389637109 | SHS REP COM UT | 21,516 | $1,086,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 19,861 | $1,084,000 | dollars as filed | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 84,634 | $1,082,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U307 | FT VEST US EQT | 24,065 | $1,082,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 11,940 | $1,080,000 | dollars as filed | |
| QUIDELORTHO CORP COM | 219798105 | Stock | 23,640 | $1,078,000 | dollars as filed | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 115,825 | $1,077,000 | dollars as filed | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 81,328 | $1,075,000 | dollars as filed | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 26,621 | $1,073,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 36,074 | $1,070,000 | dollars as filed | |
| SPIRE INC | 84857L101 | COM | 15,891 | $1,069,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 45,519 | $1,068,000 | dollars as filed | |
| VISTEON CORP | 92839U206 | COM NEW | 11,207 | $1,067,000 | dollars as filed | |
| AVEPOINT INC COM CL A | 053604104 | Stock | 90,527 | $1,066,000 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 174,803 | $1,065,000 | dollars as filed | |
| MACERICH CO | 554382101 | COM | 58,298 | $1,063,000 | dollars as filed | |
| AMERISAFE INC | 03071H100 | COM | 21,981 | $1,063,000 | dollars as filed | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 27,216 | $1,062,000 | dollars as filed | |
| PBF ENERGY INC | 69318G106 | CL A | 34,255 | $1,061,000 | dollars as filed | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 472,524 | $1,061,000 | dollars as filed | |
| VALUED ADVISERS TR | 92046L353 | KOVITZ CORE EQT | 45,595 | $1,060,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-24-046848 | this filing | 2024-11-14 | acceptance time not in the bulk data set |