13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-11-14, with 6,980 holding rows worth $489,789,593,000.
- Accession
- 0001140361-24-046848
- Filer
- CIK 1000275
- Filed
- 2024-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A holdings report, 28,210 entries on the cover page, a total value of $489,789,593,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $489,789,593,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
- included managerRBC Indigo Asset Management Inc028-15539
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PVH CORPORATION COM | 693656100 | Stock | 37,499 | $3,781,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 42,729 | $3,779,000 | dollars as filed | |
| KOREA FD INC | 500634209 | COM NEW | 166,086 | $3,778,000 | dollars as filed | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 312,193 | $3,763,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 104,793 | $3,763,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 68,431 | $3,763,000 | dollars as filed | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 258,909 | $3,757,000 | dollars as filed | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 422,810 | $3,754,000 | dollars as filed | |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 3,765,000 | $3,751,000 | dollars as filed | principal |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 161,275 | $3,745,000 | dollars as filed | |
| OLIN CORP | 680665205 | COM PAR $1 | 77,990 | $3,743,000 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 70,000 | $3,742,000 | dollars as filed | put |
| QUALYS INC COM | 74758T303 | Stock | 29,112 | $3,739,000 | dollars as filed | |
| KBR INC COM | 48242W106 | Stock | 57,428 | $3,739,000 | dollars as filed | |
| ISHARES TR | 46436E841 | IBONDS 27 TRM TS | 164,532 | $3,725,000 | dollars as filed | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 161,800 | $3,718,000 | dollars as filed | put |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 44,490 | $3,696,000 | dollars as filed | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 37,400 | $3,694,000 | dollars as filed | put |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 86,953 | $3,691,000 | dollars as filed | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 70,139 | $3,687,000 | dollars as filed | |
| ISHARES 25 YEAR TREASURY STRIPS BOND ETF | 46436E577 | ETF | 312,087 | $3,686,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 133,715 | $3,682,000 | dollars as filed | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 228,644 | $3,679,000 | dollars as filed | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 278,251 | $3,678,000 | dollars as filed | |
| AVNET INC COM | 053807103 | Stock | 67,713 | $3,677,000 | dollars as filed | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 200,904 | $3,677,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 95,738 | $3,676,000 | dollars as filed | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 66,130 | $3,674,000 | dollars as filed | |
| SouthState Corp | 840441109 | Common Stock | 37,806 | $3,674,000 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 1,999,055 | $3,658,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 54,375 | $3,646,000 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAF6 | NOTE 1.000% 8/1 | 3,051,000 | $3,638,000 | dollars as filed | principal |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 62,186 | $3,622,000 | dollars as filed | |
| PIMCO ACCESS INCOME FUND | 72203T100 | SHS BENFIN INT | 217,459 | $3,616,000 | dollars as filed | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 43,724 | $3,613,000 | dollars as filed | |
| UMH PPTYS INC | 903002103 | COM | 183,640 | $3,611,000 | dollars as filed | |
| DOCEBO INC COM | 25609L105 | Stock | 81,613 | $3,608,000 | dollars as filed | |
| ALNYLAM PHARMACEUTICALS INC | 02043QAB3 | NOTE 1.000% 9/1 | 3,086,000 | $3,608,000 | dollars as filed | principal |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 129,174 | $3,599,000 | dollars as filed | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 11,358 | $3,597,000 | dollars as filed | |
| WISDOMTREE TR | 97717W323 | CMN | 129,518 | $3,594,000 | dollars as filed | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 199,960 | $3,588,000 | dollars as filed | |
| ENVESTNET INC | 29404KAG1 | NOTE 2.625%12/0 | 3,391,000 | $3,588,000 | dollars as filed | principal |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 125,525 | $3,582,000 | dollars as filed | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 32,153 | $3,577,000 | dollars as filed | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 84,485 | $3,577,000 | dollars as filed | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 310,727 | $3,568,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 116,995 | $3,559,000 | dollars as filed | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 462,143 | $3,558,000 | dollars as filed | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 137,691 | $3,550,000 | dollars as filed | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 101,557 | $3,543,000 | dollars as filed | |
| CORE & MAIN INC CL A | 21874C102 | Stock | 79,738 | $3,541,000 | dollars as filed | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 232,537 | $3,535,000 | dollars as filed | |
| LEAR CORP COM NEW | 521865204 | Stock | 32,351 | $3,531,000 | dollars as filed | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 203,417 | $3,530,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 26,416 | $3,530,000 | dollars as filed | |
| SLR INVESTMENT CORP | 83413U100 | COM | 234,469 | $3,529,000 | dollars as filed | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 234,332 | $3,528,000 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 304,600 | $3,527,000 | dollars as filed | put |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 66,444 | $3,526,000 | dollars as filed | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 38,085 | $3,522,000 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 586,224 | $3,517,000 | dollars as filed | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 39,603 | $3,513,000 | dollars as filed | |
| F N B CORP | 302520101 | COM | 248,980 | $3,513,000 | dollars as filed | |
| OLD NATL BANCORP IND | 680033107 | COM | 187,771 | $3,504,000 | dollars as filed | |
| POST HLDGS INC | 737446104 | COM | 30,250 | $3,501,000 | dollars as filed | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 48,760 | $3,497,000 | dollars as filed | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 109,733 | $3,495,000 | dollars as filed | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 43,821 | $3,488,000 | dollars as filed | |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 86,375 | $3,488,000 | dollars as filed | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 338,610 | $3,477,000 | dollars as filed | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 50,339 | $3,476,000 | dollars as filed | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 65,158 | $3,471,000 | dollars as filed | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 45,603 | $3,467,000 | dollars as filed | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 307,430 | $3,461,000 | dollars as filed | |
| CNX RES CORP COM | 12653C108 | Stock | 106,219 | $3,460,000 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 469,990 | $3,454,000 | dollars as filed | |
| VIKING HOLDINGS LTD | G93A5A101 | ORD SHS | 98,990 | $3,453,000 | dollars as filed | |
| ISHARES TR | 46436E759 | COM | 47,842 | $3,447,000 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 30,000 | $3,446,000 | dollars as filed | put |
| IRENLTDF | Q4982L109 | STOK | 407,706 | $3,442,000 | dollars as filed | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 43,417 | $3,440,000 | dollars as filed | |
| CACTUS INC | 127203107 | CL A | 57,534 | $3,434,000 | dollars as filed | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 148,162 | $3,429,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 146,208 | $3,429,000 | dollars as filed | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 44,139 | $3,429,000 | dollars as filed | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 27,500 | $3,425,000 | dollars as filed | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 392,485 | $3,422,000 | dollars as filed | |
| MSA SAFETY INC COM | 553498106 | Stock | 19,258 | $3,415,000 | dollars as filed | |
| DOXIMITY INC CL A | 26622P107 | Stock | 78,145 | $3,405,000 | dollars as filed | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 30,536 | $3,402,000 | dollars as filed | |
| SLM CORP COM | 78442P106 | Stock | 148,369 | $3,394,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 70,381 | $3,386,000 | dollars as filed | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 37,797 | $3,384,000 | dollars as filed | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 44,994 | $3,368,000 | dollars as filed | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 16,245 | $3,367,000 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AF7 | NOTE 1.750% 6/1 | 3,216,000 | $3,365,000 | dollars as filed | principal |
| SKYWEST INC COM | 830879102 | Stock | 39,542 | $3,362,000 | dollars as filed | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 190,251 | $3,348,000 | dollars as filed | |
| PUTNAM ETF TRUST | 746729201 | SUSTAINABLE FUTU | 133,022 | $3,348,000 | dollars as filed | |
| URBAN OUTFITTERS INC | 917047102 | COM | 87,317 | $3,344,000 | dollars as filed | |
| SURGERY PARTNERS INC | 86881A100 | COM | 103,695 | $3,343,000 | dollars as filed | |
| OGE ENERGY CORP | 670837103 | COM | 81,531 | $3,343,000 | dollars as filed | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 2,800,000 | $3,342,000 | dollars as filed | principal |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 85,570 | $3,337,000 | dollars as filed | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 401,570 | $3,336,000 | dollars as filed | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 140,463 | $3,333,000 | dollars as filed | |
| KFORCE INC COM | 493732101 | Stock | 54,235 | $3,333,000 | dollars as filed | |
| CALAMOS DY COM NPV | 12811V105 | COM | 130,491 | $3,314,000 | dollars as filed | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 99,864 | $3,309,000 | dollars as filed | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 69,621 | $3,309,000 | dollars as filed | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 39,018 | $3,309,000 | dollars as filed | |
| MADDEN STEVEN LTD | 556269108 | COM | 67,474 | $3,306,000 | dollars as filed | |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 2,712,000 | $3,296,000 | dollars as filed | principal |
| WORLD KINECT CORPORATION | 981475106 | COM | 106,517 | $3,292,000 | dollars as filed | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 30,000 | $3,290,000 | dollars as filed | put |
| Low Duration Preferre | 26922A198 | AAM LW DUR PFD | 155,252 | $3,288,000 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 42,000 | $3,279,000 | dollars as filed | put |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 48,111 | $3,264,000 | dollars as filed | |
| LAKELAND FINL CORP | 511656100 | COM | 50,021 | $3,257,000 | dollars as filed | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 55,558 | $3,242,000 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 50,000 | $3,241,000 | dollars as filed | put |
| ISHARES TR | 46436E296 | IBONDS DEC 2032 | 137,566 | $3,230,000 | dollars as filed | |
| FLUENCE ENERGY INC | 34379V103 | COM CL A | 142,173 | $3,228,000 | dollars as filed | |
| TRIPLE FLAG PRECIOUS METAL COM | 89679M104 | Stock | 199,226 | $3,224,000 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882M104 | COM | 197,065 | $3,222,000 | dollars as filed | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 207,438 | $3,221,000 | dollars as filed | |
| SP Funds S&P 500 Sharia Industry Exclusions ETF | 886364801 | COM | 77,203 | $3,221,000 | dollars as filed | |
| AUTONATION INC COM | 05329W102 | Stock | 18,008 | $3,221,000 | dollars as filed | |
| JANUS HENDERSON B-BBB CLO ETF | 47103U753 | ETF | 65,657 | $3,214,000 | dollars as filed | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 52,262 | $3,206,000 | dollars as filed | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 92,149 | $3,204,000 | dollars as filed | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 20,414 | $3,204,000 | dollars as filed | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 93,558 | $3,203,000 | dollars as filed | |
| ISHARES TR | 464287192 | US TRSPRTION | 46,429 | $3,200,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J585 | BULETSHS 2027 | 140,775 | $3,196,000 | dollars as filed | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 401,325 | $3,194,000 | dollars as filed | |
| FLYWIRE CORPORATION | 302492103 | COM VTG | 194,732 | $3,192,000 | dollars as filed | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 51,829 | $3,190,000 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 1,102,082 | $3,174,000 | dollars as filed | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,117,260 | $3,173,000 | dollars as filed | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 159,418 | $3,171,000 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 220,000 | $3,170,000 | dollars as filed | put |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 34,776 | $3,167,000 | dollars as filed | |
| ON SEMICONDUCTOR CORP | 682189AU9 | NOTE 0.500% 3/0 | 3,128,000 | $3,162,000 | dollars as filed | principal |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 159,012 | $3,161,000 | dollars as filed | |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 2,645,000 | $3,159,000 | dollars as filed | principal |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 178,404 | $3,158,000 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 9,500 | $3,149,000 | dollars as filed | call |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 244,281 | $3,146,000 | dollars as filed | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 56,836 | $3,145,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P769 | FRANKLIN INDIA | 75,060 | $3,144,000 | dollars as filed | |
| HF SINCLAIR CORP COM | 403949100 | Stock | 70,430 | $3,140,000 | dollars as filed | |
| WINMARK CORP | 974250102 | COM | 8,201 | $3,140,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 137,789 | $3,128,000 | dollars as filed | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 80,000 | $3,127,000 | dollars as filed | put |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 25,173 | $3,125,000 | dollars as filed | |
| SIMULATIONS PLUS INC | 829214105 | COM | 97,302 | $3,116,000 | dollars as filed | |
| AMBARELLA INC | G037AX101 | SHS | 55,092 | $3,107,000 | dollars as filed | |
| LI AUTO INC | 50202MAB8 | NOTE 0.250% 5/0 | 2,600,000 | $3,098,000 | dollars as filed | principal |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 98,732 | $3,098,000 | dollars as filed | |
| NEWMARKET CORP COM | 651587107 | Stock | 5,609 | $3,096,000 | dollars as filed | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 63,387 | $3,086,000 | dollars as filed | |
| SHOE STA GROUP INC | 824889109 | COM | 70,296 | $3,084,000 | dollars as filed | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 147,202 | $3,084,000 | dollars as filed | |
| IMPINJ INC | 453204109 | COM | 14,232 | $3,081,000 | dollars as filed | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 134,270 | $3,080,000 | dollars as filed | |
| TALEN ENERGY CORP COM | 87422Q109 | Stock | 17,261 | $3,077,000 | dollars as filed | |
| WILLDAN GROUP INC | 96924N100 | COM | 75,079 | $3,075,000 | dollars as filed | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 200,000 | $3,070,000 | dollars as filed | put |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 2,764,000 | $3,063,000 | dollars as filed | principal |
| TRI POINTE HOMES INC | 87265H109 | COM | 67,532 | $3,060,000 | dollars as filed | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 48,975 | $3,053,000 | dollars as filed | |
| TETRA TECH INC NEW | 88162GAB9 | DBCV 2.250% 8/1 | 2,328,000 | $3,046,000 | dollars as filed | principal |
| DIGITALBRIDGE GROUP INC | 25401T603 | CL A NEW | 215,243 | $3,043,000 | dollars as filed | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 233,252 | $3,041,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 34,171 | $3,039,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 99,327 | $3,039,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 35,961 | $3,038,000 | dollars as filed | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 111,867 | $3,033,000 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 393,967 | $3,026,000 | dollars as filed | |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 2,440,000 | $3,018,000 | dollars as filed | principal |
| BLUE BIRD CORP | 095306106 | COM | 62,887 | $3,017,000 | dollars as filed | |
| ARGAN INC | 04010E109 | COM | 29,731 | $3,016,000 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 163,166 | $3,015,000 | dollars as filed | |
| PRIVIA HEALTH GROUP INC | 74276R102 | COM | 165,477 | $3,014,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D770 | STRUCTURED CR IN | 146,538 | $3,014,000 | dollars as filed | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 40,397 | $3,013,000 | dollars as filed | |
| COREBRIDGE FINL INC COM | 21871X109 | Stock | 103,279 | $3,012,000 | dollars as filed | |
| PUTNAM ETF TRUST | 746729854 | mc | 59,338 | $3,011,000 | dollars as filed | |
| ADT INC DEL COM | 00090Q103 | Stock | 416,217 | $3,009,000 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 3,021,000 | $3,006,000 | dollars as filed | principal |
| ROBERT HALF INC. COM | 770323103 | Stock | 44,453 | $2,996,000 | dollars as filed | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 56,220 | $2,995,000 | dollars as filed | |
| BENTLEY SYS INC | 08265TAD1 | NOTE 0.375% 7/0 | 3,252,000 | $2,995,000 | dollars as filed | principal |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 84,892 | $2,994,000 | dollars as filed | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 150,000 | $2,991,000 | dollars as filed | call |
| MARA HOLDINGS INC COM | 565788106 | Stock | 184,100 | $2,986,000 | dollars as filed | put |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 543,202 | $2,982,000 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 114,109 | $2,977,000 | dollars as filed | |
| MURPHY OIL CORP COM | 626717102 | Stock | 88,143 | $2,975,000 | dollars as filed | |
| NEW JERSEY RES CORP | 646025106 | COM | 63,019 | $2,975,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 77,257 | $2,973,000 | dollars as filed | |
| Fidelity Enhanced Large Cap Growth ETF | 31609A305 | SHS | 89,554 | $2,971,000 | dollars as filed | |
| MAGNA INTL INC COM | 559222401 | Stock | 72,400 | $2,971,000 | dollars as filed | put |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 58,326 | $2,969,000 | dollars as filed | |
| JPMORGAN U.S. TECH LEADERS ETF | 46654Q732 | ETF | 43,226 | $2,968,000 | dollars as filed | |
| SKECHERS U S A INC | 830566105 | CL A | 44,300 | $2,965,000 | dollars as filed | put |
| MOOG INC CL A | 615394202 | Stock | 14,663 | $2,962,000 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 75,600 | $2,957,000 | dollars as filed | call |
| CAPITAL GRP FIXED INCM ETF T | 14020Y607 | SHOR DUR MUN ETF | 112,458 | $2,953,000 | dollars as filed | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 26,512 | $2,950,000 | dollars as filed | |
| ISHARES TR | 46435U168 | IBONDS 25 TRM HG | 126,585 | $2,949,000 | dollars as filed | |
| WESTLAKE CORPORATION | 960413102 | COM | 19,594 | $2,945,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q781 | EQUITY FOCUS ETF | 44,907 | $2,943,000 | dollars as filed | |
| WIX COM LTD SHS | M98068105 | Stock | 17,560 | $2,936,000 | dollars as filed | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 187,225 | $2,936,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 53,762 | $2,929,000 | dollars as filed | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 37,105 | $2,928,000 | dollars as filed | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 63,683 | $2,920,000 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 27,500 | $2,918,000 | dollars as filed | call |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 107,405 | $2,916,000 | dollars as filed | |
| MONDAY COM LTD SHS | M7S64H106 | Stock | 10,492 | $2,914,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 47,610 | $2,914,000 | dollars as filed | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 47,774 | $2,909,000 | dollars as filed | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 36,806 | $2,905,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 63,420 | $2,899,000 | dollars as filed | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 95,566 | $2,898,000 | dollars as filed | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 17,784 | $2,889,000 | dollars as filed | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 47,512 | $2,886,000 | dollars as filed | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 40,000 | $2,885,000 | dollars as filed | put |
| FASTLY INC | 31188V100 | CL A | 381,063 | $2,884,000 | dollars as filed | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 166,252 | $2,879,000 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 40,000 | $2,874,000 | dollars as filed | call |
| STONEX GROUP INC | 861896108 | COM | 35,100 | $2,874,000 | dollars as filed | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 63,446 | $2,864,000 | dollars as filed | |
| VESTIS CORPORATION | 29430C102 | COM SHS | 192,081 | $2,862,000 | dollars as filed | |
| AGNT INC | 30212W100 | COM | 203,003 | $2,860,000 | dollars as filed | |
| STRIDE INC | 86333M108 | COM | 33,515 | $2,858,000 | dollars as filed | |
| DOORDASH INC CL A | 25809K105 | Stock | 20,000 | $2,855,000 | dollars as filed | put |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 26,744 | $2,854,000 | dollars as filed | |
| HELMERICH & PAYNE INC | 423452101 | COM | 93,550 | $2,846,000 | dollars as filed | |
| CARVANA CO CL A | 146869102 | Stock | 16,335 | $2,844,000 | dollars as filed | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 37,090 | $2,842,000 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 8,200 | $2,841,000 | dollars as filed | put |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 2,904,000 | $2,839,000 | dollars as filed | principal |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 122,812 | $2,833,000 | dollars as filed | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 241,478 | $2,816,000 | dollars as filed | |
| KEMPER CORP COM | 488401100 | Stock | 45,861 | $2,809,000 | dollars as filed | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 17,592 | $2,808,000 | dollars as filed | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 670,619 | $2,804,000 | dollars as filed | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 223,594 | $2,802,000 | dollars as filed | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 214,812 | $2,793,000 | dollars as filed | |
| CRA INTL INC | 12618T105 | COM | 15,862 | $2,781,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J452 | INVSCO 28 HYCORP | 125,097 | $2,772,000 | dollars as filed | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 24,377 | $2,762,000 | dollars as filed | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 63,139 | $2,760,000 | dollars as filed | |
| REDFIN CORP | 75737F108 | COM | 219,407 | $2,750,000 | dollars as filed | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 136,681 | $2,745,000 | dollars as filed | |
| VENTAS RLTY LTD PARTNERSHIP | 92277GAZ0 | NOTE 3.750% 6/0 | 2,260,000 | $2,743,000 | dollars as filed | principal |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 189,357 | $2,742,000 | dollars as filed | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 159,807 | $2,741,000 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 536,731 | $2,738,000 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 143,098 | $2,738,000 | dollars as filed | |
| ABM INDS INC | 000957100 | COM | 51,725 | $2,729,000 | dollars as filed | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 70,506 | $2,724,000 | dollars as filed | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 220,686 | $2,719,000 | dollars as filed | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 63,050 | $2,717,000 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T305 | CMN | 26,690 | $2,708,000 | dollars as filed | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 84,919 | $2,696,000 | dollars as filed | |
| ATLAS ENERGY SOLUTIONS INC | 642045108 | COM NEW | 123,495 | $2,692,000 | dollars as filed | |
| PHILLIPS EDISON & CO INC COMMON STOCK | 71844V201 | REIT | 71,346 | $2,691,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G474 | S&P SM EN ET NEW | 54,538 | $2,676,000 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 238,616 | $2,673,000 | dollars as filed | |
| MACOM TECH SOLUTIONS HLDGS I | 55405YAB6 | NOTE 0.250% 3/1 | 1,891,000 | $2,672,000 | dollars as filed | principal |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q107 | PRICE BLUE CHIP | 67,352 | $2,670,000 | dollars as filed | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 46,750 | $2,664,000 | dollars as filed | |
| MARATHON OIL CORP | 565849106 | COM | 100,000 | $2,663,000 | dollars as filed | put |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 37,661 | $2,661,000 | dollars as filed | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 198,702 | $2,661,000 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 16,400 | $2,658,000 | dollars as filed | call |
| ISHARES TR | 46436E825 | IBONDS 29 TRM TS | 120,133 | $2,655,000 | dollars as filed | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 246,157 | $2,654,000 | dollars as filed | |
| SILGAN HLDGS INC | 827048109 | COM | 50,493 | $2,652,000 | dollars as filed | |
| IAMGOLD CORP COM | 450913108 | Stock | 506,154 | $2,646,000 | dollars as filed | |
| SP Funds Dow Jones Global Sukuk ETF | 886364702 | SHS | 143,418 | $2,641,000 | dollars as filed | |
| BANCFIRST CORP | 05945F103 | COM | 25,083 | $2,641,000 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 5,000 | $2,640,000 | dollars as filed | put |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 166,496 | $2,631,000 | dollars as filed | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 159,847 | $2,622,000 | dollars as filed | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 76,685 | $2,621,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D762 | CMN | 126,490 | $2,621,000 | dollars as filed | |
| BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS | 113004105 | Stock | 55,000 | $2,601,000 | dollars as filed | put |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 81,979 | $2,597,000 | dollars as filed | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 115,911 | $2,596,000 | dollars as filed | |
| CRANE COMPANY COMMON STOCK | 224408104 | Stock | 16,383 | $2,593,000 | dollars as filed | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 245,226 | $2,590,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F623 | FT VEST US EQT | 57,745 | $2,582,000 | dollars as filed | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 56,109 | $2,580,000 | dollars as filed | |
| BELDEN INC COM | 077454106 | Stock | 22,022 | $2,579,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 68,723 | $2,579,000 | dollars as filed | |
| UL SOLUTIONS INC | 903731107 | CLASS A COM SHS | 52,256 | $2,576,000 | dollars as filed | |
| WARRIOR MET COAL INC | 93627C101 | COM | 40,246 | $2,572,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F599 | FT VEST US EQT | 60,817 | $2,570,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 54,079 | $2,570,000 | dollars as filed | |
| INVENTRUST PPTYS CORP COM NEW | 46124J201 | REIT | 90,334 | $2,562,000 | dollars as filed | |
| IPG PHOTONICS CORP | 44980X109 | COM | 34,453 | $2,560,000 | dollars as filed | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 124,604 | $2,559,000 | dollars as filed | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 35,458 | $2,557,000 | dollars as filed | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 1,506 | $2,556,000 | dollars as filed | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 133,870 | $2,552,000 | dollars as filed | |
| DROPBOX INC CL A | 26210C104 | Stock | 100,000 | $2,543,000 | dollars as filed | put |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 81,204 | $2,542,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 34,860 | $2,538,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108656 | AMPLIFY DGTL PAY | 48,451 | $2,533,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 50,559 | $2,525,000 | dollars as filed | |
| TERADATA CORP DEL | 88076W103 | COM | 83,173 | $2,523,000 | dollars as filed | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 62,700 | $2,512,000 | dollars as filed | call |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 179,884 | $2,508,000 | dollars as filed | |
| ERO COPPER CORP COM | 296006109 | Stock | 112,500 | $2,505,000 | dollars as filed | call |
| FLAGSTAR FINANCIAL INC | 649445400 | COM NEW | 222,977 | $2,503,000 | dollars as filed | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 212,033 | $2,502,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 57,105 | $2,497,000 | dollars as filed | |
| MAGNITE INC COM | 55955D100 | Stock | 180,000 | $2,493,000 | dollars as filed | call |
| KRANESHARES TRUST | 500767678 | INDX FD | 78,661 | $2,491,000 | dollars as filed | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 97,615 | $2,484,000 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 12,000 | $2,481,000 | dollars as filed | put |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 50,669 | $2,481,000 | dollars as filed | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 221,989 | $2,478,000 | dollars as filed | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 31,676 | $2,475,000 | dollars as filed | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 12,606 | $2,473,000 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 98,583 | $2,473,000 | dollars as filed | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 89,502 | $2,471,000 | dollars as filed | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 13,878 | $2,468,000 | dollars as filed | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 155,911 | $2,467,000 | dollars as filed | |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 150,224 | $2,462,000 | dollars as filed | |
| BLOOM ENERGY CORP | 093712107 | COM | 232,717 | $2,457,000 | dollars as filed | |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 2,500,000 | $2,452,000 | dollars as filed | principal |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 91,568 | $2,440,000 | dollars as filed | |
| FORTIVE CORP COM | 34959J108 | Stock | 30,900 | $2,439,000 | dollars as filed | put |
| LYFT INC | 55087P104 | CL A COM | 191,300 | $2,439,000 | dollars as filed | put |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 89,392 | $2,438,000 | dollars as filed | |
| TELUS INTL CDA INC | 87975H100 | SUB VTG SHS | 622,729 | $2,434,000 | dollars as filed | |
| EA SERIES TRUST | 02072L565 | ALPHA ARCH 1-3 | 22,242 | $2,423,000 | dollars as filed | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 148,163 | $2,420,000 | dollars as filed | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 409,326 | $2,415,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 36,176 | $2,412,000 | dollars as filed | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 109,934 | $2,408,000 | dollars as filed | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 82,029 | $2,405,000 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 770,465 | $2,404,000 | dollars as filed | |
| ISHARES TR | 46435U697 | IBONDS DEC | 92,061 | $2,403,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N657 | N SHORT TERM TREA | 104,363 | $2,400,000 | dollars as filed | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 30,242 | $2,397,000 | dollars as filed | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 62,852 | $2,392,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 152,596 | $2,389,000 | dollars as filed | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 12,088 | $2,387,000 | dollars as filed | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 31,517 | $2,385,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F664 | FT VEST US EQT | 56,403 | $2,383,000 | dollars as filed | |
| BALL CORP | 058498106 | COM | 35,000 | $2,377,000 | dollars as filed | put |
| BALL CORP | 058498106 | COM | 35,000 | $2,377,000 | dollars as filed | call |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 64,202 | $2,375,000 | dollars as filed | |
| YELP INC CL A | 985817105 | Stock | 67,537 | $2,370,000 | dollars as filed | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 51,582 | $2,370,000 | dollars as filed | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 18,000 | $2,367,000 | dollars as filed | call |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 36,006 | $2,367,000 | dollars as filed | |
| ASTERA LABS INC COM | 04626A103 | COM | 45,162 | $2,365,000 | dollars as filed | |
| ISHARES TR | 46435U184 | IBONDS 24 TRM HG | 101,486 | $2,364,000 | dollars as filed | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 150,000 | $2,360,000 | dollars as filed | call |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 139,869 | $2,358,000 | dollars as filed | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 72,279 | $2,357,000 | dollars as filed | |
| INVESCO BULLETSHARES 2032 CORPORATE BOND ETF | 46139W858 | ETF | 112,329 | $2,356,000 | dollars as filed | |
| MICROSTRATEGY INC | 594972AE1 | NOTE 2/1 | 1,729,000 | $2,355,000 | dollars as filed | principal |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 63,579 | $2,353,000 | dollars as filed | |
| FRONTDOOR INC COM | 35905A109 | Stock | 48,990 | $2,351,000 | dollars as filed | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 79,632 | $2,348,000 | dollars as filed | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 242,437 | $2,348,000 | dollars as filed | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 15,938 | $2,345,000 | dollars as filed | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 127,300 | $2,345,000 | dollars as filed | put |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 114,134 | $2,345,000 | dollars as filed | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 193,733 | $2,343,000 | dollars as filed | |
| CIVITAS RESOURCES INC COM NEW | 17888H103 | Stock | 46,099 | $2,336,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 30,934 | $2,336,000 | dollars as filed | |
| COMSTOCK RES INC COM | 205768302 | Stock | 209,686 | $2,333,000 | dollars as filed | |
| CVR ENERGY, INC. | 12662P108 | COM | 101,300 | $2,333,000 | dollars as filed | call |
| FRONTLINE PLC COM | M46528101 | Stock | 101,796 | $2,326,000 | dollars as filed | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 90,529 | $2,322,000 | dollars as filed | |
| BORR DRILLING LTD | G1466R173 | COMMON STOCK | 422,159 | $2,318,000 | dollars as filed | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 216,584 | $2,313,000 | dollars as filed | |
| WORKIVA INC | 98139AAD7 | NOTE 1.250% 8/1 | 2,437,000 | $2,310,000 | dollars as filed | principal |
| MATTEL INC | 577081102 | COM | 121,215 | $2,309,000 | dollars as filed | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 105,964 | $2,307,000 | dollars as filed | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 75,885 | $2,305,000 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 77,577 | $2,304,000 | dollars as filed | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 13,382 | $2,303,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 12,484 | $2,302,000 | dollars as filed | |
| SYMBOTIC INC | 87151X101 | CLASS A COM | 94,362 | $2,301,000 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 408,064 | $2,300,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 79,214 | $2,296,000 | dollars as filed | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 196,435 | $2,287,000 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 45,562 | $2,286,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 82,007 | $2,284,000 | dollars as filed | |
| TRAVEL PLUS LEISURE CO COM | 894164102 | Stock | 49,511 | $2,281,000 | dollars as filed | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 105,416 | $2,279,000 | dollars as filed | |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 1,859,000 | $2,279,000 | dollars as filed | principal |
| HUNTSMAN CORP | 447011107 | COM | 93,985 | $2,274,000 | dollars as filed | |
| CARTERS INC | 146229109 | COM | 34,965 | $2,272,000 | dollars as filed | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 38,092 | $2,272,000 | dollars as filed | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 82,951 | $2,269,000 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 2,200,000 | $2,268,000 | dollars as filed | principal |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 52,174 | $2,259,000 | dollars as filed | |
| NUCOR CORP COM | 670346105 | Stock | 15,000 | $2,255,000 | dollars as filed | put |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 70,362 | $2,254,000 | dollars as filed | |
| AVISTA CORP COM | 05379B107 | Stock | 58,001 | $2,248,000 | dollars as filed | |
| CONMED CORP | 207410AH4 | NOTE 2.250% 6/1 | 2,410,000 | $2,236,000 | dollars as filed | principal |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 90,117 | $2,233,000 | dollars as filed | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 43,835 | $2,231,000 | dollars as filed | |
| CARGURUS INC COM CL A | 141788109 | Stock | 74,236 | $2,230,000 | dollars as filed | |
| ERO COPPER CORP COM | 296006109 | Stock | 100,000 | $2,227,000 | dollars as filed | put |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 23,890 | $2,223,000 | dollars as filed | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 105,905 | $2,217,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 32,666 | $2,216,000 | dollars as filed | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 50,310 | $2,214,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 58,258 | $2,214,000 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 19,277 | $2,210,000 | dollars as filed | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 133,058 | $2,209,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 85,785 | $2,209,000 | dollars as filed | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 187,261 | $2,208,000 | dollars as filed | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 53,987 | $2,203,000 | dollars as filed | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 168,279 | $2,203,000 | dollars as filed | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 35,818 | $2,202,000 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 43,800 | $2,199,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 61,593 | $2,199,000 | dollars as filed | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 30,000 | $2,193,000 | dollars as filed | call |
| Avantis International Equity ETF | 025072703 | SHS | 32,694 | $2,191,000 | dollars as filed | |
| LISTED FDS TR | 53656F847 | CORE ALT FD | 80,065 | $2,191,000 | dollars as filed | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 30,625 | $2,190,000 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 9,000 | $2,188,000 | dollars as filed | put |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 39,051 | $2,186,000 | dollars as filed | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 100,622 | $2,184,000 | dollars as filed | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 10,687 | $2,183,000 | dollars as filed | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 100,000 | $2,180,000 | dollars as filed | put |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 146,491 | $2,175,000 | dollars as filed | |
| SPROTT INC | 852066208 | COM NEW | 50,210 | $2,175,000 | dollars as filed | |
| ROBLOX CORP CL A | 771049103 | Stock | 48,800 | $2,160,000 | dollars as filed | call |
| OUTFRONT MEDIA INC | 69007J106 | COM | 117,514 | $2,160,000 | dollars as filed | |
| Avantis US Small Cap Equity ETF | 025072323 | SHS | 39,962 | $2,159,000 | dollars as filed | |
| VERINT SYSTEMS INC | 92343XAC4 | BOND | 2,323,000 | $2,157,000 | dollars as filed | principal |
| CIENA CORP COM NEW | 171779309 | Stock | 35,000 | $2,156,000 | dollars as filed | put |
| FORTUNA MNG CORP COM NEW | 349942102 | Stock | 464,139 | $2,149,000 | dollars as filed | |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 2,123,000 | $2,148,000 | dollars as filed | principal |
| DUTCH BROS INC | 26701L100 | CL A | 67,047 | $2,147,000 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 325,510 | $2,139,000 | dollars as filed | |
| TIPTREE INC | 88822Q103 | COM | 109,290 | $2,139,000 | dollars as filed | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 90,114 | $2,135,000 | dollars as filed | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 219,097 | $2,134,000 | dollars as filed | |
| CYTOKINETICS INC | 23282WAC4 | NOTE 3.500% 7/0 | 1,650,000 | $2,132,000 | dollars as filed | principal |
| TRINITY INDS INC | 896522109 | COM | 61,003 | $2,125,000 | dollars as filed | |
| RENTOKIL INITIAL PLC SPONSORED ADR | 760125104 | ADR | 85,071 | $2,122,000 | dollars as filed | |
| NEOS ETF TRUST | 78433H303 | NEOS S&P 500 HI | 41,379 | $2,120,000 | dollars as filed | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 69,751 | $2,113,000 | dollars as filed | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 14,183 | $2,111,000 | dollars as filed | |
| TUTOR PERINI CORP | 901109108 | COM | 77,580 | $2,107,000 | dollars as filed | |
| ATMUS FILTRATION TECHNOLOGIE | 04956D107 | COM | 55,845 | $2,096,000 | dollars as filed | |
| SEMTECH CORP | 816850AF8 | NOTE 1.625%11/0 | 1,481,000 | $2,094,000 | dollars as filed | principal |
| BELLRING BRANDS INC COMMON STOCK | 07831C103 | Stock | 34,470 | $2,093,000 | dollars as filed | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 93,789 | $2,089,000 | dollars as filed | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 53,878 | $2,086,000 | dollars as filed | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 88,895 | $2,079,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q799 | HIGH YIELD MUNI | 40,753 | $2,079,000 | dollars as filed | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 160,889 | $2,079,000 | dollars as filed | |
| MAGNITE INC COM | 55955D100 | Stock | 149,153 | $2,066,000 | dollars as filed | |
| CAPITAL GROUP GLOBAL EQUITY | 14020R107 | SHS | 77,617 | $2,062,000 | dollars as filed | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 21,200 | $2,061,000 | dollars as filed | put |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 45,400 | $2,059,000 | dollars as filed | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 68,269 | $2,058,000 | dollars as filed | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 109,974 | $2,057,000 | dollars as filed | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 32,931 | $2,055,000 | dollars as filed | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 42,131 | $2,053,000 | dollars as filed | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 256,597 | $2,053,000 | dollars as filed | |
| MOBILEYE GLOBAL INC | 60741F104 | COMMON CLASS A | 149,700 | $2,051,000 | dollars as filed | put |
| REDDIT INC CL A | 75734B100 | Stock | 31,088 | $2,050,000 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 350,443 | $2,050,000 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 20,100 | $2,048,000 | dollars as filed | call |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 55,697 | $2,048,000 | dollars as filed | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 9,648 | $2,046,000 | dollars as filed | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 2,072,000 | $2,043,000 | dollars as filed | principal |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 177,526 | $2,043,000 | dollars as filed | |
| UBIQUITI INC | 90353W103 | COM | 9,199 | $2,041,000 | dollars as filed | |
| KRANESHARES TRUST | 500767652 | KFA MOUNT LUCAS | 69,585 | $2,034,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 29,460 | $2,033,000 | dollars as filed | |
| IVLU | 46435G409 | COM | 68,592 | $2,025,000 | dollars as filed | |
| HAWKINS INC | 420261109 | COM | 15,871 | $2,022,000 | dollars as filed | |
| IShares Bitcoin Trust Registered | 46438F101 | SHS | 55,941 | $2,021,000 | dollars as filed | |
| EVERFORTH INC COM | 00191U102 | Stock | 21,663 | $2,020,000 | dollars as filed | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 41,656 | $2,019,000 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 13,700 | $2,018,000 | dollars as filed | put |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 51,538 | $2,017,000 | dollars as filed | |
| TAPESTRY INC COM | 876030107 | Stock | 42,800 | $2,011,000 | dollars as filed | put |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 214,026 | $2,010,000 | dollars as filed | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 13,558 | $2,009,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-24-046848 | this filing | 2024-11-14 | acceptance time not in the bulk data set |