13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-11-14, with 6,980 holding rows worth $489,789,593,000.
- Accession
- 0001140361-24-046848
- Filer
- CIK 1000275
- Filed
- 2024-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A holdings report, 28,210 entries on the cover page, a total value of $489,789,593,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $489,789,593,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
- included managerRBC Indigo Asset Management Inc028-15539
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BROOKDALE SR LIVING INC | 112463104 | COM | 1,069,421 | $7,262,000 | dollars as filed | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 135,384 | $7,257,000 | dollars as filed | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 25,453 | $7,225,000 | dollars as filed | |
| ISHARES TR | 464288372 | COM | 132,636 | $7,218,000 | dollars as filed | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 172,758 | $7,200,000 | dollars as filed | |
| PAGERDUTY INC COM | 69553P100 | Stock | 388,009 | $7,198,000 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 2,936,518 | $7,165,000 | dollars as filed | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 85,170 | $7,157,000 | dollars as filed | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 362,903 | $7,145,000 | dollars as filed | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 241,774 | $7,132,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 81,337 | $7,104,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 88,376 | $7,102,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C862 | INNOVATOR DEEPW | 149,179 | $7,101,000 | dollars as filed | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 44,903 | $7,095,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 101,761 | $7,062,000 | dollars as filed | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 213,714 | $7,059,000 | dollars as filed | |
| GAP INC COM | 364760108 | Stock | 320,023 | $7,056,000 | dollars as filed | |
| NICE LTD | 653656AB4 | NOTE 9/1 | 7,373,000 | $7,055,000 | dollars as filed | principal |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 297,297 | $7,038,000 | dollars as filed | |
| STELLANTIS N.V SHS | N82405106 | Stock | 500,000 | $7,025,000 | dollars as filed | put |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 182,076 | $7,015,000 | dollars as filed | |
| AXOSFINLINC | 05465C100 | STOK | 111,148 | $6,990,000 | dollars as filed | |
| DROPBOX INC CL A | 26210C104 | Stock | 274,500 | $6,981,000 | dollars as filed | call |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 66,516 | $6,975,000 | dollars as filed | |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 233,795 | $6,974,000 | dollars as filed | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 113,606 | $6,958,000 | dollars as filed | |
| SIRIUSXM HOLDINGS INC | 829933100 | COMMON STOCK | 293,173 | $6,934,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 286,417 | $6,917,000 | dollars as filed | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 314,747 | $6,916,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y822 | S&P INVT GRD PFD | 351,812 | $6,913,000 | dollars as filed | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 150,073 | $6,911,000 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 15,000 | $6,904,000 | dollars as filed | put |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 504,500 | $6,886,000 | dollars as filed | call |
| ISHARES TR | 464287812 | US CONSM STAPLES | 97,411 | $6,874,000 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 723,423 | $6,873,000 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 248,543 | $6,870,000 | dollars as filed | |
| BILL HOLDINGS INC | 090043100 | COM | 129,892 | $6,853,000 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 25,000 | $6,843,000 | dollars as filed | call |
| ZSCALERINC | 98980G102 | STOK | 40,000 | $6,838,000 | dollars as filed | call |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 49,237 | $6,827,000 | dollars as filed | |
| POPULAR INC | 733174700 | COM NEW | 68,076 | $6,827,000 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 86,088 | $6,826,000 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 60,000 | $6,814,000 | dollars as filed | call |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 494,757 | $6,807,000 | dollars as filed | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 77,455 | $6,797,000 | dollars as filed | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 295,224 | $6,783,000 | dollars as filed | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 104,588 | $6,772,000 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 50,000 | $6,772,000 | dollars as filed | put |
| VALMONT INDS INC COM | 920253101 | Stock | 23,282 | $6,750,000 | dollars as filed | |
| GRIFFON CORP | 398433102 | COM | 96,425 | $6,750,000 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 150,000 | $6,737,000 | dollars as filed | call |
| Fidelity Enhanced Small Cap ETF | 31609A206 | SHS | 209,171 | $6,731,000 | dollars as filed | |
| PIMCO ETF TR | 72201R577 | ULTR SH GO AC FD | 66,500 | $6,731,000 | dollars as filed | |
| OAKTREE SPECIALTY LENDING | 67401P405 | COM | 410,482 | $6,696,000 | dollars as filed | |
| CAVCO INDS INC DEL | 149568107 | COM | 15,608 | $6,685,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U703 | FT VEST LADDERED | 266,972 | $6,685,000 | dollars as filed | |
| F5 INC COM | 315616102 | Stock | 30,317 | $6,677,000 | dollars as filed | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 32,204 | $6,673,000 | dollars as filed | |
| MISTER CAR WASH INC | 60646V105 | COM | 1,024,520 | $6,669,000 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 521,498 | $6,650,000 | dollars as filed | |
| DYNEX CAP INC | 26817Q886 | COM | 520,938 | $6,647,000 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 105,500 | $6,634,000 | dollars as filed | put |
| NIKE,Inc. Class B | 654106103 | COM | 75,000 | $6,630,000 | dollars as filed | put |
| Eaton Corp. Plc | G29183103 | COM | 20,000 | $6,629,000 | dollars as filed | put |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 181,252 | $6,621,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 174,228 | $6,602,000 | dollars as filed | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 160,691 | $6,601,000 | dollars as filed | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 464,060 | $6,600,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 360,744 | $6,587,000 | dollars as filed | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 54,653 | $6,564,000 | dollars as filed | |
| DOLE PLC | G27907107 | ORD SHS | 402,082 | $6,549,000 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 753,513 | $6,541,000 | dollars as filed | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 1,174,477 | $6,530,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E823 | GROWTH STRENGTH | 208,750 | $6,516,000 | dollars as filed | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 226,764 | $6,508,000 | dollars as filed | |
| ISHARES TR | 46436E767 | COM | 132,471 | $6,501,000 | dollars as filed | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 1,710,360 | $6,500,000 | dollars as filed | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 508,148 | $6,494,000 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 341,241 | $6,487,000 | dollars as filed | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 67,078 | $6,483,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N527 | CORE BD ETF | 135,245 | $6,482,000 | dollars as filed | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 124,268 | $6,475,000 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAH2 | NOTE 1.500%12/1 | 5,574,000 | $6,470,000 | dollars as filed | principal |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 326,726 | $6,463,000 | dollars as filed | |
| BRUKER CORP | 116794108 | COM | 93,375 | $6,447,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 55,657 | $6,431,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 92,675 | $6,427,000 | dollars as filed | |
| CRANE NXT CO | 224441105 | COM | 114,501 | $6,425,000 | dollars as filed | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 67,400 | $6,412,000 | dollars as filed | call |
| FOX CORP CL A COM | 35137L105 | Stock | 151,346 | $6,405,000 | dollars as filed | |
| STELLANTIS N.V SHS | N82405106 | Stock | 455,510 | $6,401,000 | dollars as filed | |
| TENABLE HLDGS INC | 88025T102 | COM | 157,832 | $6,396,000 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 536,121 | $6,395,000 | dollars as filed | |
| BRINKS CO | 109696104 | COM | 55,259 | $6,390,000 | dollars as filed | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 204,031 | $6,386,000 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 6,594,000 | $6,386,000 | dollars as filed | principal |
| SCHWAB LONG-TERM U.S. TREASURY ETF | 808524680 | ETF | 182,145 | $6,373,000 | dollars as filed | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 30,164 | $6,365,000 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 123,414 | $6,357,000 | dollars as filed | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 830,676 | $6,355,000 | dollars as filed | |
| MIMEDX GROUP INC | 602496101 | COM | 1,075,100 | $6,354,000 | dollars as filed | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 231,395 | $6,327,000 | dollars as filed | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 215,065 | $6,299,000 | dollars as filed | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 232,367 | $6,296,000 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 149,302 | $6,261,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 126,573 | $6,253,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F437 | COM | 212,070 | $6,237,000 | dollars as filed | |
| MURPHY USA INC COM | 626755102 | Stock | 12,635 | $6,228,000 | dollars as filed | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 127,762 | $6,208,000 | dollars as filed | |
| INTERPARFUMS INC COM | 458334109 | Stock | 47,918 | $6,204,000 | dollars as filed | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 97,297 | $6,203,000 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AD2 | NOTE 4/0 | 6,211,000 | $6,194,000 | dollars as filed | principal |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 74,813 | $6,191,000 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 296,798 | $6,167,000 | dollars as filed | |
| ANGLOGOLD ASHANTI PLC | G0378L100 | COM SHS | 231,500 | $6,165,000 | dollars as filed | call |
| ROBINHOOD MKTS INC | 770700102 | COM | 262,993 | $6,160,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 55,905 | $6,160,000 | dollars as filed | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 87,085 | $6,148,000 | dollars as filed | |
| SERVICE CORP INTL COM | 817565104 | Stock | 77,833 | $6,143,000 | dollars as filed | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 407,454 | $6,132,000 | dollars as filed | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 83,836 | $6,127,000 | dollars as filed | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 252,956 | $6,111,000 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 97,600 | $6,110,000 | dollars as filed | call |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 299,528 | $6,110,000 | dollars as filed | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 184,745 | $6,101,000 | dollars as filed | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 459,727 | $6,100,000 | dollars as filed | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 55,851 | $6,091,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 262,907 | $6,079,000 | dollars as filed | |
| ARROW ELECTRS INC | 042735100 | COM | 45,754 | $6,076,000 | dollars as filed | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 75,000 | $6,067,000 | dollars as filed | put |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 751,348 | $6,064,000 | dollars as filed | |
| INVESCO LTD SHS | G491BT108 | Stock | 343,953 | $6,039,000 | dollars as filed | |
| AVIENT CORPORATION | 05368V106 | COM | 119,692 | $6,023,000 | dollars as filed | |
| DT MIDSTREAM INC COMMON STOCK | 23345M107 | Stock | 76,447 | $6,014,000 | dollars as filed | |
| BLACK HILLS CORP COM | 092113109 | Stock | 98,146 | $5,999,000 | dollars as filed | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 187,884 | $5,997,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 128,710 | $5,992,000 | dollars as filed | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 135,310 | $5,975,000 | dollars as filed | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 155,017 | $5,962,000 | dollars as filed | |
| KONTOOR BRANDS INC | 50050N103 | COM | 72,844 | $5,957,000 | dollars as filed | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 590,072 | $5,936,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 309,693 | $5,934,000 | dollars as filed | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 64,874 | $5,933,000 | dollars as filed | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F843 | MACK MU INSD ETF | 241,356 | $5,933,000 | dollars as filed | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 75,518 | $5,919,000 | dollars as filed | |
| TOASTINCCLASSCLASSA | 888787108 | STOK | 208,998 | $5,918,000 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 831,810 | $5,913,000 | dollars as filed | |
| CORNING INC | 219350105 | COM | 130,700 | $5,901,000 | dollars as filed | call |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 5,908,000 | $5,892,000 | dollars as filed | principal |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 291,067 | $5,882,000 | dollars as filed | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 150,147 | $5,878,000 | dollars as filed | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 135,165 | $5,878,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 112,688 | $5,875,000 | dollars as filed | |
| AMERICAN HEALTHCARE REIT INC COM SHS | 398182303 | REIT | 224,766 | $5,866,000 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 854,522 | $5,861,000 | dollars as filed | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 220,055 | $5,859,000 | dollars as filed | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 111,038 | $5,857,000 | dollars as filed | |
| CNO FINL GROUP INC | 12621E103 | COM | 166,685 | $5,851,000 | dollars as filed | |
| ISHARES IBONDS 2026 TERM HIGH YIELD AND INCOME ETF | 46436E528 | ETF | 249,609 | $5,843,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 45,874 | $5,838,000 | dollars as filed | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 174,194 | $5,837,000 | dollars as filed | |
| MASTEC INC COM | 576323109 | Stock | 47,372 | $5,831,000 | dollars as filed | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 73,708 | $5,783,000 | dollars as filed | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 100,000 | $5,779,000 | dollars as filed | call |
| CHEMOURS CO COM | 163851108 | Stock | 284,097 | $5,774,000 | dollars as filed | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 30,801 | $5,772,000 | dollars as filed | |
| BROOKFIELD CORP CL A LTD VT SH | 11271J107 | Stock | 108,200 | $5,751,000 | dollars as filed | put |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 95,725 | $5,751,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 61,617 | $5,737,000 | dollars as filed | |
| Dropbox Inc | 26210CAC8 | Convertible bond | 5,919,000 | $5,727,000 | dollars as filed | principal |
| WEX INC | 96208T104 | COM | 27,262 | $5,719,000 | dollars as filed | |
| WAYFAIR INC | 94419LAP6 | NOTE 3.250% 9/1 | 4,740,000 | $5,719,000 | dollars as filed | principal |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 184,695 | $5,716,000 | dollars as filed | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 40,531 | $5,714,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 113,339 | $5,687,000 | dollars as filed | |
| CAPITAL GROUP INTERNATIONAL | 14021M107 | SHS | 187,238 | $5,685,000 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 623,880 | $5,678,000 | dollars as filed | |
| ARM HOLDINGS PLC | 042068205 | SPONSORED ADS | 39,700 | $5,677,000 | dollars as filed | put |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 20,000 | $5,674,000 | dollars as filed | call |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 182,382 | $5,671,000 | dollars as filed | |
| CALUMET INC | 131428104 | COM | 318,208 | $5,670,000 | dollars as filed | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 74,511 | $5,656,000 | dollars as filed | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 120,171 | $5,647,000 | dollars as filed | |
| NOBLE CORP PLC ORD SHS A | G65431127 | Stock | 156,211 | $5,644,000 | dollars as filed | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 127,746 | $5,644,000 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 53,600 | $5,643,000 | dollars as filed | call |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 260,001 | $5,642,000 | dollars as filed | |
| VERTEX INC | 92538J106 | CL A | 146,322 | $5,634,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 83,652 | $5,634,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 70,795 | $5,625,000 | dollars as filed | |
| WAYFAIR INC | 94419L101 | CL A | 100,000 | $5,618,000 | dollars as filed | call |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 65,029 | $5,602,000 | dollars as filed | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 114,614 | $5,597,000 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 417,558 | $5,591,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 47,134 | $5,583,000 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 747,740 | $5,548,000 | dollars as filed | |
| ISHARES TR | 46435G102 | CONV BD ETF | 66,223 | $5,541,000 | dollars as filed | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 71,411 | $5,504,000 | dollars as filed | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 56,000 | $5,497,000 | dollars as filed | put |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 308,194 | $5,491,000 | dollars as filed | |
| SHARKNINJA INC COM SHS | G8068L108 | Stock | 50,419 | $5,482,000 | dollars as filed | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 76,000 | $5,481,000 | dollars as filed | call |
| LIBERTY MEDIA CORP DEL | 531229722 | COM LBTY LIV S C | 106,792 | $5,481,000 | dollars as filed | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 71,391 | $5,479,000 | dollars as filed | |
| BANCORP INC DEL | 05969A105 | COM | 102,349 | $5,477,000 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 20,000 | $5,474,000 | dollars as filed | put |
| Vanguard Materials ETF | 92204A801 | SHS | 25,848 | $5,467,000 | dollars as filed | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 226,784 | $5,455,000 | dollars as filed | |
| CONFLUENT INC | 20717M103 | CLASS A COM | 267,470 | $5,451,000 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 39,000 | $5,449,000 | dollars as filed | call |
| VONTIER CORPORATION | 928881101 | COM | 161,372 | $5,444,000 | dollars as filed | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 157,730 | $5,430,000 | dollars as filed | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 94,089 | $5,426,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V724 | US MKTWIDE VALUE | 130,081 | $5,423,000 | dollars as filed | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 111,194 | $5,420,000 | dollars as filed | |
| BIOHAVEN LTD | G1110E107 | COM | 108,390 | $5,417,000 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 42,700 | $5,415,000 | dollars as filed | put |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 27,000 | $5,410,000 | dollars as filed | put |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 265,679 | $5,404,000 | dollars as filed | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 218,697 | $5,399,000 | dollars as filed | |
| CMS ENERGY CORP COM | 125896100 | Stock | 76,400 | $5,396,000 | dollars as filed | call |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 91,672 | $5,388,000 | dollars as filed | |
| WNS HLDGS LTD COM SHS | G98196101 | Stock | 102,238 | $5,388,000 | dollars as filed | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 54,251 | $5,384,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U653 | FT VEST US EQT | 154,818 | $5,383,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 272,017 | $5,381,000 | dollars as filed | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 70,322 | $5,381,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 322,973 | $5,371,000 | dollars as filed | |
| KOHLS CORP | 500255104 | COM | 254,319 | $5,366,000 | dollars as filed | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 69,877 | $5,358,000 | dollars as filed | |
| WD 40 CO COM | 929236107 | Stock | 20,769 | $5,356,000 | dollars as filed | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 700,000 | $5,355,000 | dollars as filed | put |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 105,241 | $5,348,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 322,662 | $5,344,000 | dollars as filed | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 143,763 | $5,342,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 110,951 | $5,341,000 | dollars as filed | |
| BIRKENSTOCK HOLDING PLC | M2029K104 | COM SHS | 108,264 | $5,336,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 94,002 | $5,335,000 | dollars as filed | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 45,471 | $5,323,000 | dollars as filed | |
| HEXCEL CORP NEW | 428291108 | COM | 86,006 | $5,318,000 | dollars as filed | |
| SPX TECHNOLOGIES INC | 78473E103 | COM | 33,342 | $5,317,000 | dollars as filed | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 121,414 | $5,259,000 | dollars as filed | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 163,494 | $5,254,000 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C509 | ISHA US AWAR ETF | 83,633 | $5,247,000 | dollars as filed | |
| COGNEX CORP | 192422103 | COM | 129,489 | $5,245,000 | dollars as filed | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 138,693 | $5,224,000 | dollars as filed | |
| INSPERITY INC | 45778Q107 | COM | 59,294 | $5,219,000 | dollars as filed | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 45,079 | $5,214,000 | dollars as filed | |
| INSTEEL INDS INC | 45774W108 | COM | 167,126 | $5,196,000 | dollars as filed | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 67,729 | $5,190,000 | dollars as filed | |
| CABOT CORP | 127055101 | COM | 46,438 | $5,189,000 | dollars as filed | |
| INMODE LTD SHS | M5425M103 | Stock | 304,724 | $5,165,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 318,324 | $5,164,000 | dollars as filed | |
| STRUCTURE THERAPEUTICS INC COMP | 86366E106 | EQUITY | 117,545 | $5,158,000 | dollars as filed | |
| MARZETTI COMPANY | 513847103 | COM | 29,203 | $5,156,000 | dollars as filed | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 159,474 | $5,146,000 | dollars as filed | |
| CORVEL CORP COM | 221006109 | Stock | 15,729 | $5,141,000 | dollars as filed | |
| BROOKFIELD CORP CL A LTD VT SH | 11271J107 | Stock | 96,400 | $5,124,000 | dollars as filed | call |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 136,136 | $5,119,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 179,205 | $5,116,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 103,629 | $5,112,000 | dollars as filed | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 137,475 | $5,103,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 44,452 | $5,091,000 | dollars as filed | |
| DONALDSON INC COM | 257651109 | Stock | 69,041 | $5,089,000 | dollars as filed | |
| ISHARES TR | 46436E593 | IBOND DEC 2030 | 253,875 | $5,089,000 | dollars as filed | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 58,598 | $5,087,000 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 63,400 | $5,081,000 | dollars as filed | put |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 49,661 | $5,081,000 | dollars as filed | |
| COHU INC | 192576106 | COM | 197,572 | $5,077,000 | dollars as filed | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 79,677 | $5,051,000 | dollars as filed | |
| Schwab US REIT ETF | 808524847 | SHS | 217,850 | $5,047,000 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 709,602 | $5,038,000 | dollars as filed | |
| TELADOC HEALTH INC | 87918A105 | COM | 548,611 | $5,036,000 | dollars as filed | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 168,984 | $5,027,000 | dollars as filed | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 52,242 | $5,012,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V864 | SHOR DUR FIX ETF | 104,824 | $5,005,000 | dollars as filed | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 63,024 | $4,992,000 | dollars as filed | |
| CLEANSPARK INC | 18452B209 | COM NEW | 533,954 | $4,987,000 | dollars as filed | |
| PENNYMAC CORP | 70932AAF0 | NOTE 5.500% 3/1 | 5,112,000 | $4,981,000 | dollars as filed | principal |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 142,359 | $4,977,000 | dollars as filed | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 103,203 | $4,975,000 | dollars as filed | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 224,597 | $4,975,000 | dollars as filed | |
| HILLMAN SOLUTIONS CORP | 431636109 | COM | 470,412 | $4,967,000 | dollars as filed | |
| FRESHPET INC COM | 358039105 | Stock | 36,224 | $4,954,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 92,934 | $4,948,000 | dollars as filed | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 33,251 | $4,946,000 | dollars as filed | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 75,522 | $4,939,000 | dollars as filed | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 125,781 | $4,937,000 | dollars as filed | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 622,082 | $4,933,000 | dollars as filed | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 177,360 | $4,932,000 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 161,228 | $4,918,000 | dollars as filed | |
| FEDERATED HERMES ETF TRUST | 31423L305 | US STRATEGIC DIV | 175,985 | $4,911,000 | dollars as filed | |
| VIRTU FINL INC | 928254101 | CL A | 160,971 | $4,902,000 | dollars as filed | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 115,584 | $4,897,000 | dollars as filed | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 156,083 | $4,896,000 | dollars as filed | |
| TRANSCAT INC | 893529107 | COM | 40,501 | $4,892,000 | dollars as filed | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 266,977 | $4,892,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 100,423 | $4,878,000 | dollars as filed | |
| JPMORGAN SMALL MID CP ENH EQT ETF | 46641Q118 | COM | 80,016 | $4,878,000 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 50,000 | $4,875,000 | dollars as filed | put |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 71,976 | $4,875,000 | dollars as filed | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 255,567 | $4,860,000 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 432,212 | $4,857,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 112,543 | $4,852,000 | dollars as filed | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 75,602 | $4,848,000 | dollars as filed | |
| TANGER INC | 875465106 | COM | 146,004 | $4,844,000 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 301,120 | $4,839,000 | dollars as filed | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 125,508 | $4,835,000 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 350,324 | $4,835,000 | dollars as filed | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 328,318 | $4,824,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 86,602 | $4,811,000 | dollars as filed | |
| SERIES PORTFOLIOS TR | 81752T536 | ADAPTIV SELECT | 150,376 | $4,805,000 | dollars as filed | |
| ISHARES TR | 464287713 | US TELECOM ETF | 190,055 | $4,801,000 | dollars as filed | |
| PACER FDS TR | 69374H691 | mc | 122,723 | $4,798,000 | dollars as filed | |
| ARAMARK COM | 03852U106 | Stock | 123,858 | $4,796,000 | dollars as filed | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 56,637 | $4,794,000 | dollars as filed | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 72,604 | $4,793,000 | dollars as filed | |
| SEA LTD | 81141RAF7 | NOTE 2.375%12/0 | 3,975,000 | $4,779,000 | dollars as filed | principal |
| SIX FLAGS ENTERTAINMENT CORP COM | 83001C108 | Stock | 118,367 | $4,772,000 | dollars as filed | |
| PAYCOR HCM INC | 70435P102 | COM | 336,244 | $4,771,000 | dollars as filed | |
| OLAPLEX HLDGS INC | 679369108 | COM | 2,025,945 | $4,761,000 | dollars as filed | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 23,187 | $4,756,000 | dollars as filed | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 86,520 | $4,755,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 216,314 | $4,748,000 | dollars as filed | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 76,658 | $4,747,000 | dollars as filed | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 104,575 | $4,728,000 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 233,565 | $4,725,000 | dollars as filed | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 230,483 | $4,725,000 | dollars as filed | |
| VIZSLA SILVER CORP | 92859G608 | COM NEW | 2,453,500 | $4,710,000 | dollars as filed | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 50,118 | $4,701,000 | dollars as filed | |
| SNAP INC | 83304AAF3 | NOTE 5/0 | 5,475,000 | $4,695,000 | dollars as filed | principal |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 479,607 | $4,682,000 | dollars as filed | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 347,082 | $4,681,000 | dollars as filed | |
| MARINEMAX INC | 567908108 | COM | 132,649 | $4,679,000 | dollars as filed | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 49,562 | $4,675,000 | dollars as filed | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 30,436 | $4,656,000 | dollars as filed | |
| OXFORD INDS INC | 691497309 | COM | 53,606 | $4,651,000 | dollars as filed | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 111,133 | $4,649,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 161,377 | $4,638,000 | dollars as filed | |
| RAYONIER INC COM | 754907103 | REIT | 144,086 | $4,636,000 | dollars as filed | |
| UNIFIRST CORP MASS | 904708104 | COM | 23,322 | $4,633,000 | dollars as filed | |
| MAGNA INTL INC COM | 559222401 | Stock | 112,800 | $4,629,000 | dollars as filed | call |
| MP MATERIALS CORP | 553368101 | COM CL A | 262,262 | $4,628,000 | dollars as filed | |
| ISHARES TR | 46436E338 | 20+ YEAR TR BD | 171,238 | $4,623,000 | dollars as filed | |
| TRANSALTA CORP | 89346D107 | COM | 445,000 | $4,610,000 | dollars as filed | call |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 98,291 | $4,603,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q399 | BETABUILDRS US | 44,433 | $4,602,000 | dollars as filed | |
| CELESTICA INC COM | 15101Q207 | Stock | 90,000 | $4,601,000 | dollars as filed | put |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 65,381 | $4,595,000 | dollars as filed | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 88,930 | $4,582,000 | dollars as filed | |
| CALIFORNIA RES CORP | 13057Q305 | COM STOCK | 87,286 | $4,580,000 | dollars as filed | |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 235,996 | $4,568,000 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUNI INC | 76883Y107 | COM | 314,540 | $4,561,000 | dollars as filed | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 184,129 | $4,561,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 66,652 | $4,554,000 | dollars as filed | |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 4,763,000 | $4,546,000 | dollars as filed | principal |
| TIMKEN CO | 887389104 | COM | 53,893 | $4,542,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 43,218 | $4,540,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 186,327 | $4,537,000 | dollars as filed | |
| RANGE RES CORP COM | 75281A109 | Stock | 146,638 | $4,511,000 | dollars as filed | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 470,861 | $4,511,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 224,270 | $4,511,000 | dollars as filed | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 265,627 | $4,508,000 | dollars as filed | |
| ADMA BIOLOGICS INC | 000899104 | COM | 225,465 | $4,506,000 | dollars as filed | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 376,157 | $4,503,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 34,005 | $4,500,000 | dollars as filed | |
| QUAKER HOUGHTON | 747316107 | COM | 26,673 | $4,494,000 | dollars as filed | |
| ERO COPPER CORP COM | 296006109 | Stock | 201,359 | $4,484,000 | dollars as filed | |
| ALLY FINL INC COM | 02005N100 | Stock | 125,539 | $4,468,000 | dollars as filed | |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 125,704 | $4,467,000 | dollars as filed | |
| METALLUS INC | 887399103 | COMMON STOCK | 301,240 | $4,467,000 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 350,000 | $4,463,000 | dollars as filed | call |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 174,307 | $4,462,000 | dollars as filed | |
| NUVEI CORPORATION | 67079A102 | SUB VTG SHS | 133,680 | $4,457,000 | dollars as filed | |
| WEBSTER FINL CORP | 947890109 | COM | 95,468 | $4,450,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108649 | AMPLIFY JUNIOR S | 343,864 | $4,432,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 79,854 | $4,426,000 | dollars as filed | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 95,830 | $4,421,000 | dollars as filed | |
| SEZZLE INC | 78435P105 | COM | 25,810 | $4,402,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 105,497 | $4,401,000 | dollars as filed | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 311,364 | $4,390,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 71,577 | $4,369,000 | dollars as filed | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 91,503 | $4,364,000 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 388,494 | $4,359,000 | dollars as filed | |
| GLOBAL X FDS | 37960A552 | INDIA ACTIVE ETF | 132,033 | $4,358,000 | dollars as filed | |
| MORNINGSTAR INC COM | 617700109 | Stock | 13,646 | $4,355,000 | dollars as filed | |
| STANDEX INTL CORP | 854231107 | COM | 23,782 | $4,348,000 | dollars as filed | |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 4,342,000 | $4,342,000 | dollars as filed | principal |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 75,000 | $4,334,000 | dollars as filed | put |
| ALLETE INC | 018522300 | COM NEW | 67,443 | $4,330,000 | dollars as filed | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 197,287 | $4,327,000 | dollars as filed | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 370,593 | $4,325,000 | dollars as filed | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 67,196 | $4,319,000 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 478,355 | $4,315,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 74,899 | $4,309,000 | dollars as filed | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 55,593 | $4,307,000 | dollars as filed | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 244,858 | $4,305,000 | dollars as filed | |
| HERC HLDGS INC COM | 42704L104 | Stock | 26,946 | $4,296,000 | dollars as filed | |
| BOYDGAMINGCORP | 103304101 | STOK | 66,261 | $4,284,000 | dollars as filed | |
| Ascendis Pharma A/S | 04351PAD3 | Convertible bond | 3,717,000 | $4,280,000 | dollars as filed | principal |
| ESAB CORPORATION | 29605J106 | COM | 40,209 | $4,274,000 | dollars as filed | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 511,801 | $4,268,000 | dollars as filed | |
| Fidelity High Dividend ETF | 316092840 | SHS | 84,228 | $4,267,000 | dollars as filed | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 37,100 | $4,267,000 | dollars as filed | call |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 106,648 | $4,263,000 | dollars as filed | |
| ROKU INC COM CL A | 77543R102 | Stock | 56,984 | $4,254,000 | dollars as filed | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 90,588 | $4,253,000 | dollars as filed | |
| SITIO ROYALTIES CORP | 82983N108 | CLASS A COM | 203,963 | $4,250,000 | dollars as filed | |
| GLOBAL X FDS | 37960A453 | RUSSELL 2000 ETF | 48,639 | $4,250,000 | dollars as filed | |
| STOCK YDS BANCORP INC | 861025104 | COM | 68,508 | $4,247,000 | dollars as filed | |
| BLOOMIN BRANDS INC | 094235108 | COM | 256,951 | $4,246,000 | dollars as filed | |
| BOOT BARN HLDGS INC | 099406100 | COM | 25,312 | $4,234,000 | dollars as filed | |
| COPA HOLDINGS SA | P31076105 | CL A | 45,064 | $4,228,000 | dollars as filed | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 60,000 | $4,227,000 | dollars as filed | put |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 107,226 | $4,225,000 | dollars as filed | |
| MADISON ETFS TRUST | 557441300 | AGGREGATE BOND | 201,652 | $4,222,000 | dollars as filed | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 275,000 | $4,221,000 | dollars as filed | call |
| MANULIFE FINL CORP | 56501R106 | COM | 142,500 | $4,211,000 | dollars as filed | call |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 15,000 | $4,207,000 | dollars as filed | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 674,433 | $4,188,000 | dollars as filed | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 106,809 | $4,188,000 | dollars as filed | |
| ORION S.A. | L72967109 | COM | 234,983 | $4,186,000 | dollars as filed | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 215,114 | $4,183,000 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 34,915 | $4,182,000 | dollars as filed | |
| NUTRIEN LTD COM | 67077M108 | Stock | 86,800 | $4,172,000 | dollars as filed | put |
| PATTERSON COS INC | 703395103 | COM | 190,868 | $4,168,000 | dollars as filed | |
| MATSON INC COM | 57686G105 | Stock | 29,203 | $4,167,000 | dollars as filed | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 222,013 | $4,164,000 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 102,033 | $4,161,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 141,995 | $4,143,000 | dollars as filed | |
| PHOTRONICS INC | 719405102 | COM | 166,723 | $4,129,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 74,096 | $4,123,000 | dollars as filed | |
| DYCOM INDS INC COM | 267475101 | Stock | 20,867 | $4,113,000 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 311,560 | $4,110,000 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 85,051 | $4,109,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 161,271 | $4,107,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 115,954 | $4,100,000 | dollars as filed | |
| FRANKLIN LIBERTY HIGH YIELD | 35473P629 | LIBERTY HI YLD | 167,571 | $4,096,000 | dollars as filed | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 695,452 | $4,096,000 | dollars as filed | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 141,995 | $4,096,000 | dollars as filed | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 43,073 | $4,093,000 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 353,363 | $4,092,000 | dollars as filed | |
| RLI CORP COM | 749607107 | Stock | 26,389 | $4,091,000 | dollars as filed | |
| ST JOE CO | 790148100 | COM | 69,748 | $4,067,000 | dollars as filed | |
| MR COOPER GROUP INC | 62482R107 | COM | 44,070 | $4,063,000 | dollars as filed | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 139,790 | $4,060,000 | dollars as filed | |
| FULTON FINL CORP PA | 360271100 | COM | 223,737 | $4,055,000 | dollars as filed | |
| AMER STATES WTR CO COM | 029899101 | Stock | 48,533 | $4,042,000 | dollars as filed | |
| Boeing Company | 097023105 | COM | 26,500 | $4,029,000 | dollars as filed | call |
| MESA LABS INC COM | 59064R109 | Stock | 30,999 | $4,027,000 | dollars as filed | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 115,453 | $4,026,000 | dollars as filed | |
| INNOSPEC INC | 45768S105 | COM | 35,454 | $4,009,000 | dollars as filed | |
| ZIONS BANCORPORATION | 989701107 | COM | 84,811 | $4,004,000 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 53,100 | $3,997,000 | dollars as filed | call |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 57,189 | $3,993,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 22,502 | $3,992,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V765 | INTL HIGH PROFIT | 144,096 | $3,991,000 | dollars as filed | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 18,500 | $3,985,000 | dollars as filed | call |
| CHAMPIONX CORPORATION | 15872M104 | COM | 132,174 | $3,985,000 | dollars as filed | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 160,741 | $3,975,000 | dollars as filed | |
| DIGITALOCEAN HLDGS INC | 25402DAB8 | CNV | 4,490,000 | $3,965,000 | dollars as filed | principal |
| AbbVie,Inc. | 00287Y109 | COM | 20,000 | $3,950,000 | dollars as filed | put |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 169,484 | $3,949,000 | dollars as filed | |
| ASHLAND INC | 044186104 | COM | 45,377 | $3,947,000 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 100,800 | $3,943,000 | dollars as filed | put |
| INFORMATICA INC | 45674M101 | COM CL A | 155,950 | $3,942,000 | dollars as filed | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 213,435 | $3,931,000 | dollars as filed | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 33,987 | $3,929,000 | dollars as filed | |
| ATI INC COM | 01741R102 | Stock | 58,504 | $3,914,000 | dollars as filed | |
| CNA FINL CORP | 126117100 | COM | 79,967 | $3,913,000 | dollars as filed | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 95,893 | $3,903,000 | dollars as filed | |
| Schwab US TIPS ETF | 808524870 | SHS | 72,698 | $3,899,000 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607AD2 | NOTE 1.250% 9/1 | 3,435,000 | $3,894,000 | dollars as filed | principal |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 324,465 | $3,894,000 | dollars as filed | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 127,745 | $3,879,000 | dollars as filed | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 57,476 | $3,872,000 | dollars as filed | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 9,000 | $3,871,000 | dollars as filed | put |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 54,193 | $3,864,000 | dollars as filed | |
| ACUITY INC COM | 00508Y102 | Stock | 14,009 | $3,858,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 75,023 | $3,846,000 | dollars as filed | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 144,232 | $3,845,000 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 4,452,000 | $3,844,000 | dollars as filed | principal |
| LIBERTY MEDIA CORP DEL | 531229AQ5 | NOTE 2.250% 8/1 | 3,496,000 | $3,844,000 | dollars as filed | principal |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 45,174 | $3,836,000 | dollars as filed | |
| LISTED FDS TR | 53656F805 | SHARES LAG CAP | 82,516 | $3,835,000 | dollars as filed | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 266,429 | $3,834,000 | dollars as filed | |
| DEXCOM INC | 252131AM9 | NOTE 0.375% 5/1 | 4,342,000 | $3,832,000 | dollars as filed | principal |
| VALVOLINE INC COM | 92047W101 | Stock | 91,545 | $3,830,000 | dollars as filed | |
| NMI HLDGS INC | 629209305 | COM | 93,007 | $3,830,000 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 94,413 | $3,829,000 | dollars as filed | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 41,159 | $3,826,000 | dollars as filed | |
| FIDELITY COMWLTH TR | 315912808 | COM | 53,404 | $3,823,000 | dollars as filed | |
| UPSTART HLDGS INC | 91680MAB3 | NOTE 0.250% 8/1 | 4,320,000 | $3,823,000 | dollars as filed | principal |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 436,730 | $3,813,000 | dollars as filed | |
| DUOLINGO INC CL A COM | 26603R106 | Stock | 13,518 | $3,812,000 | dollars as filed | |
| CHART INDS INC | 16115Q308 | COM | 30,688 | $3,809,000 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 12,500 | $3,806,000 | dollars as filed | put |
| GENTEX CORP COM | 371901109 | Stock | 127,521 | $3,786,000 | dollars as filed | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 568,931 | $3,783,000 | dollars as filed | |
| UNITY SOFTWARE INC | 91332UAB7 | NOTE 11/1 | 4,240,000 | $3,782,000 | dollars as filed | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-24-046848 | this filing | 2024-11-14 | acceptance time not in the bulk data set |