13F-HR/A filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR/A for the quarter ended 2024-06-30, filed 2024-11-06, with 7,430 holding rows worth $439,072,117,000.
- Accession
- 0001140361-24-045394
- Filer
- CIK 1000275
- Filed
- 2024-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2024
A holdings report, amendment of type restatement, 27,209 entries on the cover page, a total value of $439,072,117,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $439,072,117,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
- included managerRBC Indigo Asset Management Inc028-15539
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 206 | $6,000 | dollars as filed | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 1,882 | $6,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33740J203 | EQUITY MARKET NE | 309 | $6,000 | dollars as filed | |
| BRIGHTCOVE INC | 10921T101 | COM | 2,624 | $6,000 | dollars as filed | |
| CARPARTS COM INC | 14427M107 | COM | 6,872 | $6,000 | dollars as filed | |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 7,000 | $6,000 | dollars as filed | principal |
| GOLDEN MATRIX GROUP INC | 381098300 | COM | 2,195 | $6,000 | dollars as filed | |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 5,000 | $6,000 | dollars as filed | principal |
| ACCELERATE DIAGNOSTICS INC | 00430H201 | COM | 5,144 | $6,000 | dollars as filed | |
| FNCB BANCORP INC | 302578109 | COM | 892 | $6,000 | dollars as filed | |
| TIDAL TRUST II | 88634T469 | YIELDMAX MRNA OP | 410 | $6,000 | dollars as filed | |
| TIDAL TRUST II | 88636J790 | YIELDMAX AI OPT | 517 | $6,000 | dollars as filed | |
| HIGHPEAK ENERGY INC | 43114Q121 | *W EXP 08/21/202 | 1,500 | $6,000 | dollars as filed | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 8,253 | $6,000 | dollars as filed | |
| NULL | 52178J303 | NULL | 3,072 | $6,000 | dollars as filed | |
| NOVO INTEGRATED SCIENCES INC | 67011T300 | COM NEW | 7,528 | $6,000 | dollars as filed | |
| NXG NEXTGEN INFRASTR INCM FD | 231647132 | RIGHT 07/17/2024 | 10,106 | $6,000 | dollars as filed | |
| HAOXI HEALTH TECHNOLOGY LTD | G4290F100 | USD CL A ORD SHS | 1,132 | $6,000 | dollars as filed | |
| HELLO GROUP INC ADS | 423403104 | ADR | 784 | $5,000 | dollars as filed | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 126 | $5,000 | dollars as filed | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 4,247 | $5,000 | dollars as filed | |
| RAPPORT THERAPEUTICS INC COM | 75383L102 | Stock | 225 | $5,000 | dollars as filed | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 266 | $5,000 | dollars as filed | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 628 | $5,000 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 953 | $5,000 | dollars as filed | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 200 | $5,000 | dollars as filed | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 91 | $5,000 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 1,200 | $5,000 | dollars as filed | |
| IDAHO STRATEGIC RESOURCES | 645827205 | COM NEW | 528 | $5,000 | dollars as filed | |
| RAMACO RES INC | 75134P501 | COM CL B | 469 | $5,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072398 | MULTISECTOR | 122 | $5,000 | dollars as filed | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 856 | $5,000 | dollars as filed | |
| INSEEGO CORP | 45782B302 | COMMON STOCK | 522 | $5,000 | dollars as filed | |
| CLIMB BIO INC | 28658R106 | COMMON STOCK | 686 | $5,000 | dollars as filed | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 1,251 | $5,000 | dollars as filed | |
| CENTURY CASINOS INC | 156492100 | COM | 1,717 | $5,000 | dollars as filed | |
| IDENTIV INC | 45170X205 | COM NEW | 1,030 | $5,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N764 | HEDGED EQUITY | 197 | $5,000 | dollars as filed | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 205 | $5,000 | dollars as filed | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 1,852 | $5,000 | dollars as filed | |
| EUROSEAS LTD | Y23592135 | COM | 134 | $5,000 | dollars as filed | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 424 | $5,000 | dollars as filed | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 4,279 | $5,000 | dollars as filed | |
| RBB FD INC | 74933W478 | US TREASRY 12 MT | 100 | $5,000 | dollars as filed | |
| NEURONETICS INC | 64131A105 | COM | 2,843 | $5,000 | dollars as filed | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 1,703 | $5,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 123 | $5,000 | dollars as filed | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 105 | $5,000 | dollars as filed | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 753 | $5,000 | dollars as filed | |
| SIMILARWEB LTD | M84137104 | SHS | 599 | $5,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y872 | CMN | 146 | $5,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P611 | CMN | 270 | $5,000 | dollars as filed | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 170 | $5,000 | dollars as filed | principal |
| DBX ETF TR | 23306X860 | XTRA US NATL ETF | 162 | $5,000 | dollars as filed | |
| ALTSHARES TRUST | 02210T108 | MERGER ARBITRAGE | 170 | $5,000 | dollars as filed | |
| EXELA TECHNOLOGIES INC | 30162V607 | CONV | 2,810 | $5,000 | dollars as filed | principal |
| TIDAL TRUST II | 88636J816 | RETURN STCKD US | 223 | $5,000 | dollars as filed | |
| ROUNDHILL | 88636J527 | EXCHANGE TRADED | 392 | $5,000 | dollars as filed | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 854 | $5,000 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 6,000 | $5,000 | dollars as filed | principal |
| VACASA INC | 91854V206 | COM | 1,149 | $5,000 | dollars as filed | |
| CAREMAX INC | 14171W202 | COM | 1,939 | $5,000 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 4,000 | $5,000 | dollars as filed | principal |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 5,000 | $5,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B725 | GRAYSCALE FUTURE | 273 | $5,000 | dollars as filed | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 300 | $4,000 | dollars as filed | call |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 499 | $4,000 | dollars as filed | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 1,592 | $4,000 | dollars as filed | |
| CADELER A S SPON ADR | 12738K109 | ADR | 162 | $4,000 | dollars as filed | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1,000 | $4,000 | dollars as filed | |
| CELLEBRITE DI LTD ORDINARY SHARES | M2197Q107 | Stock | 350 | $4,000 | dollars as filed | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 400 | $4,000 | dollars as filed | |
| BIOATLA INC | 09077B104 | COM | 3,016 | $4,000 | dollars as filed | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 18,508 | $4,000 | dollars as filed | |
| TIDAL TR II | 88636J642 | YIELDMAX MAGNIFI | 170 | $4,000 | dollars as filed | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 8,194 | $4,000 | dollars as filed | |
| ALPHA TAU MEDICAL LTD | M0740A108 | ORDINARY SHARES | 1,500 | $4,000 | dollars as filed | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 2,406 | $4,000 | dollars as filed | |
| PRAIRIE OPER CO | 739650109 | COM | 393 | $4,000 | dollars as filed | |
| PSQ HOLDINGS INC | 693691107 | CL A | 1,150 | $4,000 | dollars as filed | |
| HARBOR ETF TRUST | 41151J505 | COMM ALL WEA ETF | 173 | $4,000 | dollars as filed | |
| GLOBAL X FDS | 37960A529 | DEFENSE TECH ETF | 108 | $4,000 | dollars as filed | |
| SURO CAP CORP | 86887Q109 | COM NEW | 1,116 | $4,000 | dollars as filed | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 209 | $4,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 200 | $4,000 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N744 | REX FA IN EQ ETF | 82 | $4,000 | dollars as filed | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 156 | $4,000 | dollars as filed | |
| STATE STREET SPDR BLOOMBERG EMERGING MARKETS USD BOND ETF | 78468R515 | ETF | 156 | $4,000 | dollars as filed | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 13,094 | $4,000 | dollars as filed | |
| OFFERPAD SOLUTIONS INC | 67623L307 | COM CL A | 983 | $4,000 | dollars as filed | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 5,539 | $4,000 | dollars as filed | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 89 | $4,000 | dollars as filed | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 1,494 | $4,000 | dollars as filed | |
| SURROZEN INC | 86889P208 | COMMON STOCK | 338 | $4,000 | dollars as filed | |
| MODIV INDUSTRIAL INC | 60784B101 | REIT | 309 | $4,000 | dollars as filed | |
| KATAPULT HOLDINGS INC | 485859201 | COM NEW | 250 | $4,000 | dollars as filed | |
| CLIPPER REALTY INC | 18885T306 | COM | 1,158 | $4,000 | dollars as filed | |
| TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT | 45259A100 | ETF | 110 | $4,000 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 1,600 | $4,000 | dollars as filed | |
| ADASINA SOCIAL JUSTICE ALL CAP GLOBAL ETF | 886364876 | UIT EXCHANGE TRADED | 255 | $4,000 | dollars as filed | |
| ENVOY MEDICAL INC | 29415V109 | CL A | 1,698 | $4,000 | dollars as filed | |
| VANECK COPPER AND ELECTRIFICATION METALS ETF | 92189Y204 | ETF | 158 | $4,000 | dollars as filed | |
| GLOBAL X BLOCKCHAIN ETF | 37960A735 | ETF | 87 | $4,000 | dollars as filed | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 375 | $4,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q104 | INFL MANA BD ETF | 79 | $4,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 25 | $4,000 | dollars as filed | |
| INTERLINK ELECTRS INC | 458751302 | COM NEW | 1,047 | $4,000 | dollars as filed | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 255 | $4,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061888 | VALUE MOMENTUM | 130 | $4,000 | dollars as filed | |
| GOHEALTH INC | 38046W204 | CL A NEW | 423 | $4,000 | dollars as filed | |
| VALKYRIE ETF TRUST II | 91917A207 | COINSHARES BITCN | 190 | $4,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 155 | $4,000 | dollars as filed | |
| MARKETWISE INC | 57064P107 | COM CL A | 3,625 | $4,000 | dollars as filed | |
| VISTAGEN THERAPEUTICS INC | 92840H400 | COM | 1,081 | $4,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092220 | ELEC VEHS & FUTR | 345 | $4,000 | dollars as filed | |
| GREAT ELM CAP CORP | 390320703 | COM NEW | 355 | $4,000 | dollars as filed | |
| TIDAL TRUST II | 88634T816 | YIELDMAX META | 220 | $4,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092196 | CRYPTO IND & DIG | 150 | $4,000 | dollars as filed | |
| MEDIACO HLDG INC | 58450D104 | CL A | 1,000 | $4,000 | dollars as filed | |
| ISHARES TR | 46436E171 | LITHIUM MINRS | 400 | $4,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 140 | $4,000 | dollars as filed | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 1,378 | $4,000 | dollars as filed | |
| VERTEX ENERGY INC | 92534K107 | COM | 4,514 | $4,000 | dollars as filed | |
| ZK INTL GROUP CO LTD SHS NEW | G9892K100 | Stock | 7,334 | $4,000 | dollars as filed | |
| TIDAL TR II | 88636J444 | YIELDMAX TSLA OP | 235 | $4,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061821 | CANNABIS ETF | 736 | $4,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072539 | QUALITY PREFER | 118 | $4,000 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 1,000 | $4,000 | dollars as filed | principal |
| BRIACELL THERAPEUTICS CORP | 107930109 | COM | 3,832 | $4,000 | dollars as filed | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 1,712 | $4,000 | dollars as filed | |
| DBV TECHNOLOGIES S A | 23306J200 | ADR | 5,305 | $4,000 | dollars as filed | |
| TIDAL TRUST II | 88634T477 | YIELDMAX AMD OPT | 255 | $4,000 | dollars as filed | |
| NULL | 02008G102 | NULL | 4,447 | $4,000 | dollars as filed | |
| TIDAL TR II | 88636J840 | DEFIANCE OPTN IN | 248 | $4,000 | dollars as filed | |
| KRANESHARES TRUST | 500767611 | CICC CHIN 5G SEM | 242 | $4,000 | dollars as filed | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 48 | $3,000 | dollars as filed | |
| AC IMMUNE SA | H00263105 | SHS | 760 | $3,000 | dollars as filed | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 470 | $3,000 | dollars as filed | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 3,613 | $3,000 | dollars as filed | |
| ARBE ROBOTICS LTD ORDINARY SHARES | M1R95N100 | Stock | 1,485 | $3,000 | dollars as filed | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 100 | $3,000 | dollars as filed | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 1,428 | $3,000 | dollars as filed | |
| BRIDGER AEROSPACE GRP HLDGS | 96812F102 | COM | 844 | $3,000 | dollars as filed | |
| LOOP INDS INC | 543518104 | COM | 1,200 | $3,000 | dollars as filed | |
| NANO NUCLEAR ENERGY INC | 63010H108 | COM | 115 | $3,000 | dollars as filed | |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 62 | $3,000 | dollars as filed | |
| CVR ENERGY, INC. | 12662P108 | COM | 100 | $3,000 | dollars as filed | put |
| United Homes Group Inc. CL A | 91060H108 | COM | 494 | $3,000 | dollars as filed | |
| ROUNDHILL ETF TRUST | 77926X304 | INNOVATION 100 O | 69 | $3,000 | dollars as filed | |
| TIDAL TRUST II | 88636J659 | YIELD UNIVE ETFS | 159 | $3,000 | dollars as filed | |
| BIG LOTS INC | 089302103 | COM | 1,855 | $3,000 | dollars as filed | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,056 | $3,000 | dollars as filed | |
| ISHARES TR | 46436E544 | ESG SELECT SCREE | 86 | $3,000 | dollars as filed | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 1,076 | $3,000 | dollars as filed | |
| TECTONIC THERAPEUTIC INC | 878972108 | COMMON STOCK | 157 | $3,000 | dollars as filed | |
| BAKKT INC | 05759B305 | COMMON STOCK | 147 | $3,000 | dollars as filed | |
| DUOS TECHNOLOGIES GROUP INC | 266042407 | COMMON STOCK | 1,000 | $3,000 | dollars as filed | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 1,056 | $3,000 | dollars as filed | |
| DESTINY TECH100 INC | 25063F107 | COM SHS | 200 | $3,000 | dollars as filed | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 1,959 | $3,000 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 2,145 | $3,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y673 | QUITY MANAGD FLR | 113 | $3,000 | dollars as filed | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 322 | $3,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092337 | FIDELITY FUND LR | 129 | $3,000 | dollars as filed | |
| FRACTYL HEALTH INC | 35168W103 | COM | 707 | $3,000 | dollars as filed | |
| INSPIREMD INC | 45779A846 | COM | 1,167 | $3,000 | dollars as filed | |
| SOPHIA GENETICS SA | H82027105 | ORDINARY SHARES | 615 | $3,000 | dollars as filed | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 26 | $3,000 | dollars as filed | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 107 | $3,000 | dollars as filed | |
| AUTHID INC | 46264C305 | COM | 244 | $3,000 | dollars as filed | |
| Perion Network Ltd | M78673114 | COM | 307 | $3,000 | dollars as filed | |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 257 | $3,000 | dollars as filed | principal |
| ROADZEN INC | G7606H108 | CMN | 1,423 | $3,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F367 | FT VEST U.S | 99 | $3,000 | dollars as filed | |
| RENT THE RUNWAY INC | 76010Y202 | CL A NEW | 150 | $3,000 | dollars as filed | |
| PACER FDS TR | 69374H568 | SWAN SOS FD OF | 100 | $3,000 | dollars as filed | |
| KRANESHARES TRUST | 500767694 | SSE STAR MRKT 50 | 278 | $3,000 | dollars as filed | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 82 | $3,000 | dollars as filed | |
| ADVISORS INNER CIRCLE FD III | 00775Y652 | STRATEGAS GBL PO | 100 | $3,000 | dollars as filed | |
| SOLO BRANDS INC | 83425V104 | COM CL A | 1,534 | $3,000 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 26,716 | $3,000 | dollars as filed | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 5,634 | $3,000 | dollars as filed | |
| POWER REIT | 73933H101 | COM | 3,036 | $3,000 | dollars as filed | |
| BEST INC | 08653C601 | SPONSORED ADS | 1,050 | $3,000 | dollars as filed | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 3,609 | $3,000 | dollars as filed | |
| MAWSON INFRASTRUCTURE GROUP | 57778N307 | COM | 2,378 | $3,000 | dollars as filed | |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 3,000 | $3,000 | dollars as filed | principal |
| 5E ADVANCED MATERIALS INC | 33830Q109 | COMMON STOCK | 2,516 | $3,000 | dollars as filed | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 4,699 | $3,000 | dollars as filed | |
| INTEVAC INC | 461148108 | COM | 890 | $3,000 | dollars as filed | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 19,128 | $3,000 | dollars as filed | |
| BENSON HILL INC | 082490103 | COM | 17,026 | $3,000 | dollars as filed | |
| CYBIN INC | 23256X100 | COM | 10,680 | $3,000 | dollars as filed | |
| STRONGHOLD DIGITAL MINING IN | 86337R202 | COM | 774 | $3,000 | dollars as filed | |
| ASPIRA WOMENS HEALTH INC | 04537Y208 | COM | 2,348 | $3,000 | dollars as filed | |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 8,600 | $3,000 | dollars as filed | |
| QT IMAGING HLDGS INC | 746962109 | COM | 3,428 | $3,000 | dollars as filed | |
| SERIES PORTFOLIOS TR | 81752T510 | UNUSUAL WHLS DEM | 95 | $3,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A586 | AAM S&P EMRG | 146 | $3,000 | dollars as filed | |
| TIDAL TR II | 88636J832 | DEFIANCE S&P 500 | 155 | $3,000 | dollars as filed | |
| MYNARIC AG | 62857X101 | SPON ADS | 736 | $3,000 | dollars as filed | |
| UNUSUAL WHALES SUBVERSIVE REPUBLICAN TRADING ETF | 81752T494 | ETF | 95 | $3,000 | dollars as filed | |
| AMPRIUS TECHNOLOGIES INC COMMON STOCK | 03214Q108 | Stock | 1,318 | $2,000 | dollars as filed | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 55 | $2,000 | dollars as filed | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 86 | $2,000 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G104 | COM | 543 | $2,000 | dollars as filed | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 329 | $2,000 | dollars as filed | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 400 | $2,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D796 | INTER GRADE ETF | 99 | $2,000 | dollars as filed | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 2,397 | $2,000 | dollars as filed | |
| FRANKLIN FTSE LATIN AMERICA ETF | 35473P561 | ETF | 75 | $2,000 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 227 | $2,000 | dollars as filed | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 747 | $2,000 | dollars as filed | |
| SAGIMET BIOSCIENCES INC A | 786700104 | COMMON STOCK | 452 | $2,000 | dollars as filed | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 3,149 | $2,000 | dollars as filed | |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 187 | $2,000 | dollars as filed | |
| ECB BANCORP INC | 26828M106 | COMMON STOCK | 177 | $2,000 | dollars as filed | |
| SR BANCORP INC | 85227J106 | COMMON STOCK | 173 | $2,000 | dollars as filed | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 147 | $2,000 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 2,000 | $2,000 | dollars as filed | |
| GAMESQUARE HLDGS INC | 36468G103 | Common Stock | 2,007 | $2,000 | dollars as filed | |
| GLOBAL X FDS | 37960A420 | GBL X HYDROGEN | 76 | $2,000 | dollars as filed | |
| TIDAL TRUST II | 88634T774 | YIELDMAX NVDA | 70 | $2,000 | dollars as filed | |
| IMMATICS N.V | N44445109 | SHS | 147 | $2,000 | dollars as filed | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 1,055 | $2,000 | dollars as filed | |
| Instil Bio Inc | 45783C200 | COM NEW | 171 | $2,000 | dollars as filed | |
| STEALTHGAS INC | Y81669106 | COM | 250 | $2,000 | dollars as filed | |
| HERITAGE GLOBAL INC | 42727E103 | COM | 721 | $2,000 | dollars as filed | |
| BOUNDLESS BIO INC | 10170A100 | COM | 593 | $2,000 | dollars as filed | |
| HEARTBEAM INC | 42238H108 | COM | 600 | $2,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E495 | PURBTA 0 5 YR | 93 | $2,000 | dollars as filed | |
| VESTA REAL ESTATE CORP | 92540K109 | ADS | 60 | $2,000 | dollars as filed | |
| SILICOM LTD | M84116108 | ORD | 130 | $2,000 | dollars as filed | |
| JOURNEY MED CORP | 48115J109 | COM | 371 | $2,000 | dollars as filed | |
| AFFINITY BANCSHARES INC | 00832E103 | COM | 100 | $2,000 | dollars as filed | |
| FINWARD BANCORP | 31812F109 | COM | 65 | $2,000 | dollars as filed | |
| MONEYHERO LIMITED | G6202B119 | *W EXP 09/13/202 | 29,465 | $2,000 | dollars as filed | |
| KANDI TECHNOLOGIES GROUP INC | G5214E103 | USD ORD SHS | 1,080 | $2,000 | dollars as filed | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 1,442 | $2,000 | dollars as filed | |
| UNION BANKSHARES INC | 905400107 | CMN | 75 | $2,000 | dollars as filed | |
| METAGENOMI THERAPEUTICS INC | 59102M104 | COM | 603 | $2,000 | dollars as filed | |
| SOLARMAX TECHNOLOGY INC | 83419H103 | COM SHS | 479 | $2,000 | dollars as filed | |
| MICROBOT MED INC | 59503A204 | COM NEW | 1,958 | $2,000 | dollars as filed | |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 100 | $2,000 | dollars as filed | |
| FINGERMOTION INC | 31788K108 | COM | 629 | $2,000 | dollars as filed | |
| BEYONDSPRING INC | G10830100 | SHS | 840 | $2,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B865 | U S GL SE SK ETF | 84 | $2,000 | dollars as filed | |
| TELOMIR PHARMACEUTICALS INC | 87975F104 | COM | 453 | $2,000 | dollars as filed | |
| TRUMP MEDIA & TECHNOLOGY GRO | 25400Q113 | *W EXP 03/25/202 | 71 | $2,000 | dollars as filed | |
| AMERICAN STRATEGIC INVEST CO | 649439304 | COM CL A | 250 | $2,000 | dollars as filed | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 716 | $2,000 | dollars as filed | |
| ALLAKOS INC | 01671P100 | COM | 2,012 | $2,000 | dollars as filed | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 3,461 | $2,000 | dollars as filed | |
| AEROVATE THERAPEUTICS INC | 008064107 | COM | 1,273 | $2,000 | dollars as filed | |
| ADICET BIO INC | 007002108 | COM | 1,961 | $2,000 | dollars as filed | |
| Hanover Bancorp | 410710206 | COM | 91 | $2,000 | dollars as filed | |
| RALLYBIO CORP | 75120L100 | COM | 1,157 | $2,000 | dollars as filed | |
| EMX RTY CORP | 26873J107 | COM | 1,195 | $2,000 | dollars as filed | |
| EYENOVIA INC | 30234E104 | COM | 2,880 | $2,000 | dollars as filed | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 1,500 | $2,000 | dollars as filed | |
| XORTX THERAPEUTICS INC | 98420Q306 | COM | 1,226 | $2,000 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 2,000 | $2,000 | dollars as filed | principal |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 2,000 | $2,000 | dollars as filed | principal |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 4,000 | $2,000 | dollars as filed | principal |
| IQIYI INC | 46267XAD0 | NOTE 2.000% 4/0 | 3,000 | $2,000 | dollars as filed | principal |
| CONDUIT PHARMACEUTICALS INC | 20678X106 | COM | 2,168 | $2,000 | dollars as filed | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 1,256 | $2,000 | dollars as filed | |
| PROSHARES TR | 74347G382 | FUND | 171 | $2,000 | dollars as filed | |
| REPLIGEN CORP | 759916AB5 | BOND | 2,000 | $2,000 | dollars as filed | principal |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 3,925 | $2,000 | dollars as filed | |
| REVELATION BIOSCIENCES INC | 76135L507 | COM NEW | 1,116 | $2,000 | dollars as filed | |
| BURTECH ACQUISITION CORP | 123013112 | *W EXP 12/18/202 | 7,714 | $2,000 | dollars as filed | |
| APTOSE BIOSCIENCES INC | 03835T309 | COM | 2,219 | $2,000 | dollars as filed | |
| VICINITY MOTOR CORP | 925654105 | COM | 3,929 | $2,000 | dollars as filed | |
| VINTAGE WINE ESTATES INC | 92747V114 | *W EXP 06/08/202 | 240,738 | $2,000 | dollars as filed | |
| REGIS CORP | 758932206 | COM SHS | 27 | $1,000 | dollars as filed | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 131 | $1,000 | dollars as filed | |
| VTEX SHS CL A | G9470A102 | Stock | 200 | $1,000 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 4,788 | $1,000 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI SPONSORED ADS | 20441B704 | ADR | 215 | $1,000 | dollars as filed | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 565 | $1,000 | dollars as filed | |
| SERIES PORTFOLIOS TR | 81752T445 | INFRASTRCTUR CAP | 42 | $1,000 | dollars as filed | |
| ABEONA THERAPEUTICS INC | 00289Y206 | COM NEW | 214 | $1,000 | dollars as filed | |
| COGNITION THERAPEUTICS INC | 19243B102 | COM | 338 | $1,000 | dollars as filed | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 42 | $1,000 | dollars as filed | |
| ELUTIA INC | 05479K106 | CL A COM | 203 | $1,000 | dollars as filed | |
| SPROTT FDS TR | 85208P709 | LITHIUM MINERS | 112 | $1,000 | dollars as filed | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 128 | $1,000 | dollars as filed | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 599 | $1,000 | dollars as filed | |
| HESAI GROUP | 428050108 | SPONSORED ADS | 141 | $1,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y491 | DAX GERMANY ETF | 25 | $1,000 | dollars as filed | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 306 | $1,000 | dollars as filed | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 669 | $1,000 | dollars as filed | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 161 | $1,000 | dollars as filed | |
| LENSAR INC | 52634L108 | COM | 122 | $1,000 | dollars as filed | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 1,244 | $1,000 | dollars as filed | |
| US GOLDMINING INC | 90291W108 | COMMON STOCK | 139 | $1,000 | dollars as filed | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 133 | $1,000 | dollars as filed | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 1,406 | $1,000 | dollars as filed | |
| BK TECHNOLOGIES CORP | 05587G203 | COMMON STOCK | 51 | $1,000 | dollars as filed | |
| BRIGHT MINDS BIOSCIENCES INC | 10919W405 | COMMON STOCK | 510 | $1,000 | dollars as filed | |
| BV FINANCIAL INC | 05603E208 | COMMON STOCK | 105 | $1,000 | dollars as filed | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 42 | $1,000 | dollars as filed | |
| PALLADYNE AI CORP | 80359A205 | COMMON STOCK | 864 | $1,000 | dollars as filed | |
| REZOLUTE INC | 76200L309 | COMMON STOCK | 184 | $1,000 | dollars as filed | |
| US GOLD CORP | 90291C201 | COMMON STOCK | 107 | $1,000 | dollars as filed | |
| IMMUCELL CORP | 452525306 | COM PAR | 123 | $1,000 | dollars as filed | |
| FURY GOLD MINES LTD | 36117T100 | COM | 2,519 | $1,000 | dollars as filed | |
| UNIFI INC | 904677200 | COM NEW | 238 | $1,000 | dollars as filed | |
| TIDAL TRUST II | 88634T790 | YIELDMAX GOOGL | 54 | $1,000 | dollars as filed | |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - JULY | 45782C284 | ETF | 20 | $1,000 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 800 | $1,000 | dollars as filed | |
| ATRENEW INC | 00138L108 | SPONSORED ADS | 331 | $1,000 | dollars as filed | |
| SIEBERT FINL CORP | 826176109 | COM | 295 | $1,000 | dollars as filed | |
| PRECISION OPTICS CORP INC MA | 740294400 | COM NEW | 98 | $1,000 | dollars as filed | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 133 | $1,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N855 | SIMPLIFY INTERST | 17 | $1,000 | dollars as filed | |
| Cyclerion Therapeutics Inc | 23255M204 | COM | 416 | $1,000 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 1,000 | $1,000 | dollars as filed | principal |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 1,000 | $1,000 | dollars as filed | principal |
| READING INTL INC | 755408101 | CL A | 666 | $1,000 | dollars as filed | |
| CIDARA THERAPEUTICS INC | 171757206 | COM NEW | 67 | $1,000 | dollars as filed | |
| LEE ENTERPRISES INC | 523768406 | COM | 89 | $1,000 | dollars as filed | |
| MAGYAR BANCORP INC | 55977T208 | COM | 117 | $1,000 | dollars as filed | |
| KAMADA LTD | M6240T109 | SHS | 239 | $1,000 | dollars as filed | |
| LUMENT FINANCE TRUST INC | 55025L108 | COM | 546 | $1,000 | dollars as filed | |
| PASITHEA THERAPEUTICS CORP | 70261F202 | COM NEW | 250 | $1,000 | dollars as filed | |
| IDEAL PWR INC | 451622203 | COM NEW | 109 | $1,000 | dollars as filed | |
| CATALYST BANCORP INC | 14888L101 | COMMON STOCK | 83 | $1,000 | dollars as filed | |
| HARTE HANKS INC | 416196202 | COM | 132 | $1,000 | dollars as filed | |
| MAYS J W INC | 578473100 | COM | 13 | $1,000 | dollars as filed | |
| NSTS BANCORP INC | 6293JP109 | COM | 54 | $1,000 | dollars as filed | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 84 | $1,000 | dollars as filed | |
| FIRST SEACOAST BANCORP INC | 33631F104 | COM | 120 | $1,000 | dollars as filed | |
| IRIDEX CORP | 462684101 | COM | 273 | $1,000 | dollars as filed | |
| UNITED GUARDIAN INC | 910571108 | COM | 65 | $1,000 | dollars as filed | |
| VERDE CLEAN FUELS INC | 923372106 | CLASS A COM | 309 | $1,000 | dollars as filed | |
| AIRSHIP AI HLDGS INC | 008940108 | COM | 290 | $1,000 | dollars as filed | |
| Bluerock Private Real Estate F | 09631H100 | COM | 52 | $1,000 | dollars as filed | |
| LUXEXPERIENCE BV | 55406W103 | SPONSORED ADS | 165 | $1,000 | dollars as filed | |
| TRX GOLD CORPORATION | 87283P109 | COM | 2,639 | $1,000 | dollars as filed | |
| Multisensor Ai Holdings Inc W Exp 12/19/202 | 456948116 | SPAC Combination | 25,000 | $1,000 | dollars as filed | |
| SUNPOWER INC | 20460L104 | COM | 651 | $1,000 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H179 | CMN | 41 | $1,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y509 | CMN | 18 | $1,000 | dollars as filed | |
| MARCHEX INC | 56624R108 | CMN | 366 | $1,000 | dollars as filed | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 188 | $1,000 | dollars as filed | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 182 | $1,000 | dollars as filed | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 917 | $1,000 | dollars as filed | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 1 | $1,000 | dollars as filed | |
| USIO INC | 917313108 | CMN | 408 | $1,000 | dollars as filed | |
| UXIN LTD | 91818X306 | CMN | 719 | $1,000 | dollars as filed | |
| CULP INC | 230215105 | CMN | 228 | $1,000 | dollars as filed | |
| ISHARES TR | 46429B515 | CMN | 23 | $1,000 | dollars as filed | |
| LITE STRATEGY INC | 55279B301 | COM | 276 | $1,000 | dollars as filed | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K309 | COM | 347 | $1,000 | dollars as filed | |
| BAYFIRST FINANCIAL CORP | 07279B104 | COM | 90 | $1,000 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H278 | MAIN THEMATC IN | 45 | $1,000 | dollars as filed | |
| BUZZFEED INC | 12430A300 | CL A NEW | 300 | $1,000 | dollars as filed | |
| CENTRAL PLAINS BANCSHARES IN | 15486W100 | COM | 83 | $1,000 | dollars as filed | |
| TEXAS COMMUNITY BANCSHARES I | 88231Q108 | COM | 81 | $1,000 | dollars as filed | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 62 | $1,000 | dollars as filed | |
| THE BEACHBODY COMPANY INC | 073463309 | COM CL A NEW | 176 | $1,000 | dollars as filed | |
| SUNCAR TECHNOLOGY GROUP INC | G85727108 | CL A | 82 | $1,000 | dollars as filed | |
| NANOBIOTIX | 63009J107 | SPONSORED ADS | 263 | $1,000 | dollars as filed | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 142 | $1,000 | dollars as filed | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 100 | $1,000 | dollars as filed | |
| ABACUS FCF ETF TR | 89628W609 | FLEX BD LEAD ETF | 71 | $1,000 | dollars as filed | |
| DYADIC INTL INC DEL | 26745T101 | COM | 363 | $1,000 | dollars as filed | |
| BOGOTA FINL CORP | 097235105 | COM | 107 | $1,000 | dollars as filed | |
| A K A BRANDS HLDG CORP | 00152K200 | COM SHS | 59 | $1,000 | dollars as filed | |
| THE MARYGOLD COMPANIES INC | 57403M104 | COM | 340 | $1,000 | dollars as filed | |
| SONO TEK CORP | 835483108 | COM | 171 | $1,000 | dollars as filed | |
| VIRNETX HLDG CORP | 92823T207 | COM | 206 | $1,000 | dollars as filed | |
| PHOENIX NEW MEDIA LTD | 71910C202 | SPONSORED ADS | 228 | $1,000 | dollars as filed | |
| TDH HLDGS INC | G87084110 | SHS NEW | 996 | $1,000 | dollars as filed | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 100 | $1,000 | dollars as filed | |
| 1895 Bancorp Of Wisconsin, Inc. | 28253R105 | NON 13F SECURITY | 101 | $1,000 | dollars as filed | |
| Vivani Medical Inc - US | 92854B109 | Equity | 490 | $1,000 | dollars as filed | |
| CRYO-CELL INTL INC | 228895108 | COM | 121 | $1,000 | dollars as filed | |
| FRANKLIN WIRELESS CORP | 355184102 | COM | 185 | $1,000 | dollars as filed | |
| PLURI INC | 72942G203 | COM NEW | 125 | $1,000 | dollars as filed | |
| LANVIN GROUP HOLDINGS LIMITE | G5380J100 | SHS | 312 | $1,000 | dollars as filed | |
| WHERE FOOD COMES FROM INC | 96327X200 | COM NEW | 70 | $1,000 | dollars as filed | |
| Enzo Biochem Inc | 294100102 | Common Stock | 1,081 | $1,000 | dollars as filed | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 375 | $1,000 | dollars as filed | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 184 | $1,000 | dollars as filed | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 486 | $1,000 | dollars as filed | |
| CARA THERAPEUTICS INC | 140755109 | COM | 4,550 | $1,000 | dollars as filed | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 421 | $1,000 | dollars as filed | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 365 | $1,000 | dollars as filed | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 1,061 | $1,000 | dollars as filed | |
| DZS INC | 268211109 | COMMON STOCK | 1,358 | $1,000 | dollars as filed | |
| CHIMERIX INC COM | 16934W106 | Stock | 739 | $1,000 | dollars as filed | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 1,000 | $1,000 | dollars as filed | principal |
| IMMUNIC INC | 4525EP101 | COM | 703 | $1,000 | dollars as filed | |
| P3 HEALTH PARTNERS INC | 744413105 | COM CL A | 1,539 | $1,000 | dollars as filed | |
| GULF IS FABRICATION INC | 402307102 | COM | 173 | $1,000 | dollars as filed | |
| FUSION FUEL GREEN PLC | G3R25D118 | CL A | 1,000 | $1,000 | dollars as filed | |
| FTC SOLAR INC | 30320C103 | COM | 2,783 | $1,000 | dollars as filed | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 683 | $1,000 | dollars as filed | |
| URBAN ONE INC | 91705J105 | CL A | 647 | $1,000 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A788 | REAL ASSETS ESG | 80 | $1,000 | dollars as filed | |
| ICECURE MEDICAL LTD CAESAREA | M53071136 | SHS NEW | 1,087 | $1,000 | dollars as filed | |
| LIFEWARD LTD | M8216Q119 | SHS | 214 | $1,000 | dollars as filed | |
| TEVOGEN BIO HLDGS INC | 88165K101 | COM | 2,058 | $1,000 | dollars as filed | |
| ENVVENO MEDICAL CORPORATION | 29415J106 | COM | 115 | $1,000 | dollars as filed | |
| IF BANCORP INC | 44951J105 | COM | 57 | $1,000 | dollars as filed | |
| PB BANKSHARES INC | 69318V103 | COM | 57 | $1,000 | dollars as filed | |
| PROPHASE LABS INC | 74345W108 | COM | 155 | $1,000 | dollars as filed | |
| CLEARMIND MEDICINE INC | 185053402 | COM NEW | 569 | $1,000 | dollars as filed | |
| ONECONNECT FINL TECHNOLOGY C | 68248T204 | SPONSORED ADS | 586 | $1,000 | dollars as filed | |
| INSPIRATO INCORPORATED | 45791E206 | CL A NEW | 208 | $1,000 | dollars as filed | |
| Draganfly Inc | 26142Q205 | COM | 5,200 | $1,000 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J305 | COM SHS | 514 | $1,000 | dollars as filed | |
| ARQIT QUANTUM ORD | G0567U101 | COM | 3,819 | $1,000 | dollars as filed | |
| GAN LTD | G3728V109 | SHS | 568 | $1,000 | dollars as filed | |
| PROSHARES TR | 74347G432 | ULTRAPRO SHT QQQ | 150 | $1,000 | dollars as filed | |
| YUNHONG GREEN CTI LTD | 98873Q100 | COM | 500 | $1,000 | dollars as filed | |
| PASSAGE BIO INC | 702712100 | COM | 693 | $1,000 | dollars as filed | |
| NEXTCURE INC | 65343E108 | COM | 403 | $1,000 | dollars as filed | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R308 | COM | 87 | $1,000 | dollars as filed | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 188 | $1,000 | dollars as filed | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 4,873 | $1,000 | dollars as filed | |
| MORPHOSYS AG | 617760202 | ADR | 72 | $1,000 | dollars as filed | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 2,319 | $1,000 | dollars as filed | |
| OLINK HLDG AB | 680710100 | ADR | 51 | $1,000 | dollars as filed | |
| LULUS FASHION LOUNGE HOLDING | 55003A108 | COM | 525 | $1,000 | dollars as filed | |
| INNOVATE CORP | 45784J105 | COM | 1,204 | $1,000 | dollars as filed | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 325 | $1,000 | dollars as filed | |
| DOMA HOLDINGS INC | 25703A203 | COM | 141 | $1,000 | dollars as filed | |
| NAUTICUS ROBOTICS INC | 63911H108 | COM | 5,164 | $1,000 | dollars as filed | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 441 | $1,000 | dollars as filed | |
| PROFIRE ENERGY INC | 74316X101 | COM | 372 | $1,000 | dollars as filed | |
| ENERGOUS CORP | 29272C202 | COM | 1,314 | $1,000 | dollars as filed | |
| KAIVAL BRNDS INNOVATNS GRP I | 483104402 | COM | 371 | $1,000 | dollars as filed | |
| 2U INC | 90214J200 | COM | 170 | $1,000 | dollars as filed | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 20 | $1,000 | dollars as filed | |
| FLORA GROWTH CORP (US) OLD | 339764201 | COM | 749 | $1,000 | dollars as filed | |
| 22nd Century Group Inc OLD | 90137F301 | COM | 671 | $1,000 | dollars as filed | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 50 | $1,000 | dollars as filed | |
| AEROCENTURY CORP | 007737109 | COM | 410 | $1,000 | dollars as filed | |
| HALL OF FAME RESORT & ENTMT CO | 40619l201 | COM | 293 | $1,000 | dollars as filed | |
| ARKO CORP | 041242116 | *W EXP 12/22/202 | 2,894 | $1,000 | dollars as filed | |
| PURPLE BIOTECH LTD SPONSORED ADR | 74638P109 | ADR | 2,158 | $1,000 | dollars as filed | |
| PROMIS NEUROSCIENCES INC | 74346M406 | COM NEW | 713 | $1,000 | dollars as filed | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 568 | $1,000 | dollars as filed | |
| PROSHARES TR | 74347G275 | ULTRASHORT CONSU | 41 | $1,000 | dollars as filed | |
| WORKSPORT LTD | 98139q209 | COM | 675 | $1,000 | dollars as filed | |
| TC Bancshares, Inc. | 87224V108 | Non 13F Security | 91 | $1,000 | dollars as filed | |
| VISIONSYS AI INC | 876108200 | SPONSORED ADS | 975 | $1,000 | dollars as filed | |
| CYCLO THERAPEUTICS INC | 23254X201 | Common Stock | 746 | $1,000 | dollars as filed | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 7,431 | $1,000 | dollars as filed | |
| STEEL CONNECT INC | 858098205 | COM | 72 | $1,000 | dollars as filed | |
| TH INTERNATIONAL LIMITED | G8656L106 | ORDINARY SHARES | 1,137 | $1,000 | dollars as filed | |
| CSLM ACQUISITION CORP | G2365L119 | *W EXP 99/99/999 | 10,000 | $1,000 | dollars as filed | |
| LILIUM N V | N52586117 | *W EXP 09/14/202 | 10,000 | $1,000 | dollars as filed | |
| ASTRA SPACE INC | 04634X202 | CL A NEW | 1,141 | $1,000 | dollars as filed | |
| PROCAPS GROUP SA | L7756P102 | SHS | 491 | $1,000 | dollars as filed | |
| AGBA GROUP HOLDING LTD | G01212102 | SHS | 296 | $1,000 | dollars as filed | |
| AGRIFY CORP | 00853E305 | COM | 2,437 | $1,000 | dollars as filed | |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 891 | $1,000 | dollars as filed | principal |
| TENON MEDICAL INC | 88066N204 | COM NEW | 1,681 | $1,000 | dollars as filed | |
| GREENLANE HLDGS INC | 395330301 | CL A NEW | 4,162 | $1,000 | dollars as filed | |
| ICC HOLDINGS INC | 44931Q104 | COM | 37 | $1,000 | dollars as filed | |
| DECISIONPOINT SYS INC NEW | 24345A507 | COMMON | 83 | $1,000 | dollars as filed | |
| CULLMAN BANCORP INC | 230153108 | COM | 87 | $1,000 | dollars as filed | |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 1,000 | $1,000 | dollars as filed | principal |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 187 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 548 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| RED CAT HLDGS INC | 75644T100 | COM | 78 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| TENAX THERAPEUTICS INC | 88032L605 | COM NEW | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| GORILLA TECHNOLOGY GROUP INC SHS NEW | G4000K175 | Stock | 8 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 25 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 45 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| ROBO.AI INC. CLASS B ORD SHS | G6693P106 | Stock | 29 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 231 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| ALVOTECH | L01800108 | ORDINARY SHARES | 9 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347G416 | ULTRASHRT S&P500 | 10 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| VIVOS THERAPEUTICS INC | 92859E207 | COM NEW | 7 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 15 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| NATIXIS ETF TRUST II | 63875W208 | VAUGHAN NELSN SL | 3 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717Y568 | EFFICIENT GLD PL | 2 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 44 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| ELEDON PHARMACEUTICALS INC | 28617k101 | COM | 40 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| EXAGEN INC | 30068X103 | COM | 237 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| GT BIOPHARMA INC | 36254L308 | COM | 7 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| QUANTUM COMPUTING INC | 74766W108 | COM | 783 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 33 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 4 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| LUCID DIAGNOSTICS INC | 54948X109 | COM | 196 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y376 | RATE PREFERRED | 21 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| SYNTEC OPTICS HLDGS INC | 87169M105 | CL A | 100 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 113 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| MEXCO ENERGY CORP | 592770101 | COM | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| ENVIVA INC | 29415B103 | COM | 829 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 924 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 2 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| SES AI CORPORATION WT EXP 121026 | 78397Q117 | Stock | 33 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| AMERICAN BATTERY TECHNOLOGY | 02451V309 | COM NEW | 111 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-24-037262 | superseded | 2024-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-24-045394 | this filing | 2024-11-06 | acceptance time not in the bulk data set |