13F-HR/A filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR/A for the quarter ended 2024-06-30, filed 2024-11-06, with 7,430 holding rows worth $439,072,117,000.
- Accession
- 0001140361-24-045394
- Filer
- CIK 1000275
- Filed
- 2024-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2024
A holdings report, amendment of type restatement, 27,209 entries on the cover page, a total value of $439,072,117,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $439,072,117,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
- included managerRBC Indigo Asset Management Inc028-15539
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MAC Copper Ltd | G60409110 | Common Stock | 5,067 | $69,000 | dollars as filed | |
| ANGI INC CLASS A | 00183L102 | CL A | 35,696 | $69,000 | dollars as filed | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 2,751 | $68,000 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 25,597 | $68,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 2,872 | $68,000 | dollars as filed | |
| JERASH HLDGS US INC | 47632P101 | CMN | 22,427 | $68,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 1,883 | $68,000 | dollars as filed | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 29,014 | $67,000 | dollars as filed | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 8,789 | $67,000 | dollars as filed | |
| VANECK ETF TRUST | 92189H730 | MORN SMID MO ETF | 2,083 | $67,000 | dollars as filed | |
| PRAXIS PRECISION MEDICINES I | 74006W207 | COM NEW | 1,622 | $67,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 4,263 | $67,000 | dollars as filed | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 9,300 | $67,000 | dollars as filed | |
| ZIPRECRUITER INC A | 98980B103 | COMMON STOCK | 7,283 | $66,000 | dollars as filed | |
| PROSHARES TR II | 74347Y888 | CMN | 1,973 | $66,000 | dollars as filed | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 4,264 | $66,000 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 12,306 | $65,000 | dollars as filed | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 895 | $65,000 | dollars as filed | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 6,253 | $65,000 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 11,093 | $65,000 | dollars as filed | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 1,485 | $65,000 | dollars as filed | |
| ATAIBECKLEY INC | N0731H103 | Equity | 49,724 | $65,000 | dollars as filed | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 1,600 | $65,000 | dollars as filed | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 10,799 | $65,000 | dollars as filed | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 13,070 | $65,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C540 | US EQTY PWR BUF | 1,699 | $64,000 | dollars as filed | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 3,688 | $64,000 | dollars as filed | |
| CYTEK BIOSCIENCES INC | 23285D109 | COMMON STOCK | 11,417 | $64,000 | dollars as filed | |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 3,854 | $64,000 | dollars as filed | |
| RBC BEARINGS INC | 75524B203 | CONV | 525 | $64,000 | dollars as filed | principal |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 4,000 | $63,000 | dollars as filed | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 3,193 | $63,000 | dollars as filed | |
| TCW ETF TRUST | 29287L106 | TRANSFRM 500 ETF | 989 | $63,000 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 1,646 | $63,000 | dollars as filed | |
| PACER US SMALL CAP CASH COWS GROWTH LEADERS ETF | 69374H352 | ETF | 2,672 | $63,000 | dollars as filed | |
| DBX ETF TR | 23306X886 | XTRA SE SELE ETF | 1,766 | $63,000 | dollars as filed | |
| INTELLINETICS INC | 45825X204 | COM | 9,900 | $63,000 | dollars as filed | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 58,526 | $62,000 | dollars as filed | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 7,544 | $62,000 | dollars as filed | |
| USA TODAY CO INC | 36472T109 | COM | 13,394 | $62,000 | dollars as filed | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 963 | $62,000 | dollars as filed | |
| EVOLUS INC | 30052C107 | COM | 5,783 | $62,000 | dollars as filed | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 98,322 | $62,000 | dollars as filed | |
| ORTHOFIX MED INC | 68752M108 | COM | 4,635 | $62,000 | dollars as filed | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 1,946 | $62,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F425 | CMN | 1,836 | $62,000 | dollars as filed | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 1,990 | $62,000 | dollars as filed | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 62,267 | $62,000 | dollars as filed | |
| MERIDIANLINK INC | 58985J105 | COMMON STOCK | 2,919 | $62,000 | dollars as filed | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 9,386 | $61,000 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 17,208 | $61,000 | dollars as filed | |
| GREIF INC | 397624206 | CL B | 991 | $61,000 | dollars as filed | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 27,347 | $61,000 | dollars as filed | |
| YEXT INC | 98585N106 | COM | 11,186 | $61,000 | dollars as filed | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 8,194 | $61,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 551 | $61,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F649 | FT VEST NAS | 2,356 | $61,000 | dollars as filed | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 44,302 | $60,000 | dollars as filed | |
| CORMEDIX INC COM | 21900C308 | Stock | 13,889 | $60,000 | dollars as filed | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 7,481 | $60,000 | dollars as filed | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 3,386 | $60,000 | dollars as filed | |
| OOMA INC | 683416101 | COM | 6,046 | $60,000 | dollars as filed | |
| DIANTHUS THERAPEUTICS INC | 252828108 | COM | 2,329 | $60,000 | dollars as filed | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 1,245 | $60,000 | dollars as filed | |
| LUNA INNOVATIONS INC | 550351100 | COM | 18,812 | $60,000 | dollars as filed | |
| FEMASYS INC | 31447E105 | cs | 52,935 | $60,000 | dollars as filed | |
| TIDAL TR II | 88636J709 | VERIDIEN CLIMATE | 3,125 | $60,000 | dollars as filed | |
| PACER FDS TR | 69374H428 | PAC ASSET FLTG | 1,242 | $59,000 | dollars as filed | |
| TANGO THERAPEUTICS INC | 87583X109 | COM | 6,969 | $59,000 | dollars as filed | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 1,033 | $59,000 | dollars as filed | |
| SOLARBANK CORPORATION | 83417Y108 | COM | 9,657 | $59,000 | dollars as filed | |
| BLEND LABS INC | 09352U108 | CL A | 24,685 | $58,000 | dollars as filed | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 7,181 | $58,000 | dollars as filed | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 3,920 | $58,000 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T800 | HIGH YIELD ETF | 1,239 | $58,000 | dollars as filed | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 5,000 | $58,000 | dollars as filed | put |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 5,034 | $57,000 | dollars as filed | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 6,035 | $57,000 | dollars as filed | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 3,348 | $57,000 | dollars as filed | |
| FLOTEK INDUSTRIES INC | 343389409 | COMMON STOCK | 11,547 | $57,000 | dollars as filed | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 4,087 | $57,000 | dollars as filed | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 29,718 | $57,000 | dollars as filed | |
| SNDL INC | 83307B101 | COM | 29,625 | $57,000 | dollars as filed | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 16,590 | $57,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U778 | VEST BUFFERED | 2,437 | $57,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 1,248 | $57,000 | dollars as filed | |
| Galiano Gold Inc | 36352H100 | COM | 33,395 | $57,000 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 56,135 | $57,000 | dollars as filed | |
| BIOMEA FUSION INC | 09077A106 | CMN | 12,599 | $57,000 | dollars as filed | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 5,272 | $57,000 | dollars as filed | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 3,334 | $57,000 | dollars as filed | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 3,518 | $57,000 | dollars as filed | |
| INVESCO MORTGAGE CAPITAL INC COM | 46131B704 | REIT | 6,028 | $56,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F391 | FT VEST U.S | 1,700 | $56,000 | dollars as filed | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 10,220 | $56,000 | dollars as filed | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 13,792 | $56,000 | dollars as filed | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 4,388 | $55,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524714 | 1 5YR CORP BD | 1,145 | $55,000 | dollars as filed | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 780 | $55,000 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 5,778 | $55,000 | dollars as filed | |
| CORSAIR GAMING INC | 22041X102 | COM | 5,059 | $55,000 | dollars as filed | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 560 | $55,000 | dollars as filed | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 1,393 | $55,000 | dollars as filed | |
| CARDIOL THERAPEUTICS INC | 14161Y200 | COM CL A | 27,105 | $55,000 | dollars as filed | |
| APOLLO GLOBAL MGMT INC | 03769M304 | CMN | 843 | $55,000 | dollars as filed | principal |
| CORBUS PHARMACEUTICALS | 21833P301 | COM NEW | 1,189 | $54,000 | dollars as filed | |
| NAVITAS SEMICONDUCTOR CORP COM | 63942X106 | Stock | 13,803 | $54,000 | dollars as filed | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 7,861 | $54,000 | dollars as filed | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 6,442 | $54,000 | dollars as filed | |
| CONDUENT INC | 206787103 | COM | 16,401 | $54,000 | dollars as filed | |
| REGENXBIO INC | 75901B107 | COM | 4,604 | $54,000 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 7,498 | $54,000 | dollars as filed | |
| IDT CORP | 448947507 | CL B NEW | 1,518 | $54,000 | dollars as filed | |
| OPEN LENDING CORP | 68373J104 | COM | 9,611 | $54,000 | dollars as filed | |
| IBOTTA INC CL A | 451051106 | COMMON STOCK | 717 | $54,000 | dollars as filed | |
| NET POWER INC | 64107A105 | COMMON STOCK | 5,428 | $54,000 | dollars as filed | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 9,376 | $54,000 | dollars as filed | |
| GLOBAL X SUPERDIVIDEND REIT ETF | 37960A651 | ETF | 2,721 | $54,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y103 | US EQUITY ACCELE | 1,625 | $54,000 | dollars as filed | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 2,660 | $53,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V617 | WORLD EQUITY ETF | 890 | $53,000 | dollars as filed | |
| THRYV HLDGS INC | 886029206 | COM NEW | 2,992 | $53,000 | dollars as filed | |
| WESTROCK COFFEE CO | 96145W103 | COM | 5,196 | $53,000 | dollars as filed | |
| RUNWAY GROWTH FINANCE CORP | 78163D100 | COM | 4,575 | $53,000 | dollars as filed | |
| HORIZON BANCORP IND | 440407104 | COM | 4,297 | $53,000 | dollars as filed | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 3,338 | $53,000 | dollars as filed | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 1,314 | $53,000 | dollars as filed | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 1,657 | $53,000 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 1,167 | $53,000 | dollars as filed | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R753 | SMID CAP STR ETF | 1,668 | $53,000 | dollars as filed | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 4,827 | $53,000 | dollars as filed | |
| NANOVIRICIDES INC | 630087302 | COM | 30,535 | $53,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q708 | ACTIVE SM CP VAL | 970 | $53,000 | dollars as filed | |
| PLAYAGS INC | 72814N104 | COM | 4,602 | $53,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 200 | $52,000 | dollars as filed | call |
| NVE CORP COM NEW | 629445206 | Stock | 683 | $52,000 | dollars as filed | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 12,284 | $52,000 | dollars as filed | |
| RBB FD INC | 74933W452 | US TREAS 3 MNTH | 1,030 | $52,000 | dollars as filed | |
| VIMEO INC | 92719V100 | COMMON STOCK | 14,233 | $52,000 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 36,683 | $52,000 | dollars as filed | |
| ROOT INC OH CLASS A | 77664L207 | COMMON STOCK | 1,012 | $52,000 | dollars as filed | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 16,278 | $52,000 | dollars as filed | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 5,479 | $52,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G419 | CMN | 1,400 | $52,000 | dollars as filed | |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 10,212 | $52,000 | dollars as filed | |
| POTBELLY CORP | 73754Y100 | COM | 6,493 | $52,000 | dollars as filed | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 2,848 | $51,000 | dollars as filed | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 2,233 | $51,000 | dollars as filed | |
| ANAPTYSBIO INC | 032724106 | COM | 2,068 | $51,000 | dollars as filed | |
| VOX ROYALTY CORP | 92919F103 | COMMON STOCK | 18,279 | $51,000 | dollars as filed | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 4,960 | $51,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F748 | FT VEST US EQT | 1,141 | $51,000 | dollars as filed | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 3,338 | $51,000 | dollars as filed | |
| STARWOOD PPTY TR INC | 85571BBA2 | NOTE 6.750% 7/1 | 50,000 | $51,000 | dollars as filed | principal |
| VERVE THERAPEUTICS INC | 92539P101 | COM | 10,490 | $51,000 | dollars as filed | |
| FREEDOM HOLDING CORP | 356390104 | COM | 655 | $50,000 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 28,612 | $50,000 | dollars as filed | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 3,419 | $50,000 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 33,500 | $50,000 | dollars as filed | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 3,125 | $50,000 | dollars as filed | |
| SOUTHLAND HLDGS INC | 84445C100 | COM | 10,947 | $50,000 | dollars as filed | |
| Star Hldgs Shs Ben Int | 85512G106 | Common Stock | 4,088 | $50,000 | dollars as filed | |
| Algoma Stl Group Inc W Exp 10/19/202 | 015658115 | SPAC Combination | 55,466 | $50,000 | dollars as filed | |
| ATLAS LITHIUM CORP | 105861306 | COM | 4,842 | $50,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 958 | $50,000 | dollars as filed | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 3,000 | $50,000 | dollars as filed | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 16,881 | $49,000 | dollars as filed | |
| SERIES PORTFOLIOS TR | 81752T486 | ELDRIDGE AAA CLO | 1,900 | $49,000 | dollars as filed | |
| PAGAYA TECHNOLOGIES LTD | M7S64L123 | CL A NEW | 3,865 | $49,000 | dollars as filed | |
| OHIO VY BANC CORP | 677719106 | COM | 2,446 | $49,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 2,321 | $49,000 | dollars as filed | |
| FULL TRUCK ALLIANCE CO LTD SPONSORED ADS | 35969L108 | ADR | 5,966 | $48,000 | dollars as filed | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 6,357 | $48,000 | dollars as filed | |
| CALAMOS ETF TR | 12811T878 | NASD 100 ST JUNE | 2,000 | $48,000 | dollars as filed | |
| INVESCO BULLETSHARES 2032 MUNICIPAL BOND ETF | 46139W833 | ETF | 1,887 | $48,000 | dollars as filed | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 17,190 | $48,000 | dollars as filed | |
| FIRST TR IV EIP CARBON IMP | 33738d705 | INDX FD | 1,882 | $48,000 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188879 | TACTICAL BOND | 1,004 | $48,000 | dollars as filed | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 56,357 | $48,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y228 | CLEANTECH ETF | 6,007 | $48,000 | dollars as filed | |
| LISTED FD TR | 53656G431 | ROUNDHILL S&P GL | 2,000 | $48,000 | dollars as filed | |
| NETGEAR INC | 64111Q104 | COM | 3,044 | $47,000 | dollars as filed | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 1,400 | $47,000 | dollars as filed | put |
| ONESPAN INC | 68287N100 | COM | 3,695 | $47,000 | dollars as filed | |
| D-WAVE QUANTUM INC | 26740W109 | COM | 41,188 | $47,000 | dollars as filed | |
| HARTFORD FDS EXCHANGE TRADED | 41653L859 | ALPHA CAP | 1,941 | $47,000 | dollars as filed | |
| GRANITE RIDGE RESOURCES INC | 387432107 | COM | 7,452 | $47,000 | dollars as filed | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 23,034 | $47,000 | dollars as filed | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 38,804 | $47,000 | dollars as filed | |
| RADWARE LTD | M81873107 | COMMON STOCK | 2,599 | $47,000 | dollars as filed | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 7,293 | $47,000 | dollars as filed | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 21,070 | $47,000 | dollars as filed | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 1,086 | $47,000 | dollars as filed | |
| AEMETIS INC | 00770K202 | COM NEW | 15,126 | $46,000 | dollars as filed | |
| SUPER GROUP SGHC LIMITED | G8588X103 | ORD SHS | 14,150 | $46,000 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 19,082 | $46,000 | dollars as filed | |
| RIGEL PHARMACEUTICALS INC | 766559702 | COMMON STOCK | 5,738 | $46,000 | dollars as filed | |
| OLO INC | 68134L109 | COMMON STOCK | 10,284 | $46,000 | dollars as filed | |
| STERLING CHECK CORP | 85917T109 | COM | 3,148 | $46,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647X848 | THB MID CAP ETF | 1,697 | $46,000 | dollars as filed | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 3,345 | $45,000 | dollars as filed | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 6,291 | $45,000 | dollars as filed | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 3,898 | $45,000 | dollars as filed | |
| PLANET LABS PBC | 72703X106 | COM CL A | 24,225 | $45,000 | dollars as filed | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 10,876 | $45,000 | dollars as filed | |
| CEVA INC | 157210105 | COMMON STOCK | 2,330 | $45,000 | dollars as filed | |
| EA SERIES TRUST | 02072L847 | FREEDOM DAY | 1,426 | $45,000 | dollars as filed | |
| GATOS SILVER INC | 368036109 | COM | 4,385 | $45,000 | dollars as filed | |
| EXSCIENTIA PLC | 30223G102 | ADS | 8,644 | $45,000 | dollars as filed | |
| KEARNY FINL CORP MD | 48716P108 | COM | 7,027 | $44,000 | dollars as filed | |
| ADTRAN HOLDINGS INC | 00486H105 | COM | 8,511 | $44,000 | dollars as filed | |
| STITCH FIX INC | 860897107 | COM CL A | 10,665 | $44,000 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 16,362 | $44,000 | dollars as filed | |
| TIDAL TRUST II | 88636J600 | ROUNDHILL GENER | 1,167 | $44,000 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 9,425 | $44,000 | dollars as filed | |
| PERSPECTIVE THERAPEUTICS INC | 46489V302 | COMMON STOCK | 4,429 | $44,000 | dollars as filed | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 4,253 | $44,000 | dollars as filed | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 9,015 | $44,000 | dollars as filed | |
| CORE SCIENTIFIC INC NEW | 21874A130 | WTS | 4,997 | $44,000 | dollars as filed | |
| BROADWAY FINL CORP DEL | 111444709 | CL A NEW | 8,612 | $44,000 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 64,140 | $44,000 | dollars as filed | |
| MISSION PRODUCE INC | 60510V108 | COM | 4,531 | $43,000 | dollars as filed | |
| CALAVO GROWERS INC | 128246105 | COM | 1,894 | $43,000 | dollars as filed | |
| PIMCO EQUITY SER | 72201T342 | RAFI ESG US | 1,225 | $43,000 | dollars as filed | |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 18,211 | $43,000 | dollars as filed | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 12,788 | $43,000 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 8,104 | $43,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 872 | $43,000 | dollars as filed | |
| SPDR S&P 500 ESG ETF | 78468R531 | SHS | 791 | $42,000 | dollars as filed | |
| DAKOTA GOLD CORP | 46655E100 | COM | 16,195 | $42,000 | dollars as filed | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 5,000 | $42,000 | dollars as filed | call |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 11,993 | $42,000 | dollars as filed | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 336 | $42,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 12,606 | $42,000 | dollars as filed | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 5,284 | $42,000 | dollars as filed | |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 22,804 | $42,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092717 | INT VL FCT ETF | 1,657 | $42,000 | dollars as filed | |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 1,303 | $42,000 | dollars as filed | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 21,277 | $42,000 | dollars as filed | |
| NEURAXIS INC | 64134X201 | COM | 15,101 | $42,000 | dollars as filed | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 3,459 | $42,000 | dollars as filed | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 3,582 | $42,000 | dollars as filed | |
| SPIRIT AIRLS INC | 848577102 | COM | 11,422 | $42,000 | dollars as filed | |
| UR-ENERGY INC | 91688R108 | COM | 29,665 | $41,000 | dollars as filed | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 4,829 | $41,000 | dollars as filed | |
| ALBEMARLE CORP | 012653200 | 7.25% DEP SHS A | 884 | $41,000 | dollars as filed | principal |
| CUREVAC N V | N2451R105 | COM | 11,968 | $41,000 | dollars as filed | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 13,002 | $41,000 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 3,200 | $40,000 | dollars as filed | call |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 11,244 | $40,000 | dollars as filed | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 7,358 | $40,000 | dollars as filed | |
| MEDIAALPHA INC | 58450V104 | CL A | 2,986 | $40,000 | dollars as filed | |
| OMNIAB INC | 68218J103 | COM | 10,449 | $40,000 | dollars as filed | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 7,946 | $40,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108722 | CWP INTL ENHANCE | 1,332 | $40,000 | dollars as filed | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 4,095 | $40,000 | dollars as filed | |
| MONTAUK RENEWABLES INC | 61218C103 | COMMON STOCK | 6,999 | $40,000 | dollars as filed | |
| SPIRE GLOBAL INC | 848560306 | COMMON STOCK | 3,672 | $40,000 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 25,735 | $40,000 | dollars as filed | |
| SOUNDTHINKING INC | 82536T107 | COM | 3,285 | $40,000 | dollars as filed | |
| AGENUS INC | 00847G804 | COM NEW | 2,385 | $40,000 | dollars as filed | |
| BLUE FOUNDRY BANCORP | 09549B104 | COM | 4,427 | $40,000 | dollars as filed | |
| RIDGEPOST CAP INC CL A COM | 69376K106 | Stock | 4,706 | $39,000 | dollars as filed | |
| ASTRIA THERAPEUTICS INC COM | 04635X102 | Stock | 4,236 | $39,000 | dollars as filed | |
| PETMED EXPRESS INC | 716382106 | COM | 9,605 | $39,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U661 | FT VEST US EQT | 1,114 | $39,000 | dollars as filed | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 3,825 | $39,000 | dollars as filed | |
| AURA BIOSCIENCES INC | 05153U107 | COMMON STOCK | 5,216 | $39,000 | dollars as filed | |
| POET TECHNOLOGIES INC | 73044W302 | COM NEW | 19,049 | $39,000 | dollars as filed | |
| MAXCYTE INC | 57777K106 | COM | 9,841 | $39,000 | dollars as filed | |
| Abrdn Emerging Markets | 00301W105 | COM | 7,464 | $39,000 | dollars as filed | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 4,588 | $39,000 | dollars as filed | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 7,782 | $38,000 | dollars as filed | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 1,560 | $38,000 | dollars as filed | |
| REDWIRE CORPORATION | 75776W103 | COM | 5,387 | $38,000 | dollars as filed | |
| XPERI INC | 98423J101 | COMMON STOCK | 4,586 | $38,000 | dollars as filed | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 1,988 | $38,000 | dollars as filed | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 4,731 | $38,000 | dollars as filed | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 4,542 | $38,000 | dollars as filed | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 11,850 | $38,000 | dollars as filed | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 1,950 | $38,000 | dollars as filed | |
| ARIS MINING CORPORATION | 04040Y109 | COM | 9,978 | $38,000 | dollars as filed | |
| ISHARES TR | 46429B408 | CMN | 1,584 | $38,000 | dollars as filed | |
| CASI PHARMACEUTICALS INC COM NEW | G1933S101 | Stock | 6,900 | $38,000 | dollars as filed | |
| CEPTON INC | 15673X200 | COM | 13,947 | $38,000 | dollars as filed | |
| CENTURI HOLDINGS INC | 155923105 | COM SHS | 1,887 | $37,000 | dollars as filed | |
| SAVARA INC | 805111101 | COM | 9,138 | $37,000 | dollars as filed | |
| ALECTOR INC | 014442107 | COMMON STOCK | 8,340 | $37,000 | dollars as filed | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 3,881 | $37,000 | dollars as filed | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 1,538 | $37,000 | dollars as filed | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 3,260 | $37,000 | dollars as filed | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 5,944 | $37,000 | dollars as filed | |
| KRANESHARES TRUST | 500767868 | MSCI ONE BELT | 1,720 | $37,000 | dollars as filed | |
| EA SERIES TRUST | 02072L698 | STRIVE EMERGING | 1,253 | $37,000 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 28,969 | $36,000 | dollars as filed | |
| CERUS CORP | 157085101 | COM | 20,586 | $36,000 | dollars as filed | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 8,950 | $36,000 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N108 | AMERICAN CONSER | 864 | $36,000 | dollars as filed | |
| NEW FOUND GOLD CORP | 64440N103 | COM | 12,978 | $36,000 | dollars as filed | |
| NEUROGENE INC | 64135M105 | COMMON STOCK | 999 | $36,000 | dollars as filed | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 3,017 | $36,000 | dollars as filed | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 896 | $36,000 | dollars as filed | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 3,136 | $36,000 | dollars as filed | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 2,700 | $36,000 | dollars as filed | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 5,348 | $36,000 | dollars as filed | |
| CANTALOUPE INC | 138103106 | COM | 5,494 | $36,000 | dollars as filed | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 8,226 | $36,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y609 | CMN | 1,216 | $36,000 | dollars as filed | |
| ACELYRIN INC | 00445A100 | COM | 8,115 | $36,000 | dollars as filed | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 2,442 | $36,000 | dollars as filed | |
| NEVRO CORP | 64157F103 | COM | 4,353 | $36,000 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y409 | PRIN HLTHCRE INV | 986 | $36,000 | dollars as filed | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 4,025 | $35,000 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 7,919 | $35,000 | dollars as filed | |
| HIVE DIGITAL TECHNOLOGIES LTD COM NEW | 433921103 | Stock | 11,223 | $35,000 | dollars as filed | |
| CADIZ INC | 127537207 | COM NEW | 11,414 | $35,000 | dollars as filed | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 5,475 | $35,000 | dollars as filed | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 856 | $35,000 | dollars as filed | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 11,787 | $35,000 | dollars as filed | |
| OLAPLEX HLDGS INC | 679369108 | COM | 22,381 | $35,000 | dollars as filed | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 5,864 | $35,000 | dollars as filed | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 15,696 | $35,000 | dollars as filed | |
| DMC GLOBAL INC | 23291C103 | COM | 2,380 | $35,000 | dollars as filed | |
| LISTED FDS TR | 53656G498 | ROUN MA SEVE ETF | 765 | $35,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 1,679 | $35,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y418 | DORSEY WRIGHT | 1,562 | $35,000 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 89,190 | $35,000 | dollars as filed | |
| First Foundation Inc | 32026V104 | Common Stock | 5,361 | $35,000 | dollars as filed | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 1,067 | $34,000 | dollars as filed | |
| SIGMA LITHIUM CORPORATION COM | 826599102 | Stock | 2,820 | $34,000 | dollars as filed | |
| OKLO INC COM CL A | 02156V109 | Stock | 4,096 | $34,000 | dollars as filed | |
| CHEGG INC | 163092109 | COM | 10,511 | $34,000 | dollars as filed | |
| JOINT CORP | 47973J102 | COM | 2,464 | $34,000 | dollars as filed | |
| MBIA INC | 55262C100 | COMMON STOCK | 6,279 | $34,000 | dollars as filed | |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 21,945 | $34,000 | dollars as filed | |
| SEI EXCHANGE TRADED FUNDS | 81589A403 | QIM US LARGE VOL | 1,221 | $34,000 | dollars as filed | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 11,608 | $34,000 | dollars as filed | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 1,370 | $34,000 | dollars as filed | |
| OKEANIS ECO TANKERS COR SHS | Y64177101 | Stock | 1,040 | $33,000 | dollars as filed | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 7,058 | $33,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092113 | ENHANCED LARGE | 1,066 | $33,000 | dollars as filed | |
| EHEALTH INC | 28238P109 | COM | 7,276 | $33,000 | dollars as filed | |
| EVE HLDG INC | 29970N104 | COM | 8,071 | $33,000 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 13,225 | $33,000 | dollars as filed | |
| COMPASS THERAPEUTICS INC | 20454B104 | COM | 32,658 | $33,000 | dollars as filed | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 3,100 | $33,000 | dollars as filed | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 19,438 | $33,000 | dollars as filed | |
| AARONS CO INC | 00258W108 | COM | 3,345 | $33,000 | dollars as filed | |
| ALTUS POWER INC | 02217A102 | COM CL A | 8,351 | $33,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U844 | FT VEST U.S | 905 | $33,000 | dollars as filed | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 3,404 | $33,000 | dollars as filed | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 705 | $33,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 705 | $33,000 | dollars as filed | |
| SP FUNDS TRUST | 84612A101 | S&P GLO TEC ETF | 1,200 | $33,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 1,401 | $33,000 | dollars as filed | |
| CERENCE INC COM | 156727109 | Stock | 11,342 | $32,000 | dollars as filed | |
| AMYLYX PHARMACEUTICALS INC | 03237H101 | COM | 17,131 | $32,000 | dollars as filed | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 9,832 | $32,000 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 30,007 | $32,000 | dollars as filed | |
| THOUGHTWORKS HOLDING INC | 88546E105 | COM | 11,392 | $32,000 | dollars as filed | |
| HIPPO HOLDINGS INC | 433539202 | COMMON STOCK | 1,859 | $32,000 | dollars as filed | |
| INTEGRA RES CORP | 45826T509 | COM | 34,672 | $32,000 | dollars as filed | |
| VERITONE INC | 92347M100 | COM | 14,322 | $32,000 | dollars as filed | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 9,797 | $32,000 | dollars as filed | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 3,669 | $31,000 | dollars as filed | |
| GETTY IMAGES HOLDINGS INC | 374275105 | CL A COM | 9,558 | $31,000 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 14,988 | $31,000 | dollars as filed | |
| PRIME MEDICINE INC | 74168J101 | COM | 6,138 | $31,000 | dollars as filed | |
| Vicarious Surgical Inc. | 92561V208 | Class A common stock | 5,210 | $31,000 | dollars as filed | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 9,715 | $31,000 | dollars as filed | |
| DOMO INC | 257554105 | COM CL B | 3,957 | $31,000 | dollars as filed | |
| CRICUT INC | 22658D100 | COM CL A | 5,150 | $31,000 | dollars as filed | |
| MINERALYS THERAPEUTICS INC | 603170101 | COM | 2,695 | $31,000 | dollars as filed | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 694 | $31,000 | dollars as filed | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 2,792 | $31,000 | dollars as filed | |
| TYRA BIOSCIENCES INC | 90240B106 | COMMON STOCK | 1,917 | $31,000 | dollars as filed | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 29,000 | $31,000 | dollars as filed | principal |
| EA SERIES TRUST | 02072L789 | GURU FAV STOCKS | 1,057 | $31,000 | dollars as filed | |
| Tourmaline Bio Inc | 89157D105 | Common Stock | 2,440 | $31,000 | dollars as filed | |
| Allbirds Inc | 01675A109 | COM | 63,099 | $31,000 | dollars as filed | |
| PUTNAM ETF TRUST | 746729805 | BIOREVOLUTION | 989 | $31,000 | dollars as filed | |
| TIDAL ETF TR | 886364207 | SOFI SELCT 500 | 1,583 | $31,000 | dollars as filed | |
| GENEDX HOLDINGS CORP | 81663L200 | COM CL A | 1,144 | $30,000 | dollars as filed | |
| PRECIGEN INC | 74017N105 | COM | 18,766 | $30,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647x863 | CORE PLUS BD ETF | 1,410 | $30,000 | dollars as filed | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 1,838 | $30,000 | dollars as filed | |
| TRUEBLUE INC | 89785X101 | COM | 2,884 | $30,000 | dollars as filed | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 406 | $30,000 | dollars as filed | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 3,823 | $30,000 | dollars as filed | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 9,439 | $30,000 | dollars as filed | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 6,357 | $30,000 | dollars as filed | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 882 | $30,000 | dollars as filed | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF MAY | 45782C292 | ETF | 945 | $30,000 | dollars as filed | |
| INVESCO ESG NASDAQ 100 ETF | 46138G540 | ETF | 910 | $30,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D812 | FT VEST TEC | 1,247 | $30,000 | dollars as filed | |
| GENERATION BIO CO | 37148K100 | COM | 10,670 | $30,000 | dollars as filed | |
| MV OIL TR | 553859109 | TR UNITS | 3,150 | $30,000 | dollars as filed | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 14,334 | $30,000 | dollars as filed | |
| CARGO THERAPEUTICS INC COM | 14179K101 | Stock | 1,847 | $30,000 | dollars as filed | |
| SHARECARE INC | 81948W104 | COM | 22,693 | $30,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y202 | FUND | 914 | $30,000 | dollars as filed | |
| AXONENTERPRISEINC | 05464C101 | STOK | 100 | $29,000 | dollars as filed | call |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 1,637 | $29,000 | dollars as filed | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 3,967 | $29,000 | dollars as filed | |
| AMERICAN PUB ED INC | 02913V103 | COM | 1,674 | $29,000 | dollars as filed | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 7,615 | $29,000 | dollars as filed | |
| EVERCOMMERCE INC | 29977X105 | COMMON STOCK | 2,662 | $29,000 | dollars as filed | |
| NKARTA INC | 65487U108 | COMMON STOCK | 5,047 | $29,000 | dollars as filed | |
| TCW ETF TRUST | 29287L601 | DURABLE GROWTH | 857 | $29,000 | dollars as filed | |
| TELA BIO INC | 872381108 | COM | 6,280 | $29,000 | dollars as filed | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 693 | $29,000 | dollars as filed | |
| GENELUX CORP | 36870H103 | COMMON STOCK | 14,789 | $29,000 | dollars as filed | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 3,660 | $29,000 | dollars as filed | |
| TRUECAR INC | 89785L107 | COM | 9,397 | $29,000 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 40,865 | $29,000 | dollars as filed | |
| ISHARES TR | 46436E452 | USD SYSTM BD ETF | 352 | $29,000 | dollars as filed | |
| KLAVIYO INC COM SER A | 49845K101 | Stock | 1,172 | $28,000 | dollars as filed | |
| OIL STS INTL INC | 678026105 | COM | 6,197 | $28,000 | dollars as filed | |
| TCW ETF TRUST | 29287L205 | TRANS SYSTE ETF | 409 | $28,000 | dollars as filed | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 2,149 | $28,000 | dollars as filed | |
| GRINDR INC | 39854F101 | COM | 2,326 | $28,000 | dollars as filed | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 8,521 | $28,000 | dollars as filed | |
| LISTED FDS TR | 53656F268 | WAHED DOW JONES | 1,150 | $28,000 | dollars as filed | |
| PROSHARES TR | 74347G804 | K-1 FREE CRD OIL | 585 | $28,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46139W791 | BULLE MUN ETF | 1,064 | $28,000 | dollars as filed | |
| INOVIO PHARMACEUTICALS I | 45773H409 | COMMON STOCK | 3,501 | $28,000 | dollars as filed | |
| ISHARES TR | 46436E411 | PARI ALI CLI ETF | 474 | $28,000 | dollars as filed | |
| ModivCare Inc | 60783X104 | Common Stock | 1,049 | $28,000 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U811 | US SUSTAINABLE | 1,042 | $28,000 | dollars as filed | |
| VanEck Merk Gold Trust | 921078101 | SHS | 1,200 | $27,000 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 16,679 | $27,000 | dollars as filed | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 4,960 | $27,000 | dollars as filed | |
| TALKSPACE INC | 87427V103 | COM | 11,563 | $27,000 | dollars as filed | |
| FATHOM HOLDINGS | 31189V109 | COM | 15,713 | $27,000 | dollars as filed | |
| TRAVELZOO | 89421Q205 | CMN | 3,546 | $27,000 | dollars as filed | |
| KIMCO REALTY CORP | 49446R687 | DP CV CL N 7.25% | 500 | $27,000 | dollars as filed | principal |
| NUSHARES ETF TR | 67092P821 | NUVEEN DIVIDEND | 877 | $27,000 | dollars as filed | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 3,233 | $27,000 | dollars as filed | |
| NIKOLA CORP | 654110303 | COM NEW | 3,506 | $27,000 | dollars as filed | |
| CONTEXTLOGIC INC | 21077C305 | COM | 4,659 | $27,000 | dollars as filed | |
| iShares Gold Trust Micro ETF of Benef Interest | 46436F103 | SHS | 1,105 | $26,000 | dollars as filed | |
| HIMALAYA SHIPPING LTD ORD SHS | G4660A103 | Stock | 2,808 | $26,000 | dollars as filed | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 1,985 | $26,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 1,258 | $26,000 | dollars as filed | |
| HAMILTON INSURANCE GROUP LTD | G42706104 | CL B | 1,573 | $26,000 | dollars as filed | |
| MACROGENICS INC | 556099109 | COM | 6,032 | $26,000 | dollars as filed | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 1,979 | $26,000 | dollars as filed | |
| UNISYS CORP | 909214306 | COMMON STOCK | 6,274 | $26,000 | dollars as filed | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 640 | $26,000 | dollars as filed | |
| LIFEZONE HOLDINGS LTD | G5568L109 | COMMON STOCK | 3,434 | $26,000 | dollars as filed | |
| SMITH MIDLAND CORP | 832156103 | COMMON STOCK | 923 | $26,000 | dollars as filed | |
| GCT SEMICONDUCTOR HLDG INC | 36170N107 | COMMON STOCK | 4,832 | $26,000 | dollars as filed | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 811 | $26,000 | dollars as filed | principal |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 538 | $26,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 600 | $26,000 | dollars as filed | |
| INVESTMENT MANAGERS SER TR I | 46144X438 | AXS REAL ESTATE | 1,157 | $26,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 843 | $26,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 3,483 | $25,000 | dollars as filed | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 5,158 | $25,000 | dollars as filed | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 1,016 | $25,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U810 | FT VEST U.S | 669 | $25,000 | dollars as filed | |
| DAVE INC | 23834J201 | CLASS A COM NEW | 840 | $25,000 | dollars as filed | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 524 | $25,000 | dollars as filed | |
| SPROTT FDS TR | 85208P501 | JR COPPER MINERS | 1,151 | $25,000 | dollars as filed | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 2,536 | $25,000 | dollars as filed | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 9,842 | $25,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J395 | BULETSHS 2029 HG | 1,181 | $25,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 1,500 | $25,000 | dollars as filed | |
| ADAGENE INC | 005329107 | CMN | 8,300 | $25,000 | dollars as filed | |
| FLEXSHARES TR | 33939L670 | CRE SLCT BD FD | 1,134 | $25,000 | dollars as filed | |
| BEAM GLOBAL | 07373B109 | COM | 5,316 | $25,000 | dollars as filed | |
| DONEGAL GROUP INC | 257701300 | CL B | 2,078 | $25,000 | dollars as filed | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 17,832 | $25,000 | dollars as filed | |
| THIRD HARMONIC BIO INC | 88427A107 | COM | 1,975 | $25,000 | dollars as filed | |
| ACCOLADE INC | 00437E102 | COM | 6,965 | $25,000 | dollars as filed | |
| WIDEOPENWEST INC | 96758W101 | COM | 4,633 | $25,000 | dollars as filed | |
| ILEARNINGENGINES INC | 45175Q106 | COM | 2,757 | $25,000 | dollars as filed | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 2,546 | $24,000 | dollars as filed | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 14,440 | $24,000 | dollars as filed | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 2,965 | $24,000 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 14,972 | $24,000 | dollars as filed | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 3,649 | $24,000 | dollars as filed | |
| LIFEMD INC | 53216B104 | COM | 3,513 | $24,000 | dollars as filed | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 3,658 | $24,000 | dollars as filed | |
| BLUEBIRD BIO INC | 09609G100 | COM | 24,618 | $24,000 | dollars as filed | |
| WHEELS UP EXPERIENCE INC | 96328L205 | COM CL A | 12,609 | $24,000 | dollars as filed | |
| 8X8 INC | 282914100 | COMMON STOCK | 11,045 | $24,000 | dollars as filed | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 1,700 | $24,000 | dollars as filed | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 2,273 | $24,000 | dollars as filed | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 1,058 | $24,000 | dollars as filed | |
| VIRGIN GALACTIC HOLDINGS INC | 92766K403 | COMMON STOCK | 2,834 | $24,000 | dollars as filed | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 5,900 | $24,000 | dollars as filed | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 7,257 | $24,000 | dollars as filed | |
| JASPER THERAPEUTICS INC | 471871202 | COM NEW | 1,065 | $24,000 | dollars as filed | |
| PULMONX CORP | 745848101 | COM | 3,647 | $24,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W812 | FUTURE TECH LEAD | 790 | $24,000 | dollars as filed | |
| IMPACT SHARES NAACP MINORITY EMPOWERMENT ETF | 45259A209 | ETF | 620 | $24,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 971 | $24,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108565 | AI POWE EQUI ETF | 658 | $24,000 | dollars as filed | |
| DBX ETF TR | 23306X506 | XTRAC S&P ETF | 935 | $24,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-24-037262 | superseded | 2024-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-24-045394 | this filing | 2024-11-06 | acceptance time not in the bulk data set |