13F-HR/A filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR/A for the quarter ended 2024-06-30, filed 2024-11-06, with 7,430 holding rows worth $439,072,117,000.
- Accession
- 0001140361-24-045394
- Filer
- CIK 1000275
- Filed
- 2024-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2024
A holdings report, amendment of type restatement, 27,209 entries on the cover page, a total value of $439,072,117,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $439,072,117,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
- included managerRBC Indigo Asset Management Inc028-15539
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INOZYME PHARMA INC | 45790W108 | COM | 5,297 | $24,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C110 | FUND | 813 | $24,000 | dollars as filed | |
| AFFIMED N V | N01045207 | COM | 4,365 | $24,000 | dollars as filed | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 4,000 | $24,000 | dollars as filed | |
| Greenpower Motor Co | 39540E302 | COM | 22,518 | $24,000 | dollars as filed | |
| PEPGEN INC COM | 713317105 | Stock | 1,471 | $23,000 | dollars as filed | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 1,205 | $23,000 | dollars as filed | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 6,143 | $23,000 | dollars as filed | |
| ARQ INC | 00770C101 | COM | 3,805 | $23,000 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 2,733 | $23,000 | dollars as filed | |
| LENZ THERAPEUTICS INC | 52635N103 | COM | 1,342 | $23,000 | dollars as filed | |
| DLOCAL LTD | G29018101 | CLASS A COM | 2,835 | $23,000 | dollars as filed | |
| CAPITAL GRP FIXED INCM ETF T | 14020Y805 | MUN HIGH ETF | 900 | $23,000 | dollars as filed | |
| KORRO BIO INC | 500946108 | COMMON STOCK | 675 | $23,000 | dollars as filed | |
| BACKBLAZE INC A | 05637B105 | COMMON STOCK | 3,754 | $23,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C821 | US EQTY ULTRA B | 671 | $23,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 475 | $23,000 | dollars as filed | |
| APREA THERAPEUTICS INC | 03836J201 | COM NEW | 5,694 | $23,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N202 | US EQT PLS DWNSD | 700 | $23,000 | dollars as filed | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 967 | $23,000 | dollars as filed | |
| BARK Inc. | 68622E104 | COM | 12,523 | $23,000 | dollars as filed | |
| Trinseo PLC | G9059U107 | Common Stock | 9,959 | $23,000 | dollars as filed | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 7,699 | $23,000 | dollars as filed | |
| FIBROBIOLOGICS INC | 31573L105 | COM SHS | 4,618 | $23,000 | dollars as filed | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 7,684 | $23,000 | dollars as filed | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 3,715 | $22,000 | dollars as filed | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 1,249 | $22,000 | dollars as filed | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 7,916 | $22,000 | dollars as filed | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 2,204 | $22,000 | dollars as filed | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 4,153 | $22,000 | dollars as filed | |
| TELOS CORP MD | 87969B101 | COM | 5,593 | $22,000 | dollars as filed | |
| LYELL IMMUNOPHARMA INC | 55083R104 | COM | 15,115 | $22,000 | dollars as filed | |
| ALTI GLOBAL INC | 02157E106 | COMMON STOCK | 4,078 | $22,000 | dollars as filed | |
| INTEST CORP | 461147100 | COMMON STOCK | 2,211 | $22,000 | dollars as filed | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 1,739 | $22,000 | dollars as filed | |
| ATYR PHARMA INC | 002120202 | COM NEW | 13,850 | $22,000 | dollars as filed | |
| TTEC HLDGS INC | 89854H102 | COM | 3,754 | $22,000 | dollars as filed | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 551 | $22,000 | dollars as filed | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 1,400 | $22,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U836 | FT VEST NAS | 830 | $22,000 | dollars as filed | |
| LARGO INC | 517097101 | COM | 11,926 | $22,000 | dollars as filed | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 6,392 | $22,000 | dollars as filed | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 9,404 | $22,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 144 | $21,000 | dollars as filed | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 3,096 | $21,000 | dollars as filed | |
| INOGEN INC | 45780L104 | COM | 2,609 | $21,000 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 25,311 | $21,000 | dollars as filed | |
| SPRUCE POWER HOLDING CORP | 9837FR209 | COM NEW | 5,771 | $21,000 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 17,132 | $21,000 | dollars as filed | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 493 | $21,000 | dollars as filed | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 20,066 | $21,000 | dollars as filed | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 4,083 | $21,000 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 12,437 | $21,000 | dollars as filed | |
| GREENFIRE RES LTD NEW | 39525U107 | COM SHS | 3,051 | $21,000 | dollars as filed | |
| NERDY INC | 64081V109 | CL A COM | 12,650 | $21,000 | dollars as filed | |
| Tscan Therapeutics Inc | 89854M101 | COM | 3,611 | $21,000 | dollars as filed | |
| DIREXION SHS TR ETF DAILY S&P OIL & GAS EXP & PROD BULL 2X | 25460G500 | ETF | 600 | $21,000 | dollars as filed | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 1,533 | $21,000 | dollars as filed | |
| INVESCO INVESTMENT GRADE DEFENSIVE ETF | 46139W502 | ETF | 882 | $21,000 | dollars as filed | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 324 | $21,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 325 | $21,000 | dollars as filed | |
| PROSHARES TR | 74347X849 | INDX FD | 925 | $21,000 | dollars as filed | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 400 | $21,000 | dollars as filed | principal |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 10,670 | $21,000 | dollars as filed | |
| SONDER HLDGS INC CLASS A | 83542D300 | COMMON STOCK | 4,375 | $21,000 | dollars as filed | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 7,222 | $21,000 | dollars as filed | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 7,257 | $21,000 | dollars as filed | |
| BIOVENTUS INC | 09075A108 | COM CL A | 3,531 | $20,000 | dollars as filed | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 2,566 | $20,000 | dollars as filed | |
| LANDS END INC | 51509F105 | COMMON STOCK | 1,447 | $20,000 | dollars as filed | |
| COLUMBIA ETF TR II | 19762B202 | EM CORE EX ETF | 614 | $20,000 | dollars as filed | |
| FIRY INC | 83067L208 | COM | 2,811 | $20,000 | dollars as filed | |
| EA SERIES TRUST | 02072L573 | STRIVE SML CAP | 690 | $20,000 | dollars as filed | |
| Lexaria Bioscience Corp Com New | 52886N406 | Common Stock | 7,283 | $20,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F334 | FT VEST U.S. | 615 | $20,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 706 | $20,000 | dollars as filed | |
| ADS TEC ENERGY PLC | G0085J117 | SHS | 1,555 | $20,000 | dollars as filed | |
| DOGNESS INTL CORP | G2788T111 | SHS NEW USD CL A | 1,156 | $20,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 935 | $20,000 | dollars as filed | |
| LANZATECH GLOBAL INC | 51655R101 | COM | 10,955 | $20,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y178 | GLOBAL X AGTECH | 1,975 | $20,000 | dollars as filed | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 10,012 | $20,000 | dollars as filed | |
| INNOVID CORP | 457679108 | COMMON STOCK | 10,551 | $20,000 | dollars as filed | |
| LIVEONE INC | 53814X102 | COM | 12,800 | $20,000 | dollars as filed | |
| VELO3D INC | 92259N203 | COM | 6,048 | $20,000 | dollars as filed | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 2,790 | $20,000 | dollars as filed | |
| Grace Therapeutics Inc | 00430K865 | COM | 6,584 | $20,000 | dollars as filed | |
| Dimensional US Large Cap Value ETF | 25434V666 | SHS | 650 | $19,000 | dollars as filed | |
| AURORA CANNABIS INC COM | 05156X850 | Stock | 4,193 | $19,000 | dollars as filed | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 5,319 | $19,000 | dollars as filed | |
| TFS FINL CORP | 87240R107 | COM | 1,518 | $19,000 | dollars as filed | |
| ARTERIS INC | 04302A104 | COM | 2,595 | $19,000 | dollars as filed | |
| KARAT PACKAGING INC | 48563L101 | COM | 644 | $19,000 | dollars as filed | |
| SES AI CORPORATION | 78397Q109 | CL A COM | 15,305 | $19,000 | dollars as filed | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 338 | $19,000 | dollars as filed | |
| EMERALD HOLDING INC | 29103W104 | COM | 3,430 | $19,000 | dollars as filed | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 2,228 | $19,000 | dollars as filed | |
| ORCHESTRA BIOMED HOLDINGS IN | 68572M106 | COMMON STOCK | 2,285 | $19,000 | dollars as filed | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 3,106 | $19,000 | dollars as filed | |
| ISHARES TR | 46436E155 | CMN | 289 | $19,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N848 | SIMPLIFY US EQT | 550 | $19,000 | dollars as filed | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 49,316 | $19,000 | dollars as filed | |
| CONNECT BIOPHARMA HLDGS LTD | 207523101 | SHS | 12,700 | $19,000 | dollars as filed | |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 9,000 | $19,000 | dollars as filed | principal |
| BRIDGE INVT GROUP HLDGS INC | 10806B100 | COM | 2,621 | $19,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B873 | DEFIANCE HTL AIR | 867 | $19,000 | dollars as filed | |
| T1 ENERGY INC COM NEW | 35834F104 | Stock | 10,544 | $18,000 | dollars as filed | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 6,985 | $18,000 | dollars as filed | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 10,353 | $18,000 | dollars as filed | |
| TUCOWS INC | 898697206 | COM NEW | 936 | $18,000 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 3,847 | $18,000 | dollars as filed | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 10,838 | $18,000 | dollars as filed | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 1,269 | $18,000 | dollars as filed | |
| PONCE FINANCIAL GROUP INC | 732344106 | COMMON STOCK | 1,942 | $18,000 | dollars as filed | |
| ALPHA PRO TECH LTD | 020772109 | COM | 3,237 | $18,000 | dollars as filed | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 743 | $18,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 195 | $18,000 | dollars as filed | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 6,369 | $18,000 | dollars as filed | |
| ProKidney Corp | G7S53R104 | Common Stock | 7,292 | $18,000 | dollars as filed | |
| TPI Composites Inc | 87266J104 | Common Stock | 4,494 | $18,000 | dollars as filed | |
| 2SEVENTY BIO INC COMMON STOCK | 901384107 | Stock | 4,598 | $18,000 | dollars as filed | |
| CALIBERCOS INC CL A NEW | 13000T109 | Stock | 20,979 | $18,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q142 | CLIMATE CHANGE S | 400 | $18,000 | dollars as filed | |
| SYROS PHARMACEUTICALS INC | 87184Q206 | COM NEW | 3,421 | $18,000 | dollars as filed | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 4,455 | $17,000 | dollars as filed | |
| RE MAX HLDGS INC | 75524W108 | CL A | 2,013 | $17,000 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 5,791 | $17,000 | dollars as filed | |
| IHS HOLDING LIMITED | G4701H109 | ORD SHS | 5,200 | $17,000 | dollars as filed | |
| ARRIVENT BIOPHARMA INC | 04272N102 | COM | 927 | $17,000 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 7,304 | $17,000 | dollars as filed | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 8,280 | $17,000 | dollars as filed | |
| NEW PAC METALS CORP | 64782A107 | COM | 11,369 | $17,000 | dollars as filed | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 1,138 | $17,000 | dollars as filed | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 9,998 | $17,000 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 14,381 | $17,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y848 | US EQTY ACCELRT9 | 575 | $17,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 288 | $17,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072794 | FOCUSED LRG CAP | 264 | $17,000 | dollars as filed | |
| Lifetime Brands Inc | 53222Q103 | COM | 1,969 | $17,000 | dollars as filed | |
| SERA PROGNOSTICS INC | 81749D107 | CMN | 2,952 | $17,000 | dollars as filed | |
| ATARA BIOTHERAPEUTICS INC | 046513206 | COM NEW | 2,045 | $17,000 | dollars as filed | |
| ITERIS INC NEW | 46564T107 | COM | 4,001 | $17,000 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 17,000 | $17,000 | dollars as filed | principal |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 5,188 | $16,000 | dollars as filed | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 5,542 | $16,000 | dollars as filed | |
| INTER & CO INC CLASS A COM | G4R20B107 | Stock | 2,674 | $16,000 | dollars as filed | |
| TIPTREE INC | 88822Q103 | COM | 1,000 | $16,000 | dollars as filed | call |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 415 | $16,000 | dollars as filed | |
| ACCURAY INC DEL | 004397105 | COM | 9,020 | $16,000 | dollars as filed | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 696 | $16,000 | dollars as filed | |
| CS DISCO INC | 126327105 | COM | 2,811 | $16,000 | dollars as filed | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 1,450 | $16,000 | dollars as filed | |
| MONTE ROSA THERAPEUTICS INC | 61225M102 | COM | 4,187 | $16,000 | dollars as filed | |
| ON24 INC | 68339B104 | COM | 2,746 | $16,000 | dollars as filed | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 6,200 | $16,000 | dollars as filed | |
| J JILL INC | 46620W201 | COMMON STOCK | 446 | $16,000 | dollars as filed | |
| CONTANGO SILVER GOLD INC | 21077F100 | COMMON STOCK | 908 | $16,000 | dollars as filed | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 4,686 | $16,000 | dollars as filed | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 1,779 | $16,000 | dollars as filed | |
| ASTORIA REAL ASSET ETF | 46141T117 | UIE | 1,061 | $16,000 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 11,000 | $16,000 | dollars as filed | principal |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 3,494 | $16,000 | dollars as filed | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 397 | $16,000 | dollars as filed | |
| AMERICAN LITHIUM CORP COM | 027259209 | COM | 29,445 | $16,000 | dollars as filed | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 23,077 | $16,000 | dollars as filed | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 1,200 | $16,000 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 18,000 | $16,000 | dollars as filed | principal |
| COOL CO LTD | G2415A113 | COMMON SHARES | 1,339 | $16,000 | dollars as filed | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 683 | $16,000 | dollars as filed | |
| FORGE GLOBAL HOLDINGS INC | 34629L103 | COM | 10,793 | $16,000 | dollars as filed | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 10,280 | $15,000 | dollars as filed | |
| AUDIOEYE INC | 050734201 | COM NEW | 855 | $15,000 | dollars as filed | |
| INHIBRX BIOSCIENCES INC | 45720N103 | COM | 1,081 | $15,000 | dollars as filed | |
| TREDEGAR CORP | 894650100 | COM | 3,222 | $15,000 | dollars as filed | |
| PAYSIGN INC | 70451A104 | COM | 3,497 | $15,000 | dollars as filed | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 2,831 | $15,000 | dollars as filed | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 3,066 | $15,000 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H778 | ALLIANZIM US EQT | 510 | $15,000 | dollars as filed | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 4,393 | $15,000 | dollars as filed | |
| LEXEO THERAPEUTICS INC | 52886X107 | COMMON STOCK | 967 | $15,000 | dollars as filed | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 3,239 | $15,000 | dollars as filed | |
| CANDEL THERAPEUTICS INC | 137404109 | COMMON STOCK | 2,264 | $15,000 | dollars as filed | |
| CVRX INC | 126638105 | COMMON STOCK | 1,254 | $15,000 | dollars as filed | |
| CALIFORNIA BANCORP | 84252A106 | COMMON STOCK | 1,131 | $15,000 | dollars as filed | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 7,251 | $15,000 | dollars as filed | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 522 | $15,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 144 | $15,000 | dollars as filed | |
| FULL HSE RESORTS INC | 359678109 | COM | 3,086 | $15,000 | dollars as filed | |
| Up Fintech Holding Ltd | 91531W106 | COM | 3,500 | $15,000 | dollars as filed | |
| CATO CORP NEW | 149205106 | CL A | 2,721 | $15,000 | dollars as filed | |
| VINFAST AUTO LTD | Y9390M103 | SHS | 3,512 | $15,000 | dollars as filed | |
| HEPION PHARMACEUTICALS INC | 426897302 | COM | 14,520 | $15,000 | dollars as filed | |
| PIMCO EQUITY SER | 72202L389 | RAFI DYN EMERG | 750 | $15,000 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 18,424 | $15,000 | dollars as filed | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 3,058 | $15,000 | dollars as filed | |
| T2 BIOSYSTEMS INC | 89853L302 | COM NEW | 2,855 | $15,000 | dollars as filed | |
| ADVERUM BIOTECHNOLOGIES INC | 00773U207 | COM NEW | 2,234 | $15,000 | dollars as filed | |
| CHINA FD INC | 169373107 | COM | 1,447 | $15,000 | dollars as filed | |
| CIBUS INC | 17166A101 | CL A COM STK | 1,407 | $14,000 | dollars as filed | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 1,622 | $14,000 | dollars as filed | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 985 | $14,000 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q826 | SMALL MID CAP | 472 | $14,000 | dollars as filed | |
| ZYNEX INC | 98986M103 | COM | 1,493 | $14,000 | dollars as filed | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 13,182 | $14,000 | dollars as filed | |
| VIRGINIA NATIONAL BANKSHARES | 928031103 | COMMON STOCK | 440 | $14,000 | dollars as filed | |
| ERMENEGILDO ZEGNA NV | N30577105 | COMMON STOCK | 1,192 | $14,000 | dollars as filed | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 312 | $14,000 | dollars as filed | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 3,679 | $14,000 | dollars as filed | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 659 | $14,000 | dollars as filed | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 9,174 | $14,000 | dollars as filed | |
| USCF ETF TR | 90290T882 | MIDS ENE INC ETF | 337 | $14,000 | dollars as filed | |
| SKYE BIOSCIENCE INC | 83086J200 | COM NEW | 1,709 | $14,000 | dollars as filed | |
| FRANKLIN FTSE SOUTH KOREA ETF | 35473P710 | ETF | 658 | $14,000 | dollars as filed | |
| STRATASYS LTD | M85548101 | SHS | 1,695 | $14,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092345 | BLUE CHIP VALUE | 460 | $14,000 | dollars as filed | |
| ISPIRE TECHNOLOGY INC | 46501C100 | CMN | 1,813 | $14,000 | dollars as filed | |
| IZEA WORLDWIDE INC | 46604H204 | CMN | 5,993 | $14,000 | dollars as filed | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 5,898 | $14,000 | dollars as filed | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 478 | $14,000 | dollars as filed | |
| GLOBAL X FDS | 37960A743 | INFORMATION TEC | 422 | $14,000 | dollars as filed | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 1,798 | $14,000 | dollars as filed | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 11,897 | $14,000 | dollars as filed | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 2,599 | $14,000 | dollars as filed | |
| LI-CYCLE HLDGS CORP F | 50202P204 | FOREIGN CANADIAN | 2,173 | $14,000 | dollars as filed | |
| MANAGED PORTFOLIO SERIES | 56167N753 | TORTOISE GLOBAL | 299 | $14,000 | dollars as filed | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 4,000 | $14,000 | dollars as filed | |
| NEUEHEALTH INC | 10920V404 | COM NEW | 2,616 | $14,000 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 4,000 | $14,000 | dollars as filed | principal |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 17,002 | $14,000 | dollars as filed | |
| GH RESEARCH PLC ORDINARY SHARES | G3855L106 | Stock | 1,097 | $13,000 | dollars as filed | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 1,633 | $13,000 | dollars as filed | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 666 | $13,000 | dollars as filed | |
| CONTINEUM THERAPEUTICS INC CL A | 21217B100 | Stock | 752 | $13,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 323 | $13,000 | dollars as filed | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 5,541 | $13,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 160 | $13,000 | dollars as filed | |
| PORCH GROUP INC | 733245104 | COM | 8,511 | $13,000 | dollars as filed | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 6,302 | $13,000 | dollars as filed | |
| GMO ETF TRUST | 90139K100 | US QUALITY ETF | 437 | $13,000 | dollars as filed | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 7,238 | $13,000 | dollars as filed | |
| EGAIN CORP | 28225C806 | COM NEW | 2,109 | $13,000 | dollars as filed | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 2,211 | $13,000 | dollars as filed | |
| GYRE THERAPEUTICS INC | 403783103 | COMMON STOCK | 1,052 | $13,000 | dollars as filed | |
| USCB FINANCIAL HOLDINGS INC | 90355N101 | COMMON STOCK | 985 | $13,000 | dollars as filed | |
| LIVEWIRE GROUP INC | 53838J105 | COMMON STOCK | 1,717 | $13,000 | dollars as filed | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 164 | $13,000 | dollars as filed | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 421 | $13,000 | dollars as filed | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 5,081 | $13,000 | dollars as filed | |
| 1Stdibs.Com Inc | 320551104 | COM | 2,743 | $13,000 | dollars as filed | |
| CSP INC | 126389105 | CMN | 900 | $13,000 | dollars as filed | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 15,175 | $13,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108573 | BLOOMBERG AI EQQ | 302 | $13,000 | dollars as filed | |
| PROSHARES TR | 74347G366 | SHRT RL EST FD | 699 | $13,000 | dollars as filed | |
| Ventyx Biosciences Inc | 92332V107 | Common Stock | 5,716 | $13,000 | dollars as filed | |
| MARINE PRODS CORP | 568427108 | cs | 1,326 | $13,000 | dollars as filed | |
| FARMER BROS CO | 307675108 | COM | 4,774 | $13,000 | dollars as filed | |
| ELEVATION ONCOLOGY INC COM | 28623U101 | Stock | 4,907 | $13,000 | dollars as filed | |
| URGENTLY INC COM NEW | 916931108 | Stock | 7,579 | $13,000 | dollars as filed | |
| NULL | 500767470 | NULL | 1,006 | $13,000 | dollars as filed | |
| GLOBAL X FDS | 37960A768 | FINANCIALS COVRD | 504 | $13,000 | dollars as filed | |
| GLOBAL X FDS | 37960A750 | HEALTH CARE COVR | 500 | $13,000 | dollars as filed | |
| ICL GROUP LTD SHS | M53213100 | Stock | 2,767 | $12,000 | dollars as filed | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 634 | $12,000 | dollars as filed | |
| BRADY CORP | 104674106 | CL A | 183 | $12,000 | dollars as filed | |
| GROWGENERATION CORP | 39986L109 | COM | 5,528 | $12,000 | dollars as filed | |
| KYVERNA THERAPEUTICS INC | 501976104 | COMMON STOCK | 1,584 | $12,000 | dollars as filed | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 936 | $12,000 | dollars as filed | |
| MEDIWOUND LTD | M68830112 | COMMON STOCK | 753 | $12,000 | dollars as filed | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 1,184 | $12,000 | dollars as filed | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 3,375 | $12,000 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q834 | INTL EQUITY ETF | 424 | $12,000 | dollars as filed | |
| Gilat Satellite Network | M51474118 | COM | 2,692 | $12,000 | dollars as filed | |
| HF FOODS GROUP INC | 40417F109 | COM | 4,114 | $12,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 164 | $12,000 | dollars as filed | |
| ALPS ETF TR | 00162Q379 | O SHARES INTL D | 396 | $12,000 | dollars as filed | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 740 | $12,000 | dollars as filed | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 2,678 | $12,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C243 | INVTOR 2 PLS 5 | 583 | $12,000 | dollars as filed | |
| OPTHEA LTD | 68386J208 | SPONSORED ADS | 6,000 | $12,000 | dollars as filed | |
| TIDAL TRUST II | 88634T824 | YIELDMAX COIN OP | 567 | $12,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G623 | MSCI GREEN BUIL | 793 | $12,000 | dollars as filed | |
| DESKTOP METAL INC | 25058X303 | COMMON STOCK | 2,871 | $12,000 | dollars as filed | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 6,000 | $12,000 | dollars as filed | principal |
| CANOO INC | 13803R201 | CL A COM NEW | 5,895 | $12,000 | dollars as filed | |
| DARIOHEALTH CORP | 23725P209 | COM | 9,102 | $12,000 | dollars as filed | |
| AETERNA ZENTARIS INC | 007975600 | COM | 2,615 | $12,000 | dollars as filed | |
| 908 DEVICES INC COM | 65443P102 | Stock | 2,241 | $11,000 | dollars as filed | |
| AEVA TECHNOLOGIES INC COM NEW | 00835Q202 | Stock | 4,529 | $11,000 | dollars as filed | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 302 | $11,000 | dollars as filed | |
| ASP ISOTOPES INC | 00218A105 | COM | 3,728 | $11,000 | dollars as filed | |
| CANAAN INC | 134748102 | SPONSORED ADS | 10,810 | $11,000 | dollars as filed | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 2,903 | $11,000 | dollars as filed | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 1,350 | $11,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y665 | GRADIENT TACTIC | 401 | $11,000 | dollars as filed | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 4,315 | $11,000 | dollars as filed | |
| JPMORGAN GLOBAL SELECT EQUITY ETF | 46654Q740 | COM | 186 | $11,000 | dollars as filed | |
| KALTURA INC | 483467106 | COMMON STOCK | 9,041 | $11,000 | dollars as filed | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 250 | $11,000 | dollars as filed | |
| J P MORGAN ETF LTD DURATION BD | 46654Q773 | ETF | 210 | $11,000 | dollars as filed | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 390 | $11,000 | dollars as filed | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 437 | $11,000 | dollars as filed | |
| XBIOTECH INC | 98400H102 | COM | 1,948 | $11,000 | dollars as filed | |
| TILLYS INC | 886885102 | CL A | 1,759 | $11,000 | dollars as filed | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 2,939 | $11,000 | dollars as filed | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 528 | $11,000 | dollars as filed | |
| BATTALION OIL CORP | 07134L107 | COM | 3,408 | $11,000 | dollars as filed | |
| Q32 BIO INC | 746964105 | Common Stock | 622 | $11,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 450 | $11,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G823 | DAIL ROBO AR ETF | 504 | $11,000 | dollars as filed | |
| TCW ETF TRUST | 29287L304 | TRAN SU CHAI ETF | 171 | $11,000 | dollars as filed | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 4,642 | $11,000 | dollars as filed | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 10,063 | $11,000 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 35,357 | $11,000 | dollars as filed | |
| WISDOMTREE INC | 97717PAD6 | NOTE 3.250% 6/1 | 10,000 | $11,000 | dollars as filed | principal |
| GRITSTONE BIO INC | 39868T105 | COM | 17,726 | $11,000 | dollars as filed | |
| REGULUS THERAPEUTICS INC | 75915K309 | COM | 5,948 | $11,000 | dollars as filed | |
| ALIMERA SCIENCES INC | 016259202 | COM | 2,015 | $11,000 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B321 | NYLI HEALTHY HEA | 350 | $11,000 | dollars as filed | |
| VanEck Bitcoin Trust | 92189K105 | SHS | 147 | $10,000 | dollars as filed | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 2,004 | $10,000 | dollars as filed | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 377 | $10,000 | dollars as filed | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 23,315 | $10,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N699 | MANAGED FUTURES | 375 | $10,000 | dollars as filed | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 2,953 | $10,000 | dollars as filed | |
| QUANTUM SI INC | 74765K105 | COM CL A | 9,463 | $10,000 | dollars as filed | |
| HARBOR ETF TRUST | 41151J406 | LONG TERM GROWER | 399 | $10,000 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 6,683 | $10,000 | dollars as filed | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 1,360 | $10,000 | dollars as filed | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 510 | $10,000 | dollars as filed | |
| SKY HARBOUR GROUP CORP | 83085C107 | COMMON STOCK | 1,067 | $10,000 | dollars as filed | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 561 | $10,000 | dollars as filed | |
| NEUROPACE INC | 641288105 | COMMON STOCK | 1,283 | $10,000 | dollars as filed | |
| GLOBAL X FDS | 37960A438 | 1 3 MO T BI ET | 100 | $10,000 | dollars as filed | |
| PACER TRENDPILOT FUND OF FUNDS ETF | 69374H675 | ETF | 319 | $10,000 | dollars as filed | |
| AYTU BIOPHARMA INC | 054754858 | COM | 3,285 | $10,000 | dollars as filed | |
| CENTESSA PHARMACEUTICALS PLC | 152309100 | SPONSORED ADS | 1,117 | $10,000 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 13,569 | $10,000 | dollars as filed | |
| Afya Ltd-Class A | G01125106 | COM | 546 | $10,000 | dollars as filed | |
| ELECTROVAYA INC | 28617B606 | COM | 4,007 | $10,000 | dollars as filed | |
| AWARE INC MASS | 05453N100 | CMN | 5,387 | $10,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 100 | $10,000 | dollars as filed | |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 4,045 | $10,000 | dollars as filed | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 400 | $10,000 | dollars as filed | principal |
| VALENS SEMICONDUCTOR LTD | M9607U115 | ORDINARY SHARES | 3,149 | $10,000 | dollars as filed | |
| NRX PHARMACEUTICALS INC | 629444209 | COM NEW | 4,013 | $10,000 | dollars as filed | |
| TIDAL TRUST I | 886364645 | SONICSHARES GBL | 262 | $10,000 | dollars as filed | |
| PCM FD INC | 69323T101 | COM | 1,294 | $10,000 | dollars as filed | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 4,907 | $10,000 | dollars as filed | |
| VALKYRIE ETF TRUST II | 91917A108 | COINSHARES BITCN | 550 | $10,000 | dollars as filed | |
| NOODLES & CO | 65540B105 | COM CL A | 6,447 | $10,000 | dollars as filed | |
| Rithm Property Trust Inc | 38983D300 | REIT | 2,872 | $10,000 | dollars as filed | |
| STERLING BANCORP INC | 85917W102 | COM | 2,001 | $10,000 | dollars as filed | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 3,091 | $10,000 | dollars as filed | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 1,000 | $10,000 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 10,000 | $10,000 | dollars as filed | principal |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 10,000 | $10,000 | dollars as filed | principal |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 23,444 | $10,000 | dollars as filed | |
| FARADAY FUTURE INTLGT ELEC I | 307359703 | COM CL A | 20,640 | $10,000 | dollars as filed | |
| LILIUM N V | N52586109 | COM | 11,900 | $10,000 | dollars as filed | |
| ELECTRA BATTERY MATERIALS CO | 28474P201 | COM | 23,653 | $10,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108623 | AMPLIFY US ALTER | 6,149 | $10,000 | dollars as filed | |
| CHILDRENS PL INC NEW | 168905107 | COM | 1,033 | $9,000 | dollars as filed | |
| VYNE THERAPEUTICS INC | 92941V308 | COM | 4,456 | $9,000 | dollars as filed | |
| CHEMOURS CO COM | 163851108 | Stock | 400 | $9,000 | dollars as filed | call |
| ALTO NEUROSCIENCE INC COM SHS | 02157Q109 | Stock | 834 | $9,000 | dollars as filed | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 707 | $9,000 | dollars as filed | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 1,790 | $9,000 | dollars as filed | |
| VANECK ETF TRUST | 92189H821 | DIGI TRANSFRM | 720 | $9,000 | dollars as filed | |
| KAYNE ANDERSON BDC INC | 48662X105 | COM SHS | 580 | $9,000 | dollars as filed | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 700 | $9,000 | dollars as filed | |
| OFS CAPITAL CORP | 67103B100 | COM | 1,000 | $9,000 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 9,733 | $9,000 | dollars as filed | |
| TASKUS INC | 87652V109 | CLASS A COM | 666 | $9,000 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 6,955 | $9,000 | dollars as filed | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 1,038 | $9,000 | dollars as filed | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 1,706 | $9,000 | dollars as filed | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 2,865 | $9,000 | dollars as filed | |
| HYCROFT MINING HOLDING CO A | 44862P208 | COMMON STOCK | 3,734 | $9,000 | dollars as filed | |
| SONIDA SENIOR LIVING INC | 140475203 | COMMON STOCK | 323 | $9,000 | dollars as filed | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 526 | $9,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C581 | US EQTY BUF NOV | 243 | $9,000 | dollars as filed | |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 241 | $9,000 | dollars as filed | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 463 | $9,000 | dollars as filed | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 300 | $9,000 | dollars as filed | |
| VINCI COMPASS INVESTMENTS LTD | G9451V109 | COM CL A | 830 | $9,000 | dollars as filed | |
| SHAKE SHACK INC | 819047AB7 | NOTE 3/0 | 10,000 | $9,000 | dollars as filed | principal |
| CURIS INC | 231269309 | COM | 1,235 | $9,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P854 | ESG HI TLD CRP | 425 | $9,000 | dollars as filed | |
| CORE SCIENTIFIC INC NEW | 21874A114 | *W EXP 01/23/202 | 1,950 | $9,000 | dollars as filed | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 153 | $9,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N863 | N VOLATILITY PREM | 420 | $9,000 | dollars as filed | |
| TELESAT CORP | 879512309 | CL A & CL B SHS | 1,012 | $9,000 | dollars as filed | |
| GEE GROUP INC | 36165A102 | COM | 30,000 | $9,000 | dollars as filed | |
| DESTRA MULTI-ALTERNATIVE FD | 25065A502 | COMMON SHARES | 1,107 | $9,000 | dollars as filed | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 1,000 | $9,000 | dollars as filed | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 15,805 | $9,000 | dollars as filed | |
| DBX ETF TR | 23306X407 | XTRACKRS S&P 100 | 294 | $9,000 | dollars as filed | |
| CERVOMED INC | 15713L109 | COM | 511 | $9,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092246 | CLOUD COMPUTNG | 372 | $9,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524664 | ARIEL OPPOR ETF | 394 | $9,000 | dollars as filed | |
| MASTECH HLDGS INC | 57633B100 | COM | 1,243 | $9,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P637 | FTSE JAPAN HDG | 269 | $9,000 | dollars as filed | |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 10,000 | $9,000 | dollars as filed | principal |
| BANK MONTREAL MEDIUM | 063679534 | MICROSECTORS FAN | 20 | $9,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092238 | DIGITAL HLTH ETF | 472 | $9,000 | dollars as filed | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 9,000 | $9,000 | dollars as filed | principal |
| MONDEE HOLDINGS INC | 465712107 | COM | 3,603 | $9,000 | dollars as filed | |
| THERATECHNOLOGIES INC | 88338H704 | COM | 6,305 | $9,000 | dollars as filed | |
| MOGO INC | 60800C208 | COM | 5,594 | $8,000 | dollars as filed | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 7,849 | $8,000 | dollars as filed | |
| CRITICAL METALS CORP | G2662B103 | PUBCO ORD SHS | 688 | $8,000 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 23,545 | $8,000 | dollars as filed | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 7,459 | $8,000 | dollars as filed | |
| WALDENCAST PLC | G9503X103 | CLASS A ORD SHS | 2,309 | $8,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y560 | ADVISORSHS ETF | 135 | $8,000 | dollars as filed | |
| ALLOT LTD | M0854Q105 | SHS | 3,635 | $8,000 | dollars as filed | |
| CAPITOL SER TR | 14064D519 | HULL TACTICAL | 192 | $8,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 220 | $8,000 | dollars as filed | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 2,431 | $8,000 | dollars as filed | |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 3,196 | $8,000 | dollars as filed | |
| SOUND POINT MERIDIAN CAP INC | 83617A108 | CMN | 377 | $8,000 | dollars as filed | |
| TIDAL TRUST II | 88634T782 | YIELDMAX NFLX | 441 | $8,000 | dollars as filed | |
| YieldMax MSTR Option Income Strategy ETF | 88634T493 | ETF | 292 | $8,000 | dollars as filed | |
| FiscalNote Holdings Inc | 337655104 | Common Stock | 5,690 | $8,000 | dollars as filed | |
| Renovaro Inc | 29350E104 | Common Stock | 4,586 | $8,000 | dollars as filed | |
| WALKME LTD ORD SHS | M97628107 | Stock | 556 | $8,000 | dollars as filed | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 10,687 | $8,000 | dollars as filed | |
| BW LPG LTD | G17384101 | SHS | 410 | $8,000 | dollars as filed | |
| SYSTEM1 INC | 87200P109 | COM | 5,360 | $8,000 | dollars as filed | |
| EA SERIES TRUST | 02072L359 | ARK 21SHARES ACT | 138 | $8,000 | dollars as filed | |
| TIDAL TR II | 88636J824 | DEFIANCE R2000 E | 583 | $8,000 | dollars as filed | |
| VISION MARINE TECHNOLOGIES I | C96657116 | COM | 11,119 | $8,000 | dollars as filed | |
| Dimensional Global Real Estate ETF | 25434V658 | COM | 282 | $7,000 | dollars as filed | |
| GEVO INC | 374396406 | COM PAR | 13,401 | $7,000 | dollars as filed | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,131 | $7,000 | dollars as filed | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 295 | $7,000 | dollars as filed | |
| OSISKO DEVELOPMENT CORP | 68828E809 | COM NEW | 3,671 | $7,000 | dollars as filed | |
| ANGEL OAK FUNDS TRUST | 03463K737 | MORTGAGE BACKED | 819 | $7,000 | dollars as filed | |
| NIOCORP DEVS LTD | 654484609 | COM NEW | 3,795 | $7,000 | dollars as filed | |
| KODIAK SCIENCES INC | 50015M109 | COM | 3,188 | $7,000 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 980 | $7,000 | dollars as filed | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 5,727 | $7,000 | dollars as filed | |
| AMERICAN WELL CORP | 03044L105 | CL A | 21,387 | $7,000 | dollars as filed | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 300 | $7,000 | dollars as filed | |
| ZURA BIO LTD | G9TY5A101 | COMMON STOCK | 1,882 | $7,000 | dollars as filed | |
| AVALO THERAPEUTICS INC | 05338F306 | COMMON STOCK | 590 | $7,000 | dollars as filed | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 5,041 | $7,000 | dollars as filed | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 3,536 | $7,000 | dollars as filed | |
| KOLIBRI GLOBAL ENERGY INC | 50043K406 | COMMON STOCK | 1,948 | $7,000 | dollars as filed | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 618 | $7,000 | dollars as filed | |
| FREIGHTCAR AMER INC | 357023100 | COM | 1,949 | $7,000 | dollars as filed | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 2,285 | $7,000 | dollars as filed | |
| EDESA BIOTECH INC | 27966L306 | COM NEW | 1,737 | $7,000 | dollars as filed | |
| SEANERGY MARITIME HOLD F | Y73760400 | FOREIGN ORDINARIES | 700 | $7,000 | dollars as filed | |
| EMPIRE PETE CORP | 292034303 | COM | 1,320 | $7,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P546 | SYSTMTC STYL PRE | 280 | $7,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y659 | CYBERSECURITY FD | 275 | $7,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 220 | $7,000 | dollars as filed | |
| KOSS CORP | 500692108 | COM | 1,502 | $7,000 | dollars as filed | |
| LANTERN PHARMA INC | 51654W101 | COM | 1,420 | $7,000 | dollars as filed | |
| 374WATER INC | 88583P104 | COM | 6,158 | $7,000 | dollars as filed | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 2,799 | $7,000 | dollars as filed | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 7,000 | $7,000 | dollars as filed | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 7,000 | $7,000 | dollars as filed | principal |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 4,000 | $7,000 | dollars as filed | principal |
| ORGANIGRAM HLDGS INC | 68620P705 | COM | 4,656 | $7,000 | dollars as filed | |
| PROPERTYGURU GROUP LTD | G7258M108 | ORD SHS | 1,545 | $7,000 | dollars as filed | |
| ALLOVIR INC | 019818103 | COM | 9,294 | $7,000 | dollars as filed | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 342 | $7,000 | dollars as filed | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 167 | $6,000 | dollars as filed | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 3,991 | $6,000 | dollars as filed | |
| FERROGLOBE PLC | G33856108 | SHS | 1,187 | $6,000 | dollars as filed | |
| LIVEPERSON, INC. | 538146101 | COM | 9,912 | $6,000 | dollars as filed | |
| WALLBOX NV | N94209108 | SHS CL A | 3,939 | $6,000 | dollars as filed | |
| FIBROGEN INC | 31572Q808 | COM | 6,802 | $6,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F130 | REAL ASSETS ETF | 207 | $6,000 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 7,095 | $6,000 | dollars as filed | |
| MURAL ONCOLOGY PUB LTD CO | G63365103 | ORD SHS | 1,717 | $6,000 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 1,703 | $6,000 | dollars as filed | |
| FORAFRIC GLOBAL PLC | X3R81D102 | COMMON STOCK | 517 | $6,000 | dollars as filed | |
| STRAWBERRY FIELDS REIT INC | 863182101 | REIT | 548 | $6,000 | dollars as filed | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 1,610 | $6,000 | dollars as filed | |
| AIRGAIN INC | 00938A104 | COM | 937 | $6,000 | dollars as filed | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 2,683 | $6,000 | dollars as filed | |
| ZHIHU INC | 98955N207 | SPONSORED ADS | 2,384 | $6,000 | dollars as filed | |
| OUTLOOK THERAPEUTICS INC | 69012T305 | COM | 880 | $6,000 | dollars as filed | |
| NEXA RES S A | L67359106 | COM | 770 | $6,000 | dollars as filed | |
| AN2 THERAPEUTICS INC | 037326105 | COM | 2,812 | $6,000 | dollars as filed | |
| SKILLSOFT CORP | 83066P309 | CL A | 405 | $6,000 | dollars as filed | |
| MINERVA NEUROSCIENCES INC | 603380205 | COM NEW | 1,829 | $6,000 | dollars as filed | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 708 | $6,000 | dollars as filed | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 1,531 | $6,000 | dollars as filed | |
| BETTERWARE DE MEXC S A P I D | P1666E105 | SHS | 414 | $6,000 | dollars as filed | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 165 | $6,000 | dollars as filed | |
| ACRIVON THERAPEUTICS INC | 004890109 | CMN | 1,116 | $6,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092253 | CMN | 456 | $6,000 | dollars as filed | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 5,605 | $6,000 | dollars as filed | |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 8,000 | $6,000 | dollars as filed | principal |
| BARINTHUS BIOTHERAPEUTICS PL | 91864C107 | ADS | 4,065 | $6,000 | dollars as filed | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 3,000 | $6,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-24-037262 | superseded | 2024-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-24-045394 | this filing | 2024-11-06 | acceptance time not in the bulk data set |