13F-HR/A filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR/A for the quarter ended 2024-03-31, filed 2024-11-05, with 7,424 holding rows worth $435,869,685,000.
- Accession
- 0001140361-24-045234
- Filer
- CIK 1000275
- Filed
- 2024-11-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2024
A holdings report, amendment of type restatement, 27,530 entries on the cover page, a total value of $435,869,685,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $435,869,685,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
- included managerRBC Indigo Asset Management Inc028-15539
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 14,988 | $483,000 | dollars as filed | |
| MAGNITE INC COM | 55955D100 | Stock | 44,778 | $482,000 | dollars as filed | |
| XPENG INC ADS | 98422D105 | ADR | 62,500 | $480,000 | dollars as filed | call |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 36,321 | $479,000 | dollars as filed | |
| NEUBERGER BERMAN ETF TRUST | 64135A200 | DISRUPTERS ETF | 16,525 | $479,000 | dollars as filed | |
| ALKERMES PLC | G01767105 | SHS | 17,645 | $478,000 | dollars as filed | |
| AMC NETWORKS INC | 00164V103 | CL A | 39,438 | $477,000 | dollars as filed | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X103 | COM CL A | 82,067 | $477,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 33,742 | $477,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 10,918 | $477,000 | dollars as filed | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 19,500 | $475,000 | dollars as filed | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 20,189 | $475,000 | dollars as filed | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 9,950 | $475,000 | dollars as filed | |
| INNOVATOR ETFS TR ETF S&P 500 BUFFER SEPTEMBER | 45782C664 | ETF | 12,014 | $472,000 | dollars as filed | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 4,715 | $471,000 | dollars as filed | |
| NOVA LTD COM | M7516K103 | Stock | 2,649 | $470,000 | dollars as filed | |
| LGI HOMES INC COM | 50187T106 | Stock | 4,043 | $470,000 | dollars as filed | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 26,318 | $470,000 | dollars as filed | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 33,926 | $469,000 | dollars as filed | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 6,275 | $469,000 | dollars as filed | |
| CORECARD CORPORATION | 45816D100 | COM | 42,310 | $467,000 | dollars as filed | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 94,753 | $467,000 | dollars as filed | |
| JOHN MARSHALL BANCORP INC | 47805L101 | COMMON STOCK | 26,006 | $466,000 | dollars as filed | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 12,412 | $466,000 | dollars as filed | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 10,609 | $465,000 | dollars as filed | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 42,050 | $465,000 | dollars as filed | |
| BIOHAVEN LTD | G1110E107 | COM | 8,511 | $464,000 | dollars as filed | |
| AAR CORP | 000361105 | COM | 7,743 | $464,000 | dollars as filed | |
| GLOBAL X FDS | 37960A669 | SUPERDIVIDEND | 21,441 | $464,000 | dollars as filed | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 81,032 | $463,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 14,263 | $463,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 7,126 | $462,000 | dollars as filed | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 28,280 | $461,000 | dollars as filed | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 7,200 | $460,000 | dollars as filed | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 10,463 | $458,000 | dollars as filed | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 12,040 | $458,000 | dollars as filed | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 37,698 | $458,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 8,985 | $458,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 7,060 | $457,000 | dollars as filed | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 40,976 | $456,000 | dollars as filed | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 28,700 | $456,000 | dollars as filed | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 8,329 | $455,000 | dollars as filed | |
| INNOVATOR U.S. EQUITY BUFFER ETF - OCTOBER | 45782C771 | ETF | 11,231 | $455,000 | dollars as filed | |
| ESCALADE INC | 296056104 | COMMON STOCK | 33,023 | $454,000 | dollars as filed | |
| SITE CENTERS CORP | 82981J109 | COM | 30,961 | $453,000 | dollars as filed | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 12,427 | $452,000 | dollars as filed | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 3,495 | $450,000 | dollars as filed | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 11,270 | $450,000 | dollars as filed | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 119,158 | $447,000 | dollars as filed | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 30,000 | $447,000 | dollars as filed | call |
| MARQETA INC | 57142B104 | CLASS A COM | 74,882 | $447,000 | dollars as filed | |
| MESABI TR | 590672101 | CTF BEN INT | 25,261 | $447,000 | dollars as filed | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 20,000 | $447,000 | dollars as filed | |
| ASTERA LABS INC COM | 04626A103 | COM | 6,024 | $446,000 | dollars as filed | |
| IShares Bitcoin Trust Registered | 46438F101 | SHS | 10,993 | $445,000 | dollars as filed | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 11,331 | $445,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 11,393 | $445,000 | dollars as filed | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 580 | $444,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 9,809 | $444,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108102 | CMN | 7,657 | $444,000 | dollars as filed | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 17,466 | $441,000 | dollars as filed | |
| RXSIGHT INC | 78349D107 | COM | 8,510 | $439,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U885 | FT VEST US EQT | 12,016 | $438,000 | dollars as filed | |
| DNOW INC | 67011P100 | COMMON STOCK | 28,818 | $438,000 | dollars as filed | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 4,216 | $437,000 | dollars as filed | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 3,064 | $436,000 | dollars as filed | |
| RLJ LODGING TR COM | 74965L101 | REIT | 36,751 | $435,000 | dollars as filed | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 8,420 | $435,000 | dollars as filed | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 69,398 | $435,000 | dollars as filed | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 61,883 | $435,000 | dollars as filed | |
| AMERICAN CENTURY ETF TR QUALITY DIVERSIFIED INTL | 025072406 | ETF | 8,746 | $435,000 | dollars as filed | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 15,071 | $434,000 | dollars as filed | |
| LIMBACH HLDGS INC | 53263P105 | COM | 10,457 | $434,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q815 | SUST MUNI IN ETF | 8,617 | $434,000 | dollars as filed | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 16,108 | $433,000 | dollars as filed | |
| LTC PPTYS INC COM | 502175102 | REIT | 13,321 | $433,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 11,085 | $433,000 | dollars as filed | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 11,767 | $433,000 | dollars as filed | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 96,926 | $433,000 | dollars as filed | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 16,278 | $432,000 | dollars as filed | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 24,092 | $432,000 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 143,716 | $429,000 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 99,800 | $428,000 | dollars as filed | put |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 9,972 | $428,000 | dollars as filed | |
| AMPLIFY ALTERNATIVE HARVEST ETF | 032108631 | ETF | 102,371 | $428,000 | dollars as filed | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 18,637 | $427,000 | dollars as filed | |
| WEIS MKTS INC COM | 948849104 | Stock | 6,620 | $426,000 | dollars as filed | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 13,234 | $426,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 5,021 | $426,000 | dollars as filed | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 4,487 | $425,000 | dollars as filed | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 39,061 | $424,000 | dollars as filed | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 4,571 | $423,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F847 | FT VEST US EQT | 9,465 | $423,000 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F713 | CONV | 10,881 | $423,000 | dollars as filed | principal |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 161,439 | $422,000 | dollars as filed | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 18,781 | $421,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C383 | US EQTY PWR BUF | 11,429 | $421,000 | dollars as filed | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 12,121 | $421,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N568 | USAA MSCI USA SM | 5,246 | $421,000 | dollars as filed | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 31,184 | $421,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q233 | BETA DEVE EX ETF | 8,726 | $420,000 | dollars as filed | |
| WORTHINGTON STL INC | 982104101 | COM SHS | 11,689 | $420,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 6,946 | $419,000 | dollars as filed | |
| CHAMPION HOMES INC | 830830105 | COM | 4,915 | $418,000 | dollars as filed | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 20,146 | $418,000 | dollars as filed | |
| SILVERBOW RES INC | 82836G102 | COM | 12,250 | $418,000 | dollars as filed | |
| VICOR CORP | 925815102 | COM | 10,909 | $417,000 | dollars as filed | |
| VICTORIAS SECRET AND CO COMMON STOCK | 926400102 | Stock | 21,422 | $416,000 | dollars as filed | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 10,698 | $416,000 | dollars as filed | |
| WISDOMTREE TR | 97717X867 | CMN | 15,144 | $415,000 | dollars as filed | |
| TRUPANION INC | 898202106 | COM | 15,027 | $414,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C672 | US EQT ULTRA BF | 12,672 | $414,000 | dollars as filed | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 14,558 | $414,000 | dollars as filed | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 34,181 | $413,000 | dollars as filed | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 4,432 | $412,000 | dollars as filed | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 4,509 | $411,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 11,627 | $411,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 2,624 | $409,000 | dollars as filed | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 4,438 | $408,000 | dollars as filed | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 22,435 | $407,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F714 | FT VEST US EQT | 10,168 | $407,000 | dollars as filed | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 39,330 | $406,000 | dollars as filed | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 39,875 | $406,000 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 26,074 | $406,000 | dollars as filed | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 35,707 | $406,000 | dollars as filed | |
| INVESTMENT MANAGERS SER TR I | 46144X107 | AXS CHANGE FINAN | 11,070 | $406,000 | dollars as filed | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 43,865 | $405,000 | dollars as filed | |
| T ROWE PRICE DIVIDEND GROWTH ETF | 87283Q404 | COM | 10,653 | $405,000 | dollars as filed | |
| BLOCK INC | 852234AK9 | NOTE 0.250%11/0 | 485,000 | $404,000 | dollars as filed | principal |
| LADDER CAP CORP CL A | 505743104 | REIT | 36,198 | $402,000 | dollars as filed | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 35,631 | $402,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P797 | CMN | 13,729 | $402,000 | dollars as filed | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 54,856 | $401,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 8,575 | $399,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U406 | FT VEST U.S. | 10,636 | $398,000 | dollars as filed | |
| KNOWLES CORP COM | 49926D109 | Stock | 24,579 | $396,000 | dollars as filed | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 25,865 | $395,000 | dollars as filed | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 10,934 | $394,000 | dollars as filed | |
| INVESCO BULLETSHARES (R)2027 MUNICIPAL BOND ETF | 46138J494 | UIE | 16,670 | $394,000 | dollars as filed | |
| SSGA ACTIVE TR | 78470P408 | STATE STREET US | 7,878 | $393,000 | dollars as filed | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 10,243 | $393,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 7,009 | $393,000 | dollars as filed | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 44,908 | $393,000 | dollars as filed | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 3,317 | $391,000 | dollars as filed | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 10,954 | $391,000 | dollars as filed | |
| RYAN SPECIALTY HOLDINGS INC CL A | 78351F107 | Stock | 7,019 | $390,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A446 | OPUS SML CP VL | 10,811 | $389,000 | dollars as filed | |
| OPEN TEXT CORP COM | 683715106 | Stock | 10,000 | $388,000 | dollars as filed | call |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 28,649 | $388,000 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 69,895 | $388,000 | dollars as filed | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 43,152 | $388,000 | dollars as filed | |
| ISHARES TR | 46436E536 | US SML CP VALUE | 12,686 | $388,000 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 8,899 | $385,000 | dollars as filed | |
| SPROTT FDS TR | 85208P808 | JUNIOR URANIUM | 15,086 | $384,000 | dollars as filed | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 16,370 | $384,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P496 | CMN | 15,450 | $384,000 | dollars as filed | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 24,768 | $383,000 | dollars as filed | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 54,247 | $383,000 | dollars as filed | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 6,535 | $382,000 | dollars as filed | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 8,921 | $381,000 | dollars as filed | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 15,740 | $381,000 | dollars as filed | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 40,619 | $381,000 | dollars as filed | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 11,813 | $380,000 | dollars as filed | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 9,444 | $379,000 | dollars as filed | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 8,076 | $377,000 | dollars as filed | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 45,207 | $376,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 6,111 | $376,000 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 46,193 | $376,000 | dollars as filed | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 4,482 | $376,000 | dollars as filed | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 30,308 | $375,000 | dollars as filed | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 17,294 | $374,000 | dollars as filed | |
| PROCEPT BIOROBOTICS CORP COM | 74276L105 | Stock | 7,559 | $373,000 | dollars as filed | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 4,444 | $373,000 | dollars as filed | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 24,256 | $372,000 | dollars as filed | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 6,710 | $371,000 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 39,871 | $371,000 | dollars as filed | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 35,431 | $371,000 | dollars as filed | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 35,331 | $371,000 | dollars as filed | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 8,696 | $370,000 | dollars as filed | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER ETF JUNE | 45782C730 | ETF | 11,942 | $370,000 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 60,000 | $368,000 | dollars as filed | put |
| INVESCO BULLETSHARES 2029 MUNICIPAL BOND ETF | 46138J478 | ETF | 15,844 | $368,000 | dollars as filed | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 68,912 | $367,000 | dollars as filed | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 19,102 | $366,000 | dollars as filed | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 13,950 | $365,000 | dollars as filed | |
| MAPLEBEAR INC COM | 565394103 | Stock | 9,709 | $363,000 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 21,974 | $363,000 | dollars as filed | |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 9,821 | $363,000 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 108,349 | $362,000 | dollars as filed | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 31,343 | $361,000 | dollars as filed | |
| ISHARES TR | 46438G885 | CMN | 14,064 | $361,000 | dollars as filed | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 5,661 | $360,000 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 60,167 | $360,000 | dollars as filed | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 20,173 | $360,000 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 37,000 | $360,000 | dollars as filed | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 23,854 | $360,000 | dollars as filed | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 34,796 | $360,000 | dollars as filed | |
| ITRON INC COM | 465741106 | Stock | 3,877 | $359,000 | dollars as filed | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 18,964 | $359,000 | dollars as filed | |
| INNOVATOR TR ETF S&P 500 BUFFER ETF JUNE | 45782C755 | ETF | 9,555 | $359,000 | dollars as filed | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 9,122 | $358,000 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 50,000 | $357,000 | dollars as filed | call |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 19,000 | $356,000 | dollars as filed | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 7,720 | $356,000 | dollars as filed | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 10,414 | $356,000 | dollars as filed | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 22,099 | $355,000 | dollars as filed | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 47,485 | $355,000 | dollars as filed | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 6,242 | $355,000 | dollars as filed | |
| RAMACO RES INC | 75134P600 | COM CL A | 21,097 | $355,000 | dollars as filed | |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 31,639 | $354,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 5,870 | $354,000 | dollars as filed | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 103,052 | $353,000 | dollars as filed | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 5,646 | $353,000 | dollars as filed | |
| DIME COMMERCIAL BANCSHARES I | 25432X102 | COMMON STOCK | 18,367 | $353,000 | dollars as filed | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 15,817 | $353,000 | dollars as filed | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 13,995 | $353,000 | dollars as filed | |
| EA SERIES TRUST | 02072L656 | ALTRIUS GBL DIV | 10,533 | $353,000 | dollars as filed | |
| INOGEN INC | 45780L104 | COM | 43,544 | $352,000 | dollars as filed | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 35,112 | $352,000 | dollars as filed | |
| BOUNDLESS BIO INC | 10170A100 | COM | 24,633 | $351,000 | dollars as filed | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 38,700 | $350,000 | dollars as filed | |
| BELLRING BRANDS INC COMMON STOCK | 07831C103 | Stock | 5,910 | $349,000 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 16,902 | $349,000 | dollars as filed | |
| STELLUS CAP INVT CORP | 858568108 | COM | 26,575 | $348,000 | dollars as filed | |
| VITA COCO CO INC | 92846Q107 | COM | 14,183 | $347,000 | dollars as filed | |
| UNITED STS NAT GAS FD LP | 912318409 | UNIT PAR | 23,783 | $347,000 | dollars as filed | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 30,897 | $346,000 | dollars as filed | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 5,851 | $346,000 | dollars as filed | |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 15,517 | $346,000 | dollars as filed | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 13,058 | $345,000 | dollars as filed | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 44,943 | $344,000 | dollars as filed | |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 25,702 | $344,000 | dollars as filed | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 52,607 | $344,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A453 | CLEARSHS ULTRA | 3,431 | $344,000 | dollars as filed | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 5,495 | $343,000 | dollars as filed | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 8,921 | $342,000 | dollars as filed | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 4,914 | $341,000 | dollars as filed | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 10,134 | $341,000 | dollars as filed | |
| LUNA INNOVATIONS INC | 550351100 | COM | 106,329 | $340,000 | dollars as filed | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 3,355 | $339,000 | dollars as filed | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 27,297 | $339,000 | dollars as filed | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 30,621 | $339,000 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 10,000 | $338,000 | dollars as filed | call |
| COEUR MNG INC COM NEW | 192108504 | Stock | 89,707 | $338,000 | dollars as filed | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 19,978 | $337,000 | dollars as filed | |
| VIRCO MFG CO | 927651109 | COM | 30,889 | $337,000 | dollars as filed | |
| ROGERS CORP COM | 775133101 | Stock | 2,833 | $336,000 | dollars as filed | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 4,857 | $336,000 | dollars as filed | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 27,006 | $336,000 | dollars as filed | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 338,000 | $336,000 | dollars as filed | principal |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 19,096 | $335,000 | dollars as filed | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 4,745 | $335,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 6,752 | $335,000 | dollars as filed | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 24,195 | $335,000 | dollars as filed | |
| DATADOGINCCLASSA | 23804L103 | STOK | 2,700 | $334,000 | dollars as filed | put |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 17,827 | $334,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 5,921 | $334,000 | dollars as filed | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 38,747 | $334,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430123 | MARKETBETA US EQ | 4,638 | $333,000 | dollars as filed | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 117,838 | $333,000 | dollars as filed | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 21,246 | $332,000 | dollars as filed | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 38,600 | $332,000 | dollars as filed | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 3,052 | $332,000 | dollars as filed | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 11,527 | $331,000 | dollars as filed | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 26,608 | $331,000 | dollars as filed | |
| ISHARES TR | 46435G441 | ESG ADVNCD HY BD | 7,250 | $331,000 | dollars as filed | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 67,830 | $330,000 | dollars as filed | |
| LIBERTY GLOBAL LTD | G61188101 | COM CL A | 19,504 | $330,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 13,267 | $330,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 6,311 | $330,000 | dollars as filed | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 76,169 | $327,000 | dollars as filed | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 14,156 | $326,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y541 | EQUITY DEF PROTN | 12,399 | $326,000 | dollars as filed | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 5,109 | $326,000 | dollars as filed | |
| ECHOSTAR CORP | 278768106 | CL A | 22,790 | $325,000 | dollars as filed | |
| ALPHA PRO TECH LTD | 020772109 | COM | 52,164 | $325,000 | dollars as filed | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 40,881 | $324,000 | dollars as filed | |
| CONDUENT INC | 206787103 | COM | 95,773 | $323,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 4,877 | $323,000 | dollars as filed | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 10,000 | $322,000 | dollars as filed | put |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 10,000 | $322,000 | dollars as filed | call |
| FB FINL CORP | 30257X104 | COM | 8,561 | $322,000 | dollars as filed | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 34,122 | $322,000 | dollars as filed | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 20,148 | $321,000 | dollars as filed | |
| TRUSTMARK CORP | 898402102 | COM | 11,413 | $321,000 | dollars as filed | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 21,256 | $321,000 | dollars as filed | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 14,010 | $321,000 | dollars as filed | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 7,069 | $321,000 | dollars as filed | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 5,710 | $321,000 | dollars as filed | |
| FONAR CORP | 344437405 | COM NEW | 15,019 | $321,000 | dollars as filed | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 225,420 | $320,000 | dollars as filed | |
| TIDAL ETF TR | 886364603 | RPAR RISK PARI | 16,524 | $319,000 | dollars as filed | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 3,593 | $319,000 | dollars as filed | |
| ACNB CORP | 000868109 | COMMON STOCK | 8,492 | $319,000 | dollars as filed | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 11,669 | $319,000 | dollars as filed | |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 9,441 | $319,000 | dollars as filed | |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 112,587 | $318,000 | dollars as filed | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 9,511 | $318,000 | dollars as filed | |
| SPX TECHNOLOGIES INC | 78473E103 | COM | 2,583 | $318,000 | dollars as filed | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 16,907 | $318,000 | dollars as filed | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 6,798 | $317,000 | dollars as filed | |
| LCNB CORP | 50181P100 | COM | 19,903 | $317,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q282 | CARBON TRANITIN | 4,459 | $317,000 | dollars as filed | |
| CLARIVATE PLC | G21810109 | ORD SHS | 42,680 | $316,000 | dollars as filed | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 46,579 | $316,000 | dollars as filed | |
| MEDIFAST INC | 58470H101 | COM | 8,268 | $316,000 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 156,471 | $316,000 | dollars as filed | |
| KELLY SVCS INC | 488152208 | CL A | 12,564 | $315,000 | dollars as filed | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 31,580 | $315,000 | dollars as filed | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 220,000 | $315,000 | dollars as filed | put |
| INTERDIGITAL INC | 45867GAD3 | NOTE 3.500% 6/0 | 220,000 | $315,000 | dollars as filed | principal |
| OPKO HEALTH INC | 68375N103 | COM | 262,507 | $314,000 | dollars as filed | |
| KIRBY CORP | 497266106 | COM | 3,286 | $313,000 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 109,233 | $312,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 22,424 | $312,000 | dollars as filed | |
| COYA THERAPEUTICS INC | 22407B108 | CMN | 31,457 | $312,000 | dollars as filed | |
| HENNESSY FDS TR | 42588P692 | SUSTAINABLE ETF | 10,316 | $312,000 | dollars as filed | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 10,341 | $311,000 | dollars as filed | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 11,602 | $311,000 | dollars as filed | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 7,118 | $311,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P706 | CMN | 10,144 | $311,000 | dollars as filed | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 41,669 | $310,000 | dollars as filed | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 6,738 | $310,000 | dollars as filed | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 5,069 | $310,000 | dollars as filed | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 13,528 | $309,000 | dollars as filed | |
| HASHICORP INC | 418100103 | COM CL A | 11,494 | $309,000 | dollars as filed | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 12,452 | $309,000 | dollars as filed | |
| SEI EXCHANGE TRADED FUNDS | 81589A304 | QIM US LARGE VAL | 9,956 | $308,000 | dollars as filed | |
| NCR ATLEOS CORPORATION | 63001N106 | COM SHS | 15,589 | $307,000 | dollars as filed | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 15,312 | $307,000 | dollars as filed | |
| EXPRO GROUP HOLDINGS NV | N3144W105 | COMMON STOCK | 15,389 | $307,000 | dollars as filed | |
| PROSHARES TR | 74348A566 | MERGER ETF | 7,602 | $307,000 | dollars as filed | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 22,194 | $306,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 9,536 | $306,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 6,311 | $306,000 | dollars as filed | |
| ROBLOX CORP CL A | 771049103 | Stock | 8,000 | $305,000 | dollars as filed | call |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 12,049 | $305,000 | dollars as filed | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 40,813 | $305,000 | dollars as filed | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 31,140 | $305,000 | dollars as filed | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 5,819 | $304,000 | dollars as filed | |
| SEI EXCHANGE TRADED FUNDS | 81589A205 | QIM US LARGE CAP | 9,467 | $304,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F748 | FT VEST US EQT | 7,046 | $304,000 | dollars as filed | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 13,000 | $303,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V716 | US SUSTAINABILTY | 8,786 | $302,000 | dollars as filed | |
| ISHARES TR | 46436E742 | EGSADVNCDMSCI EM | 8,498 | $302,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A230 | HOYA CAP HOUSI | 6,713 | $302,000 | dollars as filed | |
| AMREP CORP | 032159105 | COM | 13,000 | $302,000 | dollars as filed | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 24,888 | $301,000 | dollars as filed | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 19,723 | $301,000 | dollars as filed | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE MOMENTUM ET | 02072L300 | ETF | 10,311 | $301,000 | dollars as filed | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 19,421 | $300,000 | dollars as filed | |
| INNODATA INC | 457642205 | COM NEW | 45,338 | $300,000 | dollars as filed | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 25,796 | $300,000 | dollars as filed | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 14,790 | $300,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072208 | CMN | 5,146 | $300,000 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 32,270 | $300,000 | dollars as filed | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 746 | $299,000 | dollars as filed | |
| NOVAVAX INC | 670002401 | COM NEW | 62,572 | $299,000 | dollars as filed | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 22,460 | $299,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C573 | US EQTY PWR BUF | 8,394 | $298,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J742 | RAFI STRATGIC US | 6,274 | $298,000 | dollars as filed | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,900 | $297,000 | dollars as filed | put |
| FS BANCORP INC | 30263Y104 | COM | 8,549 | $297,000 | dollars as filed | |
| VERA THERAPEUTICS INC | 92337R101 | COMMON STOCK | 6,850 | $297,000 | dollars as filed | |
| YORK WATER CO | 987184108 | COMMON STOCK | 8,199 | $297,000 | dollars as filed | |
| TIMOTHY PLAN | 887432326 | HIG DV STK ETF | 8,217 | $297,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 8,357 | $296,000 | dollars as filed | |
| I-80 GOLD CORP | 44955L106 | COM | 220,994 | $296,000 | dollars as filed | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 3,157 | $296,000 | dollars as filed | |
| HAYNES INTL INC | 420877201 | COM NEW | 4,922 | $296,000 | dollars as filed | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 11,576 | $294,000 | dollars as filed | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 40,760 | $294,000 | dollars as filed | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 22,022 | $294,000 | dollars as filed | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 4,335 | $294,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 8,568 | $293,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524672 | INTERNL DIVID | 12,060 | $293,000 | dollars as filed | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 60,113 | $293,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C656 | US EQTY PWR BUF | 8,009 | $292,000 | dollars as filed | |
| INVESCO BULLETSHARES (R)2028 MUNICIPAL BOND ETF | 46138J486 | UIE | 12,455 | $292,000 | dollars as filed | |
| TEGNA INC COM | 87901J105 | Stock | 19,514 | $291,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F839 | FT VEST US EQT | 7,211 | $291,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F698 | FT VEST US EQT | 7,522 | $291,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 18,740 | $290,000 | dollars as filed | |
| NEXTDECADE CORP | 65342K105 | COM | 51,043 | $290,000 | dollars as filed | |
| VECTOR GROUP LTD | 92240M108 | COM | 26,443 | $290,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J743 | DYNAMIC MUNICIP | 10,762 | $290,000 | dollars as filed | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 5,418 | $290,000 | dollars as filed | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 8,250 | $290,000 | dollars as filed | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 3,692 | $289,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 1,853 | $289,000 | dollars as filed | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 24,434 | $289,000 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 53,598 | $288,000 | dollars as filed | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 18,767 | $288,000 | dollars as filed | |
| FIRST INTERNET BANCORP | 320557101 | COM | 8,260 | $287,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C532 | US EQTY ULTRA B | 8,574 | $287,000 | dollars as filed | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 11,018 | $286,000 | dollars as filed | |
| BROOKFIELD REINS LTD | G16250204 | CL A-1 EXCH NONV | 6,892 | $286,000 | dollars as filed | |
| DOUBLELINE ETF TRUST | 25861R105 | OPPO CORE BD ETF | 6,220 | $285,000 | dollars as filed | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 7,059 | $285,000 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 115,168 | $285,000 | dollars as filed | |
| PACER TRENDPILOT FUND OF FUNDS ETF | 69374H675 | ETF | 9,031 | $285,000 | dollars as filed | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 69,180 | $284,000 | dollars as filed | |
| LSB INDS INC | 502160104 | COM | 32,297 | $284,000 | dollars as filed | |
| MIDDLESEX WTR CO | 596680108 | COM | 5,357 | $282,000 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 21,638 | $282,000 | dollars as filed | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 150,056 | $282,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46139W841 | BULLETSHS 2030 | 11,000 | $282,000 | dollars as filed | |
| PHENIXFIN CORP | 71742W103 | COM | 6,400 | $282,000 | dollars as filed | |
| Berry Corp | 08579X101 | Common Stock | 35,007 | $282,000 | dollars as filed | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 29,696 | $281,000 | dollars as filed | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 13,790 | $281,000 | dollars as filed | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 18,777 | $281,000 | dollars as filed | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 146,540 | $281,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647X806 | VS NASDQ NXT 50 | 9,455 | $281,000 | dollars as filed | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 40,000 | $280,000 | dollars as filed | put |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 24,290 | $280,000 | dollars as filed | |
| UNIQURE NV | N90064101 | SHS | 53,683 | $279,000 | dollars as filed | |
| Couchbase Inc | 22207T101 | Common Stock | 10,589 | $279,000 | dollars as filed | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 14,579 | $278,000 | dollars as filed | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 17,347 | $277,000 | dollars as filed | |
| HACKETT GROUP INC | 404609109 | COM | 11,368 | $277,000 | dollars as filed | |
| CARS COM INC | 14575E105 | COM | 16,127 | $277,000 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 12,170 | $276,000 | dollars as filed | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 39,775 | $276,000 | dollars as filed | |
| PUTNAM ETF TRUST | 746729409 | FOCSD LARCP GWT | 8,443 | $276,000 | dollars as filed | |
| SYNAPTICS INC COM | 87157D109 | Stock | 2,821 | $275,000 | dollars as filed | |
| ALPHA METALLURGICAL RESOUR I | 020764106 | COM | 833 | $275,000 | dollars as filed | |
| PREMIER INC | 74051N102 | CL A | 12,419 | $274,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A511 | CMN | 9,023 | $274,000 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T404 | INTERNATIONL EQT | 3,611 | $273,000 | dollars as filed | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 1,674 | $273,000 | dollars as filed | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 9,489 | $273,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D812 | FT VEST TEC | 12,021 | $272,000 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 56,266 | $271,000 | dollars as filed | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 6,241 | $271,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 6,263 | $271,000 | dollars as filed | |
| S & T BANCORP INC COM | 783859101 | Stock | 8,446 | $270,000 | dollars as filed | |
| MURPHY OIL CORP COM | 626717102 | Stock | 5,900 | $270,000 | dollars as filed | call |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 7,985 | $270,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F383 | ACTIVE GLOBAL | 19,382 | $270,000 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 1,700 | $268,000 | dollars as filed | put |
| EOG RES INC COM | 26875P101 | Stock | 2,100 | $268,000 | dollars as filed | call |
| Q2 HLDGS INC COM | 74736L109 | Stock | 5,100 | $268,000 | dollars as filed | put |
| 8X8 INC | 282914100 | COMMON STOCK | 99,520 | $268,000 | dollars as filed | |
| LANDSEA HOMES CORP | 51509P103 | COM | 18,473 | $268,000 | dollars as filed | |
| EMBECTA CORP | 29082K105 | COMMON STOCK | 20,102 | $267,000 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 44,382 | $267,000 | dollars as filed | |
| HAGERTY INC A | 405166109 | COMMON STOCK | 29,231 | $267,000 | dollars as filed | |
| APPIAN CORP | 03782L101 | CL A | 6,648 | $266,000 | dollars as filed | |
| HILLENBRAND INC | 431571108 | COM | 5,299 | $266,000 | dollars as filed | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 8,733 | $266,000 | dollars as filed | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 7,324 | $265,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 6,277 | $265,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 9,618 | $265,000 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 301,308 | $265,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 5,745 | $265,000 | dollars as filed | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 16,747 | $264,000 | dollars as filed | |
| PORTILLOS INC | 73642K106 | COM CL A | 18,665 | $264,000 | dollars as filed | |
| CLOCKWISE U.S. CORE EQUITY ETF | 14064D568 | ETF | 10,290 | $264,000 | dollars as filed | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 15,900 | $263,000 | dollars as filed | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 32,273 | $262,000 | dollars as filed | |
| PUTNAM ETF TRUST | 746729854 | mc | 5,209 | $262,000 | dollars as filed | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 30,775 | $262,000 | dollars as filed | |
| LISTED FD TR | 53656F607 | COM | 5,391 | $261,000 | dollars as filed | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 2,841 | $261,000 | dollars as filed | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 9,288 | $261,000 | dollars as filed | |
| BANK FIRST CORP | 06211J100 | COM | 3,009 | $261,000 | dollars as filed | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 1,599 | $260,000 | dollars as filed | |
| WAFD INC | 938824109 | COM | 8,914 | $259,000 | dollars as filed | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 20,902 | $259,000 | dollars as filed | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 25,301 | $259,000 | dollars as filed | |
| WAYFAIR INC | 94419L101 | CL A | 3,800 | $258,000 | dollars as filed | call |
| WW INTL INC | 98262P101 | COM | 139,739 | $258,000 | dollars as filed | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 12,794 | $258,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 8,422 | $258,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C789 | US EQTY BUFR JUL | 6,366 | $257,000 | dollars as filed | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 6,215 | $257,000 | dollars as filed | |
| ASTRONOVA INC | 04638F108 | COM | 14,400 | $257,000 | dollars as filed | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 20,652 | $257,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y269 | NASDQ 100 CVRDGW | 8,408 | $257,000 | dollars as filed | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 9,858 | $257,000 | dollars as filed | |
| CTS CORP | 126501105 | COM | 5,484 | $256,000 | dollars as filed | |
| SERIES PORTFOLIOS TR | 81752T445 | INFRASTRCTUR CAP | 7,529 | $255,000 | dollars as filed | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 21,541 | $255,000 | dollars as filed | |
| TCW ETF TRUST | 29287L106 | TRANSFRM 500 ETF | 4,165 | $255,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V823 | US REAL ESTA ETF | 11,353 | $254,000 | dollars as filed | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 47,021 | $254,000 | dollars as filed | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 14,775 | $254,000 | dollars as filed | |
| ADVISORSHARES TR | 00768Y479 | ETFs | 6,869 | $254,000 | dollars as filed | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 34,312 | $253,000 | dollars as filed | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 8,980 | $253,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092717 | INT VL FCT ETF | 9,940 | $253,000 | dollars as filed | |
| McCormick & Company Inc | 579780107 | COM | 3,263 | $253,000 | dollars as filed | |
| MORNINGSTAR INC COM | 617700109 | Stock | 814 | $252,000 | dollars as filed | |
| REDDIT INC CL A | 75734B100 | Stock | 5,112 | $252,000 | dollars as filed | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 10,775 | $252,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 2,569 | $251,000 | dollars as filed | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 35,251 | $250,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C557 | US EQTY BUF DEC | 6,165 | $250,000 | dollars as filed | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 32,610 | $250,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-24-026188 | superseded | 2024-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-24-045234 | this filing | 2024-11-05 | acceptance time not in the bulk data set |