13F-HR/A filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR/A for the quarter ended 2024-03-31, filed 2024-11-05, with 7,424 holding rows worth $435,869,685,000.
- Accession
- 0001140361-24-045234
- Filer
- CIK 1000275
- Filed
- 2024-11-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2024
A holdings report, amendment of type restatement, 27,530 entries on the cover page, a total value of $435,869,685,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $435,869,685,000 with VALUE read as dollars as filed, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
- included managerRBC Indigo Asset Management Inc028-15539
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EA SERIES TRUST | 02072L565 | ALPHA ARCH 1-3 | 16,862 | $1,795,000 | dollars as filed | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 59,278 | $1,794,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F862 | FT VEST US EQT | 41,779 | $1,792,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 78,817 | $1,791,000 | dollars as filed | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 3,600 | $1,789,000 | dollars as filed | put |
| HUNTSMAN CORP | 447011107 | COM | 68,735 | $1,789,000 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 40,000 | $1,788,000 | dollars as filed | put |
| DBX ETF TR | 23306X308 | XTRACKERS S&P GR | 46,452 | $1,788,000 | dollars as filed | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 42,784 | $1,784,000 | dollars as filed | |
| MSA SAFETY INC COM | 553498106 | Stock | 9,210 | $1,783,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 35,144 | $1,782,000 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 1,663,000 | $1,782,000 | dollars as filed | principal |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 66,947 | $1,780,000 | dollars as filed | |
| Schwab US REIT ETF | 808524847 | SHS | 87,634 | $1,779,000 | dollars as filed | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 392,357 | $1,777,000 | dollars as filed | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 126,593 | $1,775,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U505 | FT VEST UQ EQT | 43,027 | $1,773,000 | dollars as filed | |
| UPWORK INC | 91688F104 | COM | 144,634 | $1,773,000 | dollars as filed | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 62,388 | $1,772,000 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 129,000 | $1,771,000 | dollars as filed | put |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 164,750 | $1,771,000 | dollars as filed | |
| VALVOLINE INC COM | 92047W101 | Stock | 39,687 | $1,769,000 | dollars as filed | |
| ORMAT TECHNOLOGIES INC | 686688AB8 | NOTE 2.500% 7/1 | 1,820,000 | $1,767,000 | dollars as filed | principal |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 22,226 | $1,763,000 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 283,476 | $1,763,000 | dollars as filed | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 73,086 | $1,760,000 | dollars as filed | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 51,716 | $1,759,000 | dollars as filed | |
| DOXIMITY INC CL A | 26622P107 | Stock | 65,295 | $1,756,000 | dollars as filed | |
| LITHIUM AMERICAS ARGENTINA C | 53681K100 | COM SHS | 325,689 | $1,755,000 | dollars as filed | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 290,951 | $1,755,000 | dollars as filed | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 67,168 | $1,753,000 | dollars as filed | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 23,807 | $1,749,000 | dollars as filed | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 48,435 | $1,749,000 | dollars as filed | |
| BED BATH & BEYOND INC | 690370101 | COM | 48,675 | $1,748,000 | dollars as filed | |
| NEWMARKET CORP COM | 651587107 | Stock | 2,749 | $1,744,000 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 151,800 | $1,743,000 | dollars as filed | put |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 18,519 | $1,741,000 | dollars as filed | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 24,524 | $1,739,000 | dollars as filed | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 85,174 | $1,737,000 | dollars as filed | |
| LITHIUM AMERS CORP NEW COM SHS | 53681J103 | Stock | 258,247 | $1,735,000 | dollars as filed | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 81,769 | $1,734,000 | dollars as filed | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 34,580 | $1,733,000 | dollars as filed | |
| IMPINJ INC | 453204109 | COM | 13,494 | $1,733,000 | dollars as filed | |
| CIENA CORP COM NEW | 171779309 | Stock | 35,000 | $1,731,000 | dollars as filed | put |
| CANOPY GROWTH CORPORATION COM NEW | 138035704 | Stock | 200,000 | $1,726,000 | dollars as filed | put |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 65,587 | $1,720,000 | dollars as filed | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 3,114 | $1,718,000 | dollars as filed | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 12,613 | $1,717,000 | dollars as filed | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 79,336 | $1,711,000 | dollars as filed | |
| AMERISAFE INC | 03071H100 | COM | 34,081 | $1,710,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P397 | WESTN ASSET BD | 66,246 | $1,704,000 | dollars as filed | |
| NERDWALLET INC CL A | 64082B102 | COMMON STOCK | 115,732 | $1,701,000 | dollars as filed | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 114,972 | $1,698,000 | dollars as filed | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 88,222 | $1,698,000 | dollars as filed | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 1,659,000 | $1,696,000 | dollars as filed | principal |
| CHATHAM LODGING TR | 16208T102 | COM | 166,873 | $1,687,000 | dollars as filed | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 252,406 | $1,686,000 | dollars as filed | |
| ARCH RESOURCES INC | 03940R107 | CL A | 10,466 | $1,683,000 | dollars as filed | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 35,800 | $1,682,000 | dollars as filed | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 102,435 | $1,678,000 | dollars as filed | |
| TRANSALTA CORP | 89346D107 | COM | 260,894 | $1,678,000 | dollars as filed | call |
| MR COOPER GROUP INC | 62482R107 | COM | 21,477 | $1,674,000 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 6,700 | $1,673,000 | dollars as filed | call |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 76,791 | $1,668,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 53,697 | $1,668,000 | dollars as filed | |
| TRIPADVISOR INC | 896945201 | COM | 60,000 | $1,667,000 | dollars as filed | put |
| Pfizer Inc. | 717081103 | COM | 60,000 | $1,665,000 | dollars as filed | put |
| J P MORGAN EXCHANGE TRADED F | 46654Q799 | HIGH YIELD MUNI | 33,385 | $1,664,000 | dollars as filed | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 44,339 | $1,661,000 | dollars as filed | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 105,866 | $1,659,000 | dollars as filed | |
| BLUE BIRD CORP | 095306106 | COM | 43,264 | $1,658,000 | dollars as filed | |
| AMBARELLA INC | G037AX101 | SHS | 32,651 | $1,658,000 | dollars as filed | |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 160,119 | $1,657,000 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 600,000 | $1,656,000 | dollars as filed | call |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 65,929 | $1,654,000 | dollars as filed | |
| CAPITAL GROUP INTERNATIONAL | 14021M107 | SHS | 57,018 | $1,654,000 | dollars as filed | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 35,000 | $1,650,000 | dollars as filed | call |
| METALLUS INC | 887399103 | COMMON STOCK | 74,098 | $1,649,000 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 10,200 | $1,648,000 | dollars as filed | put |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 267,588 | $1,646,000 | dollars as filed | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 96,228 | $1,643,000 | dollars as filed | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 58,933 | $1,641,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P504 | INCOME EQT FOCUS | 29,999 | $1,640,000 | dollars as filed | |
| ISHARES ESG SELECT SCREENED S&P 500 ETF | 46436E569 | ETF | 40,666 | $1,639,000 | dollars as filed | |
| PIMCO EQUITY SER | 72202L363 | CMN | 34,733 | $1,639,000 | dollars as filed | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 145,908 | $1,636,000 | dollars as filed | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 240,270 | $1,634,000 | dollars as filed | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 170,630 | $1,631,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 30,425 | $1,627,000 | dollars as filed | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 65,138 | $1,626,000 | dollars as filed | |
| VERITEX HLDGS INC | 923451108 | COM | 79,103 | $1,621,000 | dollars as filed | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 93,253 | $1,619,000 | dollars as filed | |
| AMERICAN HEALTHCARE REIT INC COM SHS | 398182303 | REIT | 109,719 | $1,618,000 | dollars as filed | |
| COHEN & STEERS REAL ESTATE O | 19249Q103 | SHS BENFIN INT | 109,726 | $1,617,000 | dollars as filed | |
| HEALTH CATALYST INC | 42225T107 | COM | 213,804 | $1,610,000 | dollars as filed | |
| SCHRODINGER INC COM | 80810D103 | Stock | 59,581 | $1,608,000 | dollars as filed | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 147,582 | $1,607,000 | dollars as filed | |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 37,442 | $1,604,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 76,972 | $1,604,000 | dollars as filed | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 48,857 | $1,603,000 | dollars as filed | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 99,867 | $1,601,000 | dollars as filed | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 59,956 | $1,600,000 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 18,154 | $1,600,000 | dollars as filed | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 158,062 | $1,598,000 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 125,004 | $1,597,000 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 79,800 | $1,595,000 | dollars as filed | call |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 100,000 | $1,591,000 | dollars as filed | put |
| DIAMOND OFFSHORE DRILLING IN | 25271C201 | COM | 116,636 | $1,591,000 | dollars as filed | |
| ISHARES TR | 46436E460 | IBONDS DEC 2031 | 78,518 | $1,583,000 | dollars as filed | |
| INGEVITY CORP COM | 45688C107 | Stock | 33,036 | $1,576,000 | dollars as filed | |
| NEW MTN FIN CORP | 647551100 | COM | 124,225 | $1,573,000 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 266,630 | $1,573,000 | dollars as filed | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 47,774 | $1,571,000 | dollars as filed | |
| ENVESTNET INC | 29404KAE6 | NOTE 0.750% 8/1 | 1,620,000 | $1,571,000 | dollars as filed | principal |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 69,426 | $1,568,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 20,683 | $1,564,000 | dollars as filed | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 19,800 | $1,564,000 | dollars as filed | call |
| GLOBALFOUNDRIES INC | G39387108 | ORDINARY SHARES | 29,969 | $1,562,000 | dollars as filed | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 41,473 | $1,561,000 | dollars as filed | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 200,000 | $1,554,000 | dollars as filed | put |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 1,601,000 | $1,554,000 | dollars as filed | principal |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 40,778 | $1,551,000 | dollars as filed | |
| CAPITAL GROUP DIVIDEND GROWE | 14021L109 | SHS ETF | 54,161 | $1,550,000 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 127,456 | $1,540,000 | dollars as filed | |
| ALPS ETF TR | 00162Q361 | OSHS GBL INTER | 40,179 | $1,540,000 | dollars as filed | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 159,473 | $1,534,000 | dollars as filed | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 46,182 | $1,533,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 82,196 | $1,532,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 44,386 | $1,532,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 25,718 | $1,527,000 | dollars as filed | |
| 89BIO INC | 282559103 | COM | 130,996 | $1,526,000 | dollars as filed | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 94,357 | $1,524,000 | dollars as filed | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 19,671 | $1,521,000 | dollars as filed | |
| BONDBLOXX ETF TRUST | 09789C788 | BLOOMBERG SIX MN | 30,191 | $1,519,000 | dollars as filed | |
| SAUL CTRS INC COM | 804395101 | REIT | 39,432 | $1,518,000 | dollars as filed | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 33,471 | $1,516,000 | dollars as filed | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 72,411 | $1,516,000 | dollars as filed | |
| BUCKLE INC COM | 118440106 | Stock | 37,591 | $1,513,000 | dollars as filed | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 35,132 | $1,512,000 | dollars as filed | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 95,909 | $1,512,000 | dollars as filed | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 20,853 | $1,511,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 26,332 | $1,509,000 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 167,180 | $1,505,000 | dollars as filed | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 46,973 | $1,505,000 | dollars as filed | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 50,000 | $1,504,000 | dollars as filed | put |
| Surmodics Inc | 868873100 | Common Stock | 51,252 | $1,504,000 | dollars as filed | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 105,137 | $1,503,000 | dollars as filed | |
| GENESCO INC | 371532102 | COM | 53,249 | $1,498,000 | dollars as filed | |
| PROSHARES TR | 74347G887 | ULSH 20YRTRE NEW | 21,593 | $1,498,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 26,085 | $1,488,000 | dollars as filed | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 50,701 | $1,482,000 | dollars as filed | |
| JPMORGAN INTERNATIONAL GROWTH ETF | 46641Q324 | COM | 23,504 | $1,479,000 | dollars as filed | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 42,967 | $1,478,000 | dollars as filed | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 9,410 | $1,477,000 | dollars as filed | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 58,412 | $1,476,000 | dollars as filed | |
| R1 RCM INC | 77634L105 | COM | 114,402 | $1,474,000 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 99,145 | $1,470,000 | dollars as filed | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 49,222 | $1,469,000 | dollars as filed | |
| GREYSTONE HOUSING IMPACT INV | 02364V206 | BEN UNIT CTF | 90,212 | $1,469,000 | dollars as filed | |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 22,245 | $1,466,000 | dollars as filed | |
| HARBOR ETF TRUST | 41151J109 | ARES SYSTEMATIC | 32,113 | $1,462,000 | dollars as filed | |
| VALARIS LTD | G9460G101 | CL A | 19,420 | $1,461,000 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 857,325 | $1,458,000 | dollars as filed | |
| SWEETGREEN INC | 87043Q108 | COM CL A | 57,665 | $1,456,000 | dollars as filed | |
| SPROTT INC | 852066208 | COM NEW | 39,347 | $1,455,000 | dollars as filed | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 153,987 | $1,455,000 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 150,007 | $1,455,000 | dollars as filed | |
| HAWKINS INC | 420261109 | COM | 18,873 | $1,449,000 | dollars as filed | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 26,141 | $1,448,000 | dollars as filed | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 60,856 | $1,445,000 | dollars as filed | |
| ARCBEST CORP COM | 03937C105 | Stock | 10,130 | $1,444,000 | dollars as filed | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 2,935 | $1,444,000 | dollars as filed | |
| NUTRIEN LTD COM | 67077M108 | Stock | 26,500 | $1,439,000 | dollars as filed | put |
| BLOOM ENERGY CORP | 093712107 | COM | 127,605 | $1,433,000 | dollars as filed | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 23,581 | $1,433,000 | dollars as filed | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 37,700 | $1,431,000 | dollars as filed | |
| CONCENTRIX CORP | 20602D101 | COM | 21,578 | $1,430,000 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 104,544 | $1,427,000 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L877 | ROYCE QUANT SML | 34,328 | $1,425,000 | dollars as filed | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 66,563 | $1,423,000 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 20,000 | $1,420,000 | dollars as filed | call |
| WIX COM LTD | 92940WAD1 | NOTE 8/1 | 1,533,000 | $1,419,000 | dollars as filed | principal |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 34,025 | $1,416,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q779 | US MOMENTUM | 26,777 | $1,410,000 | dollars as filed | |
| FLUENCE ENERGY INC | 34379V103 | COM CL A | 81,264 | $1,409,000 | dollars as filed | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 100,000 | $1,407,000 | dollars as filed | call |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 13,504 | $1,407,000 | dollars as filed | |
| GMS INC | 36251C103 | COM | 14,448 | $1,406,000 | dollars as filed | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 58,360 | $1,401,000 | dollars as filed | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 63,462 | $1,400,000 | dollars as filed | |
| TIPTREE INC | 88822Q103 | COM | 80,973 | $1,399,000 | dollars as filed | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 96,747 | $1,397,000 | dollars as filed | |
| PACER TRENDPILOT INTERNATIONAL ETF | 69374H683 | ETF | 47,997 | $1,395,000 | dollars as filed | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 121,207 | $1,395,000 | dollars as filed | |
| JACK IN THE BOX INC | 466367109 | COM | 20,351 | $1,394,000 | dollars as filed | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 37,802 | $1,392,000 | dollars as filed | |
| REDFIN CORP | 75737F108 | COM | 209,180 | $1,391,000 | dollars as filed | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 10,573 | $1,389,000 | dollars as filed | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 18,679 | $1,385,000 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 37,667 | $1,385,000 | dollars as filed | |
| VERINT SYSTEMS INC | 92343XAC4 | BOND | 1,447,000 | $1,381,000 | dollars as filed | principal |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 120,389 | $1,380,000 | dollars as filed | |
| HAYWARD HLDGS INC | 421298100 | COM | 90,007 | $1,379,000 | dollars as filed | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 18,432 | $1,374,000 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 529,726 | $1,373,000 | dollars as filed | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 32,241 | $1,373,000 | dollars as filed | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 78,955 | $1,373,000 | dollars as filed | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 53,030 | $1,372,000 | dollars as filed | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 42,553 | $1,370,000 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 349,926 | $1,365,000 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 231,892 | $1,364,000 | dollars as filed | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 27,228 | $1,363,000 | dollars as filed | |
| ABSCI CORPORATION | 00091E109 | COM | 238,627 | $1,355,000 | dollars as filed | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 10,682 | $1,355,000 | dollars as filed | |
| PROGYNY INC COM | 74340E103 | Stock | 35,445 | $1,352,000 | dollars as filed | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 9,639 | $1,348,000 | dollars as filed | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 50,532 | $1,347,000 | dollars as filed | |
| XOMETRY INC | 98423F109 | CLASS A COM | 79,757 | $1,347,000 | dollars as filed | |
| CACTUS INC | 127203107 | CL A | 26,833 | $1,345,000 | dollars as filed | |
| RINGCENTRAL INC | 76680R206 | CL A | 38,683 | $1,343,000 | dollars as filed | |
| VITESSE ENERGY INC COMMON STOCK | 92852X103 | Stock | 56,472 | $1,340,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 54,036 | $1,335,000 | dollars as filed | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 11,580 | $1,334,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 30,513 | $1,334,000 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 19,900 | $1,333,000 | dollars as filed | put |
| CVB FINL CORP COM | 126600105 | Stock | 74,664 | $1,332,000 | dollars as filed | |
| PAPA JOHNS INTL INC | 698813102 | COM | 20,000 | $1,332,000 | dollars as filed | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 162,895 | $1,331,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 112,495 | $1,330,000 | dollars as filed | |
| MURPHY OIL CORP COM | 626717102 | Stock | 29,101 | $1,329,000 | dollars as filed | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 17,308 | $1,325,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U307 | FT VEST US EQT | 31,124 | $1,323,000 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 293,331 | $1,320,000 | dollars as filed | |
| BAR HBR BANKSHARES | 066849100 | COM | 49,836 | $1,320,000 | dollars as filed | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 77,245 | $1,318,000 | dollars as filed | |
| ENOVA INTL INC | 29357K103 | COM | 20,905 | $1,314,000 | dollars as filed | |
| NRC HEALTH | 637372202 | COMMON STOCK | 33,167 | $1,314,000 | dollars as filed | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 71,757 | $1,307,000 | dollars as filed | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 39,834 | $1,307,000 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 110,800 | $1,304,000 | dollars as filed | call |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 54,035 | $1,300,000 | dollars as filed | |
| TITAN MACHY INC | 88830R101 | COM | 52,397 | $1,299,000 | dollars as filed | |
| Avantis International Equity ETF | 025072703 | SHS | 20,367 | $1,298,000 | dollars as filed | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 65,123 | $1,298,000 | dollars as filed | |
| INGLES MKTS INC CL A | 457030104 | Stock | 16,905 | $1,297,000 | dollars as filed | |
| MAXLINEAR INC | 57776J100 | COM | 69,435 | $1,296,000 | dollars as filed | |
| PENNYMAC CORP | 70932AAD5 | BOND | 1,315,000 | $1,296,000 | dollars as filed | principal |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 12,028 | $1,293,000 | dollars as filed | |
| NEWS CORP NEW | 65249B208 | CL B | 47,732 | $1,291,000 | dollars as filed | |
| Low Duration Preferre | 26922A198 | AAM LW DUR PFD | 61,030 | $1,291,000 | dollars as filed | |
| Net Lease Office Properties | 64110Y108 | COM | 54,213 | $1,290,000 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 232,682 | $1,287,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 17,728 | $1,287,000 | dollars as filed | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 99,170 | $1,285,000 | dollars as filed | |
| ARCHROCK INC | 03957W106 | COM | 65,275 | $1,284,000 | dollars as filed | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 24,355 | $1,280,000 | dollars as filed | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 16,013 | $1,278,000 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 105,867 | $1,277,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 59,005 | $1,277,000 | dollars as filed | |
| ATMUS FILTRATION TECHNOLOGIE | 04956D107 | COM | 39,580 | $1,276,000 | dollars as filed | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 9,772 | $1,275,000 | dollars as filed | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 47,722 | $1,275,000 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 139,852 | $1,271,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 12,485 | $1,270,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 29,412 | $1,269,000 | dollars as filed | |
| TELUS INTL CDA INC | 87975H100 | SUB VTG SHS | 150,000 | $1,269,000 | dollars as filed | put |
| NOV INC | 62955J103 | COM | 64,862 | $1,267,000 | dollars as filed | |
| SYLVAMO CORP | 871332102 | COMMON STOCK | 20,509 | $1,266,000 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 235,145 | $1,265,000 | dollars as filed | |
| CARMAX INC COM | 143130102 | Stock | 14,500 | $1,263,000 | dollars as filed | put |
| Adobe Inc | 00724F101 | COM | 2,500 | $1,262,000 | dollars as filed | put |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 25,178 | $1,258,000 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 157,713 | $1,255,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 27,046 | $1,255,000 | dollars as filed | |
| SEMTECH CORP COM | 816850101 | Stock | 45,589 | $1,253,000 | dollars as filed | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 6,756 | $1,252,000 | dollars as filed | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 63,500 | $1,250,000 | dollars as filed | put |
| BANK HAWAII CORP | 062540109 | COM | 19,978 | $1,246,000 | dollars as filed | |
| INSTRUCTURE HLDGS INC | 457790103 | COM | 58,032 | $1,241,000 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 445,742 | $1,240,000 | dollars as filed | |
| AMERIS BANCORP | 03076K108 | COM | 25,625 | $1,240,000 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 17,700 | $1,238,000 | dollars as filed | call |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 196,793 | $1,238,000 | dollars as filed | |
| ANGIODYNAMICS INC | 03475V101 | COM | 210,802 | $1,237,000 | dollars as filed | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 88,467 | $1,236,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U208 | FT VEST US EQT | 27,763 | $1,234,000 | dollars as filed | |
| ACCENDRA HEALTH INC | 690732102 | COM | 44,472 | $1,232,000 | dollars as filed | |
| TRI POINTE HOMES INC | 87265H109 | COM | 31,859 | $1,232,000 | dollars as filed | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 29,156 | $1,232,000 | dollars as filed | |
| GRAYSCALE BITCOIN TRUST ETF | 389637109 | SHS REP COM UT | 19,497 | $1,231,000 | dollars as filed | |
| URBAN EDGE PPTYS | 91704F104 | COM | 71,280 | $1,231,000 | dollars as filed | |
| COMMUNITY USD0.01 | 20369C106 | COM | 46,366 | $1,231,000 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 118,222 | $1,224,000 | dollars as filed | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 48,112 | $1,222,000 | dollars as filed | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 230,083 | $1,219,000 | dollars as filed | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 19,668 | $1,218,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 15,501 | $1,217,000 | dollars as filed | |
| REV Group Inc | 749527107 | Common Stock | 55,093 | $1,217,000 | dollars as filed | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 115,000 | $1,217,000 | dollars as filed | call |
| CYTOKINETICS INC | 23282W605 | COM NEW | 17,273 | $1,212,000 | dollars as filed | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 77,508 | $1,212,000 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 62,810 | $1,212,000 | dollars as filed | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 33,394 | $1,211,000 | dollars as filed | |
| M/I HOMES INC | 55305B101 | COM | 8,885 | $1,210,000 | dollars as filed | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 44,223 | $1,209,000 | dollars as filed | |
| VANECK ETF TRUST | 92189H102 | DURABLE HGH DIV | 37,401 | $1,209,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P595 | SENIOR LOAN ETF | 49,389 | $1,209,000 | dollars as filed | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 22,642 | $1,207,000 | dollars as filed | |
| ENOVIS CORPORATION | 194014502 | COM | 19,281 | $1,203,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 18,696 | $1,201,000 | dollars as filed | |
| Vital Energy Inc | 516806205 | Common Stock | 22,838 | $1,200,000 | dollars as filed | |
| Golden Entertainment Inc | 381013101 | Common Stock | 32,516 | $1,198,000 | dollars as filed | |
| BARNES GROUP INC | 067806109 | COM | 32,227 | $1,197,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 19,139 | $1,196,000 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 765,843 | $1,195,000 | dollars as filed | |
| MOBILEYE GLOBAL INC | 60741F104 | COMMON CLASS A | 37,028 | $1,191,000 | dollars as filed | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 100,202 | $1,189,000 | dollars as filed | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 43,960 | $1,189,000 | dollars as filed | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 56,000 | $1,188,000 | dollars as filed | call |
| ASTEC INDS INC | 046224101 | COM | 27,178 | $1,188,000 | dollars as filed | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 55,192 | $1,187,000 | dollars as filed | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 115,633 | $1,185,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 18,884 | $1,185,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 31,468 | $1,183,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 32,987 | $1,181,000 | dollars as filed | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 9,880 | $1,179,000 | dollars as filed | |
| STRIDE INC | 86333M108 | COM | 18,585 | $1,172,000 | dollars as filed | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 3,676 | $1,172,000 | dollars as filed | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 25,025 | $1,171,000 | dollars as filed | |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 84,470 | $1,165,000 | dollars as filed | |
| FOOT LOCKER INC | 344849104 | COM | 40,835 | $1,164,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 10,994 | $1,164,000 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 596,193 | $1,162,000 | dollars as filed | |
| CALIX INC | 13100M509 | COM | 35,041 | $1,162,000 | dollars as filed | |
| OFG BANCORP | 67103X102 | COM | 31,586 | $1,162,000 | dollars as filed | |
| SANMINA CORP COM | 801056102 | Stock | 18,646 | $1,159,000 | dollars as filed | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 16,490 | $1,158,000 | dollars as filed | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 124,071 | $1,157,000 | dollars as filed | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 294,179 | $1,155,000 | dollars as filed | |
| SAMSARA INC COM CL A | 79589L106 | Stock | 30,521 | $1,154,000 | dollars as filed | |
| WK KELLOGG CO | 92942W107 | COM SHS | 61,431 | $1,154,000 | dollars as filed | |
| LEAR CORP COM NEW | 521865204 | Stock | 7,952 | $1,152,000 | dollars as filed | |
| XPENG INC ADS | 98422D105 | ADR | 150,000 | $1,152,000 | dollars as filed | put |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 21,015 | $1,152,000 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 86,920 | $1,152,000 | dollars as filed | |
| AG MTG INVT TR INC | 95790DAD7 | NOTE 6.750% 9/1 | 1,150,000 | $1,150,000 | dollars as filed | principal |
| CARGURUS INC COM CL A | 141788109 | Stock | 49,750 | $1,149,000 | dollars as filed | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 67,499 | $1,148,000 | dollars as filed | |
| POWERSCHOOL HOLDINGS INC | 73939C106 | COMMON STOCK | 53,936 | $1,148,000 | dollars as filed | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 109,016 | $1,147,000 | dollars as filed | |
| PACER FDS TR | 69374H725 | LUNT MDCAP MLT | 25,070 | $1,147,000 | dollars as filed | |
| SPARTANNASH CO | 847215100 | COM | 56,639 | $1,145,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 24,662 | $1,140,000 | dollars as filed | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 15,104 | $1,138,000 | dollars as filed | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 24,750 | $1,137,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F763 | FT VEST US EQT | 25,017 | $1,133,000 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 36,287 | $1,133,000 | dollars as filed | |
| VISTEON CORP | 92839U206 | COM NEW | 9,624 | $1,132,000 | dollars as filed | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 22,011 | $1,130,000 | dollars as filed | |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 47,133 | $1,129,000 | dollars as filed | |
| TERADYNE INC COM | 880770102 | Stock | 10,000 | $1,128,000 | dollars as filed | put |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 71,603 | $1,127,000 | dollars as filed | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 26,644 | $1,126,000 | dollars as filed | |
| STEM INC | 85859N102 | COM | 513,547 | $1,125,000 | dollars as filed | |
| POST HLDGS INC | 737446104 | COM | 10,590 | $1,125,000 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 592,364 | $1,125,000 | dollars as filed | |
| LIGHTSPEED COMM INC NPV | 53229C107 | SUB VTG SHS | 80,000 | $1,125,000 | dollars as filed | call |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 23,837 | $1,124,000 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 69,140 | $1,124,000 | dollars as filed | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 25,940 | $1,123,000 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 55,636 | $1,122,000 | dollars as filed | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 59,970 | $1,121,000 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 35,493 | $1,117,000 | dollars as filed | |
| SONOS INC | 83570H108 | COM | 58,578 | $1,115,000 | dollars as filed | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 62,799 | $1,115,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 4,848 | $1,115,000 | dollars as filed | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 12,761 | $1,114,000 | dollars as filed | |
| NCINO INC | 63947X101 | COM | 29,749 | $1,112,000 | dollars as filed | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 28,200 | $1,110,000 | dollars as filed | put |
| DBX ETF TR | 233051242 | CMN | 22,737 | $1,110,000 | dollars as filed | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 59,723 | $1,107,000 | dollars as filed | |
| ARCADIUM LITHIUM PLC | G0508H110 | COM SHS | 256,869 | $1,107,000 | dollars as filed | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 78,159 | $1,100,000 | dollars as filed | |
| NBT BANCORP INC COM | 628778102 | Stock | 29,942 | $1,099,000 | dollars as filed | |
| BLACKROCK ETF TRUST II | 092528405 | ISHA FLOA LN ETF | 20,679 | $1,094,000 | dollars as filed | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 18,562 | $1,093,000 | dollars as filed | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 68,180 | $1,090,000 | dollars as filed | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 45,234 | $1,090,000 | dollars as filed | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 69,455 | $1,088,000 | dollars as filed | |
| SPRINKLR INC | 85208T107 | CL A | 88,643 | $1,088,000 | dollars as filed | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 31,628 | $1,085,000 | dollars as filed | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 26,128 | $1,085,000 | dollars as filed | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 25,000 | $1,084,000 | dollars as filed | call |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 273,965 | $1,084,000 | dollars as filed | |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 16,100 | $1,083,000 | dollars as filed | call |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 60,787 | $1,083,000 | dollars as filed | |
| Dimensional International Sm Cp Val ETF | 25434V781 | SHS | 39,778 | $1,082,000 | dollars as filed | |
| HCI GROUP INC | 40416E103 | COM | 9,324 | $1,082,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q708 | ACTIVE SM CP VAL | 19,244 | $1,082,000 | dollars as filed | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 22,767 | $1,081,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 18,121 | $1,081,000 | dollars as filed | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 7,147 | $1,081,000 | dollars as filed | |
| COURSERA INC COM | 22266M104 | Stock | 77,042 | $1,080,000 | dollars as filed | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 72,387 | $1,079,000 | dollars as filed | |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 16,000 | $1,077,000 | dollars as filed | put |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 40,372 | $1,076,000 | dollars as filed | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 70,612 | $1,073,000 | dollars as filed | |
| MDU RES GROUP INC | 552690109 | COM | 42,555 | $1,072,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 25,281 | $1,072,000 | dollars as filed | |
| CANADIAN SOLAR INC | 136635109 | COM | 54,000 | $1,067,000 | dollars as filed | put |
| VIASAT INC | 92552V100 | COM | 58,955 | $1,066,000 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 1,200,000 | $1,065,000 | dollars as filed | principal |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 33,559 | $1,065,000 | dollars as filed | |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 1,082,000 | $1,063,000 | dollars as filed | principal |
| BRAZE INC | 10576N102 | COM CL A | 24,000 | $1,063,000 | dollars as filed | put |
| BRAZE INC | 10576N102 | COM CL A | 24,000 | $1,063,000 | dollars as filed | call |
| FRANKLIN TEMPLETON ETF TR | 35473P769 | FRANKLIN INDIA | 28,857 | $1,063,000 | dollars as filed | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 72,977 | $1,061,000 | dollars as filed | |
| FLEXSHARES TR | 33939L696 | CMN | 8,376 | $1,061,000 | dollars as filed | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 16,588 | $1,058,000 | dollars as filed | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 58,114 | $1,058,000 | dollars as filed | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 101,195 | $1,057,000 | dollars as filed | |
| CME Group Inc. Class A | 12572Q105 | COM | 4,900 | $1,055,000 | dollars as filed | call |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 1,145,000 | $1,055,000 | dollars as filed | principal |
| BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS | 113004105 | Stock | 25,000 | $1,051,000 | dollars as filed | call |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 10,000 | $1,051,000 | dollars as filed | put |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 22,610 | $1,051,000 | dollars as filed | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 65,880 | $1,051,000 | dollars as filed | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 71,087 | $1,051,000 | dollars as filed | |
| THE ODP CORP | 88337F105 | COM | 19,819 | $1,051,000 | dollars as filed | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 14,812 | $1,050,000 | dollars as filed | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 6,926 | $1,049,000 | dollars as filed | |
| Hartford Schroders Tax-Aware Bond ETF | 41653L404 | ETF | 53,594 | $1,049,000 | dollars as filed | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 51,426 | $1,044,000 | dollars as filed | |
| HUT 8 CORP | 44812J104 | COM | 94,461 | $1,043,000 | dollars as filed | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 98,440 | $1,043,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 9,888 | $1,043,000 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 9,676 | $1,042,000 | dollars as filed | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 31,636 | $1,041,000 | dollars as filed | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 13,557 | $1,041,000 | dollars as filed | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 90,985 | $1,041,000 | dollars as filed | |
| KASPI KZ JSC | 48581R205 | SPONSORED ADS | 8,087 | $1,040,000 | dollars as filed | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 9,394 | $1,036,000 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 11,000 | $1,034,000 | dollars as filed | call |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 24,900 | $1,034,000 | dollars as filed | call |
| STONECO LTD | G85158106 | COM CL A | 62,044 | $1,030,000 | dollars as filed | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 72,406 | $1,030,000 | dollars as filed | |
| IAMGOLD CORP COM | 450913108 | Stock | 309,261 | $1,029,000 | dollars as filed | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 76,027 | $1,029,000 | dollars as filed | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 106,190 | $1,028,000 | dollars as filed | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 23,481 | $1,027,000 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q826 | SMALL MID CAP | 32,699 | $1,026,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 56,586 | $1,026,000 | dollars as filed | |
| GIGACLOUD TECHNOLOGY INC | G38644103 | CLASS A ORD | 38,365 | $1,025,000 | dollars as filed | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 66,620 | $1,024,000 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229771 | COM LBTY ONE S A | 17,376 | $1,021,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 26,388 | $1,016,000 | dollars as filed | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 37,448 | $1,015,000 | dollars as filed | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 63,080 | $1,015,000 | dollars as filed | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 9,989 | $1,015,000 | dollars as filed | |
| PROG HOLDINGS INC | 74319R101 | COM NPV | 29,427 | $1,013,000 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 213,202 | $1,012,000 | dollars as filed | |
| ATS CORPORATION | 00217Y104 | COM | 30,000 | $1,012,000 | dollars as filed | put |
| SEADRILL LIMITED | G7997W102 | COMMON STOCK | 19,983 | $1,005,000 | dollars as filed | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 35,109 | $1,004,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 28,952 | $1,004,000 | dollars as filed | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 48,322 | $1,001,000 | dollars as filed | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 71,861 | $1,000,000 | dollars as filed | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 117,785 | $999,000 | dollars as filed | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 81,116 | $998,000 | dollars as filed | |
| CADENCE BANK | 12740C103 | COM | 34,407 | $998,000 | dollars as filed | |
| RYDER SYS INC COM | 783549108 | Stock | 8,279 | $995,000 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 232,118 | $993,000 | dollars as filed | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 41,429 | $989,000 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 7,500 | $988,000 | dollars as filed | call |
| INVESCO EXCH TRADED FD TR II | 46138G615 | INVESCO PHLX SM | 25,559 | $986,000 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y821 | CMN | 47,718 | $986,000 | dollars as filed | |
| ORLA MNG LTD NEW | 68634K106 | COM | 259,000 | $982,000 | dollars as filed | call |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 60,069 | $981,000 | dollars as filed | |
| LA Z BOY INC | 505336107 | COM | 26,032 | $980,000 | dollars as filed | |
| MERCER INTL INC | 588056101 | COM | 98,457 | $980,000 | dollars as filed | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 26,102 | $979,000 | dollars as filed | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 27,335 | $978,000 | dollars as filed | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 34,310 | $974,000 | dollars as filed | |
| INMUNE BIO INC | 45782T105 | COM | 82,736 | $973,000 | dollars as filed | |
| ATLANTA BRAVES HLDGS INC | 047726104 | COM SER A | 23,205 | $972,000 | dollars as filed | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 13,610 | $972,000 | dollars as filed | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 126,577 | $970,000 | dollars as filed | |
| ATLAS ENERGY SOLUTIONS INC | 642045108 | COM NEW | 42,759 | $967,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 37,157 | $966,000 | dollars as filed | |
| GOLAR LNG LTD | G9456A100 | SHS | 40,038 | $963,000 | dollars as filed | |
| GOLUB CAP BDC INC | 38173M102 | COM | 57,833 | $962,000 | dollars as filed | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 9,271 | $960,000 | dollars as filed | |
| CRESCENT CAP BDC INC | 225655109 | COM | 55,556 | $959,000 | dollars as filed | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 41,297 | $957,000 | dollars as filed | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 73,958 | $956,000 | dollars as filed | |
| FEDERATED HERMES ETF TRUST | 31423L305 | US STRATEGIC DIV | 37,724 | $954,000 | dollars as filed | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 28,385 | $953,000 | dollars as filed | |
| MUELLER INDS INC COM | 624756102 | Stock | 17,642 | $952,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 28,904 | $951,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-24-026188 | superseded | 2024-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-24-045234 | this filing | 2024-11-05 | acceptance time not in the bulk data set |